中国战略性新兴产业国际竞争力评价

以"新钻石模型"为基础,从产业环境、产业支撑和产业创新等3个维度构建战略性新兴产业国际竞争力评价指标体系.运用2005~2014年的面板数据对战略性新兴产业进行因子分析.评价结果显示,电子及通信设备制造业与医药制造业国际竞争力明显高于计算机及办公设备制造业与医疗仪器设备及仪器仪表制造业.航空航天器及设备制造业国际竞争力有很大提升潜力.电子及通信设备制造业创新能力表现突出,但战略性新兴产业整体创新能力较低.     

一个引入中间变量的一般非齐次核全平面Hilbert型积分不等式

应用实分析及权函数的方法,引入一些参数及中间变量,建立一个一般非齐次核全平面Hilbert型积分不等式的若干等价陈述.常数因子被证明是最佳的.作为应用,一个一般齐次核全平面Hilbert型积分不等式的若干等价陈述被导出.我们还考虑了一些特殊情况、算子表示及若干例子.     

Darcy-Stokes问题的统一稳定化有限体积法分析

本文对Darcy-Stokes问题提出了一种统一的稳定化有限体积法.在离散问题中,采用两种剖分,一种为三角形剖分,一种为其对偶四边形剖分.速度及压力分别采用非协调线性元及分片常数元来做逼近.经证明,文中的统一格式,具有稳定性及最优误差估计.最后用数值算例验证了本文的理论结果.     

DEA的交形式生产可能集及其应用

DEA理论、模型及方法可用以评价给定决策单元之间的相对有效性,其在经济学中的应用体现在经验生产可能集的构造上.DEA的生产可能集有两种等价形式—和形式及交形式.相比较而言,交形式更具几何直观性及计算便利性.     

热偶极子与圆形界面裂纹的作用

热偶极子由热源和热汇组成.应用解析延拓方法、广义Liouville 定理及Muskhelishvili 边值问题理论,研究了在热源偶极子作用下含圆形夹杂复合材料的界面裂纹问题.导出温度场和应力场之后,分析了温度场和夹杂对界面断裂的效应.作为实例,针对若干种组合材料及热偶极子处于不同位置,给出了界面裂纹热应力强度因子的数值变化曲线.结果表明,界面裂纹特性取决于材料的弹性常数和热学性能及偶极子的情况.     

线弹性动力学的某些一般定理及广义与广义分区变分原理*

从四维空间思想出发,在四种时端条件下,系统地推导得出了弹性动力学有关的一般定理,如:可能功作用量原理,虚位移原理,虚应力一动量原理,互易定理及由此导出的位移互等定理与始末时刻条件关系定理等;得出了线弹性动力学的位能作用量变分原理,余能作用量变分原理,动力问题的胡-鹫原理,H-R原理及本构关系变分原理.Hamilton原理,Toupin原理及有关文献如[5]、[17]～[24]的工作均可作为文中一般结果的特例.对应于有限元分析.在空间分区,时间分区及时空均分区情况.给出了动力学问题的分区位能作用量原理.分区余能作用量原理,分区混合能作用量原理及相应的分区广义变变分原理.导出了分区原理的一般形式.若去掉时间维及有关量,文中有关结果可转化为静力问题中有关的相应结果.     

非线性发病率随机流行病模型的动力学行为

研究了一类具有非线性发病率的随机SEIR传染病模型的绝灭性及平稳分布问题,通过构造合适的Lyapunov函数及控制噪声强度,在适当的条件下,得到模型的全局解存在唯一、指数稳定,且解具有平稳分布及遍历性.利用线性化及Fourier变换,证明了解渐近服从四维正态分布,并给出均值及方差矩阵的表达式.数值模拟验证了我们所得的主要结果.     

含有患病鸟类迁入的禽流感动力学模型

禽流感是一种能够感染人畜的传染性疾病,野生鸟类在禽流感的传播与流行中起到不可忽视的作用.建立常微分方程模型来刻画禽流感在人类及禽类中的动态传播规律.模型包含患病鸟类的迁入,并且禽类和人类数量是可变的.通过构造适当的Liapunov函数及LaSalle不变性原理证明了平衡点的局部及全局稳定性.在病鸟类迁入率不为零时,利用Poincare-Bendixson定理证明了地方病平衡点的全局渐进稳定性.还对模型进行了仿真及敏感性分析,讨论了含患病鸟类的迁入对禽流感流行的影响以及控制禽流感应采取的措施,为控制禽流感疫情提供理论基础.     

跳扩散市场投资组合研究

研究了连续时间动态均值-方差投资组合选择问题.假设风险资产价格服从跳跃-扩散过程且具有卖空约束.投资者的目标是在给定期望终止时刻财富条件下,最小化终止时刻财富的方差.通过求解模型相应的Hamilton-Jacobi-Bellmen方程,得到了最优投资策略及有效前沿的显示解.结果显示,风险资产的卖空约束及价格过程的跳跃因素对最优投资策略及有效前沿的是不可忽略的.     

侦测股市时间序列相关性的三种方法

运用方差方法.重标极差方法(R/S)和消除趋势波动分析方法(DFA)对美国股市标准普尔500指数的收盘价进行分析.结果表明:此股票市场指数具有状态持续性特征及自相似特征.同时兼具混沌等非线性特征.通过这三种方法对同一股市进行分析更能全方位的诠释相关性在股票市场理论应用的必要性及可行性,并且对股票市场理论建模.预测和管控策略的制定及实施具有重要意义.     

二次曲面和平面位置关系的判式

在解析几何中有二次曲线与直线位置关系的讨论、二次曲面与直线位置关系的讨论,而二次曲面与平面相关位置关系的探讨较少.本文给出二次曲面a11x2+a22y2+a33z2+2a12xy+2a13xz+2a23yz+2a14x+2a24y+2a34z+a44=0(1)和平面Ax+By+Cz+D=0(2)的相对位置的判别式Δ=a11a12a13a14Aa21a22a23a24Ba31a32a33a34Ca41a42a43a44DA B C D0(aij=aji).(3)并证明了:若Δ>0,则二次曲面(1)与平面(2)相交;若Δ=0,则(1)和(2)相切;若Δ<0,则(1)和(2)相离.     

Solution to the variation problem for information path functional of a controlled random process

The paper introduces a new approach to dynamic modeling, using the variation principle, applied to a functional on trajectories of a controlled random process, and its connection to the process' information functional. In [V.S. Lerner, Dynamic approximation of a random information functional, J. Math. Anal. Appl. 327 (1) (2007) 494-514, available online 5-24-06], we presented the information path functional with the Lagrangian, determined by the parameters of a controlled stochastic equation. In this paper, the solution to the path functional's variation problem provides both a dynamic model of a random process and the model's optimal control, which allows us to build a two-level information model with a random process at the microlevel and a dynamic process at the macrolevel. A wide class of random objects, modeled by the Markov diffusion process and a common structure of the process' information functional, leads to a universal information structure of the dynamic model, which is specified and identified on a particular object with the applied optimal control functions. The developed mathematical formalism, based on classical methods, is aimed toward the solution of problems identification, combined with an optimal control synthesis, which is practically implemented and also demonstrated in the paper's example.     

On a Mathematical Comparison between Hierarchy and Network with a Classification of Coordination Structures

This paper proposes a mathematical model to compare a network organization with a hierarchical organization. In order to formulate the model, we define a three-dimensional framework of the coordination structure of a network and of other typical coordination structures. In the framework, we can define a network structure by contrasting it with a hierarchy, in terms of the distribution of decision making, which is one of the main features of information processing. Based on this definition, we have developed a mathematical model for evaluating coordination structures. Using this model, we can derive two boundary conditions among the coordination structures with respect to the optimal coordination structure. The boundary conditions help us to understand why an organization changes its coordination structure from a hierarchy to a network and what factors cause this change. They enable us, for example, to find points of structural change where the optimal coordination structure shifts from a hierarchy to a hierarchy with delegation or from a hierarchy with delegation to a network, when the nature of the task changes from routine to non-routine. In conclusion, our framework and model may provide a basis for discussing the processes that occur when coordination structures change between a hierarchy and a network.     

Partnership formation based on multiple traits

A model of partnership formation based on two traits, called beauty and character, is presented. There are two classes of individual and partners must be of different classes. Individuals prefer prospective partners with a high beauty measure and of a similar character. This problem may be interpreted as e.g. a job search problem in which the classes are employer and employee, or a mate choice problem in which the classes are male and female. Beauty can be observed instantly. However, a costly date (or interview) is required to observe the character of a prospective partner. On observing the beauty of a prospective partner, an individual decides whether he/she wishes to date. During a date, the participants observe each other’s character and then decide whether to form a pair. Mutual acceptance is required both for a date to occur and pair formation. On finding a partner, an individual stops searching. Beauty has a continuous distribution on a finite interval, while character ‘forms a circle’ and has a uniform distribution. Criteria based on the concept of a subgame perfect Nash equilibrium are used to define a symmetric equilibrium of this game. It is argued that this equilibrium is unique. When dating costs are high, this equilibrium is a block separating equilibrium as in more classical formulations of two-sided job search problems. However, for sufficiently small dating costs the form of this equilibrium is essentially different.     

Characterizations of g-frames and g-Riesz bases in Hilbert spaces

In this paper, we introduce the pre-frame operator Q for the g-frame in a complex Hilbert space, which will play a key role in studying g-frames and g-Riesz bases etc. Using the pre-frame operator Q, we give some necessary and sufficient conditions for a g-Bessel sequence, a g-frame, and a g-Riesz basis in a complex Hilbert space, which have properties similar to those of the Bessel sequence, frame, and Riesz basis respectively. We also obtain the relation between a g-frame and a g-Riesz basis, and the relation of bounds between a g-frame and a g-Riesz basis. Lastly, we consider the stability of a g-frame or a g-Riesz basis for a Hilbert space under perturbation.     

Mean-variance optimization problems for an accumulation phase in a defined benefit plan

In this paper we deal with contribution rate and asset allocation strategies in a pre-retirement accumulation phase. We consider a single cohort of workers and investigate a retirement plan of a defined benefit type in which an accumulated fund is converted into a life annuity. Due to the random evolution of a mortality intensity, the future price of an annuity, and as a result, the liability of the fund, is uncertain. A manager has control over a contribution rate and an investment strategy and is concerned with covering the random claim. We consider two mean-variance optimization problems, which are quadratic control problems with an additional constraint on the expected value of the terminal surplus of the fund. This functional objectives can be related to the well-established financial theory of claim hedging. The financial market consists of a risk-free asset with a constant force of interest and a risky asset whose price is driven by a Lévy noise, whereas the evolution of a mortality intensity is described by a stochastic differential equation driven by a Brownian motion. Techniques from the stochastic control theory are applied in order to find optimal strategies.     

覆盖数不超过3的图上渡河问题

1000多年前,英国著名学者Alcuin曾提出一个古老的渡河问题,即狼、羊和卷心菜的渡河问题。2006年,Prisner把该问题推广到任意的冲突图上,考虑了一类情况更一般的渡河运输问题。所谓冲突图是指一个图G=(V,E),这里V代表某些物品的集合,V中的两个点有边连结当且仅当这两个点是冲突的,即在无人监管的情况下不允许留在一起的点。图G=(V,E)的一个可行运输方案是指在保证不发生任何冲突的前提下,把V的点所代表的物品全部摆渡到河对岸的一个运输方案。图G的Alcuin数定义为它存在可行运输方案时所需船的最小容量。本文讨论了覆盖数不超过3的连通图的Alcuin数,给出了该类图Alcuin数的完全刻画。     

Dynamic contact problem for viscoelastic piezoelectric materials with normal damped response and friction

In this paper, we deal with a class of inequality problems for dynamic frictional contact between a piezoelectric body and a foundation. The model consists of a system of the hemivariational inequality of hyperbolic type for the displacement, the time dependent elliptic equation for the electric potential. The contact is modeled by a general normal damped response condition and a friction law, which are nonmonotone, possibly multivalued and have the subdifferential form. The existence of a weak solution to the model is proved by embedding the problem into a class of second-order evolution inclusions and by applying a surjectivity result for multivalued operators.     

The Buneman index via polyhedral split decomposition

The split decomposition of a metric using the so-called isolation index was established by Bandelt and Dress, and it is a theoretical foundation for certain phylogenetic network reconstruction methods. Recently, Hirai gave a geometric interpretation to the split decomposition, and provided an extension of the split decomposition for a distance, i.e., a symmetric nonnegative function with zero diagonal. By Herrmann and Moulton, such a geometric approach was further applied to polyhedral functions, called tight-spans in their style, defined on various vector configurations. This paper addresses the split decomposition with respect to a particular kind of vector configuration, which does not satisfy the assumption imposed by Hirai or Herrmann and Moulton. As a result, we obtain geometrically the Buneman index, which is also used to construct a phylogenetic tree. Moreover, this paper deals with the combinatorial aspect of the polyhedral split decomposition, and gives a combinatorial characterization of the split-decomposability with the aid of the matroid associated with the vector configuration.