Atomic and electronic structures of GaAs (001) surface

The atomic and electronic structures of α, β, β₂, and ζ reconstructions for the Ga-terminated GaAs (001)-(4×2) surface are investigated in the framework of the pseudopotential approach. Total, surface, and local densities of electron states, electron-energy spectra, and relative surface energies of the structures under consideration are calculated. __________ Translated from Izvestiya Vysshikh Uchebnykh Zavedenii, Fizika, No. 10, pp. 44–52, October, 2006.     

GaAs(111)表面硅烯、锗烯的几何及电子性质研究

基于密度泛函理论的第一性原理计算方法, 系统研究了硅烯、锗烯在GaAs(111) 表面的几何及电子结构. 研究发现, 硅烯、锗烯均可在As-中断和Ga-中断的GaAs(111) 表面稳定存在, 并呈现蜂窝状六角几何构型. 形成能计算结果证明了其实验制备的可行性. 同时发现硅烯、锗烯与GaAs表面存在共价键作用, 这破坏了其Dirac电子性质. 进一步探索了利用氢插层恢复硅烯、锗烯Dirac电子性质的方法. 发现该方法可使As-中断面上硅烯、锗烯的Dirac电子性质得到很好恢复, 而在Ga-中断面上的效果不够理想. 此外, 基于原子轨道成键和杂化理论揭示了GaAs表面硅烯、锗烯能带变化的物理机理. 研究结果为硅烯、锗烯在半导体基底上的制备及应用奠定了理论基础.     

Oxygen adsorption and the surface electronic structure of GaAs (110)

The surface electronic structure of cleaved GaAs (110) is found to be very sensitive to small amounts of adsorbed oxygen. For example, adsorbing oxygen on only a few percent of the surface Ga or As atomic sites can produce changes of a factor of two in the surface electronic structure. Thus, long range effects must be involved, and these are associated with rearrangement of the surface atoms.     

Quasiparticle corrections to the electronic properties of anion vacancies at GaAs(110) and InP(110)

We propose a new method for calculating optical defect levels and thermodynamic charge-transition levels of point defects in semiconductors, which includes quasiparticle corrections to the Kohn-Sham eigenvalues of density-functional theory. Its applicability is demonstrated for anion vacancies at the (110) surfaces of III-V semiconductors. We find the (+/0) charge-transition level to be 0.49 eV above the surface valence-band maximum for GaAs(110) and 0.82 eV for InP(110). The results show a clear improvement over the local-density approximation and agree closely with an experimental analysis.     

Atomic and electronic structure of steps and kinks on MgO(100) and MgO(110)

The electronic and atomic structure of vicinal MgO surfaces are studied using a quantum self-consistent method associated with a geometry optimization code. 10n, (n + 1)0n and n1n surfaces, with periodic monoatomic steps separating {001} or {101} terraces, are considered. Diatomic steps along the {10n} orientation and periodic kinks on the {3 1 10} surface are also modelled. We assign most electronic peculiarities of stepped surfaces to the values of the Madelung potential acting on the under-coordinated atoms, which is a function of their first and second coordination numbers. An analytical model is proposed to explain the bond contractions around these atoms. Finally the microscopic contributions to the step energy are discussed, together with the strength of the step interaction as a function of their separation.     

Cluster model approach for electronic structure of Si and Ge(111) and GaAs(110) surfaces

For the purpose of exploring how realistic a cluster model can be for semiconductor surfaces, extended Huckel theory calculations are performed on clusters modeling Si and Ge(111) and GaAs(110) surfaces as prototypes. Boundary conditions of the clusters are devised to be reduced. The ideal, relaxed, and reconstructed Si and Ge(111) surfaces are dealt with. Hydrogen chemisorbed (111) clusters of Si and Ge are also investigated as prototypes of chemisorption systems. Some comparison of the results with finite slab calculations and experiments is presented. The cluster-size dependence of the calculated energy levels, local densities of states, and charge distributions is examined for Si and Ge(111) clusters. It is found that a 45-atom cluster which has seven layers along the [111] direction is large enough to identify basic surface states and study the hydrogen chemisorption on Si and Ge(111) surfaces. Also, it is presented that surface states on the clean Si and Ge(111) clusters exist independent of relaxation. Further, the calculation for the relaxed GaAs(110) cluster gives the empty and filled dangling-orbital surface states comparable to experimental data and results of finite slab calculations. The cluster approach is concluded to be a highly useful and economical one for semiconductor surface problems.     

Atomic structures of GaAs(100)-(2 × 4) reconstructions

Atomic structures of the As-rich GaAs(100)-(2 × 4) reconstructions based on converged first-principles total-energy calculations are reported. All geometries are characterized by similar structural elements such as As dimers with a length of about 2.5 Å, dimer vacancies, and a nearly planar configuration of the three-fold coordinated second-layer Ga atoms leading to a steepening of the dimer block. For an As coverage of θ = 3/4 we find the two-dimer β2 phase to be energetically preferred over the three-dimer β phase. A structure with partial replacement of As by Ga in the uppermost layer corresponding to an As coverage of is found to be slightly less favourable than the phase of GaAs(100). Geometry parameters are given for all structures and compared with the available experimental results.     

Atomic structures of gallium-rich GaAs(001)-4×2 and GaAs(001)-4×6 surfaces

Scanning tunneling microscopy is applied for the first time to an atomic-resolution investigation of the 4×2 and 4×6 phases on a gallium-rich GaAs(001) surface obtained by molecular-beam epitaxy and migration-enhanced epitaxy. A unified structural model is proposed with consideration of the results of experiments and first-principles calculations of the total energy. In this model the 4×2 phase consists of two Ga dimers in the top layer and a Ga dimer in the third layer, and the 4×6 phase is matched to periodically arranged Ga clusters at the corners of a 4×6 unit cell on top of the 4×2 phase. Zh. éksp. Teor. Fiz. 111, 1858–1868 (May 1997)     

On the electronic structure of cleaved GaAs(110) surfaces exposed to formic acid

GaAs(110) surfaces cleaved in UHV and exposed to HCOOH have been studied by work function measurements (Kelvin method), electron energy loss spectroscopy (ELS) and by low energy electron diffraction (LEED). From the different changes of the work function on n- and p-type material information about intrinsic and extrinsic surface states is derived. In the loss spectra the adsorbed formate species causes a loss near 9 eV. The intensity of the loss near 20 eV generally ascribed to an excitonic transition from the Ga 3d core level into surface states is reduced only by a factor of two after saturation with HCOOH. This might be related to the c(2 × 2) superstructure observed in LEED, which suggests a saturation coverage of half a monolayer.     

Optical detection of surface states in GaAs(110) and GaP(110)

We present results on the optical detection of surface states in GaAs(110)and GaP(110)by the method of the fractional change of external reflectivity. Optical transitions are observed at ～3.1 eV m GaAs(110) and ～3.4 eV in GaP. A comparison with existing theories suggests a rotational relaxation model for the surface, with partial relaxation for GaAs(110) and full relaxation for GaP(110).     

Atomic and electronic structures of carbon nanotubes on Si(001) stepped surfaces

We report first-principles total-energy calculations that provide energetics and electronic structures of adsorbed carbon nanotubes (CNTs) on stepped Si(001) surfaces. We find that adsorption energies strongly depend on the directions of CNTs, and that there are several metastable adsorption sites both on terraces and near step edges. We also find that the electronic structure of adsorbed metallic CNTs becomes semiconducting or remains metallic, depending on the adsorption site. Charge redistribution upon adsorption is prominent mainly at the CNT-surface interface.     

Surface states on GaAs(110)

The electronic structure of the (110) surface of GaAs is recalculated using the relaxation geometry recently obtained from analyzing elastic low-energy electron diffraction intensity data and a self-consistent ab initio pseudopotential approach. Better agreement is found for the occupied surface states compared with photoemission data, giving support for the new structural model. The influence of convergence of the plane-wave expansion and relativistic effects on the surface states is also examined.     

Surface phonons in GaAs(110)

Surface phonon dispersion curves have been measured along the <001>, <11&#x0304;2>, and <11&#x0304;0> azimuths of GaAs(110). Features of note include a very low frequency (5.5 meV at zone boundary) surface acoustic mode in the first two directions; this may arise through the known (1 × 1) reconstruction of this surface. A higher frequency surface mode (7.3–8.8 meV, depending on azimuth) is seen in all directions. The helium scattering intensities are greatly influenced by bound state resonances. A careful survey of the selective adsorption signatures in extremely high resolution scans of polar angle, azimuthal angle, and incident beam wavevector allows the bound state energies to be determined with some confidence. Initial results indicate energies of roughly 1, 2, and 4 meV.