The topological quantum phase transitions in Lieb lattice driven by the Rashba SOC and exchange field

The quantum spin Hall (QSH) effect and the quantum anomalous Hall (QAH) effect in Lieblattice are investigated in the presence of both Rashba spin-orbit coupling (SOC) anduniform exchange field. The Lieb lattice has a simple cubic symmetry, which ischaracterized by the single Dirac-cone per Brillouin zone and the middle flat band in theband structure. The intrinsic SOC is essentially needed to open the full energy gap in thebulk. The QSH effect could survive even in the presence of the exchange field. In terms ofthe first Chern number and the spin Chern number, we study the topological nature and thetopological phase transition from the time-reversal symmetry broken QSH effect to the QAHeffect. For Lieb lattice ribbons, the energy spectrum and the wave-function distributionsare obtained numerically, where the helical edge states and the chiral edge states revealthe non-trivial topological QSH and QAH properties, respectively.     

Emergent Z_2 topological invariant and robust helical edge states in two-dimensional topological metals

In this work, we study the effects of disorder on topological metals that support a pair of helical edge modes deeply embedded inside the gapless bulk states. Strikingly, we predict that a quantum spin Hall(QSH) phase can be obtained from such topological metals without opening a global band gap. To be specific, disorder can lead to a pair of robust helical edge states which is protected by an emergent Z_2 topological invariant, giving rise to a quantized conductance plateau in transport measurements. These results are instructive for solving puzzles in various transport experiments on QSH materials that are intrinsically metallic. This work also will inspire experimental realization of the QSH effect in disordered topological metals.     

缀饰格子中时间反演对称破缺的量子自旋霍尔效应

<正>研究了缀饰格子中的量子自旋霍尔效应,模型中同时考虑了Rashba自旋轨道耦合和交换场的作用.缀饰格子具有简立方对称性,以零能平带和单狄拉克锥结构为主要特点.在缀饰格子中,不论是实现量子自旋霍尔效应还是量子反常霍尔效应,都需要一个不为零的内禀自旋轨道耦合作用来打开一个完全的体能隙,这与石墨烯等六角格子模型有着很大的不同.在交换场破坏了时间反演对称性的情况下,以自旋陈数为标志的量子自旋霍尔效应仍然能够存在,边缘态和极化率的相关结果也证明了这一结论.结果表明自旋陈数比z2拓扑数在表征量子自旋霍尔效应方面有着更广泛的适用范围,相应的结论为利用磁场控制量子自旋霍尔效应提出了一个理论模型和依据.     

Sizable band gap in organometallic topological insulator

Based on first principle calculation when Ceperley–Alder and Perdew–Burke–Ernzerh type exchange-correlation energy functional were adopted to LSDA and GGA calculation, electronic properties of organometallic honeycomb lattice as a two-dimensional topological insulator was calculated. In the presence of spin–orbit interaction bulk band gap of organometallic lattice with heavy metals such as Au, Hg, Pt and Tl atoms were investigated. Our results show that the organometallic topological insulator which is made of Mercury atom shows the wide bulk band gap of about ∼120 meV. Moreover, by fitting the conduction and valence bands to the band-structure which are produced by Density Functional Theory, spin–orbit interaction parameters were extracted. Based on calculated parameters, gapless edge states within bulk insulating gap are indeed found for finite width strip of two-dimensional organometallic topological insulators.     

Z2 topological order and the quantum spin Hall effect

The quantum spin Hall (QSH) phase is a time reversal invariant electronic state with a bulk electronic band gap that supports the transport of charge and spin in gapless edge states. We show that this phase is associated with a novel Z2 topological invariant, which distinguishes it from an ordinary insulator. The Z2 classification, which is defined for time reversal invariant Hamiltonians, is analogous to the Chern number classification of the quantum Hall effect. We establish the Z2 order of the QSH phase in the two band model of graphene and propose a generalization of the formalism applicable to multiband and interacting systems.     

Effective spin dephasing mechanism in confined two-dimensional topological insulators

A Kramers pair of helical edge states in quantum spin Hall effect (QSHE) is robust against normal dephasing but not robust to spin dephasing. In our work, we provide an effective spin dephasing mechanism in the puddles of two-dimensional (2D) QSHE, which is simulated as quantum dots modeled by 2D massive Dirac Hamiltonian. We demonstrate that the spin dephasing effect can originate from the combination of the Rashba spin-orbit coupling and electron-phonon interaction, which gives rise to inelastic backscattering in edge states within the topological insulator quantum dots, although the time-reversal symmetry is preserved throughout. Finally, we discuss the tunneling between extended helical edge states and local edge states in the QSH quantum dots, which leads to backscattering in the extended edge states. These results can explain the more robust edge transport in InAs/GaSb QSH systems.     

Model characterization of gapless edge modes of topological insulators using intermediate Brillouin-zone functions

We characterize gapless edge modes in translation invariant topological insulators. We show that the edge mode spectrum is a continuous deformation of the spectrum of a certain gluing function defining the occupied state bundle over the Brillouin zone. Topologically nontrivial gluing functions, corresponding to nontrivial bundles, then yield edge modes exhibiting spectral flow. We illustrate our results for the case of chiral edge states in two-dimensional Chern insulators, as well as helical edges in quantum spin Hall states.     

Quantum spin Hall effect in inverted type-II semiconductors

The quantum spin Hall (QSH) state is a topologically nontrivial state of quantum matter which preserves time-reversal symmetry; it has an energy gap in the bulk, but topologically robust gapless states at the edge. Recently, this novel effect has been predicted and observed in HgTe quantum wells and in this Letter we predict a similar effect arising in Type-II semiconductor quantum wells made from InAs/GaSb/AlSb. The quantum well exhibits an "inverted" phase similar to HgTe/CdTe quantum wells, which is a QSH state when the Fermi level lies inside the gap. Due to the asymmetric structure of this quantum well, the effects of inversion symmetry breaking are essential. Remarkably, the topological quantum phase transition between the conventional insulating state and the quantum spin Hall state can be continuously tuned by the gate voltage, enabling quantitative investigation of this novel phase transition.     

Rashba自旋轨道耦合下square-octagon晶格的拓扑相变

本文研究了各向同性square-octagon晶格在内禀自旋轨道耦合、Rashba自旋轨道耦合和交换场作用下的拓扑相变,同时引入陈数和自旋陈数对系统进行拓扑分类.系统在自旋轨道耦合和交换场的影响下会出现许多拓扑非平庸态,包括时间反演对称破缺的量子自旋霍尔态和量子反常霍尔态.特别的是,在时间反演对称破缺的量子自旋霍尔效应中,无能隙螺旋边缘态依然能够完好存在.调节交换场或者填充因子的大小会导致系统发生从时间反演对称破缺的量子自旋霍尔态到自旋过滤的量子反常霍尔态的拓扑相变.边缘态能谱和自旋谱的性质与陈数和自旋陈数的拓扑刻画完全一致.这些研究成果为自旋量子操控提供了一个有趣的途径.     

Electronic properties of bearded graphene nanoribbons

We investigate the electronic properties of graphene nanoribbons with attachment of bearded bonds as a model of edge modification. The main effect of the addition of the beards is the appearance of additional energy subbands. The originally gapless armchair graphene nanoribbons become semiconducting. On the other hand, the originally semiconducting armchair graphene nanoribbons may or may not change to gapless systems depending on the width. With the inclusion of a transverse electric field, the band structures of bearded graphene nanoribbons are further altered. An electric field creates additional band-edge states, and changes the subband curvatures and spacings. Furthermore, the energy band symmetry about the chemical potential is lifted by the field. With varying width, the bandgap demonstrates a declining zigzag behavior, and touches the zero value regularly. Modifications in the electronic structure are reflected in the density of states. The numbers and energies of the density of state divergent peaks are found to be strongly dependent on the geometry and the electric field strength. The beard also causes electron transfer among different atoms, and alters the probability distributions. In addition, the electron transfers are modified by the electric field. Finally, the field introduces more zero values in the probability distributions, and removes their left–right symmetry.     

Persistent currents in a graphene ring with armchair edges

A graphene nanoribbon with armchair edges is known to have no edge state. However, if the nanoribbon is in the quantum spin Hall state, then there must be helical edge states. By folding a graphene ribbon into a ring and threading it by a magnetic flux, we study the persistent charge and spin currents in the tight-binding limit. It is found that, for a broad ribbon, the edge spin current approaches a finite value independent of the radius of the ring. For a narrow ribbon, inter-edge coupling between the edge states could open the Dirac gap and reduce the overall persistent currents. Furthermore, by enhancing the Rashba coupling, we find that the persistent spin current gradually reduces to zero at a critical value beyond which the graphene is no longer a quantum spin Hall insulator.     

Topological confinement effect of edge potentials in zigzag-edge graphene nanoribbons under a staggered bulk potential

We have investigated topological confinement effects of edge potentials on gapless edge states in zigzag-edge graphene nanoribbons (ZGNRs) under a staggered bulk potential. A variety of gapless edge states were predicted with the concept of topological confinement effect alone, which was confirmed by using tight-binding model calculations. Half-metallicity of ZGNR, which has been semiclassically described, was revealed to fundamentally result from a topological confinement effect. Edge potentials were found to allow an infinitesimal staggered bulk potential to result in gapless edge states, regardless of the ribbon width. A uniform or staggered potential applied to the boundary region narrower than a critical width was found to play a role of the edge potentials, and the critical width was estimated.     

Edge states and topological properties of electrons on the bismuth on silicon surface with giant spin-orbit coupling

We derive a model of localized edge states in a finite-width strip for the two-dimensional electron gas formed in the hybrid system of a bismuth monolayer deposited on the silicon interface and described by the nearly free electron model with giant spin-orbit splitting. The edge states have the energy dispersion in the bulk energy gap with a Dirac-like linear dependence on the quasimomentum and the spin polarization coupled to the direction of propagation, demonstrating the properties of a topological insulator. The topological stability of edge states is confirmed by the calculations of the Z ₂ invariant taken from the structure of the Pfaffian for the time reversal operator for the filled bulk bands in the surface Brillouin zone, which is shown to have a stable number of zeros with the variations of material parameters. The proposed properties of the edge states may support future advances in experimental and technological applications of this new material in nanoelectronics and spintronics.     

Peierls Instability of the Lieb Lattice

JETP Letters - It is shown that the energy of the electron system in the two-dimensional Lieb lattice decreases owing to displacements of the edge atoms from the lattice sites along the edges. This...     

Spin effects in edge transport in two-dimensional topological insulators

Investigations of topological insulators, which are two- and three-dimensional systems with a gap in the bulk spectrum and topologically protected gapless edge states, are of considerable fundamental interest at present. The experiments confirming the presence of the edge states in two-dimensional systems with inverted bands and problems of determining the nature of such states in these experiments are reviewed. Special attention is focused on spin-sensitive experiments since the topological edge states have a nontrivial spin structure.     

Electron-electron and spin-orbit interactions in armchair graphene ribbons

The effects of intrinsic spin-orbit and Coulomb interactions on low-energy properties of finite width graphene armchair ribbons are studied by means of a Dirac Hamiltonian. It is shown that metallic states subsist in the presence of intrinsic spin-orbit interactions as spin-filtered edge states, in contrast with the insulating behavior predicted for graphene planes. A charge-gap opens due to Coulomb interactions in neutral ribbons, that vanishes as Delta approximately 1/W, with a gapless spin sector. Weak intrinsic spin-orbit interactions do not change the insulating behavior. Explicit expressions for the width-dependent gap and various correlation functions are presented.     

晶格量子涨落对spin-Peierls系统低能量激发态的影响

在非绝热近似下，研究了一维spin-Peierls系统中晶格量子涨落 对系统性质的影响，讨论了系统的二聚化相变、单粒子激发和双粒子束缚态. 结果表明，量子晶格涨落会抑制晶格的二聚化，破坏系统的spin-Peierls基态稳定性.在临界点，系统发生从二聚化spin-Peierls态向无能隙态的相变. 自旋声子耦合强度对束缚态能隙的影响比单粒子激发谱能隙显著. 关键词： sin-Peierls系统 非绝热近似 玻色化 相图     

三聚化非厄密晶格中具有趋肤效应的拓扑边缘态

近年来,探索新的拓扑量子结构、深入分析各种多聚化拓扑晶格中的新奇物理性质已经成为热点.并且,多聚化拓扑模型在量子光学等领域的研究也愈发深入,拥有广阔的发展前景.本文聚焦于研究三聚化非厄密晶格中的新奇拓扑特性.首先,若晶胞内最近邻正反向耦合不相等,三聚化模型中的体态和边缘态出现趋肤效应.其中,随着最近邻耦合正反系数差的增大,拓扑保护的边缘态的宽度和简并度均可被调制,边缘态数量也会减少.其次,当在考虑次近邻耦合的影响时,随着次近邻耦合系数在适当范围内变化,系统本征能谱的上下能隙及其中具有趋肤效应的边缘态也会发生不对称的变化.此外,当适当改变两种耦合系数,三聚化非厄密模型的体态和边缘态的局域程度也会随之发生变化.     

Photoexcitation in two-dimensional topological insulators

One of the most fascinating challenges in Physics is the realization of an electron-based counterpart of quantum optics, which requires the capability to generate and control single electron wave packets. The edge states of quantum spin Hall (QSH) systems, i.e., two-dimensional (2D) topological insulators realized in HgTe/CdTe and InAs/GaSb quantum wells, may turn the tide in the field, as they do not require the magnetic field that limits the implementations based on quantum Hall effect. However, the band structure of these topological states, described by a massless Dirac fermion Hamiltonian, prevents electron photoexcitation via the customary vertical electric dipole transitions of conventional optoelectronics. So far, proposals to overcome this problem are based on magnetic dipole transitions induced via Zeeman coupling by circularly polarised radiation, and are limited by the g-factor. Alternatively, optical transitions can be induced from the edge states to the bulk states, which are not topologically protected though.Here we show that an electric pulse, localized in space and/or time and applied at a QSH edge, can photoexcite electron wavepackets by intra-branch electrical transitions, without invoking the bulk states or the Zeeman coupling. Such wavepackets are spin-polarised and propagate in opposite directions, with a density profile that is independent of the initial equilibrium temperature and that does not exhibit dispersion, as a result of the linearity of the spectrum and of the chiral anomaly characterising massless Dirac electrons. We also investigate the photoexcited energy distribution and show how, under appropriate circumstances, minimal excitations (Levitons) are generated. Furthermore, we show that the presence of a Rashba spin–orbit coupling can be exploited to tailor the shape of photoexcited wavepackets. Possible experimental realizations are also discussed.