Internal Lifschitz singularities for one dimensional Schrödinger operators

The integrated density of states of the periodic plus random one-dimensional Schrödinger operator ;f0,q _i ()0, has Lifschitz singularities at the edges of the gaps inSp(H ). We use Dirichlet-Neumann bracketing based on a specifically one-dimensional construction of bracketing operators without eigenvalues in a given gap of the periodic ones.     

Localization for a class of one dimensional quasi-periodic Schrödinger operators

We prove for small and satisfying a certain Diophantine condition the operator

New bounds on the number of bound states for Schrödinger operators

We consider the Schrödinger operatorH = – +V(|x|) onR ³. Letn denote the number of bound states with angular momentum (not counting the 2 + 1 degeneracy). We prove the following bounds onn . LetV 0 and d/dr r ^1-2p (-V)^{1 –p} 0 for somep [1/2, 1) then

Pointwise bounds for Schrödinger eigenstates

In a different paper we constructed imaginary time Schrödinger operatorsH _q=–1/2+V acting onL ^q( ⁿ ,dx). The negative part of typical potential functionV was assumed to be inL +L ^q for somep>max{1,n/2}. Our proofs were based on the evaluation of Kac's averages over Brownian motion paths. The present paper continues this study: using probabilistic techniques we prove pointwise upper bounds forL ^q-Schrödinger eigenstates and pointwise lower bounds for the corresponding groundstate. The potential functionsV are assumed to be neither smooth nor bounded below. Consequently, our results generalize Schnol's and Simon's ones. Moreover probabilistic proofs seem to be shorter and more informative than existing ones.Laboratoire de Mathématiques de Marseille associé au C.N.R.S. L.A.225     

The trace formula for Schrödinger operators on the line

This paper discusses certain aspects of the spectral and inverse spectral problems for the Schrödinger operator , for q(x)C(), the space of bounded continuous functions. The trace formula of the title is the relation

A remark on Schrödinger operators on aperiodic tilings

We prove that for a large class of Schrödinger operators on aperiodic tilings the spectrum and the integrated density of states are the same for all tilings in the local isomorphism class, i.e., for all tilings in the orbit closure of one of the tilings. This generalizes the argument in earlier work from discrete strictly ergodic operators onl ²( ^d ) to operators on thel ²-spaces of sets of vertices of strictly ergodic tilings.     

Exponential lower bounds to solutions of the Schrödinger equation: Lower bounds for the spherical average

For a large class of generalizedN-body-Schrödinger operators,H, we show that ifE<Σ=infσ_ess(H) and ψ is an eigenfunction ofH with eigenvalueE, then $$\begin{array}{*{20}c} {\lim } \\ {R \to \infty } \\ \end{array} R^{ - 1} \ln \left( {\int\limits_{S^{n - 1} } {|\psi (R\omega )|} ^2 d\omega } \right)^{1/2} = - \alpha _0 ,$$ with α ₀ ² +E a threshold. Similar results are given forE≧Σ.     

A semi-classical trace formula for Schrödinger operators

LetS _?=??Δ+V, withV smooth. If 0<E ²V(x), the spectrum ofS _? nearE ² consists (for ? small) of finitely-many eigenvalues,λ _j (?). We study the asymptotic distribution of these eigenvalues aboutE ² as ?→0; we obtain semi-classical asymptotics for $$\sum\limits_j {f\left( {\frac{{\sqrt {\lambda _j (\hbar )} - E}}{\hbar }} \right)} $$ with \(\hat f \in C_0^\infty \) , in terms of the periodic classical trajectories on the energy surface \(B_E = \left\{ {\left| \xi \right|^2 + V(x) = E^2 } \right\}\) . This in turn gives Weyl-type estimates for the counting function \(\# \left\{ {j;\left| {\sqrt {\lambda _j (\hbar )} - E} \right| \leqq c\hbar } \right\}\) . We make a detailed analysis of the case when the flow onB _E is periodic.     

Stability of Schrödinger eigenvalue problems

We derive a general stability criterion for discrete eigenvalues of Schrödinger operators, such asA()=p ²+V(x, ), using only strong continuity ofA() andA*() in the perturbation parameter . The theory is developed for non-selfadjoint operators and illustrated with examples like the anharmonic oscillator, the Stark and the Zeeman effect. The principal tools are Weyl's criterion for the essential spectrum and a construction due to Enss [5]. They are also used to extend the classical invariance theorems for the essential spectrum to certain singular perturbations, including some local perturbations of the Laplacian by differential operators of arbitrary high order.     

Some remarks on discrete aperiodic Schrödinger operators

We consider Schrödinger operators onl ²( ) with deterministic aperiodic potential and Schrödinger operators on the l²-space of the set of vertices of Penrose tilings and other aperiodic self-similar tilings. The operators onl ²( ) fit into the formalism of ergodic random Schrödinger operators. Hence, their Lyapunov exponent, integrated density of states, and spectrum are almost-surely constant. We show that they are actually constant: the Lyapunov exponent for one-dimensional Schrödinger operators with potential defined by a primitive substitution, the integrated density of states, and the spectrum in arbitrary dimension if the system is strictly ergodic. We give examples of strictly ergodic Schrödinger operators that include several kinds of almost-periodic operators that have been studied in the literature. For Schrödinger operators on Penrose tilings we prove that the integrated density of states exists and is independent of boundary conditions and the particular Penrose tiling under consideration.     

Upper and lower bounds for the Schrödinger-equation eigenvalues

The calculation of upper and lower bounds for the Schrödinger-equation eigenvalues from moment recurrence relations is reviewed. A previous algorithm originally developed to approach the ground state is shown to apply also to the first excited state of parity-invariant systems. Alternative recurrence relations based on the hypervirial theorems are proposed that yield bounds for all the states simultaneously.     

Almost periodic Schrödinger operators

We studyH=–d ²/dx ²+V(x) withV(x) limit periodic, e.g.V(x)=a _n cos(x/2 ⁿ ) with a _n <. We prove that for a genericV (and for generica _n in the explicit example), (H) is a Cantor ( nowhere dense, perfect) set. For a dense set, the spectrum is both Cantor and purely absolutely continuous and therefore purely recurrent absolutely continuous.Research partially supported by NSF Grant MCS78-01885On leave from Department of Physics, Princeton UniversityOn leave from Departments of Mathematics and Physics, Princeton University; during 1980–81 Sherman Fairchild Visiting Scholar at Caltech     

Singular continuous spectrum for palindromic Schrödinger operators

We give new examples of discrete Schrödinger operators with potentials taking finitely many values that have purely singular continuous spectrum. If the hullX of the potential is strictly ergodic, then the existence of just one potentialx inX for which the operator has no eigenvalues implies that there is a generic set inX for which the operator has purely singular continuous spectrum. A sufficient condition for the existence of such anx is that there is azX that contains arbitrarily long palindromes. Thus we can define a large class of primitive substitutions for which the operators are purely singularly continuous for a generic subset inX. The class includes well-known substitutions like Fibonacci, Thue-Morse, Period Doubling, binary non-Pisot and ternary non-Pisot. We also show that the operator has no absolutely continuous spectrum for allxX ifX derives from a primitive substitution. For potentials defined by circle maps,x _n =1 _J (₀+n), we show that the operator has purely singular continuous spectrum for a generic subset inX for all irrational and every half-open intervalJ.Work partially supported by NSERC.This material is based upon work supported by the National Science Foundation under Grant No. DMS-91-1715. The Government has certain rights in this material.     

Localization for some continuous random Schrödinger operators

We study the spectrum of random Schrödinger operators acting onL ²(R ^d ) of the following type . The are i.i.d. random variables. Under weak assumptions onV, we prove exponential localization forH at the lower edge of its spectrum. In order to do this, we give a new proof of the Wegner estimate that works without sign assumptions onV.

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Résumé Dans ce travail, nous étudions le spectre d'opérateurs de Schrödinger aléatoires agissant surL ²(R ^d ) du type suivant . Les sont des variables aléatoires i.i.d. Sous de faibles hypothèses surV, nous démontrons que le bord inférieur du spectre deH n'est composé que de spectre purement ponctuel et, que les fonctions propres associées sont exponentiellement décroissantes. Pour ce faire nous donnons une nouvelle preuve de l'estimée de Wegner valable sans hypothèses de signe surV.

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U.R.A. 760 C.N.R.S.     

L 2-exponential lower bounds to solutions of the Schrödinger equation

We study decay properties of solutions of the Schrödinger equation (–+V)=E. Typical of our results is one which shows that ifV=o(|x|^–1/2) at infinity or ifV is a homogeneousN-body potential (for example atomic or molecular), then ifE<0 and . We also construct examples to show that previous essential spectrum-dependent upper bounds can be far from optimal if is not the ground state.Research in partial fulfillment of the requirements for a Ph.D. degree at the University of VirginiaPartially supported by NSF grant MCS-81-01665Supported by Fonds zur Förderung der wissenschaftlichen Forschung in Österreich, Projekt Nr. 4240     

Localization for random Schrödinger operators with correlated potentials

We prove localization at high disorder or low energy for lattice Schrödinger operators with random potentials whose values at different lattice sites are correlated over large distances. The class of admissible random potentials for our multiscale analysis includes potentials with a stationary Gaussian distribution whose covariance functionC(x,y) decays as |x–y|^–, where >0 can be arbitrarily small, and potentials whose probability distribution is a completely analytical Gibbs measure. The result for Gaussian potentials depends on a multivariable form of Nelson's best possible hypercontractive estimate.Partially supported by the NSF under grant PHY8515288Partially supported by the NSF under grant DMS8905627     

Decomposition of many-body Schrödinger operators

The complex-dilated many-body Schrödinger operatorH(z) is decomposed on invariant subspaces associated with the cuts {+z ^–2 R ⁺}, where is any threshold, and isolated spectral points. The interactions are dilation-analytic multiplicative two-body potentials, decaying asr ^–1+ atr=0 and asr ^–1+ atr=.