基于一元线性回归的近红外光谱模型传递研究

为解决近红外光谱分析中的模型传递问题,本研究提出了一元线性回归直接标准化算法(Simple linear regression direct standardization,SLRDS)。为验证算法的有效性,采用玉米样品的近红外光谱集进行实验,并与传统的直接标准化算法(Direct standardization,DS)、分段直接标准化算法(Piecewise direct standardization,PDS)进行比较。实验结果表明,SLRDS算法不仅能够有效消除近红外光谱仪之间的差异,很好地实现玉米样品的PLS校正模型在3台仪器之间的共享,而且与DS和PDS算法相比,具有传递性能高、模型简单及所求参数少等优点。     

二进制蜻蜓算法-直接校正算法优选标样集在小麦粉蛋白质近红外模型传递中的应用

为了实现小麦粉蛋白质含量近红外分析模型的传递，探究二进制蜻蜓算法(Binary Dragonfly Algorithm, BDA)与直接校正算法(Direct Standardization, DS)相结合构成的BDA-DS算法挑选标样集对模型传递结果的影响。以棱光S450光栅型近红外光谱仪为主机，NeoSpectra Micro傅里叶变换型近红外光谱仪为从机，采集了126个小麦粉的近红外光谱，用偏最小二乘回归法建立了主机近红外光谱与小麦粉蛋白质的关联模型。经BDA-DS算法模型传递后，主机模型对从机样品预测决定系数为0.9812,预测标准偏差为0.1838,从机与主机的光谱集合平均马氏距离由22.34下降到1.40,均接近于主机模型精度水平。该研究同时与采用Kennard/Stone(K/S)挑选标样集再结合DS构成的传统K/S-DS算法进行了对比，结果表明：相对于K/S-DS算法，BDA-DS算法挑选出较少的标样集就能表征仪器的差异，有效地提高了主机模型对从机样品的预测精度，为近红外模型传递提供了一种更加有效的标样集选择方法。     

基于光谱比值分析的无标样近红外模型传递方法

测量环境及光谱仪台间差异导致近红外光谱(NIRS)模型传递到从机后,常产生较大误差。该文使用标准正态变量变换(SNV)+微分处理光谱消除光谱散射和基线漂移的影响,提出通过仪器间光谱信号比值分析筛选波长的方法(Screening wavelengths based on spectrum ratio analysis,SWSRA),选出仪器间一致性较好且样本间差异大的光谱特征波长,采用筛选出的波长信号建立待测性质的偏最小二乘近红外光谱定标模型。以80个玉米样品中水分、油、蛋白质含量及72个黄芩样品中黄芩苷含量的NIRS预测对该方法进行了检验。结果表明,SWSRA主机模型预测从机样品的各成分含量的平均相对误差均小于4.3%,明显优于全波长模型直接传递的结果,且其预测均方根残差RMSEP与文献报道的其他模型传递方法的结果相当或更优。SWSRA方法具有模型参数少、稳健、简便易行等优点,可以在同类型近红外光谱仪器之间实现模型的无标样传递。     

近红外光谱技术对烟草pH值的快速测定

提出了一种基于近红外漫反射光谱技术快速测定烟草pH值的方法.采集不同烟草粉末样品的近红外漫反射光谱,并对其原始光谱数据进行一阶微分、二阶微分及平滑等预处理,用偏最小二乘法(PLS)方法建立pH值预测模型(建模样品572个).从光谱主成分分布和pH值分布方面考察了81个验证集样品,结果表明验证集样品分布范围较大,分布较合理.利用主仪器模型对验证集样品进行预测,结果表明主仪器一阶微分模型和二阶微分模型对验证集样品的pH值预测与实际测量值的平均绝对偏差分别为0.057、0.065,t检验表明预测值和实测值之间没有显著性差异,达到了较好的结果.考察了主仪器pH值一阶微分、二阶微分模型在同一型号不同仪器间的直接转移效果,一阶微分模型转移给了子仪器A ～F,二阶微分模型转移给了子仪器G,7台子仪器pH值预测的平均绝对偏差为0.049 ～0.070,且都通过了F检验.实验表明,该主仪器模型能够快速预测烟叶中的pH值,并成功转移到同类仪器上进行检测.     

近红外光谱分析模型传递简易方法研究

本文在不同时间安装的多台同型号近红外光谱仪上建立推进剂校正模型时,由于推进剂样品数量少且难于保存,新到仪器在建模时常遇到代表性样品数量严重不足.为此,提出将2台波长一致性好的近红外光谱仪器上采集的光谱组成一个混合校正样品光谱集,使用偏最小二乘法(PLS)建立模型的方法.结果表明,在用户缺少专业模型传递软件情况下,该方法...     

基于小波变换动态时间规整的近红外光谱模型传递方法

为解决因测量环境及仪器差异而导致的近红外光谱模型通用性较差的不足,提出一种基于小波变换动态时间规整算法的模型传递方法(Wavelet transform combined with dynamic time warping,WDTW),从而实现不同仪器之间模型的共享。首先,该方法将光谱进行小波变换预处理,然后利用动态时间规整算法(Dynamic time warping,DTW)找到近红外光谱波长点之间最优的对应关系并建立回归方程。使用近红外药品光谱数据集和汽油数据集建立传递模型,验证了基于小波变换动态时间规整模型传递方法的有效性。汽油光谱数据集C7、C8、C9和C10成分的预测标准偏差(SEP)分别为0.414 4、0.801 1、1.090 4和1.290 8;药品光谱数据集活性、硬度和重量的SEP分别为2.585 6、0.434 5和2.270 3,均小于传统方法。上述实验结果表明,所建立的模型传递方法能有效消除源机光谱和目标机光谱之间的差异,提高模型的稳定性和准确性,实现模型传递的效果。     

小波多尺度分段直接校正法用于近红外光谱模型传递的研究

分段直接校正(PDS)算法是目前最常用的近红外光谱模型传递方法,但它在对整个谱区进行校正时,始终依赖大小不变的传递窗口.为了提高传递效果,本研究在PDS基础上提出了一种新的算法--小波多尺度分段直接校正法(WMPDS),用于混胺的近红外光谱模型传递,并详细讨论了模型的传递参数和传递结果.本算法首先对混胺的近红外光谱进行...     

傅立叶变换近红外光谱法测定腐乳中总酸、蛋白质和水分

应用傅立叶变换近红外光谱技术,建立了腐乳中总酸、蛋白质和水分的分析模型。测定32份腐乳的近红外光谱数据,得到原始光谱信息,通过光谱预处理方法消除原始光谱噪声,最后采用偏最小二乘法建立回归方程。最终得到总酸、蛋白质和水分近红外光谱分析模型的决定系数(R2)依次为99.37%、99.70%、99.73%,交叉验证均方根差(RMSECV)依次为0.00871、0.11、0.0714。用该模型对11个未知腐乳样品进行外部验证,其总酸、蛋白质和水分外部验证的决定系数(R2)依次为98.74%、99.38%、99.48%,预测标准偏差(RMSEP)依次为0.00862、0.113、0.0683。内部交叉验证和外部验证均证明,近红外定量分析有较高的准确度,能满足腐乳生产中总酸、蛋白质和水分的检测精度要求。     

基于正交信号校正的秸秆青贮饲料粗蛋白近红外分析模型传递方法

探讨了基于不同数据预处理方法的正交信号校正在秸杆饲料近红外光谱模型传递中的应用.以141个秸杆青贮饲料样品为研究对象,以其粗蛋白含量为目标参数,研究了基于无处理、局部中心化、全局中心化和Z-score标准化预处理方法的正交信号校正,在源仪器(SPECTRUM ONE NTS)和目标仪器1(ANTA-RIS)与目标仪器2(FOSS 6500)之间的模型传递效果.实验表明:对于两台傅里叶变换型近红外光谱仪,采用局部中心化、全局中心化和Z-score标准化预处理方法的正交信号校正均可成功实现模型传递,其中局部中心化和全局中心化法的作用效果基本一致,且优于Z-score标准化法.对于傅立叶变换和光栅型近红外光谱仪,全局中心化的作用效果明显优于其它3组处理效果,且只有全局中心化预处理的正交信号校正传递后的模型可用于实际预测.     

近红外光谱分析仪校准方法的探讨

通过对各种近红外光谱分析仪进行系统的测试和论证,初步建立了一套近红外光谱分析仪的校准方法.该方法各项指标评价结果符合仪器的设计性能及实际测试工作要求.     

Characterization of Chickpea Flour by Near Infrared Spectroscopy and Chemometrics

Near infrared (NIR) spectrometry was used for the rapid characterization of quality parameters in desi chickpea flour (besan). Partial least square regression, principal component regression (PCR), interval partial least squares (iPLS), and synergy interval partial least squares (siPLS) were used to determine the protein, carbohydrate, fat, and moisture concentrations of besan. Spectra were collected in reflectance mode using a lab-built predispersive filter-based instrument from 700 to 2500?nm. The quality parameters were also determined by standard methods. The root mean square error (RMSE) for the calibration and validation sets was used to evaluate the performance of the models. The correlation coefficients for moisture, fat, protein, and carbohydrates in chickpea flour exceeded 0.96 using PLS and PCR models using the full spectral range. Wavelengths from 2100 to 2345?nm had the lowest RMSE for quality parameters by iPLS. The error was further decreased by 0.41, 0.1, and 1.1% for carbohydrates, fats, and proteins by siPLS. The NIR spectral regions yielding the lowest RMSE of prediction were 1620–2345?nm for carbohydrates, 1180–1590?nm and 1860–2094?nm for fat, and 1700–2345?nm for proteins. The study shows that chickpea flour quality parameters were accurately determined using the optimized wavelengths.     

近红外光谱混合模型定量分析不同物理状态样品的研究

近红外光谱(NIRS)以漫反射模式对非均质样本进行测量时,由于其光谱散射和吸收系数差异较大,建立的校正模型准确性和稳健性较低,因此,本研究提出了一种基于均质样本和模型转移方法建立混合模型的策略,解决非均质样本近红外光谱检测的问题.以烟叶样本为研究对象,分别建立了基于Shenk专利算法(Shenk′s)、分段直接标准化(PDS)和基于典型相关分析的模型转移算法(CTCCA)的烟粉+烟丝、烟粉+烟片混合模型,用于烟丝和烟片样本中烟碱含量的预测.结果表明,混合模型对烟丝和烟片样本的预测均方误差(RMSEP)较直接建模分别降低了1.39%和2.73%,预测结果有一定的改善,稳健性提高,3种方法中CTCCA表现最优.因此,采用近红外光谱均质模型和模型转移方法建立的混合模型对非均质样本的测定具有可行性,有利于在线近红外光谱分析技术的发展,可为近红外光谱模型的共享提供参考.     

对直接标准化算法的改进及其应用

由于各种仪器之间存在差异,主机上建立的定量模型用于从机会导致预测结果出现较大偏差。目前主要通过有标样方法和无标样方法来减小预测偏差。该文对现有标样方法中的直接标准化算法进行改进,在转移矩阵的建立过程中,对从仪器数据矩阵进行主成分分解,以预测均方差为判定标准,确定最终的转移矩阵。并以玉米和烟草数据为对象,测试了该法的有效性。玉米样品含有2种成分:水分和蛋白质;烟草样品含有4种成分:还原糖、总糖、总氮和总碱。结果表明,对于玉米样品中的2种成分,采用改进的方法可显著提高预测的准确度;对于烟草中的4种成分而言,采用改进的方法可获得稳健的预测结果。     

The transfer between instruments of a reflectance near-infrared assay for paracetamol in intact tablets

This study compares several correction methods to facilitate the transfer of a validated near-infrared (NIR) assay for paracetamol in intact tablets between two reflectance NIR instruments of the same type. Transfer was defined as the ability to accurately predict the true assay value of a sample measured on a NIR system using an assay developed on a different system, and was assessed using a comprehensive set of statistical tests. Direct electronic transfer of the calibration models, representing the NIR assay, was not possible as a result of a definite residual spectrum between instruments. The use of a correction method based on the standardisation of the material used to record the reference spectrum also proved ineffective. Two methods investigated did succeed, the first employed a response surface calculated between the reflectance values of a set of six certified photometric standards measured on both instruments, with all full range partial least square (PLS) regression models subsequently transferred. The next was correction of the spectra from the second instrument utilising the residual spectrum between the mean sample of the validation set measured on both instruments. Through this approach all PLS regression models and also a single multiple linear regression (MLR) model were transferred. As an outcome of this study guidelines are suggested for the transfer of NIR assays along with the criteria deemed necessary to conclusively prove transfer and justify any correction method utilised. The significant criteria were determined to be the paired t-test with both the UV reference assay data and the original NIR assay data, and comparison of the coefficient of multiple determinations.     

Determination of Ni2+ using an equilibrium ion exchange technique: Important chemical factors and applicability to environmental samples

The main purpose of this study was to investigate the relationship between some coffee roasting variables (weight loss, density and moisture) with near infrared (NIR) spectra of original green (i.e. raw) and differently roasted coffee samples, in order to test the availability of non-destructive NIR technique to predict coffee roasting degree. Separate calibration and validation models, based on partial least square (PLS) regression, correlating NIR spectral data of 168 representatives and suitable green and roasted coffee samples with each roasting variable, were developed. Using PLS regression, a prediction of the three modelled roasting responses was performed. High accuracy results were obtained, whose root mean square errors of the residuals in prediction (RMSEP) ranged from 0.02 to 1.23%. Obtained data allowed to construct robust and reliable models for the prediction of roasting variables of unknown roasted coffee samples, considering that measured vs. predicted values showed high correlation coefficients (r from 0.92 to 0.98). Results provided by calibration models proposed were comparable in terms of accuracy to the conventional analyses, revealing a promising feasibility of NIR methodology for on-line or routine applications to predict and/or control coffee roasting degree via NIR spectra.     

Near-infrared reflectance spectroscopy and multivariate calibration techniques applied to modelling the crude protein, fibre and fat content in rapeseed meal

Near-infrared reflectance spectroscopy (NIRS) is often applied when a rapid quantification of major components in feed is required. This technique is preferred over the other analytical techniques due to the relatively few requirements concerning sample preparations, high efficiency and low costs of the analysis. In this study, NIRS was used to control the content of crude protein, fat and fibre in extracted rapeseed meal which was produced in the local industrial crushing plant. For modelling the NIR data, the partial least squares approach (PLS) was used. The satisfactory prediction errors were equal to 1.12, 0.13 and 0.45 (expressed in percentages referring to dry mass) for crude protein, fat and fibre content, respectively. To point out the key spectral regions which are important for modelling, uninformative variable elimination PLS, PLS with jackknife-based variable elimination, PLS with bootstrap-based variable elimination and the orthogonal partial least squares approach were compared for the data studied. They enabled an easier interpretation of the calibration models in terms of absorption bands and led to similar predictions for test samples compared to the initial models.     

Combined wavelet transform-artificial neural network use in tablet active content determination by near-infrared spectroscopy

The pharmaceutical industry faces increasing regulatory pressure to optimize quality control. Content uniformity is a basic release test for solid dosage forms. To accelerate test throughput and comply with the Food and Drug Administration's process analytical technology initiative, attention is increasingly turning to nondestructive spectroscopic techniques, notably near-infrared (NIR) spectroscopy (NIRS). However, validation of NIRS using requisite linearity and standard error of prediction (SEP) criteria remains a challenge. This study applied wavelet transformation of the NIR spectra of a commercial tablet to build a model using conventional partial least squares (PLS) regression and an artificial neural network (ANN). Wavelet coefficients in the PLS and ANN models reduced SEP by up to 60% compared to PLS models using mathematical spectra pretreatment. ANN modeling yielded high-linearity calibration and a correlation coefficient exceeding 0.996.     

Rapid Simultaneous Determination of Andrographolides in Andrographis paniculata by Near-Infrared Spectroscopy

The potential of near-infrared spectroscopy (NIRS) for the quality control of traditional Chinese medicine has been evaluated. Seven quantitative parameters, andrographolide, deoxyandrographolide, dehydroandrographolide, neoandrographolide, moisture, ash content, and alcohol-soluble extract of Andrographis paniculata, were evaluated by NIRS. The reference values of andrographolides were determined by high-performance liquid chromatography, and the others were obtained using the standard methods of the 2015 Chinese Pharmacopoeia. The predicted values were determined by a quantitative model using NIRS based on partial least square regression. Different spectral preprocessing methods, spectral ranges, and optimum number of factors were selected to optimize the models. All models were estimated by the combination of various parameters, including the correlation coefficient of calibration for andrographolide, deoxyandrographolide, dehydroandrographolide, neoandrographolide, moisture, ash content, alcohol-soluble extract (values of 0.980, 0.984, 0.989, 0.983, 0.987, 0.988, 0.979, respectively), root mean square error of calibration (values of 0.156, 0.038, 0.050, 0.029, 0.604, 0.431, 0.135, respectively), root mean square error of prediction (values of 0.169, 0.041, 0.050, 0.033, 0.280, 0.493, 0.140, respectively), root mean square error of cross-validation (values of 0.626, 0.114, 0.158, 0.046, 1.145, 0.774, 0.508, respectively), and ratio of standard deviation to standard error of prediction (values of 4.583, 4.690, 4.796, 4.899, 4.899, 4.690, 5.099, respectively). The results show that the calibration models by NIRS are reliable and can be applied for the quantification for seven parameters from A. paniculata for quality control in traditional Chinese medicine production and processing.     

应用近红外技术测定黄豆粕中水分、蛋白质和粗脂肪

应用近红外分析仪（NIR）快速测定黄豆粕中水分、蛋白质和粗脂肪的含量,通过光谱扫描统计分析,分别找出测量黄豆粕水分、蛋白质、粗脂肪的波长及校准常数值,经数理统计分析结果表明：近红外法与常规水分测定法经典凯氏定氮法、索氏浸提法所测定的结果呈密切的线性相关,检测结果令人满意。