N23-core losses and autoionization emissions of clean and oxygen exposed zirconium

The electron energy loss spectra associated with N₂₃-excitation and the low energy N₂₃VV Auger emission have been studied for both the clean and oxygen exposed zirconium. In the high energy side of the N₂₃VV Auger spectrum, autoionization emission of electrons of the valence band due to the decay of 4p electrons excited to states ≈9eV above the Fermi level has been identified. The excitation process can be also observed in the electron energy loss spectra. This is the first time that an autoionization feature is observed in a electron excited Auger spectrum of a 4d transition metal.     

Bremsstrahlung of the free electrons arising in an irradiated specimen

A model of the bremsstrahlung produced by photoelectrons, Auger electrons, and Compton electrons arising in an irradiated specimen is proposed. Calculations have shown that the contribution of the Compton electron bremsstrahlung shows up for monochromatic primary radiation of high-energy photons. For the primary radiation of x-ray tubes, only the bremsstrahlung spectrum of photoelectrons and Auger electrons is significant. The factors affecting the proportions between these components are considered. The bremsstrahlung spectral distribution of the mentioned electrons shows considerable deviations from that predicted by the Kramers theory that are due to the large depth of their occurrence and to the ambiguity of their energy. The region of the spectrum has been determined where the intensity of the electron bremsstrahlung is greater than the intensity of the x-ray tube polychromatic primary radiation scattered by the irradiated object.     

Characteristic energy gain and loss,double ionization,and ionization loss events in Be and BeO secondary electron spectra

Two satellite peaks have been observed on the high energy side of the Be KVV Auger peak. The lower energy satellite is attributed to coupling of energy from bulk plasmon de-excitations with Auger electrons, and the higher energy event to Auger electrons ejected from Be atoms with doubly ionized K levels. Following oxidation, the ionization loss spectra of BeO were observed to have structure which is interpreted as being related to the density of unfilled electron states above the BeO valence band. In addition, the characteristic loss and the low energy (“true secondary”) spectra of Be and BeO were determined. Peaks in these spectra are discussed in terms of characteristic energies related to excited electron states in the solids.     

Elastic and inelastic contributions to the auger electron appearance potential spectrum of titanium

The energy distribution of electrons contributing to the L-shell Auger electron appearance potential spectrum of a polycrystalline titanium surface has been measured. The Auger electron appearance potential spectrum is obtained by differentiating the total secondary electron yield of an electron bombarded sample as a function of incident electron energy. At the threshold for scattering from a core level the secondary yield increases. Most of the electrons contributing to this increase have energies below 30 eV, and result from secondary processes following Auger recombination of the core hole. The elastic yield decreases at the threshold, however, due to opening a new channel for inelastic scattering. A comparison of the elastic yield spectrum (DAPS), the total yield spectrum (AEAPS) and the soft X-ray yield spectrum (SXAPS), shows very similar line shapes, but differences in the relative strengths of the lines.     

锥形激光等离子体中Compton 散射对电子的加速

应用相对论性电子与光子非弹性碰撞模型和经典相对论电动力学理论,结合锥形飞秒强激光等离子体中的光场特性和静电场能,分析、计算了入射的高能电子束与等离子体中的光子发生多光子非线性Compton散射时对电子的加速效应,发现等离子体中的光场会引起电子加速能量的振荡;等离子体中的静电场降低电子的加速效应。用高能电子束与锥形飞秒强激光等离子体中的光子发生双光子非线性Compton散射,是加速电子最为理想的情况。     

Cs Ⅳ离子4d内壳层激发态衰变过程的相对论理论研究

在相对论多组态Dirac-Fock理论方法基础上,通过系统考 虑电子关联效应和由于内壳层电子激发而导致的电子自旋-轨道波函数的弛豫效应,详细研究了Cs Ⅳ离子的4d内壳层电子激发组态4d95s25p5、辐射末态4d105s25p4及Auger末态4d105s25p3和4d105s15p4的能级结构及各种可能的辐射和Auger衰变过程.获得了与已有的实验结果和相关的半经 验准相对论组态相互作用计算结果相符的辐射跃迁能、振子强度以及线宽,预言了4d95s25p5态的以Auger衰变为主的 Auger电子谱的特 关键词： 内壳层激发态 辐射衰变 Auger衰变     

苝四甲酸二酐薄膜电子结构的同步辐射共振光电子能谱研究

利用基于同步辐射的近边X射线吸收精细结构谱(NEXAFS)和共振光电子谱(RPES)研究了苝四甲酸二酐分子(PTCDA)薄膜的电子结构.碳K边NEXAFS谱中能量小于290 eV的四个峰对应于PTCDA分子不同化学环境碳原子1s电子到未占据分子轨道的共振跃迁.RPES谱中观察到共振光电子发射和共振俄歇电子发射导致的共振峰结构,以及二次谐波激发的碳1s信号.根据电子动能对入射光能量的依赖性分别对三类峰结构进行了归属.同时,发现PTCDA分子轨道共振光电子峰的强度具有光子能量依赖性.这种能量选择性共振增强效应是由于PTCDA分子轨道空间分布差异导致的.共振俄歇峰主要源于高结合能(4.1 eV)分子轨道能级电子参与的退激发过程.明确RPES实验谱图中各个峰结构的起源有助于准确利用基于RPES的芯能级空穴时钟谱技术定量估算有机分子/电极异质界面处电子从分子未占据轨道到电极导带的超快转移时间.     

Electron spectroscopic studies of clean and oxidized iron

X-ray photoelectron spectroscopy (XPS) and soft X-ray appearance potential spectroscopy (APS) together with Auger electron spectroscopy (AES) were used to study the electronic properties of clean and oxidized (Fe₃O₄) iron surfaces. The features arising from excitations of electrons from Fe 2p core levels are discussed consistently within the common one-electron picture (i.e. neglecting final state effects). For pure Fe the shape of the APS L₃ peak is evaluated taking into consideration the theoretical density of states above the Fermi level and is found to agree well with that observed. As a consequence it is shown that in this case the appearance potential is about 1 eV larger than the threshold energy for the excitation of a core electron to the Fermi level. Thus for $\text{2p}{}_{\mathrm{<mtext>3</mtext><mtext>2</mtext>}}$ electrons this quantity results to be 704.8 eV from both XPS and APS techniques. Successive oxidation at 500°C leads to an increase of the appearance potentials of the Fe 2p levels by only 0.5 eV, whereas the positions of the corresponding XPS peaks are shifted by as much as 3.5 eV. However this apparent disagreement can be eliminated by taking into account the above mentioned effect concerning the appearance potentials from pure Fe and the fact that the threshold energies (which determine the appearance potentials) of the XPS signals are shifted only by 1.7 eV. This example demonstrates that considerable care has to be taken in discussing “binding energies” or “chemical shifts” as derived from different electron spectroscopic techniques. The observed splitting of the MVV Auger transition of Fe at 47 eV upon oxidation is interpreted in terms of the qualitative features of the valence band structure of Fe₃O₄ and ascribed to the participation of a cross-transition between O 2p and Fe 3p states.     

材料化学分析的物理方法(Ⅰ)

材料的化学信息是理解科学、工程与技术领域各种过程、机制和材料行为的最基本要素，材料研究的第一步是要确定材料的化学，包括构成材料的原子的种类、分布以及具体的化学态等内容，任何具有元素特征的物理信息，包括原子量、电子的能级、原子核自旋，甚至局域的电子态密度等都可以用来做材料的化学分析，化学信息由来自材料本身的或用作探针的电子、光子、离子或中性原子携带，相应的分析技术包括X射线光电子能谱、俄歇电子谱、核磁共振、特征X射线分析、二次离子质谱、能量损失谱、溅射中性粒子质谱，各类离子散射谱以及扫描隧道显微学方法等等，文章对上述各种分析方法的物理原理、仪器以及应用等逐一做扼要的介绍。     

Charging mechanisms of trapped element-selectively excited nanoparticles exposed to soft x rays

Charging mechanisms of trapped, element-selectively excited free SiO2 nanoparticles by soft x rays are reported. The absolute charge state of the particles is measured and the electron emission probability is derived. Changes in electron emission processes as a function of photon energy and particle charge are obtained from the charging current. This allows us to distinguish contributions from primary photoelectrons, Auger electrons, and secondary electrons. Processes leading to no change in charge state after absorption of x-ray photons are identified. O 1s-excited SiO2 particles of low charge state indicate that the charging current follows the inner-shell absorption. In contrast, highly charged SiO2 nanoparticles are efficiently charged by resonant Auger processes, whereas direct photoemission and normal Auger processes do not contribute to changes in particle charge. These results are discussed in terms of an electrostatic model.     

Monte Carlo calculation of electron spectra produced in water phantoms by 20 keV-1 GeV photons

Abstract

A Monte Carlo calculation for the energy spectra of electrons and positrons produced in infinite and semiinfinite water phantoms by photons ranging in energies from 20 keV to 1 GeV are presented. The dominant processes considered are the photoelectric effect, Auger effect, Compton effect, pair, and triplet production. Bremsstrahlung produced by electrons and positrons with energies greater than 1 MeV is also included. The effect of multiple Compton scattering, not considered in the earlier calculation, for the infinite phantom for photon energies higher than 2 MeV has been incorporated. For a semi-infinite phantom, multiple Compton scattering and backscattering through the top are considered. The results are compared with the earlier calculations for the first-collision spectrum. It is found that the inclusion of multiple Compton scattering significantly increases the average number of electrons/cm³ per photon/cm² at all energies considered whereas bremsstrahlung reduces the number of high energy electrons and produces more low energy electrons in the spectrum.     

Electron spectroscopy observation of the 1s2s2p(S) state in atomic fluorine by means of electron impact excitation of the hf molecule

The energy of the 1s2s²2p⁶²S) core excited state in atomic fluorine is determined by studying a satellite in the electron beam excited KVV Auger electron spectrum of HF. The satellite is assigned to an atomic autoionization transition 1s2(²2p⁶(²S) → 1ss²2p⁴ (¹D). The energy of the 1s2s²2P⁶(²s) initial state has been determined to be 676.5 eV. Transitions to the 1s²2s²2p⁴³p(³P)and 1s²2s²2P⁴(¹S) states are also observed. The intensity for these transitions is very low.     

Study of the chemical bonding of titanium with silicon and oxygen by AES and SEELS

Auger electron Spectroscopy (AES) and slow electron energy loss Spectroscopy (SEELS) have been employed to study the electronic structure of Ti, TiSi₂ and TiO₂. The changes in the Auger and loss spectra when Ti chemically binds with silicon to form TiSi₂ and with oxygen to form TiO₂ have been understood as manifestations of changes in electronic participation. AES spectra show distinct changes in line shapes of transitions involving the Ti valence electrons. The SEELS spectra provide information regarding shallow core levels, valence band and the collective excitation energies of the volume and surface plasmons. By monitoring the changes in the Auger peak at 387 eV and the 3p→ 3d quasiatomic transition (at about 45 eV), the role of d-orbital occupancies are studied in Ti and its compounds. The SEELS studies in the 0-80 eV range have enabled the authors to observe the behaviour of the 3p → 3d quasiatomic transition in Ti, which persists after oxidation but almost disappears during TiSi₂ formation. The values of the plasmon losses are related to the collective behaviour of conduction electrons.     

多光子非线性Compton散射的能量转换

研究了多光子非线性Compton散射中电子与光子的能量转换及其转换效率.结果表明:散射光子频率随电子吸收光子数n的增大而增大,随碰撞非弹性成分ξ的增大而迅速减小.在超强激光场中,当极端相对论性电子与光子发生多光子非线性Compton散射且被光场俘获时,能量转换效率趋于无限大,即电子可以从超强激光场中获得巨大的加速能量.用高速电子束入射并与光子发生多光子非线性Compton散射,是提高非线性Compton散射能量转换效率的重要途径.     

Stationary and dispersive features in resonant inelastic soft X-ray scattering at the Ge 3p resonances

Resonant inelastic soft X-ray scattering at the 3p resonances in crystalline Ge is presented. Both stationary and dispersive features are observed in a wide energy range above as well as below the ionization limits. These observations are in agreement with theoretical predictions based on a two-step model where the initially excited electron has no influence on the emission step. Excess population of states in the conduction band is found, and discussed in terms of attosecond electron dynamics.     

未被俘获电子对多光子非线性Compton散射能量转换效率的影响

 应用单粒子理论和电子与光子非弹性碰撞模型，研究了未被俘获电子对多光子非线性Compton散射能量转换效率的影响。结果表明，未被俘获电子使该散射的频谱展宽随入射电子速度和与电子同时作用的光子数的增大而增大，随电子与光子非弹性碰撞成分的增大而减小，从而使能量转换效率近乎与电子入射速度正比降低。用低能电子入射，能有效地减小这种损失。     

Inelastic electron collisions with Rydberg atoms

The standard classical method of computer simulation is used for evaluation of the inelastic cross section in electron collisions with a highly excited (Rydberg) atom. In the course of collision, the incident and bound electrons move along classical trajectories in the Coulomb field of the nucleus, and the scattering parameters are averaged over many initial conditions. The reduced ionization cross section of a Rydberg atom by electron impact approximately corresponds to that of atoms in the ground states with valence s-electrons and coincides with the results of the previous Monte Carlo calculations. The cross section of an atom transition between Rydberg atom states as a result of electron impact is used for finding the stepwise ionization rate constant of atoms in collisions with electrons or the rate constant of three-body electron-ion recombination in a dense ionized gas because these processes are determined by kinetics of highly excited atom states. Surprisingly, the low-temperature limit of electron temperatures is realized when the electron thermal energy is lower than the atom ionization potential by about three orders of magnitude, as follows from the kinetics of excited atom states. The article is published in the original.     

Manifestation of auger processes in C1s-satellite spectra of single-walled carbon nanotubes

Using the equipment of the Russian-German beamline of the synchrotron radiation at the BESSY II electron storage ring, satellite spectra accompanying the C1s core lines in the cases of single-walled carbon nanotubes and highly ordered pyrolytic graphite have been measured with a high energy resolution. The Auger spectra corresponding to shaking of the valence system of carbon by the core vacancy have been found and investigated. The Auger spectra of the studied single-walled carbon nanotubes and highly ordered pyrolytic graphite are caused by annihilation of the excited π* electron with a hole in the π subband. It has been established that the electron states in the conduction band have 3π* (gT, K, M) symmetry; i.e., they correspond to flat 3π* subband, which is localized by 12–13 eV above the Fermi level. It has been revealed that the general regularities of the distribution of electron states in the valence system insignificantly change during its shake-up by the excited core.     

Photoemission measurements of bulk,surface and hydrogen induced states on cleaved Ge(111)

Ultraviolet photoemission spectroscopy using HeI (21.2 eV) resonance photons has been used to study cleaved Ge(111) surfaces which were also characterized by Auger electron spectroscopy and low energy electron diffraction. Higher effective resolution for both bulk and surface states was found than for recent measurements employing synchrotron radiation.     

An extension of the mean free path approach to X-ray absorption spectroscopy

In the partial electron yield (PEY) acquisition mode commonly used in X-ray absorption spectroscopy (XAS) both elastically and inelastically scattered electrons are acquired, the latter contribution dominating the detector signal. Hence, the majority of the inelastic scattering events will not result in signal attenuation as happens in the case of X-ray photoelectron spectroscopy (XPS). To determine the respective changes in the effective mean free paths (MFP) we have performed XPS and near edge X-ray absorption fine structure (NEXAFS) spectroscopy measurements for a series of self-assembled monolayers of alkanethiols on gold substrates. The length of the alkyl chain and, therefore, the film thickness was varied. In agreement with expectations, the obtained MFPs for the Au 4f photoelectrons and C_KLL Auger electrons in the PEY acquisition mode (with the respective inelastic contributions) exceed the corresponding values for the Au 4f and C_KLL electrons of the same kinetic energies in the constant final state acquisition mode. Furthermore, the effective PEY-MFP for the C_KLL Auger electrons increased with decreasing retarding voltage of the PEY detector, which correlates with the enhanced contribution of the inelastically scattered electrons in the acquired signal. The results obtained are of importance for the analysis of XAS spectra of thin organic films and polymers.