Broader Societal Issues of Nanotechnology

Nanoscale science and engineering are providing unprecedented understanding and control over the basic building blocks of matter, leading to increased coherence in knowledge, technology, and education. The main reason for developing nanotechnology is to advance broad societal goals such as improved comprehension of nature, increased productivity, better healthcare, and extending the limits of sustainable development and of human potential. This paper outlines societal implication activities in nanotechnology R&D programs. The US National Nanotechnology Initiative annual investment in research with educational and societal implications is estimated at about $30 million (of which National Science Foundation (NSF) awards about $23 million including contributions to student fellowships), and in nanoscale research with relevance to environment at about $50 million (of which NSF awards about $30 million and EPA about $6 million). An appeal is made to researchers and funding organizations worldwide to take timely and responsible advantage of the new technology for economic and sustainable development, to initiate societal implications studies from the beginning of the nanotechnology programs, and to communicate effectively the goals and potential risks with research users and the public.     

Trends in worldwide nanotechnology patent applications: 1991 to 2008

Nanotechnology patent applications published during 1991–2008 have been examined using the “title–abstract” keyword search on esp@cenet “worldwide” database. The longitudinal evolution of the number of patent applications, their topics, and their respective patent families have been evaluated for 15 national patent offices covering 98% of the total global activity. The patent offices of the United States (USA), People’s Republic of China (PRC), Japan, and South Korea have published the largest number of nanotechnology patent applications, and experienced significant but different growth rates after 2000. In most repositories, the largest numbers of nanotechnology patent applications originated from their own countries/regions, indicating a significant “home advantage.” The top applicant institutions are from different sectors in different countries (e.g., from industry in the US and Canada patent offices, and from academe or government agencies at the PRC office). As compared to 2000, the year before the establishment of the US National Nanotechnology Initiative (NNI), numerous new invention topics appeared in 2008, in all 15 patent repositories. This is more pronounced in the USA and PRC. Patent families have increased among the 15 patent offices, particularly after 2005. Overlapping patent applications increased from none in 1991 to about 4% in 2000 and to about 27% in 2008. The largest share of equivalent nanotechnology patent applications (1,258) between two repositories was identified between the US and Japan patent offices.     

International strategy for Nanotechnology Research

The worldwide nanotechnology research and development (R&D) investment reported by government organizations has increased by a factor of 3.5 between 1997 and 2001, and the highest rate of 90% is in 2001. At least 30 countries have initiated or are beginning national activities in this field. Scientists have opened a broad net of discoveries that does not leave any major research area untouched in physical, biological, and engineering sciences. Industry has gained confidence that nanotechnology will bring competitive advantages. The worldwide annual industrial production is estimated to exceed $1 trillion in 10–15 years from now, which would require about 2 million nanotechnology workers. U.S. has initiated a multidisciplinary strategy for development of science and engineering fundamentals through the National Nanotechnology Initiative. Japan and Europe have broad programs, and their current plans look ahead to four to five years. Other countries have encouraged their own areas of strength, several of them focusing on fields of the potential markets. Differences among countries are observed in the research domain they are aiming for, the level of program integration into various industrial sectors, and in the time scale of their R & D targets. Nanotechnology is growing in an environment where international interactions accelerate in science, education and industrial R & D. A global strategy of mutual interest is envisioned by connecting individual programs of contributing countries, professional communities, and international organizations.     

The long view of nanotechnology development: the National Nanotechnology Initiative at 10 years

A global scientific and societal endeavor was set in motion by the nanotechnology vision formulated in 1999 that inspired the National Nanotechnology Initiative (NNI) and other national and international R&D programs. Establishing foundational knowledge at the nanoscale has been the main focus of the nanotechnology research community in the first decade. As of 2009, this new knowledge underpinned about a quarter of a trillion dollars worldwide market, of which about $91 billion was in US products that incorporate nanoscale components. Nanotechnology is already evolving toward becoming a general-purpose technology by 2020, encompassing four generations of products with increasing structural and dynamic complexity: (1) passive nanostructures, (2) active nanostructures, (3) nanosystems, and (4) molecular nanosystems. By 2020, the increasing integration of nanoscale science and engineering knowledge and of nanosystems promises mass applications of nanotechnology in industry, medicine, and computing, and in better comprehension and conservation of nature. Nanotechnology’s rapid development worldwide is a testimony to the transformative power of identifying a concept or trend and laying out a vision at the synergistic confluence of diverse scientific research areas. This chapter provides a brief perspective on the development of the NNI since 2000 in the international context, the main outcomes of the R&D programs after 10 years, the governance aspects specific to this emerging field, lessons learned, and most importantly, how the nanotechnology community should prepare for the future.     

Trends for nanotechnology development in China, Russia, and India

China, Russia, and India are playing an increasingly important role in global nanotechnology research and development (R&D). This paper comparatively inspects the paper and patent publications by these three countries in the Thomson Science Citation Index Expanded (SCI) database and United States Patent and Trademark Office (USPTO) database (1976–2007). Bibliographic, content map, and citation network analyses are used to evaluate country productivity, dominant research topics, and knowledge diffusion patterns. Significant and consistent growth in nanotechnology papers are noted in the three countries. Between 2000 and 2007, the average annual growth rate was 31.43% in China, 11.88% in Russia, and 33.51% in India. During the same time, the growth patterns were less consistent in patent publications: the corresponding average rates are 31.13, 10.41, and 5.96%. The three countries’ paper impact measured by the average number of citations has been lower than the world average. However, from 2000 to 2007, it experienced rapid increases of about 12.8 times in China, 8 times in India, and 1.6 times in Russia. The Chinese Academy of Sciences (CAS), the Russian Academy of Sciences (RAS), and the Indian Institutes of Technology (IIT) were the most productive institutions in paper publication, with 12,334, 6,773, and 1,831 papers, respectively. The three countries emphasized some common research topics such as “Quantum dots,” “Carbon nanotubes,” “Atomic force microscopy,” and “Scanning electron microscopy,” while Russia and India reported more research on nano-devices as compared with China. CAS, RAS, and IIT played key roles in the respective domestic knowledge diffusion.     

Assemblies of silicate sol–gel matrix encapsulated core/shell Au/Ag nanoparticles: interparticles surface plasmon coupling

Korea has become one of the leading countries in nanotechnology along with the U.S., Japan, and Germany. Since 2001, the Korean Government established the ??Nanotechnology Development Plan.?? Since then, the trend in nanotechnology is steadily changing from fundamental research to application-driven technologies. In this paper, we examine the nanotechnology development and policy during the past decade, which includes the investments in R&D, infrastructure, and education. The Third Phase (2011?C2020) on clean nanotechnology convergence and integration in information, energy, and the environmental sector is also given. Furthermore, the program on long-term strategy dealing with sustainability in resolving future societal demand and plans for sustainable energy and environmental activities will be discussed in depth. The outcomes and national evaluations of research and education are also given.     

International perspective on nanotechnology papers,patents, and NSF awards (2000–2016)

This paper presents the development of nanotechnology between 2000 and 2016 as reflected in the Web of Science papers, United States Patent and Trademark Office (USPTO), World International Property Organization (WIPO) patents, and National Science Foundation (NSF) awards, with a special reference to the United States (US), European Union (EU27), P.R. China, Japan, and South Korea. The field of nanotechnology is branching out into novel scientific and technology platforms, and it is increasingly difficult to separate foundational nanoscale components from divergent application areas. The average global growth rate has been sustained at about 15% for both papers and patents in the selected interval. The growth rates among regions are non-uniform. P.R. China and South Korea have increased faster in both the numbers and quality of their scientific publications, and currently P.R. China has the largest volume of nanotechnology publications and South Korea the most publications per capita in the field of nanotechnology. The US, EU27, and Japan are maintaining leadership in the upstream, better cited, conceptual components of nanotechnology research and development.     

Nanotechnology publications and citations by leading countries and blocs

This article examines the relative positions with respect to nanotechnology research publications of the European Union (EU), the United States (US), Japan, Germany, China, and three Asian Tiger nations (South Korea, Singapore, and Taiwan). The analysis uses a dataset of nanotechnology publication records for the time period 1990 through 2006 (part year) extracted from the Science Citation Index obtained through the Web of Science and was developed through a two-stage modularized Boolean approach. The results show that although the EU and the US have the highest number of nanotechnology publications, China and other Asian countries are increasing their publications rapidly, taking an ever-larger proportion of the total. When viewed in terms of the quality-based measure of citations, Asian nanotechnology researchers also show growth in recent years. However, by such citation measures, the US still maintains a strongly dominant position, followed by the EU.     

The Public and Nanotechnology: How Citizens Make Sense of Emerging Technologies

We report findings from a national telephone survey on levels of knowledge about and attitudes toward nanotechnology that demonstrate how people make decisions about emerging technologies. Our findings confirm previous research that suggests that people form opinions and attitudes even in the absence of relevant scientific or policy-related information. In fact, our data show that cognitive shortcuts or heuristics – often provided by mass media – are currently a key factor in influencing how the public thinks about nanotechnology and about its risks and benefits, and in determining the level of support among the public for further funding for research in this area.     

Electrical properties of polycrystalline TiO<Subscript>2·</Subscript> Thermoelectric power

The present work determined thermoelectric power for high-purity polycrystalline TiO₂ at elevated temperatures (1,123–1,323 K) and in the gas phase of controlled oxygen activity, . The slope of the thermoelectric power vs logp(O₂) is 1/10, instead of 1/6 expected by the theory and observed for TiO₂ single crystal. The discrepancy between the two is considered in terms of the effect of the local grain boundary structure on thermoelectric power. A comparison between the electrical conductivity and thermoelectric power data indicates that the oxygen activity values related to the n–p transition point determined by thermoelectric power are lower than those determined by electrical conductivity. This project was performed as part of UNSW R&D program on solar–hydrogen.     

Longitudinal study on patent citations to academic research articles in nanotechnology (1976–2004)

Academic nanoscale science and engineering (NSE) research provides a foundation for nanotechnology innovation reflected in patents. About 60% or about 50,000 of the NSE-related patents identified by “full-text” keyword searching between 1976 and 2004 at the United States Patent and Trademark Office (USPTO) have an average of approximately 18 academic citations. The most cited academic journals, individual researchers, and research articles have been evaluated as sources of technology innovation in the NSE area over the 28-year period. Each of the most influential articles was cited about 90 times on the average, while the most influential author was cited more than 700 times by the NSE-related patents. Thirteen mainstream journals accounted for about 20% of all citations. Science, Nature and Proceedings of the National Academy of Sciences (PNAS) have consistently been the top three most cited journals, with each article being cited three times on average. There is another kind of influential journals, represented by Biosystems and Origin of Life, which have very few articles cited but with exceptionally high frequencies. The number of academic citations per year from ten most cited journals has increased by over 17 times in the interval (1990–1999) as compared to (1976–1989), and again over 3 times in the interval (2000–2004) as compared to (1990–1999). This is an indication of increased used of academic knowledge creation in the NSE-related patents.     

Neutron cross-sections above 20 MeV for design and modeling of accelerator driven systems

One of the outstanding new developments in the field of partitioning and transmutation (P&T) concerns accelerator-driven systems (ADS) which consist of a combination of a high-power, high-energy accelerator, a spallation target for neutron production and a sub-critical reactor core. The development of the commercial critical reactors of today motivated a large effort on nuclear data up to about 20 MeV, and presently several million data points can be found in various data libraries. At higher energies, data are scarce or even non-existent. With the development of nuclear techniques based on neutrons at higher energies, nowadays there is a need also for higher-energy nuclear data. To provide alternative to this lack of data, a wide program on neutron-induced data related to ADS for P&T is running at the 20–180 MeV neutron beam facility at ‘The Svedberg Laboratory’ (TSL), Uppsala. The programme encompasses studies of elastic scattering, inelastic neutron production, i.e., (n, xn′) reactions, light-ion production, fission and production of heavy residues. Recent results are presented and future program of development is outlined.      

The structure and infrastructure of the global nanotechnology literature

Text mining is the extraction of useful information from large volumes of text. A text mining analysis of the global open nanotechnology literature was performed. Records from the Science Citation Index (SCI)/Social SCI were analyzed to provide the infrastructure of the global nanotechnology literature (prolific authors/journals/institutions/countries, most cited authors/papers/journals) and the thematic structure (taxonomy) of the global nanotechnology literature, from a science perspective. Records from the Engineering Compendex (EC) were analyzed to provide a taxonomy from a technology perspective.

• The Far Eastern countries have expanded nanotechnology publication output dramatically in the past decade.
• The Peoples Republic of China ranks second to the USA (2004 results) in nanotechnology papers published in the SCI, and has increased its nanotechnology publication output by a factor of 21 in a decade.
• Of the six most prolific (publications) nanotechnology countries, the three from the Western group (USA, Germany, France) have about eight percent more nanotechnology publications (for 2004) than the three from the Far Eastern group (China, Japan, South Korea).
• While most of the high nanotechnology publication-producing countries are also high nanotechnology patent producers in the US Patent Office (as of 2003), China is a major exception. China ranks 20th as a nanotechnology patent-producing country in the US Patent Office.

     

Features of materials alloying under exposures to pulsed plasma streams

Surface modifications and features of materials alloying under pulsed plasma exposures are investigated in this paper. The experiments were carried out with a pulsed plasma gun, which generates plasma streams with ion energies of up to 2 keV, a plasma density of (2–, an average specific power of 10 MW/cm² and plasma energy densities in the range of (5–. Nitrogen, helium, hydrogen, oxygen and different mixtures can be used as working gases. Modification of thin (1–2 μm) PVD coatings of molybdenum coating mixed with substrate in liquid phase under the pulsed plasma processing are analyzed. After alloying of ferritic/martensitic steel EP-823 with Mo the concentration of molybdenum in the modified layer of 15–20 μm achieved 20% for single treatment cycle and 30% after two cycles. Decrease of grain sizes (from tens of μm to hundreds of nm), roughness and porosity were obtained by plasma irradiation of thick (~0.1–0.3 mm) plasma sprayed coatings of Co-32Ni-21Cr-8Al-0.5Y and Ti64. A modified layer with homogeneous structure and thickness up to 50 μm is formed as a result of plasma treatment. Mechanisms of surface modification of WC-Co under irradiation with pulsed plasma streams of different ions are discussed.     

From Vision to the Implementation of the U.S. National Nanotechnology Initiative

All natural and living systems are governed by atomic and molecular behavior at the nanoscale. Research is now seeking systematic approaches to create revolutionary new products and technologies by control of matter at the same scale. Fundamental discoveries and potential implications of nanotechnology to wealth, health and peace have captured the imagination of scientists, industry and government experts. The National Nanotechnology Initiative (NNI) has become a top national priority in science and technology in U.S. for fiscal year 2001, with a Federal nanotechnology investment portfolio of $422 million. Nanotechnology is expected to have a profound impact on our economy and society in the earlier 21st century.The vision, research and development strategy, and timeline of NNI are presented by using several recent scientific discoveries and results from industry.     

The many faces of <Emphasis Type="Italic">nano</Emphasis> in newspaper reporting

The morpheme nano in languages such as Swedish and English is a constituent of many words. This article linguistically analyses the meaning potential of nano by focusing on word use in a Swedish newspaper corpus comprising 2,564 articles (1.6 million words) covering a 22-year period (1988–2010). Close to 400 word forms having nano as a constituent have been identified and analyzed. The results suggest that nano covers a broad and heterogeneous conceptual field: (i) as a prefix of the SI system; (ii) in relation to the scientific activities of nanoscience and nanotechnology, including their sub-processes and actors; and (iii) in relation to objects. The identified meanings of nano, besides the standard definition (i.e. ‘billionth part’ in relation to SI units), are ‘operating at the nanometre level’ in relation to activities and their actors and ‘nanometre sized’ and ‘nanotechnological’ in relation to objects; in addition, the less precise and non-technical meaning ‘very small’ is identified. We discuss the implications of the findings for a hypothesis about media influence on public understanding of technology, suggesting that repeated findings in Europe and the USA of little self-reported understanding and knowledge of nanotechnology or nanoscience among the public make sense in light of the polysemy of nano reflected in its broad variety of verbal forms and usages.     

The principle of the positioning system based on communication satellites

It is a long dream to realize the communication and navigation functionality in a satellite system in the world. This paper introduces how to establish the system, a positioning system based on communication satellites called Chinese Area Positioning System (CAPS). Instead of the typical navigation satellites, the communication satellites are configured firstly to transfer navigation signals from ground stations, and can be used to obtain service of the positioning, velocity and time, and to achieve the function of navigation and positioning. Some key technique issues should be first solved; they include the accuracy position determination and orbit prediction of the communication satellites, the measuring and calculation of transfer time of the signals, the carrier frequency drift in communication satellite signal transfer, how to improve the geometrical configuration of the constellation in the system, and the integration of navigation & communication. Several innovative methods are developed to make the new system have full functions of navigation and communication. Based on the development of crucial techniques and methods, the CAPS demonstration system has been designed and developed. Four communication satellites in the geosynchronous orbit (GEO) located at 87.5°E, 110.5°E, 134°E, 142°E and barometric altimetry are used in the CAPS system. The GEO satellites located at 134°E and 142°E are decommissioned GEO (DGEO) satellites. C-band is used as the navigation band. Dual frequency at C1=4143.15 MHz and C2=3826.02 MHz as well as dual codes with standard code (CA code and precision code (P code)) are adopted. The ground segment consists of five ground stations; the master station is in Lintong, Xi’an. The ground stations take a lot of responsibilities, including monitor and management of the operation of all system components, determination of the satellite position and prediction of the satellite orbit, accomplishment of the virtual atomic clock measurement, transmission and receiving navigation signals to and from each satellite. In the north, the south, the east, the west and the center of Chinese main land, the function of CAPS demonstration system is checked and measured. In cars and on board the system is also checked and measured. The results are as follow: CA-code, horizontal positioning accuracy, 15–25 m (1 σ), vertical, 1–3 m; P-code, horizontal positioning accuracy, 8–10 m (1 σ), vertical, 1–3 m; velocity accuracy, CA-code, 0.13–0.30 m/s, P-code, 0.15–0.17 m/s; time accuracy, CA-code, 160 ns, P-code, 13 ns; determination accuracy of orbit ≤2 m. About 20 million US $ and two years are spent for the development of demonstration. A complete CAPS system is now being established. Supported by the National Natural Science Foundation of China (Grant No. 10453001), the National Basic Research Program of China (Grant No. 2007CB815500), the National High Technology Research and Development Program of China (Grant No. 2004AA105030), and the Funds of the Chinese Academy of Sciences for Key Topics in Innovation Engineering (Grant No. KGCXI-21)     

Research output in nanoscience and nanotechnology: Pakistan scenario

In this article, we present an overview of the research activity undertaken in Pakistan in the field of nanoscience and technology for the period 2001–2010. Starting with almost insignificant publications in this field in 2001, the number has risen steadily to 430 in 2010. A break up of organizations actively involved in research in this field suggests that most of these publications have emanated from universities. The contribution of R&D organizations that far outnumber the universities is about 10 percent of the total. Reasons for the increasing trend in publications, especially in the universities are discussed.     

Quantum Spheres and Projective Spaces as Graph Algebras

 The C ^* -algebras of continuous functions on quantum spheres, quantum real projective spaces, and quantum complex projective spaces are realized as Cuntz-Krieger algebras corresponding to suitable directed graphs. Structural results about these quantum spaces, especially about their ideals and K-theory, are then derived from the general theory of graph algebras. It is shown that the quantum even and odd dimensional spheres are produced by repeated application of a quantum double suspension to two points and the circle, respectively. Received: 31 January 2001 / Accepted: 29 July 2002 Published online: 7 November 2002 RID="*" ID="*" Supported by grant No. R04–2001–000–00117–0 from the Korea Science & Engineering Foundation. RID="**" ID="**" Partially supported by the Research Management Committee of the University of Newcastle.