BaHfO3纳米薄膜电子结构、光学和弹性性质的第一性原理研究

采用基于密度泛函理论的第一性原理方法,在局域密度近似（LDA）下研究了厚度为0.626～2.711nm (100)面BaHfO3薄膜的电子结构、光学和弹性性质．电子结构和光学性质计算结果表明：以BaO为表面层原子的BaHfO3纳米薄膜均为直接带隙半导体材料,带隙随薄膜厚度减小而逐渐减小,表现出明显的量子尺寸效应,此时薄膜的光学吸收边发生红移,吸收带出现窄化现象．以HfO2作为表面层原子的BaHfO3薄膜则属于间接带隙半导体材料,且带隙随薄膜厚度减小而微弱增加．弹性性质计算结果表明：体弹模量、剪切模量和杨氏模量等表征材料硬度的力学参数均随BaHfO3纳米薄膜厚度减小而显著减小,呈现尺寸效应．电荷密度分布分析揭示了薄膜厚度改变了BaHfO3纳米薄膜的价健特性,这是材料硬度改变的内在原因．该研究结果为BaHfO3纳米薄膜材料的设计与应用提供了理论依据．     

第一性原理研究硫化镉高压相变及其电子结构与弹性性质

采用第一性原理研究了CdS的六方纤锌矿(WZ), 立方闪锌矿(ZB) 和岩盐矿(RS)相在高压条件下的相稳定性、 相变点、电子结构以及弹性性能.WZ相与RS 相可以在相应的压强范围内稳定存在, 而ZB相不能稳定存在.压强大于2.18 GPa时, WZ相向RS相发生金属化相变.WZ相中S原子电负性大于Cd, 且电负性差值小于1.7, CdS的WZ相为共价晶体.高压作用下, S原子半径被强烈压缩, 有效核电荷增加, 对层外电子吸引能力提高, 电负性急剧增大, 导致S与Cd的电负性差值大于1.7, CdS的RS相以离子晶体存在. WZ相的C₄₄随压强增加呈下降趋势, 导致WZ相力学不稳定, 并向RS相转变.当压强大于2.18 GPa时, RS相C₁₁, C₁₂随压强增加而增大, 并且C₄₄保持稳定, 说明RS相具有良好的高压稳定性与力学性能. 关键词： 第一性原理 相变 电子结构 弹性性质     

Sb、Sm共掺杂SnO2的电子结构与光学性质第一性原理研究

采用基于密度泛函理论的第一性原理计算方法,构建了Sm、Sb及Sm和Sb共掺杂SnO₂超晶胞模型,研究了经过几何优化后的各掺杂体系的焓变值、能带结构、态密度、电荷布居、介电常数、吸收系数、反射率等光电性质.结果表明：Sm和Sb的掺杂可以有效地提升SnO₂的导电性能,且Sb和Sm共掺杂体系的电学性能最佳. Sm和Sb掺杂还可以增加SnO₂在红外波段的电子极化能力和电子跃迁概率,提升了红外反射率,且共掺杂体系的电子束缚能力最强、反射率最高.这为SnO₂基光电材料的研制提供了一定的理论依据.     

First-principles study of structural,elastic, electronic and optical properties of RDX under pressure

ABSTRACT

The influences of pressure on structural, elastic, electronic and optical properties of α-RDX under pressure from 0 to 40?GPa have been investigated by performing first-principles calculations. The obtained structural parameters based on the GGA-PBE+G calculations are consistent with previous experimental values. The results of B/G, C₁₂-C₄₄ and Poisson's ratio show that α-RDX has changed to ductility under pressure between 0 and 5?GPa. The obvious rotation of NO₂ group in the equatorial position appears, especially in the range of pressure from 10 to 15?GPa, which influences the elastic and mechanical properties of α-RDX. Moreover, we find that the electrons of α-RDX become more active under higher pressure by comparing the curves of DOS under different pressure. Furthermore, the anisotropy of optical properties under different pressures has been shown.     

First-principles study of the structural, elastic, electronic, optical, and vibrational properties of intermetallic Pd2Ga

The structural,elastic,electronic,optical,and vibrational properties of the orthorhombic Pd2Ga compound are investigated using the norm-conserving pseudopotentials within the local density approximation in the frame of density functional theory.The calculated lattice parameters have been compared with the experimental values and found to be in good agreement with these results.The second-order elastic constants and the other relevant quantities,such as the Young’s modulus,shear modulus,Poisson’s ratio,anisotropy factor,sound velocity,and Debye temperature,have been calculated.It is shown that this compound is mechanically stable after analysing the calculated elastic constants.Furthermore,the real and imaginary parts of the dielectric function and the optical constants,such as the optical dielectric constant and the effective number of electrons per unit cell,are calculated and presented.The phonon dispersion curves are derived using the direct method.The present results demonstrate that this compound is dynamically stable.     

First-principles study of the elastic constants and optical properties of uranium metal

We perform first-principles calculations of the lattice constants,elastic constants,and optical properties for alphaand gamma-uranium based on the ultra-soft pseudopotential method.Lattice constants and equilibrium atomic volume are consistent pretty well with the experimental results.Some difference exists between our calculated elastic constants and the experimental data.Based on the satisfactory ground state electronic structure calculations,the optical conductivity,dielectric function,refractive index,and extinction coefficients are also obtained.These calculated optical properties are compared with our results and other published experimental data.     

Theoretical investigation of the elastic,electronic, thermodynamic and optical properties of the zinc-blende structure AlN under high pressure

The elastic, electronic, thermodynamic and optical properties of the zinc-blende structure aluminum nitride (AlN) under high pressure have been investigated using first-principles calculations. The dependencies of the elastic constants, the bulk modulus, the shear modulus and energy gaps on the applied pressure are presented, and the results are in good agreement with comparable experimental and theoretical values. Also, the energy band structure and density of states under high pressure have been analysed. Furthermore, the optical constants, including the dielectric function, optical reflectivity, refractive index and electron energy loss, are discussed for radiation up to 50 eV.     

高温高压下立方氮化硼和六方氮化硼的结构、力学、热力学、电学以及光学性质的第一性原理研究

本文采用基于密度泛函理论的第一性原理平面波赝势和局域密度近似方法,优化了立方和六方氮化硼的几何结构,系统地研究了零温高压下立方和六方氮化硼的几何结构、力学、电学以及光学性质.结构与力学性质研究表明:立方氮化硼的结构更加稳定,两种结构的氮化硼均表现出一定的脆性,而六方氮化硼的热稳定性则相对较差;电学性质研究表明:立方氮化硼和六方氮化硼均为间接带隙半导体,且立方氮化硼比六方氮化硼局域性更强;光学性质结果显示:立方氮化硼和六方氮化硼对入射光的通过性都很好,在高能区立方氮化硼对入射光的表现更加敏感.此外,还研究了高温高压下立方氮化硼的热力学性质,并得到其热膨胀系数、热容、德拜温度和格林艾森系数随温度和压力的变化关系.本文的理论研究阐述了高压下立方氮化硼和六方氮化硼的相关性质,为今后的实验研究提供了比较可靠的理论依据.     

First-principles investigation of the effects of strain on elastic thermal,and optical properties of CuGaTe_2

Based on the density functional theory, the influences of strain on structural, elastic, thermal and optical properties of CuGaTe_2 are discussed in detail. It is found that the tensile strain on CuGaTe_2 is beneficial to the decrease of lattice thermal conductivity by reducing the mean sound velocity and Debye temperature. Moreover, all strained and unstrained CuGaTe_2 exhibit rather similar optical characters. But the tensile strain improves the ability to absorb sunlight in the visible range.These research findings can give hints for designing thermoelectric and photovoltaic devices.     

Al_xCrFeNiTi系高熵合金成分和弹性性质关系

为了探索Al_xCrFeNiTi系高熵合金组成成分和弹性性质的关系,结合固溶体特征参数和第一性原理计算,研究Al元素含量对Al_xCrFeNiTi (x=0, 0.5, 1, 2, 3, 4)合金结构和弹性性质的影响,并分析合金固溶体特征参数与弹性性质之间的关系.结果表明:Al_xCrFeNiTi系合金的价电子浓度随着Al含量的增加逐渐减小,合金在体心立方结构下的形成焓均低于面心立方结构,说明研究的Al_xCrFeNiTi系合金会形成单一的体心立方结构固溶体;合金的晶格常数和形成能力强弱随着Al含量的增加而增大,但合金的结构稳定性略有下降;当合金元素按照等原子比进行成分配比时,合金的原子尺寸差异最大; Al_xCrFeNiTi系合金中不同原子之间除了金属键结合外,还表现出一定的共价和离子键结合特征;对于Al_xCrFeNiTi系合金而言,随着热力学熵焓比的增大,合金体弹模量和韧性随之增大;随着合金混合焓的增加,合金在压缩方向的各向异性程度明显降低.热力学熵焓比和混合焓可作为Al_xCrFeNiTi系高熵合金成分设计的重要参数.     

First-principles study of the structural,elastic, and optical properties for Sr0.5Ca0.5TiO3

A detailed theoretical study of the structural, elastic, and optical properties for Sr0.5Ca0.5TiO3 is carried out by first- principles calculations. The band structure exhibits a direct bandgap of 2.08 eV at the F point in the Brillouin zone. The bulk modulus, shear modulus, Young＇s modulus, and Poisson＇s ratio are derived based on the calculated elastic constants. The bulk modulus B = 153 GPa and shear modulus G = 81GPa are in good agreement with available experimental data. Poisson＇s ratio v = 0.275 suggests that Sr0.sCa0.sTiO3 should be classified as being a ductile material. Using the electronic band structure and density of states, we analyze the interband contribution to the optical properties. The real and imaginary parts of the dielectric function, as well as the optical properties such as the optical absorption coefficient, refractive index, extinction coefficient, and energy-loss spectrum are calculated. The static dielectric constant ε1 （0） and the refractive index n（0） are also investigated.     

First principle calculation of elastic and thermodynamic properties of stishovite

Using ab initio plane-wave pseudo-potential density functional theory method,the elastic constants and band structures of stishovite were calculated.The calculated elastic constants under ambient conditions agree well with previous experimental and theoretical data.C13,C33,C44,and C66 increase nearly linearly with pressure while C 11 and C 12 show irregularly changes with pressure over 20 GPa.The shear modulus(C11-C12)/2 was observed to decrease drastically between 40 GPa and 50 GPa,indicating acoustic mode softening in consistency with the phase transition to CaCl 2-type structure around 50 GPa.The calculated band structures show no obvious difference at 0 and 80 GPa,being consistent with the high incompressibility of stishovite.With a quasi-harmonic Debye model,thermodynamic properties of stishovite were also calculated and the results are in good agreement with available experimental data.     

GaN(0001)表面电子结构和光学性质的第一性原理研究

采用基于第一性原理的密度泛函理论平面波超软赝势方法计算了(2×2)GaN(0001)清洁表面的能带结构、态密度、表面能、功函数和光学性质.发现弛豫后GaN(0001)表面的能带结构发生较大变化,表面呈现金属导电特性,导带底附近存在明显的表面态,在偶极矩的作用下表面电荷发生转移,Ga端面为正极性表面;计算获得了GaN(0001)表面的表面能和功函数分别为2.1J.m^-2和4.2eV;比较分析了GaN(0001)表面和体相GaN的光学性质,发现两者存在较大差异.     

First-principles study of the structural, elastic, electronic, optical, and vibrational properties of intermetallic Pd2Ga

The structural, elastic, electronic, optical, and vibrational properties of the orthorhombic Pd₂Ga compound are investigated using the norm-conserving pseudopotentials within the local density approximation in the frame of density functional theory. The calculated lattice parameters have been compared with the experimental values and found to be in good agreement with these results. The second-order elastic constants and the other relevant quantities, such as the Young's modulus, shear modulus, Poisson's ratio, anisotropy factor, sound velocity, and Debye temperature, have been calculated. It is shown that this compound is mechanically stable after analysing the calculated elastic constants. Furthermore, the real and imaginary parts of the dielectric function and the optical constants, such as the optical dielectric constant and the effective number of electrons per unit cell, are calculated and presented. The phonon dispersion curves are derived using the direct method. The present results demonstrate that this compound is dynamically stable.     

First-principles investigations on elastic and thermodynamic properties of zinc-blende structure BeS

In this paper the elastic and thermodynamic properties of the cubic zinc-blende structure BeS at different pressures and temperatures are investigated by using \textit{ab initio} plane-wave pseudopotential density functional theory method within the generalized gradient approximation (GGA). The calculated results are in excellent agreement with the available experimental data and other theoretical results. It is found that the zinc-blende structure BeS should be unstable above 60GPa. The thermodynamic properties of the zinc-blende structure BeS are predicted by using the quasi-harmonic Debye model. The pressure-volume-temperature ($P-V-T$) relationship, the variations of the thermal expansion coefficient $\alpha$ and the heat capacity $C_{V}$ with pressure $P$ and temperature $T$, as well as the Gr\"{u}neisen parameter-pressure-temperature ($\gamma -P-T$) relationship are obtained systematically in the ranges of 0--90GPa and 0--2000K.     

An ab initio study of the structural,elastic, electronic and optical properties of the newly synthesized nitridoaluminate LiCaAlN2

The structural parameters, elastic constants, electronic structure and optical properties of the recently reported monoclinic quaternary nitridoaluminate LiCaAlN₂ are investigated in detail using the ab initio plane-wave pseudopotential method within the generalized gradient approximation. The calculated equilibrium structural parameters are in excellent agreement with the experimental data, which validate the reliability of the applied theoretical method. The chemical and structural stabilities of LiCaAlN₂ are confirmed by calculating the cohesion energy and enthalpy of formation. Chemical band stiffness is calculated to explain the pressure dependence of the lattice parameters. Through the band structure calculation, LiCaAlN₂ is predicted to be an indirect band gap of 2.725 eV. The charge-carrier effective masses are estimated from the band structure dispersions. The frequency-dependent dielectric function, absorption coefficient, refractive index, extinction coefficient, reflectivity coefficient and electron energy loss function spectra are calculated for polarized incident light in a wide energy range. Optical spectra exhibit a noticeable anisotropy. Single-crystal and polycrystalline elastic constants and related properties, including isotropic sound velocities and Debye temperatures, are numerically estimated. The calculated elastic constants and elastic compliances are used to analyse and visualize the elastic anisotropy of LiCaAlN₂. The calculated elastic constants demonstrate the mechanical stability and brittle behaviour of the considered material.     

ZrRh晶体结构、弹性性质和电子结构的第一性原理研究

运用基于密度泛函理论的第一性原理计算方法研究了ZrRh的晶体结构、弹性性质和电子结构性质.结果表明:计算的B2、B19'和ZrIr结构的平衡晶格常数与相应的实验参数符合很好.从形成焓和态密度的角度来看,ZrRh的相稳定顺序是ZrIrFe BB19'B2,ZrIr结构是最稳定的.ZrIr结构的形成焓最小,说明ZrIr结构最容易生成.利用应力-应变的方法计算了ZrRh的弹性常数,表明B2、FeB和ZrIr结构是力学稳定的.B/G和泊松比均表明ZrRh具有很好的延展性.对ZrRh的态密度研究发现,增强的Rh4d态与Zr4d态杂化作用是ZrIr结构稳定的主要原因.     

First-principles study of structural,elastic, electronic and thermodynamic properties of topological insulator Bi2Se3 under pressure

The structural, elastic, electronic and thermodynamic properties of the rhombohedral topological insulator Bi₂Se₃ are investigated by the generalized gradient approximation (GGA) with the Wu–Cohen (WC) exchange-correlation functional. The calculated lattice constants agree well with the available experimental and other theoretical data. Our GGA calculations indicate that Bi₂Se₃ is a 3D topological insulator with a band gap of 0.287 eV, which are well consistent with the experimental value of 0.3 eV. The pressure dependence of the elastic constants C_ij, bulk modulus B, shear modulus G, Young’s modulus E, and Poisson’s ratio σ of Bi₂Se₃ are also obtained successfully. The bulk modulus obtained from elastic constants is 53.5 GPa, which agrees well with the experimental value of 53 GPa. We also investigate the shear sound velocity V_S, longitudinal sound velocity V_L, and Debye temperature Θ_E from our elastic constants, as well as the thermodynamic properties from quasi-harmonic Debye model. We obtain that the heat capacity C_v and the thermal expansion coefficient α at 0 GPa and 300 K are 120.78 J mol^?1 K^?1 and 4.70 × 10^?5 K^?1, respectively.     

Al和Ni共掺ZnO光学性质的第一性原理研究

利用第一性原理方法研究了纯ZnO以及掺杂Al,Ni和（Al,Ni）共掺的ZnO材料,对掺杂前后晶体的几何结构、能带结构和电子态密度,特别是光学性质进行了比较分析. 计算结果表明,纯ZnO与Al-ZnO,Ni-ZnO和（Al,Ni）-ZnO的介电函数虚部在低能区有明显的差异,但在高能区则较为相似. 在光学性质上,Al-ZnO较之Ni-ZnO在可见光区的吸收系数和反射率都非常低,反映其在可见光区有高透过率. 而两原子共掺后的（Al,Ni）-ZnO,其光学性质较之单原子掺杂的情况有非常显著的变化. 关键词： ZnO 掺杂 第一性原理 光学性质     

First-principles investigations on structural,elastic, electronic properties and Debye temperature of orthorhombic Ni3Ta under pressure

The structural, elastic, electronic properties and Debye temperature of Ni₃Ta under different pressures are investigated using the first-principles method based on density functional theory. Our calculated equilibrium lattice parameters at 0 GPa well agree with the experimental and previous theoretical results. The calculated negative formation enthalpies and elastic constants both indicate that Ni₃Ta is stable under different pressures. The bulk modulus B, shear modulus G, Young’s modulus E and Poisson’s ratio ν are calculated by the Voigt–Reuss–Hill method. The bigger ratio of B/G indicates Ni₃Ta is ductile and the pressure can improve the ductility of Ni₃Ta. In addition, the results of density of states and the charge density difference show that the stability of Ni₃Ta is improved by the increasing pressure. The Debye temperature Θ _D calculated from elastic modulus increases along with the pressure.