Nonequilibrium Statistical Mechanics and Entropy Production in a Classical Infinite System of Rotators

We analyze the dynamics of a simple but nontrivial classical Hamiltonian system of infinitely many coupled rotators. We assume that this infinite system is driven out of thermal equilibrium either because energy is injected by an external force (Case I), or because heat flows between two thermostats at different temperatures (Case II). We discuss several possible definitions of the entropy production associated with a finite or infinite region, or with a partition of the system into a finite number of pieces. We show that these definitions satisfy the expected bounds in terms of thermostat temperatures and energy flow.     

On Entropy Production in Quantum Statistical Mechanics

We propose a definition of entropy production in the framework of algebraic quantum statistical mechanics. We relate our definition to heat flows through the system. We also prove that entropy production is non-negative in natural non-equilibrium steady states. Received: 7 August 2000 / Accepted: 5 September 2000     

Generating Functionals in Nonequilibrium Statistical Mechanics

The main ideas and methods of calculations within the framework of the generating functional technique are considered in a systematical way. The nonequilibrium generating functionals are defined as functional mappings of the nonequilibrium statistical operator and so appear to be dependent on a certain set of macroscopic variables describing the nonequilibrium state of the system. The boundary conditions and the differential equation of motion for the generating functionals are considered which result in an explicit expression for the nonequilibrium generating functionals in terms of the so-called coarse-grained generating functional being the functional mapping of the quasiequilibrium statistical operator. Various types of integral equations are derived for the generating functionals which are convenient to develop the perturbation theories with respect to either small interaction or small density of particles. The master equation for the coarse-grained generating functionals is obtained and its connection with the generalized kinetic equations for a set of macrovariables is shown. The derivation of the generalized kinetic equations for some physical systems (classical and quantum systems of interacting particles, the Kondo system) is treated in detail, with due regard for the polarization effects as well as the energy and momentum exchange between the colliding particles and the surrounding media.     

Positive Commutator Method in Nonequilibrium Statistical Mechanics

We extend the method of positive commutators, which was very successfully applied to zero temperature problems, to positive temperatures, i.e. to nonequilibrium quantum statistical mechanics. Using this technique, we give another proof of a fundamental property of large quantum systems, called Return to Equilibrium. This property says that if a system is slightly perturbed from its equilibrium state, then it converges back to it as time goes to infinity.     

Natural Nonequilibrium States in Quantum Statistical Mechanics

A quantum spin system is discussed where a heat flow between infinite reservoirs takes place in a finite region. A time-dependent force may also be acting. Our analysis is based on a simple technical assumption concerning the time evolution of infinite quantum spin systems. This assumption, physically natural but currently proved for few specific systems only, says that quantum information diffuses in space-time in such a way that the time integral of the commutator of local observables converges: ⁰ _– dt [B, ^t A]<. In this setup one can define a natural nonequilibrium state. In the time-independent case, this nonequilibrium state retains some of the analyticity which characterizes KMS equilibrium states. A linear response formula is also obtained which remains true far from equilibrium. The formalism presented here does not cover situations where (for time-independent forces) the time-translation invariance and uniqueness of the natural nonequilibrium state are broken.     

Note on Two Theorems in Nonequilibrium Statistical Mechanics

An attempt is made to clarify the difference between a theorem derived by Evans and Searles in 1994 on the statistics of trajectories in phase space and a theorem proved by the authors in 1995 on the statistics of fluctuations on phase space trajectory segments in a nonequilibrium stationary state.     

Book Review: Nonequilibrium Statistical Mechanics in One Dimension

Journal of Statistical Physics -     

Diagram Expansions in Nonequilibrium Statistical Mechanics Classical Limit Considerations

A diagram expansion is proposed for calculating traces of the kind Tr{Ae^?itLB} which are of interest for calculating time correlation functions and expectation values in nonequilibrium statistical mechanics. Arbitrary initial conditions are considered. In the classical limit the diagram expansion of FUJITA is obtained. A systematic method for obtaining quantum corrections including exchange and symmetry effects is proposed.     

Geometrical Excess Entropy Production in Nonequilibrium Quantum Systems

For open systems described by the quantum Markovian master equation, we study a possible extension of the Clausius equality to quasistatic operations between nonequilibrium steady states (NESSs). We investigate the excess heat divided by temperature (i.e., excess entropy production) which is transferred into the system during the operations. We derive a geometrical expression for the excess entropy production, which is analogous to the Berry phase in unitary evolution. Our result implies that in general one cannot define a scalar potential whose difference coincides with the excess entropy production in a thermodynamic process, and that a vector potential plays a crucial role in the thermodynamics for NESSs. In the weakly nonequilibrium regime, we show that the geometrical expression reduces to the extended Clausius equality derived by Saito and Tasaki (J. Stat. Phys. 145:1275, 2011). As an example, we investigate a spinless electron system in quantum dots. We find that one can define a scalar potential when the parameters of only one of the reservoirs are modified in a non-interacting system, but this is no longer the case for an interacting system.     

Smooth Dynamics and New Theoretical Ideas in Nonequilibrium Statistical Mechanics

This paper reviews various applications of the theory of smooth dynamical systems to conceptual problems of nonequilibrium statistical mecanics. We adopt a new point of view which has emerged progressively in recent years, and which takes seriously into account the chaotic character of the microscopic time evolution. The emphasis is on nonequilibrium steady states rather than the traditional approach to equilibrium point of view of Boltzmann. The nonequilibrium steady states, in presence of a Gaussian thermostat, are described by SRB measures. In terms of these one can prove the Gallavotti–Cohen fluctuation theorem. One can also prove a general linear response formula and study its consequences, which are not restricted to near-equilibrium situations. At equilibrium one recovers in particular the Onsager reciprocity relations. Under suitable conditions the nonequilibrium steady states satisfy the pairing theorem of Dettmann and Morriss. The results just mentioned hold so far only for classical systems; they do not involve large size, i.e., they hold without a thermodynamic limit.     

SRB States and Nonequilibrium Statistical Mechanics Close to Equilibrium

Nonequilibrium statistical mechanics close to equilibrium is studied using SRB states and a formula [10] for their derivatives with respect to parameters. We write general expressions for the thermodynamic fluxes (or currents) and the transport coefficients, generalizing the results of [4, 5]. In this framework we give a general proof of the Onsager reciprocity relations. Received: 2 December 1996 / Accepted: 13 March 1997