运用第一性原理研究氧化锌电阻阀片中氧空位与掺杂条件下ZnO晶体电学性质

为了比较Nb_2O_5、MnO_2、MgO三种添加剂对氧化锌电阻阀片电学性能影响,在微观层面模拟Nb、Mn、Mg三种元素分别掺杂ZnO完整超晶胞和带有氧空位缺陷的ZnO超晶胞,并运用第一性原理分析掺杂晶胞的特性.本文计算了晶体结构、掺杂形成能、氧空位形成能、能带结构、态密度、载流子迁移率、电导率等.结果表明,掺入Nb原子的掺杂体系晶格体积最大,Mg掺杂体系的形成能最大,稳定性最弱,Nb掺杂氧空位形成能最低,更容易引入氧空位.Nb掺杂的ZnO超晶胞禁带宽度最小,氧空位缺陷增大掺杂晶体的禁带宽度.在相同掺杂浓度和同等条件下,Mn掺杂的晶体电导率最高.     

Controlling oxygen vacancies and properties of ZnO

Intrinsic defects in semiconductors play crucial roles on their electrical and optical properties. In this article, we report on a facile method to control concentration of oxygen vacancies inside ZnO nanostructures and related physical properties based on adjustment of thermal transformation conditions from ZnO₂ to ZnO, including annealing atmosphere and temperature. ZnO₂ spheres assembled with nanoparticles were formed through the reaction between zinc nitrate and hydrogen peroxide. Significantly, it was found that the adopted temperature and atmosphere have remarkable impact on the concentration of oxygen vacancies, which was revealed by the variations of featured Raman scattering peaks at 584 cm⁻¹. Furthermore, with the increase of oxygen vacancies inside ZnO, the optical band-gap was found to red-shift 350 meV and the room-temperature ferromagnetism became stronger up to 1.6 emu/mg. The defect formation and evolution were discussed according to the chemical equilibrium of decomposition reaction under special local heating environment. This work demonstrated that ZnO₂ decomposition is an effective process to control the defect states inside ZnO and related properties.     

硼磷掺杂小直径单壁碳纳米管的第一性原理研究

利用基于密度泛函理论的第一性原理计算方法,研究了小直径锯齿形单壁碳纳米管（3,0）的硼（B）、磷（P）单个原子掺杂和B/P共掺杂效应. 计算了B、P单原子掺杂的形成能、能带结构和电子态密度,分析得出B、P掺杂（3,0）单壁碳纳米管是可行的,并且碳纳米管的导电性没有发生明显改变. 本文还计算了在不同掺杂位点,（3,0）金属性碳纳米管的形成能和能带结构,发现B/P共掺杂也是可行的,B和P趋于形成B/P对,并且B/P的掺入使（3,0）金属性碳纳米管的能带打开,由金属性变成半导体性.     

硼磷掺杂小直径单壁碳纳米管的第一性原理研究简

利用基于密度泛函理论的第一性原理计算方法,研究了小直径锯齿形单壁碳纳米管(3,0)的硼(B)、磷(P)单个原子掺杂和B/P共掺杂效应.计算了B、P单原子掺杂的形成能、能带结构和电子态密度,分析得出B、P掺杂(3,0)单壁碳纳米管是可行的,并且碳纳米管的导电性没有发生明显改变.本文还计算了在不同掺杂位点,(3,0)金属性碳纳米管的形成能和能带结构,发现B/P共掺杂也是可行的,B和P趋于形成B/P对,并且B/P的掺入使(3,0)金属性碳纳米管的能带打开,由金属性变成半导体性.     

First-principles study of ferromagnetism in Ti-doped ZnO with oxygen vacancy

Using first-principles density functional calculations, we have investigated the electronic structures of Ti-doped ZnO (Ti is in 4+ oxidation state) with and without oxygen vacancy. The ferromagnetic property is identified in the presence of oxygen vacancy despite Ti being nonmagnetic in its natural phase. The ferromagnetism originates from the charge transferring from donor derived-defect band to unoccupied Ti-3d states and the hybridization between Ti-3d and O-2p band near the Fermi level. On increasing the oxygen vacancy concentration, a transition from a long-ranged magnetic order to a short-ranged interaction is found and the oxygen vacancies prefer to distribute non-uniformly in Ti-doped ZnO.     

First-principles study of photoconductivity in BaTiO3 with oxygen vacancies

The photoconductivity of BaTiO_2.5 with oxygen vacancy has been studied by the linear muffin-tin orbital method in the atomic sphere approximation (LMTO-ASA). The ground-state structure of BaTiO_2.5 is obtained by minimization of the total energy. The partial densities of states show that the occupied states at the bottom of the conduction band have primarily Ti d orbital character. The photoconductivity shows that two novel features, in the low energy side, can be attributed to the intraband transition of free electronic carriers in the vicinity of the Fermi level and the interband transition of the Ti 3d(yz) related band states, to the Ti 3d(xy,xz) related band states, respectively. In addition, it is also found that the anisotropy of photoconductivity is enhanced because of the introduction of oxygen vacancy. The system can show the conductive behavior of electronic carriers, which is qualitatively in agreement with a recent experimental finding.     

First-principles study on the effect of high In doping on the conductivity of ZnO

Based on the density functional theory (DFT), using first-principles plane-wave ultrasoft pseudopotential method, the models of the unit cell of pure ZnO and two highly In-doped supercells of Zn0.9375In0.0625O and Zn0.875In0.125O are constructed, and the geometry optimizations of the three models are carried out. The total density of states (DOS) and the band structures (BS) are also calculated. The calculation results show that in the range of high doping concentration, when the doping concentration is hihger than a specific value, the conductivity decreases with the increase of the doping concentration of In in ZnO, which is in consistence with the change trend of the experimental results.     

First-principles calculations of oxygen vacancies and cerium substitution in lutetium pyrosilicate

Cerium-doped lutetium pyrosilicate (LPS:Ce) has attracted much attention for its extensive applications. However, oxygen vacancies will lower its luminescent efficiency. The charge transfer transition between cerium ions and neighboring oxygen vacancies has a long decay time. First-principles calculations on oxygen vacancies, cerium substitution and their complexes in LPS have been performed to research their influence on luminescence. The bridging-oxygen vacancy has the lowest formation energy among oxygen vacancies. We discuss the process of luminescence quenching due to oxygen vacancies. The cerium substitution is less favorable in the oxygen-rich condition. The defect complex of the cerium substitution and bridging-oxygen vacancy has the lowest formation energy among defect complexes. The charge transfer transition between cerium ions and neighboring oxygen vacancies is not related to it but to other two defect complexes. All defect complexes have high formation energies in oxygen-rich condition. We discuss the density of states of perfect and defective crystals.     

The effects of Zn vacancies on ferromagnetism in Cu-doped ZnO films controlled by oxygen pressure and Li doping

Zn0.99Cu0.01O films were studied experimentally and theoretically.The films were prepared by pulsed-laser deposi tion on Pt(111)/Ti/SiO2/Si substrates under various oxygen pressures to investigate the growth-dependence of the ferromag netic properties.The structural,magnetic,and optical properties were studied,and it was found that all the samples possess a typical wurtzite structure,and that the films exhibit room-temperature ferromagnetism.The sample deposited at 600℃and an oxygen pressure of 10 Pa showed a large saturation magnetization of 0.83μB/Cu.The enhanced ferromagnetism in the(Cu,Li)-codoped ZnO is attributable to the existence of Zn vacancies(VZn),as shown by first-principles calcu lations.The photoluminescence analysis demonstrated the existence of V Zn in both Zn0.99Cu0.01O and(Cu,Li)-codoped ZnO thin films,and this plays an important role in the increase of ferromagnetism,according to the results of first-principles calculations.     

Theoretical study of Mn doping effects and O or Zn vacancies on the magnetic properties in wurtzite ZnO

The effects of including the exchange interaction (J) and Hubbard on-site Coulombic interaction (U) on the structural parameters and magnetic moment of Mn-doped ZnO were explored. The calculations were performed with the plane-wave pseudopotential method along with generalized-gradient approximations (GGA). Using the GGA+U + +J method by applying Hubbard corrections U_d to the Zn 3d states and U_p to the O 2p states, the lattice constants were calculated for various reported Hubbard parameters. The difference in the lattice constants between the calculated results and experimental measurements is within 1% for pure ZnO and pure MnO. This study considers three cases: (i) substitution of Mn for Zn, (ii) substitution of Mn for Zn combined with Zn vacancy, and (iii) substitution of Mn for Zn with O vacancy. Results are shown that the system is ferromagnetic (FM) when zinc vacancies are present. For three cases with oxygen vacancies, only one of them is FM. It was also found that the Hubbard U and exchange interaction J improved the calculated results, allowing it to exhibit good agreement properties for Mn-doped ZnO with the experimental data.     

不同Yb掺杂浓度的ZnO的电子结构与光学特性

本文基于密度泛函理论(DFT)框架下的第一性原理计算方法,研究了不同Yb浓度掺杂ZnO体系的电子结构和光学性质.计算得到的结果证明,Yb掺杂ZnO后会造成电子结构和光学性质的明显改变.增加掺杂浓度使能带带隙逐渐变窄,其费米能级向上移动到导带,表现出n型半导体的特性;在Yb-4f态导带附近的带隙中产生了新的缺陷,同时观察到更好的吸收系数和折射率.因此,Yb掺杂ZnO对其电子性质和光学结构有很大的影响,为进一步深入了解掺杂ZnO性质的影响提供理论基础.     

First-principles study of the effect of heavy Ni doping on the electronic structure and absorption spectrum of wurtzite ZnO

The band structures, densities of states and absorption spectra of pure ZnO and two heavily Ni doped supercells of Zn_0.9722Ni_0.0278O and Zn_0.9583Ni_0.0417O have been investigated using the first-principles plane-wave ultrasoft pseudopotential method based on the density functional theory. The calculated results showed that the band gap is narrowed by Ni doping in ZnO; this, is because the conduction band undergoes a greater shift toward the low-energy region than the valence band and because heavier doping concentrations lead to, narrower band gaps. Moreover, the optical absorption edge exhibits a redshift due to the narrowing of the band gap. Heavier doping concentrations leads to more significant redshifts, which is in agreement with the experimental results.     

氧、硫掺杂六方氮化硼单层的第一性原理计算

采用基于密度泛函理论和投影缀加平面波的第一性原理计算方法, 研究了六方氮化硼单层(h-BN)中的氮原子缺陷(V_N)、氧原子取代氮原子(O_N)和硫原子取代氮原子(S_N)时的几何结构、磁性性质和电子结构.研究发现, V_N和O_N体系形变较小, 而S_N体系形变较大; h-BN本身无磁矩, 但具有N缺陷或者掺杂后总磁矩都是1 μ_B; 同时给出了态密度和能带结构.利用掺杂体系的局域对称性和分子轨道理论解释了相关结果, 尤其是杂质能级和磁矩的产生. 关键词： 六方BN单层 第一性原理计算 密度泛函理论 分子轨道理论     

First-principles study of diffusion and interactions of vacancies and hydrogen in hcp-titanium

We present a study of the stability of n-vacancies (V (n)) and hydrogens in the hexagonal close-packed titanium system computed by means of first-principles calculations. In this work, performed by using the generalized gradient approximation of density functional theory, we focused on the formation energies and the processes of migration of these defects. In the first part, the calculated formation energy of the monovacancy presents a disagreement with experimental data, as already mentioned in the literature. The activation energy is underestimated by almost 20%. The stability of compact divacancies was then studied. We show that a divacancy is more stable than a monovacancy if their migration energies are of the same order of magnitude. We also predict that the migration process in the basal plane of the divacancy is controlled by an intermediate state corresponding to a body-centered triangle (BO site). The case of the trivacancies is finally considered from an energetic point of view. In the second part, the insertion of hydrogen and the processes of its migration are discussed. We obtain a satisfactory agreement with experimental measurements. The chemical nature of the interactions between hydrogen and titanium are discussed, and we show that the H-atom presents an anionic behavior in the metal. The trapping energy of hydrogen in a monovacancy as a function of the number of hydrogen atoms is finally presented.     

First-principles study of the diffusion of hydrogen in ZnO

Zinc oxide, a wide-gap semiconductor, typically exhibits n-type conductivity even when nominally undoped. The nature of the donor is contentious, but hydrogen is a prime candidate. We present ab initio calculations of the migration barrier for H, yielding a barrier of less than approximately 0.5 eV. This indicates isolated hydrogen is mobile at low temperature and that thermally stable H-related donors must logically be trapped at other defects. We argue this is also true for other oxides where H is a shallow donor.     

First-principles study of bulk and surface oxygen vacancies in SrTiO<Subscript>3</Subscript> crystal

The structural and electronic properties of the neutral and positively charged oxygen vacancies (F and F⁺ centres) in the bulk and on the (001) surfaces of SrTiO₃ crystal are examined within the hybrid Hartree-Fock and density functional theory (HF-DFT) method based upon the linear combination of atomic orbital (LCAO) approach. A comparison of the formation energy for surface and bulk defects indicates a perceptible propensity for the segregation of neutral and charged vacancies to both SrO and TiO₂ surface terminations with a preference in the latter case which is important for interpretation of space charge effects at ceramic interfaces. It is found that the vacancies reveal more shallow energy levels in the band gap on surfaces rather than in the bulk, in particular, on the TiO₂ surface. The charged F⁺ centre has significantly deeper energy levels both in bulk and on the surfaces, as compared with the neutral F centre.     

Great influence of the oxygen vacancies on the ferromagnetism in the Co-doped ZnO films

The ZCO (Co-doped ZnO) films were prepared by using submolecule-doping technique, where the magnetic sputtering of Co and ZnO were alternatively performed onto silicon substrates. The prepared ZCO films were then annealed at different temperatures, and the dependence of the ferromagnetism on annealing temperature was studied. It is found that the saturation magnetization of our samples decreases with the increase of annealing temperature. This behavior is possibly due to the decrease of oxygen vacancies with the increase of the annealing temperature.     

Cathodoluminescent and electrical properties of an individual ZnO nanowire with oxygen vacancies

A single ZnO nanowire with intrinsic oxygen vacancies is utilized to fabricate four-contact device with focus ion beam lithography technique. Cathodoluminescent spectra indicate strong near-UV and green emission at both room temperature and low temperatures. Experimental measurement shows the temperature-dependent conductivity of the ZnO nanowire at low temperatures （below 100 K）. The further theoretical analysis confirms that weak localization plays an important role in the electrical transport, which is attributed to the surface states induced by plenty of oxygen vacancies in ZnO nanowire.