重整汽油近红外光谱的稳健偏最小二乘解析

近红外光谱(ＮＩＲ)光谱复杂,组分间光谱重叠严重,目前,多元线性回归(ＭｕｌｔｉｐｌｅＬｉｎｅａｒＲｅ ｇｒｅｓｓｉｏｎ,ＭＬＲ)和偏最小二乘法(ＰａｒｔｉａｌＬｅａｓｔ ｓｑｕａｒｅｓ,ＰＬＳ)是近红外光谱分析中使用最多和效果较好的方法[1]。稳健偏最小二乘(ＲｏｂｕｓｔＰａｒｔｉａｌＬｅａｓｔ Ｓｑｕａｒｅｓ,ＲＰＬＳ)是由稳健统计学构造的具有稳健性能的多元校正方法。当化学测量中引入随机异常点或误差的内在分布偏离正态分布时,它仍能给予接近最优性能的校正,确保分析结果的准确性,是消除奇异点的非常有效的方法[2-4],…     

多模型共识偏最小二乘法用于近红外光谱定量分析

将多模型共识偏最小二乘法用于近红外光谱定量分析。利用随机抽取的训练子集建立一系列偏最小二乘模型,选取其中性能较好的部分模型作为成员模型,用这些成员模型来预测未知样品。将该方法用于一组生物样本的近红外光谱与样品中人血清白蛋白、γ-球蛋白以及葡萄糖含量之间的建模研究,并与单模型偏最小二乘法了进行比较。结果 PLS对独立测试集中三种组分进行50次重复预测的平均RMSEP分别为0.1066,0.0853和0.1338,RMSEP的标准偏差分别为0.0174,0.0144和0.0416;而本方法重复预测的平均RMSEP分别为0.0715,0.0750和0.0781,RMSEP的标准偏差分别为0.0033,0.2729×10-4和0.0025。     

小波变换结合多维偏最小二乘方法用于近红外光谱定量分析

将小波变换和多维偏最小二乘法相结合用于近红外光谱定量校正模型的建立。首先将原始光谱进行小波变换分解，得到系列小波细节系数，通过选取一组受外界因素少、信息强的小波系数组成三维光谱阵，然后再采用多维偏最小二乘法建立校正模型。实验结果表明，该方法所建近红外校正模捌的预测能力更强，并更具稳健性。     

应用近红外光谱和偏最小二乘回归法预测玉米中淀粉含量

以普通玉米籽粒为试验材料,应用偏最小二乘回归法建立了基于近红外光谱数据的测定玉米籽粒中淀粉含量的校正模型。校正模型的校正误差（RMSEC）、交叉检验误差（RMSECV）和预测误差（RMSEP）分别#30．31％、0．42％和0．29％,校正数据集和独立的检验数据集的预测值与实际测定值之间的相关系数分别达到0．9255和0．9310,表明所建立的校正模型具有较高的预测精度和较好的推广性,为玉米籽粒中淀粉含量的快速、无损测定提供了新的途径：     

马氏距离、Savitzky-Golay平滑求导、SIMPLS结合天麻紫外光谱分析天麻素含量

以主成分分析法结合马氏距离法对天麻紫外光谱奇异样本进行剔除,剔除样本11个.将样本分为5/6的校正集和1/6的检验集,紫外光谱经过Savitzky-Golay(SG)平滑求导(窗口参数F=3～25之间的奇数,拟合次数N=2、3、4、5、6,共有162种SG平滑求导模式)后,利用SIMPLS建立天麻素的紫外光谱分析优化模型.按照预测效果进行优选,得到最优模型为2阶导数、窗口参数F=5、拟合次数N=4,最优相关系数r =0.9102和预测标准偏差SEP=0.3907 g/L.结果表明:紫外光谱法结合主成分分析、马氏距离法、Savitzky-Golay平滑求导和SIM偏最小二乘法,对预测天麻中的药用有效成分天麻素的含量具有很大的改进作用.     

小波变换结合多维偏最小二乘方法用于近红外光谱定量分析

将小波变换和多维偏最小二乘法相结合用于近红外光谱定量校正模型的建立.首先将原始光谱进行小波变换分解,得到系列小波细节系数,通过选取一组受外界因素少、信息强的小波系数组成三维光谱阵,然后再采用多维偏最小二乘法建立校正模型.实验结果表明,该方法所建近红外校正模型的预测能力更强,并更具稳健性.     

基于局部加权偏最小二乘的近红外光谱分析方法研究

针对近红外光谱分析技术中分析对象非线性现象突出的情况,提出了一种新的模型计算方法——局部加权偏最小二乘法(LWPLS)。以安胎丸为研究对象,采用LWPLS算法进行其近红外定量模型的建立,并比较偏最小二乘法(PLS)与LWPLS两种算法建立定量模型的精度。结果测得两种算法建立的校正模型中,阿魏酸的模型相关系数(R²)分别为0.785 5、0.971 9,预测误差均方根(RMSEP)分别为0.126 6、0.043 8,相对预测误差(RE)分别为12.66%、9.18%;洋川芎内酯A的R²分别为0.886 4、0.964 9,RMSEP分别为0.114 8、0.077 1,RE分别为14.01%、7.81%,显示LWPLS算法建立的模型精度更高。研究表明,采用LWPLS算法可提高安胎丸定量模型的准确性,具有可推广性和广泛的应用性。     

仪器噪声在近红外光谱偏最小二乘模型内的传播效应

在实际多元校正应用中有很多因素会影响偏最小二乘(PLS)模型的预测效果,作为光谱数据本源的仪器噪声是其中的重要影响因素。以往的研究工作多使用各种滤波器或平滑方法来降低仪器噪声的影响,然而对于仪器噪声如何影响偏最小二乘的建模过程和模型预测能力鲜有报道。该文阐述并论证了仪器噪声怎样通过第一个隐变量的计算被引入模型中,经过对偏最小二乘计算过程的理论推导,论述了噪声的引入对偏最小二乘权重向量、载荷向量计算具有累积效应,并随着后续隐变量的计算不断在模型中传递,从而对偏最小二乘模型产生影响。同时对偏最小二乘模型的预测误差进行理论分解,将其划分为无噪理想模型本身的误差和由噪声传播导致的误差。结果表明,仪器噪声不仅会降低偏最小二乘模型的预测性能,还会影响偏最小二乘模型的最优复杂度选择。     

基于多模型共识的偏最小二乘法用于近红外光谱定量分析

建立了多模型共识偏最小二乘(cPLS)建模方法, 并应用于烟草样品近红外(NIR)光谱与常规成分氯含量之间的建模研究, 探讨了建模参数对预测结果的影响. 结果表明, cPLS方法与传统的偏最小二乘算法(PLS)相比, 所建模型更稳定可靠, 预测结果也可得到了明显改善.     

复杂样品近红外光谱定量分析模型的构建方法

针对复杂样品近红外光谱分析中校正集的设计问题, 探讨了标准样品参与复杂样品建模的可行性. 通过标准样品和复杂基质样品共同构建的偏最小二乘(PLS)模型, 考察了波段筛选和建模参数对预测结果的影响. 结果表明, 采用PLS方法建立定量模型时, 校正集样品性质应该尽量与预测集样品相似, 当样品的性质相差较大时, 适当增加校正集样品的差异性可使模型具有更强的预测能力. 同时, 波段优选对提高预测结果的准确性具有重要的意义.     

Construction of global and robust near-infrared calibration models based on hybrid calibration sets using Partial Least Squares (PLS) regression

Near-infrared spectroscopy (NIR) models built on a particular instrument are often invalid on other instruments due to spectral inconsistencies between the instruments. In the present work, global and robust NIR calibration models were constructed by partial least square (PLS) regression based on hybrid calibration sets, which are composed of both primary and secondary spectra. Three datasets were used as case studies. The first consisted of 72 radix scutellaria samples measured on two NIR spectrometers with known baicalin content. The second was composed of 80 corn samples measured on two instruments with known moisture, oil, and protein concentrations. The third dataset included 279 primary samples of tobacco with known nicotine content and 78 secondary samples of tobacco with known nicotine concentrations. The effect of the number of secondary spectra in the hybrid calibration sets and the methods for selecting secondary spectra on the PLS model performance were investigated by comparing the results obtained from different calibration sets. This study shows that the global and robust calibration models accurately predicted both primary and secondary samples as long as the ratios of the number of primary spectra to the number of secondary spectra were less than 22. The models performance was not influenced by the selection method of the secondary spectra. The hybrid calibration sets included the primary spectral information and also the secondary spectra; information, rendering the constructed global and robust models applicable to both primary and secondary instruments.     

Ultraviolet Spectroscopic Detection of Nitrate and Nitrite in Seawater Simultaneously Based on Partial Least Squares

A direct, reagent-free, ultraviolet spectroscopic method for the simultaneous determination of nitrate (NO₃⁻), nitrite (NO₂⁻), and salinity in seawater is presented. The method is based on measuring the absorption spectra of the raw seawater range of 200–300 nm, combined with partial least squares (PLS) regression for resolving the spectral overlapping of NO₃⁻, NO₂⁻, and sea salt (or salinity). The interference from chromophoric dissolved organic matter (CDOM) UV absorbance was reduced according to its exponential relationship between 275 and 295 nm. The results of the cross-validation of calibration and the prediction sets were used to select the number of factors (4 for NO₃⁻, NO₂⁻, and salinity) and to optimize the wavelength range (215–240 nm) with a 1 nm wavelength interval. The linear relationship between the predicted and the actual values of NO₃⁻, NO₂⁻, salinity, and the recovery of spiked water samples suggest that the proposed PLS model can be a valuable alternative method to the wet chemical methods. Due to its simplicity and fast response, the proposed PLS model can be used as an algorithm for building nitrate and nitrite sensors. The comparison study of PLS and a classic least squares (CLS) model shows both PLS and CLS can give satisfactory results for predicting NO₃⁻ and salinity. However, for NO₂⁻ in some samples, PLS is superior to CLS, which may be due to the interference from unknown substances not included in the CLS algorithm. The proposed method was applied to the analysis of NO₃⁻, NO₂⁻, and salinity in the Changjiang (Yangtze River) estuary water samples and the results are comparable with that determined by the colorimetric Griess assay.     

偏最小二乘分光光度法同时测定镍基合金中的铈和钇

以对乙酰基偶氮氯膦（ＣＰＡｐＡ）为显色剂，研究了同时测定Ｃｅ和Ｙ的最佳条件，由于二者吸收光谱严重重叠，本文运用偏最小二乘法实现了Ｃｅ和Ｙ的同时测定，结果满意。     

应用多模型共识偏最小二乘法和FTIR/ATR光谱技术建立苯丙酮尿症的筛查模型

利用多模型共识偏最小二乘法(cPLS)建立新生儿苯丙酮尿症(PKU)的红外光谱筛查模型,比较PLS和cPLS模型的性能。对原始光谱进行一阶微分预处理,分别用PLS和cPLS建立干血片中苯丙氨酸浓度的定量校正模型,各运行40次,以预测均方根误差(RMSEP)、平均相对误差(MRE)和预测准确率(Acc)为指标,考察两种模型对独立测试集的预测效果。PLS模型的RMSEP、MRE、Acc的平均值和标准差分别为103.3、0.32、97.1和30.0、0.07、4.4;而cPLS模型的RMSEP、MRE、Acc的平均值和标准差分别为88.4、0.26、99.3和19.8、0.04、2.4。cPLS较PLS模型预测更准确,稳定性更好,更适于建立PKU的红外光谱筛查模型。     

偏最小二乘变量筛选法在毒品来源分析中的应用

提出了一种新的偏最小二乘变量筛选方法,该方法利用PLS回归建模过程中的一些信息,删除一部分冗余的或对建模影响不大的变量来简化、优化预报模型。用此方法结合变量扩维方法处理云南昆明、思茅、西双版纳3个来源地缴获的244个海洛因样本的ICP-MS数据时,与传统的算法比较,模型的判别准确率得到大大提高,达到95%以上。且所得到的模型含变量少,很容易分析或解释各变量对模型的影响。因此该方法可用于对毒品来源有效的识别或鉴定。     

红外光谱定量分析中的一种变量聚类偏最小二乘算法

偏最小二乘算法( Partial least squares, PLS)可以很好地解决分析数据中的变量共线性问题,在光谱分析,尤其是近/中红外及拉曼光谱的定量分析中应用广泛。针对PLS存在的有效信息提取和噪声抑制问题,提出一种变量聚类重加权的PLS算法。通过对光谱的各波数变量进行聚类并分别建模,然后集成为全谱模型。通过对计算并赋予各子类不同的权重,根据对模型的贡献对变量进行重加权,从而提高算法的预测精度。汽油中的辛烷值预测和烟草中的烟碱含量预测两组近红外数据验证表明,所提出算法优于经典的PLS算法,其RMSEP在两组数据中分别降低32%和22%,在光谱数据的定量分析中具有潜在的应用优势。     

X-射线荧光光谱分析中偏最小二乘回归技术与基本参数法的研究

将偏最小二乘回归技术(PLS)与X-射线荧光分析中的基本参数法(FP)相结合,编制PLSFP软件,运用熔样技术,可以定量测定地质岩石样品中的十三个主,次量元素,并使准确度提高,模型预测能力增强。模型选择和最佳维数的确定方法是成功的关键。PLSFP软件采用结构化编程,由标准FORTRAN 77语言写成,可在UNIX,XENIX和DOS操作系统下运行。     

Quantitative Determination of the Components in Corn and Tobacco Samples by Using Near-Infrared Spectroscopy and Multiblock Partial Least Squares

Multiblock partial least squares (MB-PLS) are applied for determination of corn and tobacco samples by using near-infrared diffuse reflection spectroscopy. In the model, the spectra are separated into several sub-blocks along the wavenumber, and different latent variable number was used for each sub-block. Compared with ordinary PLS, the importance and the contribution of each sub-block can be balanced by super-weights and the usage of different latent variable numbers. Therefore, the prediction obtained by the MB-PLS model is superior to that of the ordinary PLS, especially for the large data sets of tobacco samples with a large number of variables.