Classifying Hilbert bundles

A Hilbert bundle (p, B, X) is a type of fibre space p:B → X such that each fibre p^?1(x) is a Hilbert space. However, p^?1(x) may vary in dimension as x varies in X. We generalize the classical homotopy classification theory of vector bundles to a “homotopy” classification of certain Hilbert bundles. An (m, n)-bundle over the pair (X, A) is a Hilbert bundle (p, B, X) such that the dimension of p^?1(x) is m for x in A and n otherwise. The main result here is that if A is a compact set lying in the “edge” of the metric space X (e.g. if X is a topological manifold and A is a compact subset of the boundary of X), then the problem of classifying (m, n)-bundles over (X, A) reduces to a problem in the classical theory of vector bundles. In particular, we show there is a one-to-one correspondence between the members of the orbit set, [A, G_m($\text{C}$ⁿ)]/[X, U(n)] ¦ A, and the isomorphism classes of (m, n)-bundles over (X, A) which are trivial over X, A.     

A global genericity theorem for bifurcations in variational problems

Let C be a Banach space, H a Hilbert space, and let F(C,H) be the space of C^∞ functions f: C × H → R having Fredholm second derivative with respect to x at each (c, x) ?C × H for which $\text{D?}{}_{\mathrm{c}}\text{(x) = 0}$; here we write $\text{?}{}_{\mathrm{c}}\text{(x)}$ for $\text{?(c, x)}$. Say ? is of standard type if at all critical points of ?_c it is locally equivalent (as an unfolding) to a quadratic form Q plus an elementary catastrophe on the kernel of Q. It is proved that if f?F (A × B, H) satisfies a certain ‘general position’ condition, and dim B ? 5, then for most a?A the function f_o?F(B,H) is of standard type. Using this it is shown that those f?F(B,H) of standard type form an open dense set in F(B,H) with the Whitney topology. Thus both results are Hilbert-space versions of Thom's theorem for catastrophes in $\text{R}$ⁿ.     

On the square root of a positive B(X,X1)-valued function

Let (Ω, $\text{B}$, μ) be a measure space, $\text{X}$ a separable Banach space, and $\text{X}$¹ the space of all bounded conjugate linear functionals on $\text{X}$. Let f be a weak¹ summable positive B($\text{X, X}$¹)-valued function defined on Ω. The existence of a separable Hilbert space $\text{K}$, a weakly measurable B($\text{X, K}$)-valued function Q satisfying the relation $\text{Q}{}^1\text{(ω)Q(ω) = f(ω)}$ is proved. This result is used to define the Hilbert space L_2,f of square integrable operator-valued functions with respect to f. It is shown that for B⁺($\text{X, X}$¹)-valued measures, the concepts of weak¹, weak, and strong countable additivity are all the same. Connections with stochastic processes are explained.     

An integral transform in L2-cohomology for the ladder representations of U(p, q)

Starting from the realization of the Fock space as L²-cohomology of $\text{C}$^{p + q}, $\text{H}$^0,p($\text{C}$^{p + q}) = ⊕_m?$\text{Z}$$\text{H}$_m^0,p($\text{C}$^{p + q}), an integral transform is constructed which is a direct-image mapping from $\text{H}$_m^{0,p($\text{C}$p + q) into the space of holomorphic sections of some vector bundle E_m over M ≈ U(p, q)/(U(q) × U(p)), m ? 0}. The transform intertwines the natural actions of U(p, q) and is injective if m ? 0, so it provides a geometric realization of the ladder representations of U(p, q). The sections in the image of the transform satisfy certain linear differential equations, which are explicitly described. For example, Maxwell's equations are of this form if p = q = 2 and m = 2. Thus, this transform is analogous to the Penrose correspondence.     

Injectivity and operator spaces

Let B(H) be the bounded operators on a Hilbert space H. A linear subspace R ? B(H) is said to be an operator system if 1 ?R and R is self-adjoint. Consider the category $\text{b}$ of operator systems and completely positive linear maps. R ∈ $\text{C}$ is said to be injective if given A ? B, A, B ∈ $\text{C}$, each map A → R extends to B. Then each injective operator system is isomorphic to a conditionally complete C¹-algebra. Injective von Neumann algebras R are characterized by any one of the following: (1) a relative interpolation property, (2) a finite “projectivity” property, (3) letting M_m = B(C^m), each map R → N ? M_m has approximate factorizations R → M_n → N, (4) letting K be the orthogonal complement of an operator system N ? M_m, each map $\text{M}{}_{\mathrm{m}}\text{K}\text{→ R}$ has approximate factorizations $\text{M}{}_{\mathrm{m}}\text{K}\text{→ M}{}_{\mathrm{n}}\text{→ R}$. Analogous characterizations are found for certain classes of C¹-algebras.     

Homogeneous quantization and multiplicities of group representations

Let B be a compact manifold. A cone over B is a principal R⁺-bundle, X, with base B. Let (a, x) → ?_a(x) be the mapping associated with the action of a? R⁺ on X. X is called a symplectic cone if it possesses a symplectic form, ω, such that $\text{?}{}_{\mathrm{a}}{}^1\text{ω = aω}$. A compact Lie group, G, is said to act in a homogeneous fashion on X if it acts on X in such a way that both ω and the principal bundle structure are preserved. It is known that to such an action one can associate in a fairly canonical way a representation of G on a Hilbert space H. (See [3].) In this paper we propose a symplectic recipe for the multiplicities with which H decomposes into G-irreducibles and show that this recipe is correct “generically”.     

On Dynkin's Markov property of random fields associated with symmetric processes

Let p(t, x, y) be a symmetric transition density with respect to a σ-finite measure m on (E, $\text{E}$), g(x,y)=∫p(t,x,y)dt, and $\text{M}\text{={σ-finite measures μ?0:∫g(x,y)μ(}\text{d}\text{x)μ(}\text{d}\text{y)<∞}}$. There exists a Gaussian random field $\text{Φ={?}{}_{\mathrm{\mu }}\text{:μ?}\text{M}\text{}}$ with mean 0 and covariance $\text{E}\text{?}{}_{\mathrm{\mu }}\text{?}{}_{\mathrm{\nu }}\text{=∫g(x,y)μ(}\text{d}\text{x)ν(}\text{d}\text{y)}$. Letting $\text{F}\text{(B)=σ{?}{}_{\mathrm{\mu }}\text{:μ(B}{}^{\mathrm{c}}\text{)=0}}$ we consider necessary and sufficient conditions for the Markov property (MP) on sets B, C: $\text{F}$(B), $\text{F}$(C) c.i. given $\text{F}$(B ∩ C). Of crucial importance is the following, proved by Dynkin: $\text{E}\text{{?}{}_{\mathrm{\mu }}\text{∣}\text{F}\text{(B)}=?}{}_{\mathrm{\mu B}}$, where μ_B is the hitting distribution of the process corresponding to p, m with initial law μ. Another important fact is that ?_μ=?_ν iff μ, ν have the same potential. Putting these together with an additional transience assumption, we present a potential theoretic proof of the following necessary and sufficient condition for (MP) on sets B, C: For every x?E, T_B∩C=T_B+T_C∮ θ_TB=T_C+T_B∮θ_TC a.s. P^x where, for D ? $\text{E}$, T_D is the hitting time of D for the process associated with p, m. This implies a necessary condition proved by Dynkin in a recent preprint for the case where B∪C=E and B, C are finely closed.     

Equivariant embeddings of principal Z-bundles into complex vector bundles

Let π: E→X be a principal $\text{Z}$_n-bundle and p:V→X an m-dimensional complex vector bundle over, say, a connected CW-complex X. An equivariant embedding of π into p is an embedding h:E → V commuting with projections such that h(e · z)=zh(e) for all eεE and $\text{zε}\text{Z}{}_{\mathrm{n}}\text{?S}{}^1\text{?}\text{Z}$. We compute the primary obstruction $\text{cεH}{}^{\mathrm{2m}}\text{(X;}\text{Z}\text{)}$ to embedding π equivariantly into p. If dim X?2m, then c=0 if and only if π admits an equivariant embedding into p. If dim X>2m and π embeds equivariantly into p, then c=0. Other embedding criteria exist in case p is the trivial m-plane bundle ε^m. We use these criteria for a discussion of the classification of the equivalence classes of principal $\text{Z}$-bundles that admit equivariant embeddings into ε^m. Finally, we offer an example of a principal $\text{Z}$-bundle that admit an ordinary but not an equivariant embedding into ε¹.     

C0-semigroups on a locally convex space

A necessary and sufficient condition that a densely defined linear operator A in a sequentially complete locally convex space X be the infinitesimal generator of a quasi-equicontinuous C₀-semigroup on X is that there exist a real number β ? 0 such that, for each λ > β, the resolvent (λI ? A)^?1 exists and the family {(λ ? β)^k(λI ? A)^?k; λ > β, k = 0, 1, 2,…} is equicontinuous. In this case all resolvents (λI ? A)^?1, λ > β, of the given operator A and all exponentials exp(tA), t ? 0, of the operator A belong to a Banach algebra $\text{B}{}_{\mathrm{г}}\text{(X)}$ which is a subspace of the space L(X) of all continuous linear operators on X, and, for each t ? 0 and for each x?X, one has lim_{k → z} (I ? k^?1tA)^?kx = exp(tA) x. A perturbation theorem for the infinitesimal generator of a quasi-equicontinuous C₀-semigroup by an operator which is an element of $\text{B}{}_{\mathrm{г}}\text{(X)}$ is obtained.     

Automorphisms of C1-algebra bundles

Let B be a unital C¹-algebra and A = Γ(E) be the C¹-algebra of sections of a bundle over the separable compact space X with fibre B and structure group Inn B. If B is the quotient of an AW¹-algebra, then an exact sequence: 0 → Inn A → PInn A →^ηH²(X, G), where PInn A is the group of pointwise inner automorphisms of A and G=H^°(Z(B)^, $\text{Z}$) is obtained. The map η is onto whenever A = C(X, B) and B is the quotient of a purely infinite AW¹-algebra. An essential part of the analysis is the result that Ad: U(B) → Inn B is a fibre bundle if and only if the space of inner derivations of B is norm closed. These results extend and clarify previous joint work with I. Raeburn (Indiana Univ. Math. J.29 (1980), 799).     

Lyapunov equations and Gram matrices

If p is a polynomial with all roots inside the unit disc and C its companion matrix, then the Lyapunov equation

$\text{X ? C}{}^1\text{XC = P}$

has a unique solution for every positive semidefinite matrix P. We characterize sets of vectors x₀,…,x_n?1 and y₀,…,y_n?1 such that X = G(x₀,…,x_n?1)= G(y₀,…, y_n?1)^-1. Geometrical connections between such bases and contractions with one- dimensional defect spaces are established.     

On the Schur multiplier norm of matrices

The Schur product of two n×n complex matrices A=(a_ij), B=(b_ij) is defined by A°B=(a_ijb_ij. By a result of Schur [2], the algebra of n×n matrices with Schur product and the usual addition is a commutative Banach algebra under the operator norm (the norm of the operator defined on $\text{C}$ⁿ by the matrix). For a fixed matrix A, the norm of the operator B?A°B on this Banach algebra is called the Schur multiplier norm of A, and is denoted by ∥A∥^m. It is proved here that $\text{∥A∥=∥U}{}^1\text{AU∥}{}_{\mathrm{m}}$ for all unitary U (where ∥·∥ denotes the operator norm) iff A is a scalar multiple of a unitary matrix; and that ∥A∥_m=∥A∥ iff there exist two permutations P, Q, a p×p (1?p?n) unitary U, an (n?p)×(n?p)1 contraction C, and a nonnegative number λ such that

$\text{A=λP}\text{U}\text{0}\text{0}\text{C}\text{Q;}$

and this is so iff $\text{∥A°}\text{A}\text{?}\text{∥=∥A∥}{}^2$, where ā is the matrix obtained by taking entrywise conjugates of A.     

Nonlinear equations involving m-accretive operators

Let X be a Banach space and T an m-accretive operator defined on a subset D(T) of X and taking values in 2^x. For the class of spaces whose bounded closed and convex subsets have the fixed point property for nonexpansive self-mappings, it is shown here that two boundary conditions which imply existence of zeroes for T, appear to be equivalent. This fact is then used to prove that if there exists x₀?D(T) and a bounded open neighborhood U of x₀, such that $\text{¦T(x}{}_0\text{)¦ < r ? ¦T(x)¦}$ for all x??U ∩ D(T), then the open ball B(0; r) is contained in the range of T.     

Attainable sets for linear stochastic control systems

Let x_t^u(w) be the solution process of the n-dimensional stochastic differential equation dx_t^u = [A(t)x_t^u + B(t) u(t)] dt + C(t) dW_t, where A(t), B(t), C(t) are matrix functions, W_t is a n-dimensional Brownian motion and u is an admissable control function. For fixed ? ? 0 and 1 ? δ ? 0, we say that x?Rⁿ is (?, δ) attainable if there exists an admissable control u such that P{x_t^u?S_?(x)} ? δ, where S_?(x) is the closed ?-ball in Rⁿ centered at x. The set of all (?, δ) attainable points is denoted by $\text{A}$(t). In this paper, we derive various properties of $\text{A}$(t) in terms of K(t), the attainable set of the deterministic control system $\text{x}\text{?}\text{= A(t)x + B(t)u}$. As well a stochastic bang-bang principle is established and three examples presented.     

On the null-controllability of nonlinear delay systems with restrained controls

Sufficient conditions are developed for the null-controllability of the nonlinear delay process (1) $\text{x}\text{?}\text{(t) = L(t, x}{}_{\mathrm{t}}\text{) + B(t) u(t) + f(t, x}{}_{\mathrm{t}}\text{, u(t))}$ when the values of the control functions u lie in an m-dimensional unit cube C^m of E^m. Conditions are placed on f which guarantee that if the uncontrolled system $\text{x}\text{?}\text{(t) = L(t, x}{}_{\mathrm{t}}\text{)}$ is uniformly asymptotically stable and if the linear control system x(t) = L(t, x_t) + B(t) u(t) is proper, then (1) is null-controllable.     

On some properties of the Cesàro limit of a stochastic matrix

Let$\text{?(x}{}_1\text{,…,x}{}_{\mathrm{p}}\text{)}$ be a polynomial in the variables x1,…,xp with nonnegative real coefficients which sum to one, let A1,…,Ap be stochastic matrices, and let $\text{?}\text{?}\text{(A}{}_1\text{,…,A}{}_{\mathrm{p}}\text{)}$ be the stochastic matrix which is obtained from ? by substituting the Kronecker product of An11,…,Anppfor each term Xn11·?·Xnpp. In this paper, we present necessary and sufficient conditions for the Cesàro limit of the sequence of the powers of $\text{?}\text{?}\text{(A}{}_1\text{,…,A}{}_{\mathrm{p}}\text{)}$ to be equal to the Kronecker product of the Cesàro limits associated with each of A1,…,Ap. These conditions show that the equality of these two matrices depends only on the number of ergodic sets under$\text{?}\text{?}\text{(A}{}_1\text{,…,A}{}_{\mathrm{p}}\text{)}$ and?or the cyclic structure of the ergodic sets under A1,…,Ap, respectively. As a special case of these results, we obtain necessary and sufficient conditions for the interchangeability of the Kronecker product and the Cesàro limit operator.     

Classes of orderings of measures and related correlation inequalities. I. Multivariate totally positive distributions

A function f(x) defined on $\text{X}$ = $\text{X}$₁ × $\text{X}$₂ × … × $\text{X}$_n where each $\text{X}$_i is totally ordered satisfying f(x ∨ y) f(x ∧ y) ≥ f(x) f(y), where the lattice operations ∨ and ∧ refer to the usual ordering on $\text{X}$, is said to be multivariate totally positive of order 2 (MTP₂). A random vector Z = (Z₁, Z₂,…, Z_n) of n-real components is MTP₂ if its density is MTP₂. Classes of examples include independent random variables, absolute value multinormal whose covariance matrix Σ satisfies ?DΣ^?1D with nonnegative off-diagonal elements for some diagonal matrix D, characteristic roots of random Wishart matrices, multivariate logistic, gamma and F distributions, and others. Composition and marginal operations preserve the MTP₂ properties. The MTP₂ property facilitate the characterization of bounds for confidence sets, the calculation of coverage probabilities, securing estimates of multivariate ranking, in establishing a hierarchy of correlation inequalities, and in studying monotone Markov processes. Extensions on the theory of MTP₂ kernels are presented and amplified by a wide variety of applications.     

Nonuniform right definiteness

The multiparameter eigenvalue problem W_m(λ) x_m = x_m, $\text{W}{}_{\mathrm{m}}\text{(λ) = T}{}_{\mathrm{m}}\text{+}\text{∑}\text{n = 1}\text{k}\text{λ}{}_{\mathrm{n}}\text{V}{}_{\mathrm{mn}}$, m = 1,…, k, where /gl /gE $\text{C}$^k, x_m is a nonzero element of the separable Hilbert space H_m, and T_m and V_mn are compact symmetric is studied. Various properties, including existence and uniqueness, of λ = λⁱ ? $\text{C}$^k for which the i_mth greatest eigenvalue of W_m(λⁱ) equals one are proved. “Right definiteness” is assumed, which means positivity of the determinant with (m, n)th entry (y_m, V_mny_m) for all nonzero y_m?H_m, m = 1 … k. This gives a “Klein oscillation theorem” for systems of an o.d.e. satisfying a definiteness condition that is usefully weaker than in previous such results. An expansion theorem in terms of the corresponding eigenvectors x_mⁱ is also given, thereby connecting the abstract oscillation theory with a result of Atkinson.     

Potential theory associated with Uhlenbeck-Ornstein process

Some parallel results of Gross' paper (Potential theory on Hilbert space, J. Functional Analysis1 (1967), 123–181) are obtained for Uhlenbeck-Ornstein process U(t) in an abstract Wiener space (H, B, i). Generalized number operator $\text{N}$ is defined by $\text{N}$f(x) = ?lim_∈←0{E[f($\text{U}$(τ^∈_ξ))] ? f(x)}/E[τ^∈_ξ, where τ_x^? is the first exit time of U(t) starting at x from the ball of radius ? with center x. It is shown that $\text{N}$f(x) = ?trace D²f(x)+〈Df(x),x〉 for a large class of functions f. Let r_t(x, dy) be the transition probabilities of U(t). The λ-potential G_λf, λ > 0, and normalized potential Rf of f are defined by G_λf(X) = ∫₀^∞e^?λtr_tf(x) dt and Rf(x) = ∫₀^∞ [r_tf(x) ? r_tf(0)] dt. It is shown that if f is a bounded Lip-1 function then trace D²G_λf(x) ? 〈DG_λf(x), x〉 = ?f(x) + λG_λf(x) and trace D²Rf(x) ? 〈DRf(x), x〉 = ?f(x) + ∫_Bf(y)p₁(dy), where p₁ is the Wiener measure in B with parameter 1. Some approximation theorems are also proved.