Aminocyclopentadienyl ruthenium complexes as racemization catalysts for dynamic kinetic resolution of secondary alcohols at ambient temperature

Aminocyclopentadienyl ruthenium complexes, which can be used as room-temperature racemization catalysts with lipases in the dynamic kinetic resolution (DKR) of secondary alcohols, were synthesized from cyclopenta-2,4-dienimines, Ru(3)(CO)(12), and CHCl(3): [2,3,4,5-Ph(4)(eta(5)-C(4)CNHR)]Ru(CO)(2)Cl (4: R = i-Pr; 5: R = n-Pr; 6: R = t-Bu), [2,5-Me(2)-3,4-Ph(2)(eta(5)-C(4)CNHR)]Ru(CO)(2)Cl (7: R = i-Pr; 8: R = Ph), and [2,3,4,5-Ph(4)(eta(5)-C(4)CNHAr)]Ru(CO)(2)Cl (9: Ar = p-NO(2)C(6)H(4); 10: Ar = p-ClC(6)H(4); 11: Ar = Ph; 12: Ar = p-OMeC(6)H(4); 13: Ar = p-NMe(2)C(6)H(4)). The tests in the racemization of (S)-4-phenyl-2-butanol showed that 7 is the most active catalyst, although the difference decreased in the DKR. Complex 4 was used in the DKR of various alcohols; at room temperature, not only simple alcohols but also functionalized ones such as allylic alcohols, alkynyl alcohols, diols, hydroxyl esters, and chlorohydrins were successfully transformed to chiral acetates. In mechanistic studies for the catalytic racemization, ruthenium hydride 14 appeared to be a key species. It was the major organometallic species in the racemization of (S)-1-phenylethanol with 4 and potassium tert-butoxide. In a separate experiment, (S)-1-phenylethanol was racemized catalytically by 14 in the presence of acetophenone.     

Highly efficient redox isomerization of allylic alcohols at ambient temperature catalyzed by novel ruthenium-cyclopentadienyl complexes--new insight into the mechanism

A range of ruthenium cyclopentadienyl (Cp) complexes have been prepared and used for isomerization of allylic alcohols to the corresponding saturated carbonyl compounds. Complexes bearing CO ligands show higher activity than those with PPh3 ligands. The isomerization rate is highly affected by the substituents on the Cp ring. Tetra(phenyl)methyl-substituted catalysts rapidly isomerize allylic alcohols under very mild reaction conditions (ambient temperature) with short reaction times. Substituted allylic alcohols have been isomerized by employing Ru-Cp complexes. A study of the isomerization catalyzed by [Ru(Ph5Cp)(CO)2H] (14) indicates that the isomerization catalyzed by ruthenium hydrides partly follows a different mechanism than that of ruthenium halides activated by KOtBu. Furthermore, the lack of ketone exchange when the isomerization was performed in the presence of an unsaturated ketone (1 equiv), different from that obtained by dehydrogenation of the starting allylic alcohol, supports a mechanism in which the isomerization takes place within the coordination sphere of the ruthenium catalyst.     

Synthetic scope and mechanistic studies of Ru(OH)x/Al2O3-catalyzed heterogeneous hydrogen-transfer reactions

Three kinds of hydrogen-transfer reactions, namely racemization of chiral secondary alcohols, reduction of carbonyl compounds to alcohols using 2-propanol as a hydrogen donor, and isomerization of allylic alcohols to saturated ketones, are efficiently promoted by the easily prepared and inexpensive supported ruthenium catalyst Ru(OH)x/Al2O3. A wide variety of substrates, such as aromatic, aliphatic, and heterocyclic alcohols or carbonyl compounds, can be converted into the desired products, under anaerobic conditions, in moderate to excellent yields and without the need for additives such as bases. A larger scale, solvent-free reaction is also demonstrated: the isomerization of 1-octen-3-ol with a substrate/catalyst ratio of 20,000/1 shows a very high turnover frequency (TOF) of 18,400 h(-1), with a turnover number (TON) that reaches 17,200. The catalysis for these reactions is intrinsically heterogeneous in nature, and the Ru(OH)x/Al2O3 recovered after the reactions can be reused without appreciable loss of catalytic performance. The reaction mechanism of the present Ru(OH)x/Al2O3-catalyzed hydrogen-transfer reactions were examined with monodeuterated substrates. After the racemization of (S)-1-deuterio-1-phenylethanol in the presence of acetophenone was complete, the deuterium content at the alpha-position of the corresponding racemic alcohol was 91%, whereas no deuterium was incorporated into the alpha-position during the racemization of (S)-1-phenylethanol-OD. These results show that direct carbon-to-carbon hydrogen transfer occurs via a metal monohydride for the racemization of chiral secondary alcohols and reduction of carbonyl compounds to alcohols. For the isomerization, the alpha-deuterium of 3-deuterio-1-octen-3-ol was selectively relocated at the beta-position of the corresponding ketones (99% D at the beta-position), suggesting the involvement of a 1,4-addition of ruthenium monohydride species to the alpha,beta-unsaturated ketone intermediate. The ruthenium monohydride species and the alpha,beta-unsaturated ketone would be formed through alcoholate formation/beta-elimination. Kinetic studies and kinetic isotope effects show that the Ru-H bond cleavage (hydride transfer) is included in the rate-determining step.     

Racemization of secondary alcohols catalyzed by cyclopentadienylruthenium complexes: evidence for an alkoxide pathway by fast beta-hydride elimination-readdition

The racemization of sec-alcohols catalyzed by pentaphenylcyclopentadienyl-ruthenium complex 3a has been investigated. The mechanism involves ruthenium-alkoxide intermediates: reaction of tert-butoxide ruthenium complex 4 with a series of sec-alcohols with different electronic properties gave ruthenium complexes bearing a secondary alkoxide as a ligand. The characterization of these alkoxide complexes by NMR spectroscopy together with a study of the reaction using in situ IR spectroscopy is consistent with a mechanism in which the alkoxide substitution step and the beta-hydride elimination step occur without CO dissociation. The alkoxide substitution reaction is proposed to begin with hydrogen bonding of the incoming alcohol to the active ruthenium-alkoxide intermediate. Subsequent alkoxide exchange can occur via two pathways: i) an associative pathway involving a eta3-CpRu intermediate; or ii) a dissociative pathway within the solvent cage. Racemization at room temperature of a 1:1 mixture of (S)-1-phenylethanol and (S)-1-phenyl-[D4]-ethanol gave only rac-1-phenylethanol, and rac-1-phenyl-[D4]-ethanol, providing strong support for a mechanism in which the substrate stays coordinated to the metal center throughout the racemization, and does not leave the coordination sphere. Furthermore, racemization of a sec-alcohol bearing a ketone moiety within the same molecule does not result in any reduction of the original ketone, which rules out a mechanism where the intermediate ketone is trapped within the solvent cage. These results are consistent with a mechanism where eta3-Ph(5)C(5)-ruthenium intermediates are involved. Competitive racemization on nondeuterated and alpha-deuterated alpha-phenylethanols was used to determine the kinetic isotope effect kH/kD for the ruthenium-catalyzed racemization. The kinetic isotope effect kH/kD for p- X-C(6)H(4)CH(OH)CH(3) was 1.08, 1.27 and 1.45 for X=OMe, H, and CF3, respectively.     

Ruthenium and enzyme-catalyzed dynamic kinetic resolution of alcohols

Ruthenium acts as a good catalyst for the racemization reaction of secondary alcohols and amines. Ruthenium-catalyzed racemization is coupled with enzymatic kinetic resolution to prepare chiral compounds in 100% theoretical yield. Ten ruthenium complexes (1–10) act as a good catalyst the for racemization reaction and are also compatible with DKR process. Two other ruthenium complexes [RuCl₂(PPh₃)₃] and [Cp^*RuCl(COD)] are active for racemization reaction but their successful compatibility with DKR has not yet been reported. Ru/γ-Al₂O₃ and Ru–HAP are the heterogeneous catalysts used for the racemization reaction. They have also not been employed for DKR process. Polymer supported ruthenium is employed as a reusable racemization catalyst for aerobic DKR of alcohols.     

吡啶基桥联双四唑钌(Ⅱ)配合物催化酮的转移氢化反应（英文）

含氮配体具有稳定性好、易于合成等优点,而且其过渡金属配合物表现出较高的催化活性,因而在配位化学和均相催化等研究领域受到了广泛关注.基于吡啶骨架的三齿NNN配体具有良好的配位能力和丰富的配位模式,如吡啶桥联的对称配体2,2':6',2'-三吡啶、2,6-双噁唑啉基吡啶、2,6-双亚胺基吡啶和2,6-双吡唑基吡啶等在有机合成及配合物催化剂制备等方面得到广泛应用.2,6-双四唑基吡啶也是基于吡啶的多齿配体,已被用于合成发光材料或高效回收次锕系元素等,但是其在催化领域的应用较少.过渡金属催化的不饱和化合物的转移氢化反应具有反应条件温和、不直接使用氢气等优点,因而受到越来越多的关注.一系列优异的配体及配合物在转移氢化反应中脱颖而出,如对甲苯磺酰手性二胺配体、2-甲胺基吡啶钌配合物、配体中含有NH官能团的过渡金属配合物等.我们也报道了几种吡啶基桥联的含氮配体及其钌配合物,并应用于催化酮的转移氢化反应.在此基础上,本文合成了三种连有不同膦配体的2,6-双四唑基吡啶钌配合物,并用于催化酮的转移氢化反应.从N~2,N~6-二对甲苯基-2,6-吡啶二甲酰胺(1)出发,经氯代/环化两步反应合成4-氯吡啶基桥联双四唑化合物(2),配体2与RuCl_2(PPh_3)_3在对应的反应条件下制得三种连有不同膦配体的2,6-双四唑基吡啶钌配合物(3),其分子结构通过核磁共振波谱和X射线单晶晶体结构测定得到确认.将这三种钌配合物应用于催化酮的转移氢化反应,当催化剂用量为0.5 mol%时,在异丙醇回流条件下,比较连有不同膦配体的2,6-双四唑基吡啶钌配合物的催化活性.膦配体为1,4-双(二苯基膦)丁烷的钌配合物3b表现出更高的催化活性,含有双三苯基膦的钌配合物3a则表现出与3b相当或略低的催化活性,含有1,5-双(二苯基膦)戊烷的钌配合物3c活性最差.以3b为催化剂拓展了一系列酮底物,取代的芳香酮、链状和环状的脂肪酮都可以高效地被还原,大部分酮底物以95%的转化率还原成相应的醇.含有氯取代基的苯乙酮对反应有较大的加速作用,反应时间更短,转化率更高.由于羰基环的张力,1-四氢萘酮与9-芴酮转化率略低.结合实验结果与相关文献,提出了一条基于Ru-H活性中间体的内层反应机理:钌配合物在iPrOK作用下生成Ru(Ⅱ)-烷氧基中间体Ⅰ,随后发生β-H消除反应脱去一分子丙酮得到Ru-H配合物,Ru-H配合物与酮底物作用经过渡态Ⅱ生成另一分子Ru(Ⅱ)-烷氧基中间体Ⅲ,随后异丙醇与烷氧基发生交换生成目标产物,同时生成中间体Ⅰ完成催化循环.     

Ruthenium-catalyzed asymmetric epoxidation of olefins using H2O2, part I: synthesis of new chiral N,N,N-tridentate pybox and pyboxazine ligands and their ruthenium complexes

The synthesis of chiral tridentate N,N,N-pyridine-2,6-bisoxazolines 3 (pybox ligands) and N,N,N-pyridine-2,6-bisoxazines 4 (pyboxazine ligands) is described in detail. These novel ligands constitute a useful toolbox for the application in asymmetric catalysis. Compounds 3 and 4 are conveniently prepared by cyclization of enantiomerically pure alpha- or beta-amino alcohols with dimethyl pyridine-2,6-dicarboximidate. The corresponding ruthenium complexes are efficient asymmetric epoxidation catalysts and have been prepared in good yield and fully characterized by spectroscopic means. Four of these ruthenium complexes have been characterized by X-ray crystallography. For the first time the molecular structure of a pyboxazine complex [2,6-bis-[(4S)-4-phenyl-5,6-dihydro-4H-[1,3]oxazinyl]pyridine](pyridine-2,6-dicarboxylate)ruthenium (S)-2 aa, is presented.     

In Situ Structural Determination of a Homogeneous Ruthenium Racemization Catalyst and Its Activated Intermediates Using X-Ray Absorption Spectroscopy

The activation process of a known Ru-catalyst, dicarbonyl(pentaphenylcyclopentadienyl)ruthenium chloride, has been studied in detail using time resolved in situ X-ray absorption spectroscopy. The data provide bond lengths of the species involved in the process as well as information about bond formation and bond breaking. On addition of potassium tert-butoxide, the catalyst is activated and an alkoxide complex is formed. The catalyst activation proceeds via a key acyl intermediate, which gives rise to a complete structural change in the coordination environment around the Ru atom. The rate of activation for the different catalysts was found to be highly dependent on the electronic properties of the cyclopentadienyl ligand. During catalytic racemization of 1-phenylethanol a fast-dynamic equilibrium was observed.     

Mechanism of the chemo–bio catalyzed cascade synthesis of <Emphasis Type="Italic">R</Emphasis>-1-phenylethyl acetate over Pd/Al<Subscript>2</Subscript>O<Subscript>3</Subscript>, lipase,and Ru-catalysts

One-pot synthesis of R-1-phenylethyl acetate was investigated starting from acetophenone hydrogenation performed over Pd/Al₂O₃ and PdZn/Al₂O₃ catalysts followed by acylation of the intermediate secondary alcohol, R-1-phenylethanol, over an immobilized lipase. Furthermore, the performance of a third type of catalyst, Ru supported on hydroxyapatite (HAP) was evaluated for racemization of S-1-phenylethanol in one pot together with the two other catalysts. The main objectives of this work were to separate the effects of different catalysts and to reveal the reaction mechanism. For this purpose not only acetophenone, but also (R,S)-1-phenylethanol, S-1-phenylethanol, R-1-phenylethyl acetate, and styrene were used as reactants in combination with Pd/Al₂O₃, lipase and Ru/HAP as catalysts. The results revealed that the main side product, ethylbenzene, was formed in two different ways, via dehydration of (R,S)-1-phenylethanol to styrene, followed by its rapid hydrogenation to ethylbenzene, and via debenzylation of the desired product, R-1-phenylethyl acetate to ethylbenzene. The true one-pot synthesis, however, was demonstrated over Shvo’s catalyst, but Ru/HAP was not sufficiently active in the racemization step. Ru/Al₂O₃ was a promising catalyst for racemization of S-1-phenylethanol and for dynamic kinetic resolution of (R,S)-1-phenylethanol, when using only small amounts of the acyl donor ethyl acetate. The challenge in racemization is that the activity of heterogeneous Ru catalysts was inhibited by esters.     

Acid zeolites as alcohol racemization catalysts: screening and application in biphasic dynamic kinetic resolution

Acid zeolites were screened as heterogeneous catalysts for racemization of benzylic alcohols. The most promising zeolites appeared to be H-Beta zeolites, for which the optimal reaction conditions were studied in further detail. The zeolite performance was compared to that of homogeneous acids and acid resins under similar reaction conditions. In a second part of the research, H-Beta zeolites were applied in dynamic kinetic resolution (DKR) of 1-phenylethanol, which was conducted by means of a two-phase approach and which resulted in yields smoothly crossing the 50% border up to 90%, with an enantiomeric excess of >99%. To explore the applicability of this biphasic methodology, several other substrates were examined in the standard racemization reaction and in the biphasic dynamic kinetic resolution.     

Highly enantioselective ruthenium-catalyzed reduction of ketones employing readily available Peptide ligands

Highly efficient and selective catalysts for the asymmetric reduction of aryl alkyl ketones under hydrogen-transfer conditions (2-propanol) were obtained by combining a novel class of pseudo-dipeptide ligands with [[RuCl(2)(p-cymene)](2)]. A library of 36 dipeptide-like ligands was prepared from N-Boc-protected alpha-amino acids and the enantiomers of 2-amino-1-phenylethanol and 1-amino-2-propanol. The catalyst library was evaluated with the reduction of acetophenone and excellent enantioselectivity of 1-phenylethanol was obtained with several of the novel catalysts. A ligand based on the combination of N-Boc-L-alanine and (S)-1-amino-2-propanol (ligand A-(S)-4) was found to be particular effective. When the situ formed ruthenium complex of this ligand was employed as the catalyst in the hydrogen-transfer reaction of various aryl alkyl ketones, the corresponding alcohol products were achieved in excellent enantioselectivity (up to 98 % ee).     

Pincer Ru and Os complexes as efficient catalysts for racemization and deuteration of alcohols

The pincer complexes [MX(CNN)(PP)] (M = Ru, Os; X = Cl, OTf; HCNN = 1-(6-arylpyridin-2-yl)methanamine; PP = diphosphine) have proven to efficiently catalyze both racemization and deuteration of alcohols in the presence of a base. Chiral alcohols have been racemized at 30-50 °C using 1 mol% of Ru or Os pincer complexes and 5 mol% of KOtBu in 2-propanol. Primary and secondary alcohols are efficiently deuterated at the α position, with respect to the OH group, using 2-propanol-d(8) as solvent with Ru or Os pincer complexes and KOtBu at 30-50 °C. For secondary alcohols incorporation of deuterium at the β position has also been observed. In 2-propanol-d(8) the pincer complexes catalyze the simultaneous deuteration and racemization of (S)-1-phenylethanol, the two processes being strictly correlated. For both reactions much the same activity has been observed with the Ru and Os complexes. The pincer complexes display a superior activity with respect to the related compounds [MCl(2)(NN)(PP)] (NN = bidentate amine or pyridine ligand). The synthesis of the new complexes [MCl(CNN)(PP)] (M = Ru, 2, 4 and Os, 6, 7; PP = dppb, dppf) and [Ru(OTf)(CNN)(dppb)] (3) is also reported.     

A zeolite-enzyme combination for biphasic dynamic kinetic resolution of benzylic alcohols

Acid zeolites like H-Beta are efficient heterogeneous catalysts for racemization of benzylic alcohols in water; by combination of the racemization with an enzymatic kinetic resolution in a two-phase system, enantiomerically pure esters were obtained in high yield via a dynamic kinetic resolution.     

Generation and reactivity of enantiomeric (BINOLato)Ni+ complexes with chiral secondary alcohols in the gas phase

In the presence of secondary alcohols, electrospray ionization of dilute methanolic solutions of nickel(II) salts and 1,1'-bis-2-naphthol (BINOL) leads to complexes of the formal composition [(BINOLato)Ni(CH3CH(OH)R)]+ (BINOLato refers to a singly deprotonated (R)- or (S)-1,1'-bis-2-naphthol ligand; R=CH3, C2H5, n-C3H7, n-C4H9, n-C5H11, n-C6H13, c-C6H11, and C6H5). Upon collision-induced dissociation, each mass-selected nickel complex either loses the entire secondary alcohol ligand or undergoes bond activation followed by elimination of the corresponding ketone, as revealed by deuterium labeling. When enantiomeric BINOLato ligands (R or S) are combined with chiral secondary alcohols (R or S), differences in the branching ratios between these channels for the two stereoisomers of the secondary alcohols provide insight into the chiral discrimination operative in the C--H- and O--H-bond activation processes. For saturated alkan-2-ols, the chiral discrimination is low, and if any preference is observed at all, ketone elimination from the homochiral complexes (R,R and S,S) is slightly favored. In contrast, the diastereomeric (BINOLato)Ni+ complexes of 1-phenylethanol exhibit preferential ketone losses for the heterochiral systems (S,R and R,S).     

Oxidation of sec‐alcohols with Ru(II)‐bearing microgel star polymer catalysts via hydrogen transfer reaction: Unique microgel‐core catalysis

Oxidation of sec‐alcohols was investigated with ruthenium‐bearing microgel core star polymer catalysts [Ru(II)‐Star]. The star polymer catalysts were directly prepared via RuCl₂(PPh₃)₃‐catalyzed living radical polymerization of methyl methacrylate (MMA), followed by the arm‐linking reaction with ethylene glycol dimethacrylate ( 1 ) in the presence of diphenylphosphinostyrene ( 2 ). The Ru(II)‐Star efficiently and homogeneously catalyzed the oxidation of 1‐phenylethanol ( S1 ) to give a corresponding ketone (acetophenone) in higher yield (92%) than the analogs of polymer‐supported ruthenium complexes. Importantly, the star catalyst afforded high recycling efficiency in the oxidation. They held catalytic activity against three times catalysis even though they were recovered under air‐exposure, whereas the conventional RuCl₂(PPh₃)₃ lost the activity for same recycling procedure due to the deactivation by oxygen. The stability of the star catalysts during the recycle experiment was confirmed by detailed spectroscopic characterization. The star polymers also catalyzed oxidation for a wide range of sec‐alcohols with aromatic and aliphatic groups. The substrate affinity was different from that with RuCl₂(PPh₃)₃, suggesting the unique selectivity caused by the specific structure. © 2010 Wiley Periodicals, Inc. J Polym Sci Part A: Polym Chem, 2011.     

Dynamic Kinetic Resolution of Alcohols by Enantioselective Silylation Enabled by Two Orthogonal Transition‐Metal Catalysts

A nonenzymatic dynamic kinetic resolution of acyclic and cyclic benzylic alcohols is reported. The approach merges rapid transition‐metal‐catalyzed alcohol racemization and enantioselective Cu‐H‐catalyzed dehydrogenative Si‐O coupling of alcohols and hydrosilanes. The catalytic processes are orthogonal, and the racemization catalyst does not promote any background reactions such as the racemization of the silyl ether and its unselective formation. Often‐used ruthenium half‐sandwich complexes are not suitable but a bifunctional ruthenium pincer complex perfectly fulfills this purpose. By this, enantioselective silylation of racemic alcohol mixtures is achieved in high yields and with good levels of enantioselection.     

Air-stable racemization catalysts for the dynamic kinetic resolution of secondary alcohols

The substitution of a carbonyl ligand with PPh(3) in cyclopentadienylruthenium dicarbonyl complexes produces a new class of recyclable alcohol racemization catalysts. The catalysts are active at room temperature under aerobic conditions in the presence of silver oxide. Furthermore, the catalysts are compatible with the use of a lipase and isopropenyl acetate for the dynamic kinetic resolution (DKR) of secondary alcohols under ambient conditions.     

New efficient ruthenium catalysts for racemization of alcohols at room temperature

(η⁵-Pentaphenylcyclopentadienyl)RuCl(CO)₂ was found to catalyze efficiently the racemization of chiral alcohols such as (S)-1-phenylethanol, (S)-1-phenylpropan-2-ol, (S)-4-phenylbutan-2-ol and (S)-4-methoxy-1-phenylethanol at room temperature in the presence of a base. The catalytic activity of three other Ru(II) complexes was also investigated. The effects of halide and solvent were studied as well.     

Covalent anchoring of a racemization catalyst to CALB-beads: towards dual immobilization of DKR catalysts

The preparation of a heterogeneous bifunctional catalytic system, combining the catalytic properties of an organometallic catalyst (racemization) with those of an enzyme (enantioselective acylation) is described. A novel ruthenium phosphonate inhibitor was synthesized and covalently anchored to a lipase immobilized on a solid support (CALB, Novozym® 435). The immobilized bifunctional catalytic system showed activity in both racemization of (S)-1-phenylethanol and selective acylation of 1-phenylethanol.     

Tailoring the catalytic performance of sol-gel-encapsulated tetra-n-propylammonium perruthenate (TPAP) in aerobic oxidation of alcohols

Sol-gel nanohybrid silica particles organically modified and doped with the ruthenium species tetra-n-propylammonium perruthenate (TPAP) are highly efficient catalysts for the selective oxidation of alcohols to carbonyl groups with O(2) at low pressure in toluene. The materials are easily prepared by a one-step sol-gel process, and their catalytic performance can be optimised by tailoring the conditions of their synthesis by hydrolytic co-polycondensation of tetramethoxysilane (TMOS) and alkyltrimethoxysilanes R-Si(OMe)(3) in the presence of TPAP. Eventually, heterogeneous catalysts considerably more active than the unsupported perruthenate were obtained, while also being leach-proof and recyclable. The correlation between the materials' activity, surface polarity and textural properties suggests valuable information on the chemical behaviour of sol-gel catalytic materials in oxidation catalysis; this is of interest in view of the importance of efficient solid catalysts for the selective oxidation of alcohols with O(2).