On the isotopy of Legendrian knots

Let ₀ and ₁ be Legendrian knots which are isotopic as usual knots, and which have the same obvious invariants rot and link. It seems to be an open question whether ₀ and ₁ are isotopic as Legendrian knots. In the paper we give a positive answer to this question for the (rather restricted) class of Legendrian knots with nonintersecting fronts.     

Estimating Equations with Nuisance Parameters: Theory and Applications

In a variety of statistical problems the estimate _n of a parameter is defined as the root of a generalized estimating equation G_n(_nn)=0 where _n is an estimate of a nuisance parameter . We give sufficient conditions for the asymptotic normality of #x0398;_n defined in this way and derive their asymptotic distribution. A circumstance under which the asymptotic distribution of #x0398;_n will not be influenced by that of _n) is noted. As an example, we consider a covariance structure analysis in which both the population mean and the population fourth-order moment are nuisance parameters. Applications to pseudo maximum likelihood, generalized least squares with estimated weights, and M-estimation with an estimated scale parameter are discussed briefly.     

A cuspidal edge of first kind with a point of asymptotic type

We shall say that an analytic surface supports a line with a singularity of order 2 if is a singular line of the surface (the first fundamental form of anyC -parametrization of is degenerate on ) and there exists aC -parametrization(s, v) of the surface such that the second derivative of in the direction orthogonal to is nonzero. We shall assume that has no singular points or points of straightening or flattening, that the Gaussian curvature of is nonpositive, and that the Gaussian curvature of has a finite limita(s) on (s is arc length on ), and the osculating plane of is tangent to in the sense that this plane contains as a half-plane the contingency of at the corresponding point of . Finally supposeb(0)=0,b(s)0 fors0, andb _ss (0)0, whereb(s)=a(s)+ ²(s) and is the torsion of . It is shown that under these hypotheses envelopes the asymptotes of one of the families of. All the asymptotes of the other family are tangent to except the asymptote passing through the points=0 of the singular line.Translated from Ukrainskií Geometricheskií Sbornik, No. 30, 1987, pp. 66–76.     

Spectral invariance,ellipticity, and the Fredholm property for pseudodifferential operators on weighted Sobolev spaces

The pseudodifferential operators with symbols in the Grushin classes \~S _inf0 ^sup, , 0 < 1, of slowly varying symbols are shown to form spectrally invariant unital Frécher-*-algebras (*-algebras) in L(L ²(R ⁿ )) and in L(H ^st ) for weighted Sobolev spaces H _inf ^supst defined via a weight d function . In all cases, the Fredholm property of an operator can be characterized by uniform ellipticity of the symbol. This gives a converse to theorems of Grushin and Kumano-Ta-Taniguchi. Both, the spectrum and the Fredholm spectrum of an operator turn out to be independent of the choices of s, t and .The characterization of the Fredholm property by uniform ellipticity leads to an index theorem for the Fredholm operators in these classes, extending results of Fedosov and Hörmander.     

Independence in hypergraphs

Suppose an integral function (|A|)q₁ defined on the subsets of edges of a hypergraph (X,u,) satisfies the following two conditions: 1) any set W u such that |A|(|A|) for any AW is matroidally independent; 2) if W is an independent set, then there exists a unique partitionW=T₁+ T₂+...+T_v such that |T ⁱ |=(|T ⁱ |),i1:v, and for any AW, |A|(|A|) there exists a T_i such that AT_i. The form of such a function is found, in terms of parameters of generalized connected components, hypercycles, and hypertrees.Translated from Zapiski Nauchnykh Seminarov Leningradskogo Otdeleniya Matematicheskogo Instituta im. V. A. Steklova AN SSSR, Vol. 114, pp. 196–204, 1982.     

Sum of Divisors in a Ring of Gaussian Integers

We construct an asymptotic formula for a sum function for _a (), where _a () is the sum of the ath powers of the norms of divisors of the Gaussian integer on an arithmetic progression ₀ (mod ) and in a narrow sector ₁ arg < ₂. For this purpose, we use a representation of _a (n) in the form of a series in the Ramanujan sums.     

On Solutions of the q-Hypergeometric Equation with q N = 1

We consider the q-hypergeometric equation with q ^N = 1 and , , . We solve this equation on the space of functions given by a power series multiplied by a power of the logarithmic function. We prove that the subspace of solutions is two-dimensional over the field of quasi-constants. We get a basis for this space explicitly. In terms of this basis, we represent the q-hypergeometric function of the Barnes type constructed by Nishizawa and Ueno. Then we see that this function has logarithmic singularity at the origin. This is a difference between the q-hypergeometric functions with 0 < |q| < 1 and at |q| = 1.     

γ-Subdifferential and γ-convexity of functions on a normed space

In this paper, the -subdifferential is introduced for investigating the global behavior of real-valued functions on a normed spaceX. Iff: DX attains its global minimum onD atx ^*, then 0 f(x ^*). This necessary condition always holds, even iff is not continuous orx ^* is at the boundary of its domain. Nevertheless, it is useful because, by choosing a suitable ₊, many local minima cannot satisfy this necessary condition. For the sufficient conditions, the so-called -convex functions are defined. The class of these functions is rather large. For example, every periodic function on the real line is a -convex function. There are -convex functions which are not continuous everywhere. Every function of bounded variation can be represented as the difference of two -convex functions. For all that, -convex functions still have properties similar to those of convex functions. For instance, each -local minimizer off is at the same time a global one. Iff attains its global minimum onD, then it does so at least at one point of its -boundary.This research was supported by the Alexander von Humboldt Foundation. The author thanks Professors R. Bulirsch, K. H. Hoffmann, and H. G. Bock for inviting him to Munich and Augsburg where this research was done.     

Über die asymptotische Darstellung der Aufspaltung von Paaren benachbarter Eigenwerte der Differentialgleichung der Sphäroidfunktionen

Summary Let be the difference of a pair of adjacent eigen-values of the differential equation (1) for the spheroidal functions. Until now only the two first terms of the asymptotic expansion (2) of for large ^*2=–² had been known. In this note the next term, i. e. the coefficient of ^*–2, is given, and the way of calculating it is described.

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The preparation of this note containing partial results, was sponsored by the European Office Air Research and Development Command, U. S. Air Force, Project No. AF 61 (514)-443.     

On generalized gamma functions related to the Laurent coefficients of the Riemann zeta function

Summary We study a class of generalized gamma functions _k (z) which relate to the generalized Euler constants _k (basically the Laurent coefficients of(s)) as (z) does to the Euler constant. A new series expansion for _k is derived, and the constant term in the asymptotic expansion for log _k (z) is studied in detail. These and related constants are numerically computed for 1 k 15.     

Interfaces and typical Gibbs configurations for one-dimensional Kac potentials

Summary We consider a one dimensional Ising spin system with a ferromagnetic Kac potential J(|r|),J having compact support. We study the system in the limit, »0, below the Lebowitz-Penrose critical temperature, where there are two distinct thermodynamic phases with different magnetizations. We prove that the empirical spin average in blocks of size ^–1 (for any positive ) converges, as »0, to one of the two thermodynamic magnetizations, uniformly in the intervals of size ^–p , for any given positivep1. We then show that the intervals where the magnetization is approximately constant have lengths of the order of exp(c ^–1),c>0, and that, when normalized, they converge to independent variables with exponential distribution. We show this by proving large deviation estimates and applying the Ventsel and Friedlin methods to Gibbs random fields. Finally, if the temperature is low enough, we characterize the interface, namely the typical magnetization pattern in the region connecting the two phases.The research has been partially supported by CNR, GNFM, GNSM and by grant SC1CT91-0695 of the Commission of European Communities     

Mittelwert der Eulerschen φ-Funktion und des Quadrates der Dirichletschen Teilerfunktion in algebraischen Zahlkörpern

LetK be an algebraic number field, and for every integer K let () andd(), respectively, denote the number of relatively prime residue classes and the number of divisors of the principal ideal (). Asymptotic equalities are proved for the sums () and d ²(), where runs through certain finite sets of integers ofK.     

Convolution Operators with Fractional Measures Associated to Holomorphic Functions

Let be an open set in the complex plane and let be a holomorphic function on . Let K be a compact subset of with nonempty interior such that 0 K. Let be the Borel measure of R ⁴ C ² given by(E = _K E(z, (z))|z|^–2 d(z)where 0 < 2 and d(x ₁ + ix ₂) = dx ₁ dx ₂ denotes the Lebesgue measure on C. Let T be the convolution operator T f = * f. In this paper we characterize the type set E associated to T .     

Some asymptotic results related to the law of iterated logarithm for Brownian motion

For 0<<1, let . The questions addressed in this paper are motivated by a result due to Strassen: almost surely, lim sup _t U ((t))=1–exp{–4(^–1)–1}. We show that Strassen's result is closely related to a large deviations principle for the family of random variablesU (t), t>0. Also, when =1,U (t)0 almost surely and we obtain some bounds on the rate of convergence. Finally, we prove an analogous limit theorem for discounted averages of the form as 0, whereD is a suitable discount function. These results also hold for symmetric random walks.     

A Higher Level Bailey Lemma: Proof and Application

In a recent letter, new representations were proposed for the pair of sequences (,), as defined formally by Bailey in his famous lemma. Here we extend and prove this result, providing pairs (,) labelled by the Lie algebra AN – 1, two nonnegative integers and k and a partition , whose parts do not exceed N – 1. Our results give rise to what we call a higher level Bailey lemma. As an application it is shown how this lemma can be applied to yield general q-series identities, which generalize some well-known results of Andrews and Bressoud.     

Angular limits of holomorphic functions which satisfy an integrability condition

Let (–1,1), let 2/(1–)p<, letp denote the Hölder conjugate ofp, and let be an open arc of the unit circle. It is shown that, iff is a holomorphic function on the unit disc such that: (i) (1–|z|)log⁺|f(z)| isL ^p -integrable on the sector {r:0f has an infinite asymptotic value has -finite (2–(1+)p)-dimensional Hausdorff, measure, thenf has finite angular limits on a subset of of positive linear measure. In fact, a stronger conclusion will be established.     

Asymptotic Behavior of Loss Probability in GI/M/1/K Queue as K Tends to Infinity

We obtain an asymptotic behavior of the loss probability for the GI/M/1/K queue as K for cases of <1, >1 and =1.     

Generalization of two theorems of M. I. Kadets concerning the indefinite integral of abstract almost periodic functions

Conditions are obtained for the almost periodicity (or almost automorphy) of an abstract functionf (t) on a group G satisfying the difference equationsf (t)–f(t)=g(t), where, for each G, the function (t) is almost periodic (or almost automorphic) (the difference problem). The investigation of the almost periodicity of the integral of an almost periodic function (t) on the real line R is reduced to a study of the difference problem.Translated from Matematicheskie Zametki, Vol. 9, No. 3, pp. 311–321, March, 1971.In conclusion I wish to thank V. V. Zhikov for suggesting this problem, and B. M. Levitan and E. A. Gorin for their discussion of the work.     

K-theory of reduced C*-algebras and rapidly decreasing functions on groups

We associate to any length function L on a group a space of rapidly decreasing functions on (in the l ² sense), denoted by H _L (). When H _L () is contained in the reduced C*-algebra C _r ^* () of (), then it is a dense *-subalgebra of C _r ^* () and we prove a theorem of A. Connes which asserts that under this hypothesis H _L () has the same K-theory as C _r ^* (). We introduce another space of rapidly decreasing functions on (in the l ¹ sense), denoted by H _L ^1, (), which is always a dense *-subalgebra of the Banach algebra l ¹(), and we show that H _L ^1, () has the same K-theory as l ¹().     

On a Test Statistic for Linear Trend

Let {W(s)} _s 0 be a standard Wiener process. The supremum of the squared Euclidian norm Y (t)², of the R²-valued process Y(t)=(1/t W(t), {12/t ³ int_{0 t} s dW (s)– {3/t} W(t)), t [, 1], is the asymptotic, large sample distribution, of a test statistic for a change point detection problem, of appearance of linear trend. We determine the asymptotic behavior P {sup _t [, 1] Y(t)² > u as u , of this statistic, for a fixed (0,1), and for a moving = (u) 0 at a suitable rate as u . The statistical interest of our results lie in their use as approximate test levels.