Determination of α-linolenic acid and linoleic acid in edible oils using near-infrared spectroscopy improved by wavelet transform and uninformative variable elimination

This paper proposes an analytical method for simultaneous near-infrared (NIR) spectrometric determination of α-linolenic and linoleic acid in eight types of edible vegetable oils and their blending. For this purpose, a combination of spectral wavelength selection by wavelet transform (WT) and elimination of uninformative variables (UVE) was proposed to obtain simple partial least square (PLS) models based on a small subset of wavelengths. WT was firstly utilized to compress full NIR spectra which contain 1413 redundant variables, and 42 wavelet approximate coefficients were obtained. UVE was then carried out to further select the informative variables. Finally, 27 and 19 wavelet approximate coefficients were selected by UVE for α-linolenic and linoleic acid, respectively. The selected variables were used as inputs of PLS model. Due to original spectra were compressed, and irrelevant variables were eliminated, more parsimonious and efficient model based on WT-UVE was obtained compared with the conventional PLS model with full spectra data. The coefficient of determination (r²) and root mean square error prediction set (RMSEP) for prediction set were 0.9345 and 0.0123 for α-linolenic acid prediction by WT-UVE-PLS model. The r² and RMSEP were 0.9054, 0.0437 for linoleic acid prediction. The good performance showed a potential application using WT-UVE to select NIR effective variables. WT-UVE can both speed up the calculation and improve the predicted results. The results indicated that it was feasible to fast determine α-linolenic acid and linoleic acid content in edible oils using NIR spectroscopy.     

基于小波系数的近红外光谱局部建模方法与应用研究

局部建模方法使用与预测样本相似的样本建立模型,可解决光谱响应与浓度之间的非线性问题,扩大模型的适用范围,提高预测准确度。采用小波变换进行数据压缩并利用小波系数之间的欧氏距离作为光谱相似性的判据,实现了近红外光谱定量分析的局部建模方法,避免了样本之间的依赖性。将所建立的方法用于烟草样品中氯含量的测定,100次重复计算得到的预测集均方根误差(RMSEP)平均值为0.0665,标准偏差(σ)为0.0045,优于全局建模和基于主成分的局部建模方法。     

基于近红外光谱的食用植物油中反式脂肪酸含量快速定量检测及模型优化研究

利用近红外光谱技术对食用植物油中反式脂肪酸(Trans fatty acids,TFA)含量进行快速定量检测,并通过波段选择、预处理方法、变量筛选及建模方法对TFA含量预测模型进行优化.采用AntarisⅡ傅里叶变换近红外光谱仪在4000~10000 cm-1光谱范围采集98个食用植物油样本的近红外透射光谱,然后采用气相色谱法测定TFA的真实含量.首先,对样本原始光谱进行波段、预处理方法优选;在此基础上,采用竞争自适应重加权法(Competitive adaptive reweighted sampling,CARS)筛选TFA相关的重要变量,最后应用主成分回归、偏最小二乘和最小二乘支持向量机方法分别建立食用植物油中TFA含量的预测模型.研究结果表明,近红外光谱技术检测食用植物油中的TFA含量是可行的,优化后的最佳预测模型的校正集和预测集R2分别为0.992和0.989,RMSEC和RMSEP分别为0.071%和0.075%.最佳预测模型所用的变量仅26个,占全波段变量的0.854%.此外,与全波段偏最小二乘预测模型相比,其预测集R2由0.904上升为0.989,RMSEP由0.230%下降为0.075%.由此表明,模型优化非常必要,CARS能有效筛选TFA相关的重要变量,极大减少建模变量数,从而简化预测模型,并较大提高预测模型的精度和稳定性.     

Combined wavelet transform-artificial neural network use in tablet active content determination by near-infrared spectroscopy

The pharmaceutical industry faces increasing regulatory pressure to optimize quality control. Content uniformity is a basic release test for solid dosage forms. To accelerate test throughput and comply with the Food and Drug Administration's process analytical technology initiative, attention is increasingly turning to nondestructive spectroscopic techniques, notably near-infrared (NIR) spectroscopy (NIRS). However, validation of NIRS using requisite linearity and standard error of prediction (SEP) criteria remains a challenge. This study applied wavelet transformation of the NIR spectra of a commercial tablet to build a model using conventional partial least squares (PLS) regression and an artificial neural network (ANN). Wavelet coefficients in the PLS and ANN models reduced SEP by up to 60% compared to PLS models using mathematical spectra pretreatment. ANN modeling yielded high-linearity calibration and a correlation coefficient exceeding 0.996.     

Novel Spectral Interval Selection Method Based on Synchronous Two-Dimensional Correlation Spectroscopy

Synchronous 2D correlation spectroscopy was first proposed to select informational spectral intervals in PLS calibration. The proposed method could extract the spectral intervals related to analyte. The results of its application to NIR/PLS determination of quercetin in extract of Ginkgo biloba leaves showed that the proposed method could find out an optimized region with which one could improve the performance of the corresponding PLS model, in terms of low prediction error, root mean square error of prediction (RMSEP), and comparing with the result obtained using whole spectra and interval PLS.     

基于OSC–WT–PLS近红外光谱法测定烟草中芸香苷

采用正交信号校正(OSC)结合小波变换(WT)对烟草光谱进行光谱预处理,将预处理后的烟草光谱结合偏最小二乘法(PLS)建立了烟草光谱对芸香苷的预测模型。利用OSC滤除光谱中与芸香苷含量无关的光谱信息,确定OSC提取的最佳主成分数为7,再选择WT中的最佳小波基函数bior1.1对OSC预处理后的光谱进行压缩及进一步滤噪,然后进行PLS建模,OSC–WT–PLS所建模型决定系数r~2=0.874,校正标准偏差RMSEC=0.85,预测均方根误差RMSEP=0.743,交互验证系数Q_(ext)~2=0.887。结果表明,用OSC–WT–PLS可滤除光谱信息中与待测样品含量无关的信息、减少光谱数据量,降低建立模型的复杂度、提高建模速度及模型的预测能力、准确度。     

Determination of chlorogenic acid in plant samples by using near-infrared spectrum with wavelet transform preprocessing.

By theoretical analysis, it is found that wavelet transform (WT) with a wavelet function can be regarded as a smoothing and a differentiation process, and that the order of differentiation is determined by the vanishing moment, which is an important property of a wavelet function. Therefore, a method based on the continuous wavelet transform (CWT) for removing the background in the near-infrared (NIR) spectrum is proposed, and it is used in the determination of the chlorogenic acid in plant samples as a preprocessing tool for partial least square (PLS) modeling. It is shown that the benefit of the proposed method lies not only in its performance to improve the quality of PLS model and the prediction precision, but also in its simplicity and practicability. It may become a convenient and efficient tool for preprocessing NIR spectral data sets in multivariate calibration.     

Enhanced Characterization of Naproxen Formulation by Near Infrared Spectroscopy

Near infrared spectroscopy in combination with appropriate chemometric methods is an effective technique for quantitative analysis of parameters of interest for the pharmaceutical industry. In this study, the artificial neural network (ANN) was applied to monitor critical parameters (compression force, tablet hardness, mean particle size, and active pharmaceutical ingredient concentration of tablets) in the process of naproxen pharmaceutical preparation. The performance of ANN was compared to linear methods (partial least squares regression (PLS) and synergy interval partial squares (siPLS)). The ANN models for compression force, tablet hardness, mean particle size, and active pharmaceutical ingredient concentration of tablets yielded the low root mean square error of prediction (RMSEP) values of 0.936 KN, 0.302 kg, 4.49 mg, and 2.14 µm, respectively. The predictive ability of the PLS model was improved by siPLS with selection of spectral regions and the best performance among all calibration methods was showed by the nonlinear method (ANN). Effective models were built by using these approaches using near infrared spectroscopy.     

A comparative study of diesel analysis by FTIR, FTNIR and FT-Raman spectroscopy using PLS and artificial neural network analysis

Diesel properties determined by ASTM reference methods as cetane index, density, viscosity, distillation temperatures at 50% (T50) and 85% (T85) recovery, and the total sulfur content (%, w/w) were modeled by FTIR-ATR, FTNIR, and FT-Raman spectroscopy using partial last square regression (PLS) and artificial neural network (ANN) spectral analysis. In the PLS models, 45 diesel samples were used in the training group and the other 45 samples were used in the validation. In the ANN analysis a modular feedforward network was used. Sixty diesel samples were used in the neural network training and other 30 samples were used in the validation. Two different ATR configurations were compared in the FTIR, a conventional (ATR1) and an immersion (ATR2) cell. The ATR1 cell presented the best results, with smaller prediction errors (root mean square error of prediction, RMSEP). The comparison of the three PLS models (FTIR-ATR1, FTNIR, and FT-Raman) shows that reasonable values of R² and RMSEP were obtained by the FTIR-ATR1 and FTNIR models in the evaluation of density, viscosity, and T50. The PLS/FT-Raman models presented reasonable results only for the T50 property. None of the techniques was able to generate suitable PLS calibration models for the determination of sulfur content. The ANN/FT-Raman models presented the best performances, with all models presenting R²-values above 85% some of them with RMSEP values significantly smaller than those obtained with FTIR-ATR and FTNIR. The ANN/FT-Raman and ANN/FTIR-ATR1 models were able to estimate the total sulfur content of diesel with 0.01% (w/w) accuracy.     

Detecting the quality of glycerol monolaurate: A method for using Fourier transform infrared spectroscopy with wavelet transform and modified uninformative variable elimination

Glycerol monolaurate (GML) products contain many impurities, such as lauric acid and glucerol. The GML content is an important quality indicator for GML production. A hybrid variable selection algorithm, which is a combination of wavelet transform (WT) technology and modified uninformative variable eliminate (MUVE) method, was proposed to extract useful information from Fourier transform infrared (FT-IR) transmission spectroscopy for the determination of GML content. FT-IR spectra data were compressed by WT first; the irrelevant variables in the compressed wavelet coefficients were eliminated by MUVE. In the MUVE process, simulated annealing (SA) algorithm was employed to search the optimal cutoff threshold. After the WT-MUVE process, variables for the calibration model were reduced from 7366 to 163. Finally, the retained variables were employed as inputs of partial least squares (PLS) model to build the calibration model. For the prediction set, the correlation coefficient (r) of 0.9910 and root mean square error of prediction (RMSEP) of 4.8617 were obtained. The prediction result was better than the PLS model with full-spectra data. It was indicated that proposed WT-MUVE method could not only make the prediction more accurate, but also make the calibration model more parsimonious. Furthermore, the reconstructed spectra represented the projection of the selected wavelet coefficients into the original domain, affording the chemical interpretation of the predicted results. It is concluded that the FT-IR transmission spectroscopy technique with the proposed method is promising for the fast detection of GML content.     

Simultaneous determination of methanol and ethanol in gasoline using NIR spectroscopy: effect of gasoline composition

Near infrared (NIR) spectroscopy was employed for simultaneous determination of methanol and ethanol contents in gasoline. Spectra were collected in the range from 714 to 2500 nm and were used to construct quantitative models based on partial least squares (PLS) regression. Samples were prepared in the laboratory and the PLS regression models were developed using the spectral range from 1105 to 1682 nm, showing a root mean square error of prediction (RMSEP) of 0.28% (v/v) for ethanol for both PLS-1 and PLS-2 models and of 0.31 and 0.32% (v/v) for methanol for the PLS-1 and PLS-2 models, respectively. A RMSEP of 0.83% (v/v) was obtained for commercial samples. The effect of the gasoline composition was investigated, it being verified that some solvents, such as toluene and o-xylene, interfere in ethanol content prediction, while isooctane, o-xylene, m-xylene and p-xylene interfere in the methanol content prediction. Other spectral ranges were investigated and the range 1449-1611 nm showed the best results.     

Determination of acetolactate synthase activity and protein content of oilseed rape (Brassica napus L.) leaves using visible/near-infrared spectroscopy

A new acetolactate synthase (ALS)-inhibiting herbicide, propyl 4-(2-(4,6-dimethoxypyrimidin-2-yloxy)benzylamino)benzoate (ZJ0273), was applied to oilseed rape (Brassica napus L.) leaves in different leaf positions. Visible/near-infrared (Vis/NIR) spectroscopy was investigated for fast and non-destructive determination of ALS activity and protein content in rapeseed leaves. Partial least squares (PLS) analysis was the calibration method with comparison of different spectral preprocessing by Savitzky-Golay (SG) smoothing, standard normal variate (SNV), first and second derivative. The best PLS models were obtained by first-derivative spectra for ALS, whereas original spectra for soluble, non-soluble and total protein contents. Simultaneously, certain latent variables (LVs) were used as the inputs of back-propagation neural network (BPNN) and least squares-support vector machine (LS-SVM) models. All LS-SVM models outperformed PLS models and BPNN models. The correlation coefficient (r), root mean square error of prediction (RMSEP) and bias in validation set by LS-SVM were 0.998, 0.715 and 0.079 for ALS, 0.999, 33.084 and 1.178 for soluble protein, 0.997, 42.773 and 6.244 for non-soluble protein, 0.999, 59.562 and 7.437 for total protein, respectively. The results indicated that Vis/NIR spectroscopy combined with LS-SVM could be successfully applied for the determination of ALS activity and protein content of rapeseed leaves. The results would be helpful for further on field analysis of using Vis/NIR spectroscopy to monitor the growing status and physiological properties of oilseed rape.     

Simple and fast near-infrared spectroscopic analysis of hydroxyl number of polyol using a disposable glass vial

Hydroxyl (OH) number of polyol was measured using near-infrared (NIR) spectroscopy with the use of a disposable glass vial as a sample container. Polyols are viscous, so disposable vials are advantageous when spectroscopic methods are employed. Due to the curvature of the vial walls, a narrow aperture was used to minimize the spectroscopic deviations. The narrow aperture attenuated the NIR radiation and increased the spectral noise in the collected polyol spectra. Wavelet transformation (WT) was employed to reduce this noise and partial least squares (PLS) calibration model was developed. The overall prediction results compare well with those from conventional wet analysis that requires time (1–3 h) and large amounts of chemical reagents. NIR spectroscopy with the use of disposable vials can be utilized for a simple and fast quality assurance of polyol in actual industrial settings.     

Combination of mid- and near-infrared spectroscopy for the determination of the quality properties of beers

The combination of infrared (MIR) and near-infrared (NIR) spectroscopy has been employed for the determination of important quality parameters of beers, such as original and real extract and alcohol content. A population of 43 samples obtained from the Spanish market and including different types of beer, was evaluated. For each technique, spectra were obtained in triplicate. In the case of NIR a 1 mm pathlength quartz flow cell was used, whereas attenuated total reflectance measurements were used in MIR. Cluster hierarchical analysis was employed to select calibration and validation data sets. The calibration set was composed of 15 samples, thus leaving 28 for validation. A critical evaluation of the prediction capability of multivariate methods established from the combination of NIR and MIR spectra was made. Partial least squares (PLS) and artificial neural networks (ANN) were evaluated for the treatment of data obtained in each individual technique and the combination of both. Different parameters of each methodology were optimized. A slightly better predictive performance was obtained for NIR-MIR combined spectra, and in all the cases ANN performs better than PLS, which may be interpreted from the existence of some non-linearity in the data. The root-mean-sqare-error of prediction (RMSEP) values obtained for the combined NIR-MIR spectra for the determination of real extract, original extract and ethanol were 0.076% w/w, 0.14% w/w and 0.091% v/v.     

Rapid determination of pH in solid-state fermentation of wheat straw by FT-NIR spectroscopy and efficient wavelengths selection

In the work discussed in this paper we investigated the feasibility of determination of the pH of a fermented substrate in solid-state fermentation (SSF) of wheat straw. Fourier-transform near-infrared (FT-NIR) spectroscopy was combined with an appropriate multivariate method of analysis. A genetic algorithm and synergy interval partial least-squares (GA-siPLS) were used to select the efficient spectral subintervals and wavelengths by k-fold cross-validation during development of the model. The performance of the final model was evaluated by use of the root mean square error of cross-validation (RMSECV) and correlation coefficient (R (c)) for the calibration set, and verified by use of the root mean square error of prediction (RMSEP) and correlation coefficient (R (p)) for the validation set. The experimental results showed that the optimum GA-siPLS model was achieved by use of seven PLS factors, when four spectral subintervals were selected by siPLS and then 45 wavelength variables were chosen by use of the GA. The predicted precision of the best model obtained was: RMSECV = 0.0583, R (c) = 0.9878, RMSEP = 0.0779, and R (p) = 0.9779. Finally, the superior performance of the GA-siPLS model was demonstrated by comparison with four other PLS models. The overall results indicated that FT-NIR spectroscopy can be successfully used for measurement of pH in solid-state fermentation, and use of the GA-siPLS algorithm is the best means of calibration of the model.     

基于灰狼算法的近红外光谱变量选择方法研究

基于群体智能的灰狼优化(GWO)算法具有参数少、结构简单、易于实现的优点,但在光谱领域的应用较少。该研究将GWO算法引入近红外光谱的变量筛选中,以玉米数据为例,考察了GWO算法中狼群性能、迭代次数、狼群数量及运算效率,并建立了偏最小二乘(PLS)模型对玉米样品中蛋白质、脂肪、水分以及淀粉含量的测定。结果显示,GWO算法运算效率很高,经过参数调优后建立PLS模型,其蛋白质、脂肪、水分及淀粉的保留变量数分别为19、19、14、34,预测均方根误差(RMSEP)从全波长PLS建模的0.245 8、0.122 4、0.339 8、1.105 8分别下降到0.147 7、0.080 1、0.176 2、0.739 8,分别下降了40%、35%、48%、33%,相关系数也相应地提高。因此,GWO算法不仅优化速度快,选择变量数少,还可以显著提高PLS模型的预测精度,是一种近红外光谱变量选择的有效方法。     

Noncontact and rapid analysis of the quality of the recording coating on ink jet printing by near-infrared spectroscopy

The preparation and manufacture of the recording coating on ink jet printing (RC-IJP) was proposed. The microstructure of RC-IJP was analyzed by scanning electron microscopy. Fourier transform near infrared (FT-NIR) spectra showed the combination and overtone vibrations information of the hydrogen-containing groups in the RC-IJP structure. FT-NIR spectra combined with partial least squares (PLS) methods were proposed for the analysis of the glossiness degree, smoothness degree and weight per unit area of recording material (Gr) in RC-IJP. 45 samples were selected for the calibration sets of glossiness degree, smoothness degree and Gr respectively. A spectral pretreatment method was used to develop a robust calibration model. After optimizing the spectral pre-treatment, the determination coefficient (R(2)) of the glossiness degree, smoothness degree and Gr was 0.86, 0.94, and 0.98, respectively. Root mean square error of prediction (RMSEP) of the glossiness degree, smoothness degree and Gr was 1.65, 13.86, 0.054, respectively. The analytical results showed that NIR spectra using PLS had significant potential as a rapid and accurate method for the analysis of the glossiness degree, smoothness degree and Gr in the manufacture of RC-IJP.     

Infrared spectroscopy and multivariate calibration to monitor stability quality parameters of biodiesel

This paper evaluates analytical methods based on near infrared (NIR) and middle infrared (MIR) spectroscopy and multivariate calibration to monitor the stability of biodiesel. There was a focus on three parameters: oxidative stability index, acid number and water content. Ethylic and methylic biodiesel from different feedstocks were used in experiments of accelerated aging, in order to take into account the wide variety of oilseeds and feedstocks available in Brazil. Partial least squares (PLS) and multiple linear regression (MLR) models were developed. Different pre-processing techniques and spectral variable/regions selection algorithms were evaluated. For MLR models, the successive projection algorithm (SPA) was employed. Interval PLS (iPLS) and selection of variables taking into account the significant regression coefficients were used for PLS models. Results showed that both near and middle infrared regions, and all variable selection methods tested were efficient for predicting these three important quality parameters of B100, the root mean squares error of prediction (RMSEP) values being comparable to the reproducibility of the corresponding standard method for each property investigated.     

Partial least square analysis of lysozyme near-infrared spectra

Proteins possess strong absorption features in the combination range (5000-4000 cm⁻¹) of the near infrared (NIR) spectrum. These features can be used for quantitative analysis. Partial least squares (PLS) regression was used to analyze NIR spectra of lysozyme with the leave-one-out, full cross-validation method. A strategy for spectral range optimization with cross-validation PLS calibration was presented. A five-factor PLS model based on the spectral range between 4720 and 4540 cm⁻¹ provided the best calibration model for lysozyme in aqueous solutions. For 47 samples ranging from 0.01 to 10 mg/mL, the root mean square error of prediction was 0.076 mg/mL. This result was compared with values reported in the literature for protein measurements by NIR absorption spectroscopy in human serum and animal cell culture supernatants.     

Improving prediction selectivity for on-line near-infrared monitoring of components in etchant solution by spectral range optimization

The components (H₃PO₄, HNO₃, CH₃COOH and water) in an etchant solution have been accurately measured in an on-line manner using near-infrared (NIR) spectroscopy by directly illuminating NIR radiation through a Teflon line. In particular, the spectral features according to the change of H₃PO₄ or HNO₃ concentrations were not mainly from NIR absorption themselves, but from the perturbation (or displacement) of water bands; therefore, the resulting spectral variations were quite similar to each other. Consequently partial least squares (PLS) prediction selectivity among the components should be the most critical issue for continuous on-line compositional monitoring by NIR spectroscopy. To improve selectivity of the calibration model, we have optimized the calibration models by finding selective spectral ranges with the use of moving window PLS. Using the optimized PLS models for each component, the resulting prediction accuracies were substantially improved. Furthermore, on-line prediction selectivity was evaluated by spiking individual pure components step by step and examining the resulting prediction trends. When optimized PLS models were used, each concentration was selectively and sensitively varied at each spike; meanwhile, when whole or non-optimized ranges were used for PLS, the prediction selectivity was greatly degraded. This study verifies that the selection of an optimal spectral range for PLS is the most important factor to make Teflon-based NIR measurements successful for on-line and real-time monitoring of etching solutions.