J-pseudo-spectral andJ-inner-pseudo-outer factorizations for matrix polynomials

For a comonic polynomialL() and a selfadjoint invertible matrixJ the following two factorization problems are considered: firstly, we parametrize all comonic polynomialsR() such that . Secondly, if it exists, we give theJ-innerpseudo-outer factorizationL()=()R(), where () isJ-inner andR() is a comonic pseudo-outer polynomial. We shall also consider these problems with additional restrictions on the pole structure and/or zero structure ofR(). The analysis of these problems is based on the solution of a general inverse spectral problem for rational matrix functions, which consists of finding the set of rational matrix functions for which two given pairs are extensions of their pole and zero pair, respectively.The work of this author was supported by the USA-Israel Binational Science Foundation (BSF) Grant no. 9400271.     

Factorization of a selfadjoint nonanalytic operator function II. Single spectral zone

We consider a selfadjoint and smooth enough operator-valued functionL() on the segment [a, b]. LetL(a)0,L(b)0, and there exist two positive numbers and such that the inequality |(L()f, f)|< ([a, b] f=1) implies the inequality (L'()f, f)>. Then the functionL() admits a factorizationL()=M()(I-Z) whereM() is a continuous and invertible on [a, b] operator-valued function, and operatorZ is similar to a selfadjoint one. This result was obtained in the first part of the present paper [10] under a stronge conditionL()0 ( [a,b]). For analytic functionL() the result of this paper was obtained in [13].     

On extremal perturbations of semi-Fredholm operators

Given a bounded linear operatorA in an infinite dimensional Banach space and a compact subset of a connected component of its semi-Fredholm domain, we construct a finite rank operatorF such that –A+F is bounded below (or surjective) for each ,F ²=0 and rankF=max min{dimN(–A), codimR(–A)}, if ind(–A)0 (or ind(–A)0, respectively) for each .     

A variational principle for eigenvalues of pencils of Hermitian matrices

LetH=(A, B) be a pair of HermitianN×N matrices. A complex number is an eigenvalue ofH ifdet(A–B)=0 (we include = ifdetB=0). For nonsingularH (i.e., for which some is not an eigenvalue), we show precisely which eigenvalues can be characterized as _k ⁺ =sup{inf{*A:*B=1,S},SS _k},S _k being the set of subspaces of C ^N of codimensionk–1.Dedicated to the memory of our friend and colleague Branko NajmanResearch supported by NSERC of Canada and the I.W.Killam FoundationProfessor Najman died suddenly while this work was at its final stage. His research was supported by the Ministry of Science of CroatiaResearch supported by NSERC of Canada     

Shift invariant spaces inL 2

If is a complex, separable Hilbert space, letL ² () denote theL ²-space of functions defined on the unit circle and having values in . The bilateral shift onL ²() is the operator (U f)()=f(). A Hilbert spaceH iscontractively contained in the Hilbert spaceK ifHK and the inclusion mapH–K is a contraction. We describe the structure of those Hilbert spaces, contractively contained inL ²(), that are carried into themselves contractively byU . We also do this for the subcase of those spaces which are carried into themselves unitarily byU .     

Reconstruction of a rational nonsquare matrix function from local data

In many problems the local zero-pole structure (i.e. locations of zeros and poles together with their orders) of a scalar rational functionw is a key piece of structure. Knowledge of the order of the pole or zero of the rational functionw at the point is equivalent to knowledge of the -module (where is the space of rational functions analytic at ). For the more intricate case of a rationalp×m matrix functionW, we consider the structure of the module as the appropriate analogue of zero-pole structure (location of zeros and poles together with directional information), where is the set of column vectors of heightm with entries equal to rational functions which are analytic at . Modules of the form in turn can be explicitly parametrized in terms of a collection of matrices (C ,A ,B ,B , ) together with a certain row-reduced(p–m)×m matrix polynomialP(z) (which is independent of ) which satisfy certain normalization and consistency conditions. We therefore define the collection (C ,A ,Z ,B , ,P(z)) to be the local spectral data set of the rational matrix functionW at . We discuss the direct problem of how to compute the local spectral data explicitly from a realizationW(z)=D+C(z–A) ^–1 B forW and solve the inverse problem of classifying which collections (C ,A ,Z ,B , ,P(z)) satisfying the local consistency and normalization conditions arise as the local spectral data sets of some rational matrix functionW. Earlier work in the literature handles the case whereW is square with nonzero determinant.     

Conditions for eigenvectors of a selfadjoint operator-function to form a basis

Consider a functionL() defined on an interval of the real axis whose values are linear bounded selfadjoint operators in a Hilbert spaceH. A point ₀ and a vector ₀ H( ₀ 0) are called eigenvalue and eigenvector ofL() ifL() ifL(₀) ₀ = 0. Supposing that the functionL() can be represented as an absolutely convergent Fourier integral, the interval is sufficiently small and the derivative will be positive at some point, it has been proved that all the eigenvectors of the operator-functionL() corresponding to the eigenvalues from the interval form an unconditional basis in the subspace spanned by them.     

On local oscillatory integrals with variable Calderón-Zygmund kernels

Letp(1, ). In this paper, the authors investigate the uniformL ^p ( ⁿ ) in of the oscillatory singular integral operatorT defined by

Compact perturbation of definite type spectra of self-adjoint quadratic operator pencils

Self-adjoint quadratic operator pencilsL()= ² A + B + C with a noninvertible leading operatorA are considered. In particular, a characterization of the spectral points of positive and of negative type ofL is given, and their behavior under a compact perturbation is studied. These results are applied to a pencil arising in magnetohydrodynamics.     

Extremal feedback perturbations for families of closed operators

Let T- S, be a family of not necessarily bounded semi-Fredholm operators, where T and S are operators acting between Banach spaces X and Y, and where S is bounded with D(S) D(T). For compact sets , as well as for certain open sets , we investigate existence and minimal rank of bounded feedback perturbations of the form F=BE such that min.ind (T-S+F)=0 for all . Here B is a given operator from a linear space Z to Y and E is some operator from X to Z.We give a simple characterization of that situation, when such regularizing feedback perturbations exist and show that for compact sets the minimal rank never exceeds max { min.ind (T-S) }+1. Moreover, an example shows that the minimal rank, in fact, may increase from max {...} to max {...}+1, if the given B enforces a certain structure of the feedbachk perturbation F.However, the minimal rank is equal to max { min.ind (T-S) }, if is an open set such that min.ind (T-S) already vanishes for all but finitely many points . We illustrate this result by applying it to the stabilization of certain infinite-dimensional dynamical systems in Hilbert space.     

Diagonals of positive semigroups

LetE be a Dedekind complete complex Banach lattice and letD denote the diagonal projection from the spaceL _r (E) onto the centerZ(E) ofE. Let {T(t)} _t0 be a positive strongly continuous semigroup of linear operators with generatorA. The first main result is that if the spectral bounds(A) equals to zero, then the functionD(T(t)) is a center valuedp-function. The second main result is that if for >0 the diagonalD(R(, A)) of the resolvent operatorR(, A) is strictly positive, then (D(R(, A))) ^–1 is a center valued Bernstein function. As an application of these results it follows that the order limit lim₀D(R(,A)) exists inZ(E) and equals the order limit lim _m D((R(, A)) ^m ) for any >0.     

Generalization of the determinants for trace-potent linear operators

SupposeA is a bounded linear operator on a separable Hilbert space withA ^m of trace class for some positive integerm. A generalized determinant for the operatorI–A is defined, its properties studied and this determinant is then used to exhibit an inversion formula forI–A.     

Minimality of derivative chains,corresponding to a boundary value problem on a finite segment

One investigates the minimality of derivative chains, constructed from the root vectors of polynomial pencils of operators, acting in a Hilbert space. One investigates in detail the quadratic pencil of operators. In particular, for L()=L₀+L₁+²L₂ with bounded operators L₀0, L₂0 and Re L₁0, one shows the minimality in the space_173-02 of the system {x_k, _kekx_k}, where x_k are eigenvectors of L(), corresponding to the characteristic numbers _kin the deleted neighborhoods of which one has the representation L^–1()=(–_k)^–1R_K+W_K() with one-dimensional operators R_k and operator-valued functions W_K(), k=1, 2, ..., analytic for =_k.Translated from Ukrainskii Matematicheskii Zhurnal, Vol. 42, No. 2, pp. 195–205, February, 1990.     

Direct and inverse spectral problems for generalized strings

Let the functionQ be holomorphic in he upper half plane ⁺ and such that ImQ(z 0 and ImzQ(z) 0 ifz ⁺. A basic result of M.G. Krein states that these functionsQ are the principal Titchmarsh-Weyl coefficiens of a (regular or singular) stringS[L,m] with a (non-decreasing) mass distribution functionm on some interval [0,L) with a free left endpoint 0. This string corresponds to the eigenvalue problemdf + fdm = 0; f(0–) = 0. In this note we show that the set of functionsQ which are holomorphic in ⁺ and such that the kernel has negative squares of ⁺ and ImzQ(z) 0 ifz ⁺ is the principal Titchmarsh-Weyl coefficient of a generalized string, which is described by the eigenvalue problemdf +f dm + ² fdD = 0 on [0,L),f(0–) = 0. Here is the number of pointsx whereD increases or 0 >m(x + 0) –m(x – 0) –; outside of these pointsx the functionm is locally non-decreasing and the functionD is constant.To the memory of M.G. Krein with deep gratitude and affection.This author is supported by the Fonds zur Förderung der wissenschaftlichen Forschung of Austria, Project P 09832     

Ultrafilter translations

We develop a method for extending results about ultrafilters into a more general setting. In this paper we shall be mainly concerned with applications to cardinality logics. For example, assumingV=L, Gödel's Axiom of Constructibility, we prove that if > then the logic with the quantifier there exist many is (,)-compact if and only if either is weakly compact or is singular of cofinality<. As a corollary, for every infinite cardinals and , there exists a (,)-compact non-(,)-compact logic if and only if either < orcf<cf or < is weakly compact.Counterexamples are given showing that the above statements may fail, ifV=L is not assumed.However, without special assumptions, analogous results are obtained for the stronger notion of [,]-compactness.     

Bounds on the subdominant eigenvalue involving group inverse with applications to graphs

Let A be an n × n symmetric, irreducible, and nonnegative matrix whose eigenvalues are ₁₂ ... _n. In this paper we derive several lower and upper bounds, in particular on ₂ and _n , but also, indirectly, on . The bounds are in terms of the diagonal entries of the group generalized inverse, Q ^#, of the singular and irreducible M-matrix Q = ₁ I – A. Our starting point is a spectral resolution for Q ^#. We consider the case of equality in some of these inequalities and we apply our results to the algebraic connectivity of undirected graphs, where now Q becomes L, the Laplacian of the graph. In case the graph is a tree we find a graph-theoretic interpretation for the entries of L ^# and we also sharpen an upper bound on the algebraic connectivity of a tree, which is due to Fiedler and which involves only the diagonal entries of L, by exploiting the diagonal entries of L ^#.     

Regularity of ∫Ω|∇u|2 + λ∫Ω|u−f{2 and some gap phenomenon

We study the regularity of the minimizer u for the functional F (u,f)=|u|² + |u–f{² over all maps uH ¹(, S ²). We prove that for some suitable functions f every minimizer u is smooth in if ₀ and for the same functions f, u has singularities when is large enough.

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Résumé On étudie la régularité des minimiseurs u du problème de minimisation min_ueH ¹(,S²)(|u|² + |u–f{². On montre que pour certaines fonctions f, u est régulière lorsque ₀ et pour les mêmes f, si est assez grand, alors u possède des singularités.

     

Normal and seminormal eigenvalues of matrix functions

LetP() be ann×n analytic matrix function andW(P) be its numerical range. In this paper classical results on the normality of matrix eigenvalues on W(P) are generalized to the context of such matrix functions. Special attention is paid to corners of W(P) and to the special case of matrix polynomialsP().     

Eigenvalues of integral operators onL 2(I) given by analytic kernels

Let {_n} _n=0 be the eigenvalue sequence of a symmetric Hilbert-Schmidt operator onL ₂(I). WhenI is an open interval, a necessary condition for {_n} _n=0 to be in the sequence space is obtained. WhenI is a closed bounded interval, sufficient conditions for {_n} _n=0 to be in the sequence space ^– are obtained.     

On polynomial EkP matrices

In this paper the relation betweenEP--matrices andE ^k P--matrices over an arbitrary filedF is studied. Further, conditions for the product ofE ^k P--matrices to be anE ^k P--matrix and for the reverse order law to hold for the polynomial Moore-Penrose inverse of the product ofE ^k P--matrices are determined