Time-dependent four-component relativistic density-functional theory for excitation energies. II. The exchange-correlation kernel

We extend our previous formulation of time-dependent four-component relativistic density-functional theory [J. Gao, W. Liu, B. Song, and C. Liu, J. Chem. Phys. 121, 6658 (2004)] by using a noncollinear form for the exchange-correlation kernel. The new formalism can deal with excited states involving moment (spin)-flipped configurations which are otherwise not accessible with ordinary exchange-correlation functionals. As a first application, the global potential-energy curves of 16 low-lying omega omega-coupled electronic states of the AuH molecule have been investigated. The derived spectroscopic parameters, including the adiabatic and vertical excitation energies, equilibrium bond lengths, harmonic and anharmonic vibrational constants, fundamental frequencies, and dissociation energies, are grossly in good agreement with those of ab initio multireference second-order perturbation theory and the available experimental data.     

A gauge-independent zeroth-order regular approximation to the exact relativistic Hamiltonian--formulation and applications

A simple modification of the zeroth-order regular approximation (ZORA) in relativistic theory is suggested to suppress its erroneous gauge dependence to a high level of approximation. The method, coined gauge-independent ZORA (ZORA-GI), can be easily installed in any existing nonrelativistic quantum chemical package by programming simple one-electron matrix elements for the quasirelativistic Hamiltonian. Results of benchmark calculations obtained with ZORA-GI at the Hartree-Fock (HF) and second-order Moller-Plesset perturbation theory (MP2) level for dihalogens X(2) (X=F,Cl,Br,I,At) are in good agreement with the results of four-component relativistic calculations (HF level) and experimental data (MP2 level). ZORA-GI calculations based on MP2 or coupled-cluster theory with single and double perturbations and a perturbative inclusion of triple excitations [CCSD(T)] lead to accurate atomization energies and molecular geometries for the tetroxides of group VIII elements. With ZORA-GI/CCSD(T), an improved estimate for the atomization energy of hassium (Z=108) tetroxide is obtained.     

Four-component relativistic Kohn-Sham theory

A four-component relativistic implementation of Kohn-Sham theory for molecular systems is presented. The implementation is based on a nonredundant exponential parametrization of the Kohn-Sham energy, well suited to studies of molecular static and dynamic properties as well as of total electronic energies. Calculations are presented of the bond lengths and the harmonic and anharmonic vibrational frequencies of Au(2), Hg(2+)(2), HgAu(+), HgPt, and AuH. All calculations are based on the full four-component Dirac-Coulomb Hamiltonian, employing nonrelativistic local, gradient-corrected, and hybrid density functionals. The relevance of the Coulomb and Breit operators for the construction of relativistic functionals is discussed; it is argued that, at the relativistic level of density-functional theory and in the absence of a vector potential, the neglect of current functionals follows from the neglect of the Breit operator.     

Calculation of electric-field gradients based on higher-order generalized Douglas-Kroll transformations

In this paper, the calculation of electric-field-like properties based on higher-order Douglas-Kroll-Hess (DKH) transformations is discussed. The electric-field gradient calculated within the Hartree-Fock self-consistent field framework is used as a representative property. The properties are expressed as an analytic first derivative of the four-component Dirac energy and the nth-order DKH energy, respectively. The differences between a "forward" transformation of the relativistic energy or the "back transformation" of the wave function is discussed in some detail. Detailed test calculations were carried out on the electric-field gradient at the halogen nucleus in the series HX (X=F,Cl,Br,I,At) for which extensive reference data are available. The DKH method is shown to reproduce (spin-free) four-component Dirac-Fock results to an accuracy of better than 99% which is significantly closer than previous DKH studies. The calculations of both the Hamiltonian and the property operator are shown to be essentially converged after the second-order transformation, even for elements as heavy as At. In addition, we have obtained results within the density-functional framework using the DKHZ and zeroth-order regular approximation (ZORA) methods. The latter results included picture-change effects at the scalar relativistic variant of the ZORA-4 level and were shown to be in quantitative agreement with earlier results obtained by van Lenthe and Baerends. The picture-change effects are somewhat smaller for the ZORA method compared to DKH. For heavier elements significant differences in the field gradients predicted by the two methods were found. Based on comparison with four-component Dirac-Kohn-Sham calculations, the DKH results are more accurate. Compared to the spin-free Dirac-Kohn-Sham reference values, the ZORA-4 formalism did not improve the results of the ZORA calculations.     

Relativistic two-component formulation of time-dependent current-density functional theory: application to the linear response of solids

In this paper we derive the relativistic two-component formulation of time-dependent current-density-functional theory. To arrive at a two-component current-density formulation we apply a Foldy-Wouthuysen-type transformation to the time-dependent four-component Dirac-Kohn-Sham equations of relativistic density-functional theory. The two-component Hamiltonian is obtained as a regular expansion which is gauge invariant at each order of approximation, and to zeroth order it represents the time-dependent version of the relativistic zeroth order regular Hamiltonian obtained by van Lenthe et al., for the ground state [J. Chem. Phys.99, 4597 (1993)]. The corresponding zeroth order regular expression for the density is unchanged, whereas the current-density operator now comprises a paramagnetic, a diamagnetic, and a spin contribution, similar to the Gordon decomposition of the Dirac four current. The zeroth order current density is directly related to the mean velocity corresponding to the zeroth order Hamiltonian. These density and current density operators satisfy the continuity equation. This zeroth order approximation is therefore consistent and physically realistic. By combining this formalism with the formulation of the linear response of solids within time-dependent current-density functional theory [Romaniello and de Boeij, Phys. Rev. B71, 155108 (2005)], we derive a method that can treat orbital and spin contributions to the response in a unified way. The effect of spin-orbit coupling can now be taken into account. As first test we apply the method to calculate the relativistic effects in the linear response of several metals and nonmetals to a macroscopic electric field. Treatment of spin-orbit coupling yields visible changes in the spectra: a smooth onset of the interband transitions in the absorption spectrum of Au, a sharp onset with peak at about 0.46 eV in the absorption spectrum of W, and a low-frequency doublet structure in the absorption spectra of ZnTe, CdTe, and HgTe in agreement with experimental results.     

Theoretical study of the electronic spectra of square-planar platinum (II) complexes based on the two-component relativistic time-dependent density-functional theory

In the present work the electronic spectra of [PtCl(4)](2-), [PtBr(4)](2-), and [Pt(CN)(4)](2-) are studied with a recently proposed relativistic time-dependent density-functional theory (TDDFT) based on the two-component zeroth-order regular approximation and a noncollinear exchange-correlation (XC) functional. The contribution to the double group excited states in terms of singlet and triplet single group excited states is estimated through the inner product of the transition density matrix obtained from two-component and scalar relativistic TDDFT calculations to better understand the double group excited states. Spin-orbital coupling effects are found to be very important in order to simulate the electronic spectra of these complexes. The results show that the two-component TDDFT formalism can afford excitation energies with high accuracy for the transition-metal systems studied here when use is made of a proper XC potential.     

A simplified relativistic time-dependent density-functional theory formalism for the calculations of excitation energies including spin-orbit coupling effect

In the present work we have proposed an approximate time-dependent density-functional theory (TDDFT) formalism to deal with the influence of spin-orbit coupling effect on the excitation energies for closed-shell systems. In this formalism scalar relativistic TDDFT calculations are first performed to determine the lowest single-group excited states and the spin-orbit coupling operator is applied to these single-group excited states to obtain the excitation energies with spin-orbit coupling effects included. The computational effort of the present method is much smaller than that of the two-component TDDFT formalism and this method can be applied to medium-size systems containing heavy elements. The compositions of the double-group excited states in terms of single-group singlet and triplet excited states are obtained automatically from the calculations. The calculated excitation energies based on the present formalism show that this formalism affords reasonable excitation energies for transitions not involving 5p and 6p orbitals. For transitions involving 5p orbitals, one can still obtain acceptable results for excitations with a small truncation error, while the formalism will fail for transitions involving 6p orbitals, especially 6p1/2 spinors.     

An infinite-order two-component relativistic Hamiltonian by a simple one-step transformation

The authors report the implementation of a simple one-step method for obtaining an infinite-order two-component (IOTC) relativistic Hamiltonian using matrix algebra. They apply the IOTC Hamiltonian to calculations of excitation and ionization energies as well as electric and magnetic properties of the radon atom. The results are compared to corresponding calculations using identical basis sets and based on the four-component Dirac-Coulomb Hamiltonian as well as Douglas-Kroll-Hess and zeroth-order regular approximation Hamiltonians, all implemented in the DIRAC program package, thus allowing a comprehensive comparison of relativistic Hamiltonians within the finite basis approximation.     

A comparison of two-component and four-component approaches for calculations of spin-spin coupling constants and NMR shielding constants of transition metal cyanides

Relativistic density functional theory (DFT) calculations of nuclear spin-spin coupling constants and shielding constants have been performed for selected transition metal (11th and 12th group of periodic table) and thallium cyanides. The calculations have been carried out using zeroth-order regular approximation (ZORA) Hamiltonian and four-component Dirac-Kohn-Sham (DKS) theory with different nonrelativistic exchange-correlation functionals. Two recent approaches for representing the magnetic balance (MB) between the large and small components of four-component spinors, namely, mDKS-RMB and sMB, have been employed for shielding tensor calculations and their results have been compared. Relativistic effects have also been analysed in terms of scalar and spin-orbit contributions at the two-component level of theory, including discussion of heavy-atom-on-light-atom effects for (1)J(CN), σ(C), and σ(N). The results for molecules containing metals from 4th row of periodic table show that relativistic effects for them are small (especially for spin-spin coupling constants). The biggest effects are observed for the 6th row where nonrelativistic theory reproduces only about 50%-70% of the two-component ZORA results for (1)J(MeC) and about 75% for heavy metal shielding constants. It is important to employ a full Dirac picture for calculations of heavy metal shielding constants, since ZORA reproduces only 75%-90% of the DKS results. Smaller discrepancies between ZORA-DFT and DKS are observed for nuclear spin-spin coupling constants. No significant differences are observed between the results obtained using mDKS-RMB and sMB approaches for magnetic balance in four-component calculations of the shielding constants.     

Time-dependent four-component relativistic density functional theory for excitation energies

Time-dependent four-component relativistic density functional theory within the linear response regime is developed for calculating excitation energies of heavy element containing systems. Since spin is no longer a good quantum number in this context, we resort to time-reversal adapted Kramers basis when deriving the coupled Dirac-Kohn-Sham equation. The particular implementation of the formalism into the Beijing density functional program package utilizes the multipolar expansion of the induced density to facilitate the construction of the induced Coulomb potential. As the first application, pilot calculations on the valence excitation energies and fine structures of the rare gas (Ne to Rn) and Group 12 (Zn to Hg) atoms are reported. To the best of our knowledge, it is the first time to be able to account for spin-orbit coupling within time-dependent density functional theory for excitation energies.     

Electronic spectrum of UO2(2+) and [UO2Cl4]2- calculated with time-dependent density functional theory

The electronic spectra of UO(2) (2+) and [UO(2)Cl(4)](2-) are calculated with a recently proposed relativistic time-dependent density functional theory method based on the two-component zeroth-order regular approximation for the inclusion of spin-orbit coupling and a noncollinear exchange-correlation functional. All excitations out of the bonding sigma(u) (+) orbital into the nonbonding delta(u) or phi(u) orbitals for UO(2) (2+) and the corresponding excitations for [UO(2)Cl(4)](2-) are considered. Scalar relativistic vertical excitation energies are compared to values from previous calculations with the CASPT2 method. Two-component adiabatic excitation energies, U-O equilibrium distances, and symmetric stretching frequencies are compared to CASPT2 and combined configuration-interaction and spin-orbit coupling results, as well as to experimental data. The composition of the excited states in terms of the spin-orbit free states is analyzed. The results point to a significant effect of the chlorine ligands on the electronic spectrum, thereby confirming the CASPT2 results: The excitation energies are shifted and a different luminescent state is found.     

Analytical excited state forces for the time-dependent density-functional tight-binding method

An analytical formulation for the geometrical derivatives of excitation energies within the time-dependent density-functional tight-binding (TD-DFTB) method is presented. The derivation is based on the auxiliary functional approach proposed in [Furche and Ahlrichs, J Chem Phys 2002, 117, 7433]. To validate the quality of the potential energy surfaces provided by the method, adiabatic excitation energies, excited state geometries, and harmonic vibrational frequencies were calculated for a test set of molecules in excited states of different symmetry and multiplicity. According to the results, the TD-DFTB scheme surpasses the performance of configuration interaction singles and the random phase approximation but has a lower quality than ab initio time-dependent density-functional theory. As a consequence of the special form of the approximations made in TD-DFTB, the scaling exponent of the method can be reduced to three, similar to the ground state. The low scaling prefactor and the satisfactory accuracy of the method makes TD-DFTB especially suitable for molecular dynamics simulations of dozens of atoms as well as for the computation of luminescence spectra of systems containing hundreds of atoms.     

The calculation of excitation energies based on the relativistic two-component zeroth-order regular approximation and time-dependent density-functional with full use of symmetry

In the present work, we propose a relativistic time-dependent density-functional theory (TDDFT) based on the two-component zeroth-order regular approximation and a noncollinear exchange-correlation (XC) functional. This two-component TDDFT formalism has the correct nonrelativistic limit and affords the correct threefold degeneracy of triplet excitations. The relativistic TDDFT formalism is implemented into the AMSTERDAM DENSITY FUNCTIONAL program package for closed-shell systems with full use of double-group symmetry to reduce the computational effort and facilitate the assignments. The performance of the formalism is tested on some closed-shell atoms, ions, and a few diatomic molecules containing heavy elements. The results show that the fine structure of the excited states for most atoms and ions studied here can be accurately accounted for with a proper XC potential. For the excitation energies of the molecules studied here, the present formalism shows promise and the error encountered is comparable to that of nonrelativistic TDDFT calculations on light elements.     

Assessment of dressed time-dependent density-functional theory for the low-lying valence states of 28 organic chromophores

Almost all time-dependent density-functional theory (TDDFT) calculations of excited states make use of the adiabatic approximation, which implies a frequency-independent exchange-correlation kernel that limits applications to one-hole/one-particle states. To remedy this problem, Maitra et al. [N.T. Maitra, F. Zhang, R.J. Cave, K. Burke, Double excitations within time-dependent density functional theory linear response theory, J. Chem. Phys. 120 (2004) 5932 ] proposed dressed TDDFT (D-TDDFT), which includes explicit two-hole/two-particle states by adding a frequency-dependent term to adiabatic TDDFT. This paper offers the first extensive test of D-TDDFT, and its ability to represent excitation energies in a general fashion. We present D-TDDFT excited states for 28 chromophores and compare them with the benchmark results of Schreiber et al. [M. Schreiber, M.R. Silva-Junior, S.P.A. Sauer, W. Thiel, Benchmarks for electronically excited states: CASPT2, CC2, CCSD, and CC3, J. Chem. Phys. 128 (2008) 134110]. We find the choice of functional used for the A-TDDFT step to be critical for positioning the 1h1p states with respect to the 2h2p states. We observe that D-TDDFT without HF exchange increases the error in excitations already underestimated by A-TDDFT. This problem is largely remedied by implementation of D-TDDFT including Hartree-Fock exchange.     

Nuclear magnetic resonance shielding constants and chemical shifts in linear 199Hg compounds: a comparison of three relativistic computational methods

We investigate the importance of relativistic effects on NMR shielding constants and chemical shifts of linear HgL(2) (L = Cl, Br, I, CH(3)) compounds using three different relativistic methods: the fully relativistic four-component approach and the two-component approximations, linear response elimination of small component (LR-ESC) and zeroth-order regular approximation (ZORA). LR-ESC reproduces successfully the four-component results for the C shielding constant in Hg(CH(3))(2) within 6 ppm, but fails to reproduce the Hg shielding constants and chemical shifts. The latter is mainly due to an underestimation of the change in spin-orbit contribution. Even though ZORA underestimates the absolute Hg NMR shielding constants by ～2100 ppm, the differences between Hg chemical shift values obtained using ZORA and the four-component approach without spin-density contribution to the exchange-correlation (XC) kernel are less than 60 ppm for all compounds using three different functionals, BP86, B3LYP, and PBE0. However, larger deviations (up to 366 ppm) occur for Hg chemical shifts in HgBr(2) and HgI(2) when ZORA results are compared with four-component calculations with non-collinear spin-density contribution to the XC kernel. For the ZORA calculations it is necessary to use large basis sets (QZ4P) and the TZ2P basis set may give errors of ～500 ppm for the Hg chemical shifts, despite deceivingly good agreement with experimental data. A Gaussian nucleus model for the Coulomb potential reduces the Hg shielding constants by ～100-500 ppm and the Hg chemical shifts by 1-143 ppm compared to the point nucleus model depending on the atomic number Z of the coordinating atom and the level of theory. The effect on the shielding constants of the lighter nuclei (C, Cl, Br, I) is, however, negligible.     

Making four- and two-component relativistic density functional methods fully equivalent based on the idea of "from atoms to molecule"

It is shown that four- and two-component relativistic Kohn-Sham methods of density functional theory can be made fully equivalent in all the aspects of simplicity, accuracy, and efficiency. In particular, this has been achieved based solely on physical arguments rather than on mathematical tricks. The central idea can be visualized as "from atoms to molecule," reflecting that the atomic information is employed to "synthesize" the molecular no-pair relativistic Hamiltonian. That is, the molecular relativistic Hamiltonian can, without loss of accuracy, be projected onto the positive energy states of the isolated Dirac atoms with the projector approximated simply by the superposition of the atomic ones. The dimension of the four-component Hamiltonian matrix then becomes the same as that of a two-component one. Another essential ingredient is to formulate quasirelativistic theory on matrix form rather than on operator form. The resultant quasi-four-component, normalized elimination of the small component, and symmetrized elimination of the small component approaches are critically examined by taking the molecules of MH and M(2) (M=At, E117) as examples.     

Bonding nature and electron delocalization of An(COT)2, An = Th, Pa, U

A systematic study of a series of An(COT)(2) compounds, where An = Th, Pa, U, and COT represents cyclooctatetraene, has been performed using relativistic density functional theory. The ZORA Hamiltonian was applied for the inclusion of relativistic effects, taking into account all of the electrons for the optimization and explicitly including spin-orbit coupling effects. Time-dependent density functional theory (TDDFT) was used to calculate the excitation energies with the GGA SAOP functional, and the electronic transitions were analyzed using double group irreducible representations. The calculated excitation energies are in perfect correlation with the increment of the ring delocalization as it increases along the actinide series. These results are sufficient to ensure that, for these complexes, the increment in delocalization, as indicated by ELF bifurcation and NICS analysis, leads to a shift in the maximum wavelength of absorption in the visible region. Also, delocalization in the COT ring increases along the actinide series, so the systems become more aromatic because of a modulation induced by the actinides.     

Frequency-dependent response properties and excitation energies from one-electron density matrix functionals

The recent formulation of the time-dependent density matrix functional theory (TD-DMFT) has opened an avenue to calculations of frequency-dependent response properties and excitation energies of atoms and molecules. In practice, the accuracy of the computed data is limited by both the errors inherent to the adiabatic approximation or its modifications and the quality of the energy functionals. The relative importance of these two factors is carefully assessed with test calculations on diatomic molecules with few electrons. The test results clearly demonstrate the superiority of an ad hoc approach that corrects the improper behavior of the adiabatic approximation at the low-frequency limit. Even more importantly, TD-DMFT convincingly removes the ambiguity in the choice of the two-electron integrals that is present in the stationary-state case. On the other hand, paralleling the previously reached conclusions pertinent to ionization potentials, the presently available BBC-type functionals are found to be insufficiently accurate to provide reliable quantitative predictions of excitation energies.