Aggregation properties of heavy atom substituted squaraine dyes: evidence for the formation of J-type dimer aggregates in aprotic solvents

The squaraine dye bis(2,4,6-trihydroxyphenyl)squaraine (SqH) was earlier reported to form J-type dimer aggregates in acetonitrile solutions at higher concentrations. Subsequent studies have suggested that concentration-dependent changes in the absorption spectrum of SqH in acetonitrile could be attributed to shifts in the acid-base equilibrium due to the presence of water as an impurity. In this work, we describe our studies on the effect of varying acid and dye concentration on the absorption spectra of the bromo and iodo substituted dyes, bis(3,5-dibromo-2,4,6-trihydroxyphenyl)squaraine (SqBr) and bis(3,5-diiodo-2,4,6-trihydroxyphenyl)squaraine (SqI). Analysis of the changes in the absorption spectra as a function of dye concentration and the nature of the solvent composition confirmed the formation of J-type dimer aggregates in aprotic solvents in this class of dyes. Further confirmation for the formation of the J-type dimer aggregates could be obtained by comparing the differences in the triplet excited state properties of the neutral and aggregated forms of the dyes using time-resolved spectroscopy.     

Interaction of semiconductor colloids with J-aggregates of a squaraine dye and its role in sensitizing nanocrystalline semiconductor films

The role of bis(2,4,6-trihydroxyphenyl)squaraine, Sq, in sensitizing large bandgap semiconductors has been investigated in the present study. The dye in its aggregate form readily interacts with the TiO₂ colloids giving rise to a new charge transfer band in the red region. The apparent association constant for the dye aggregate and TiO₂ colloid as determined from a Benesi-Hildebrand plot is 1600 M^-1. Nanocrystalline semiconductor films prepared from TiO₂, ZnO, and SnO₂ colloids have been modified with Sq to probe the photosensitization effects. Both dye monomers and aggregates were found to participate in the charge injection process. An incident photon-to-photocurrent efficiency up to 0.7% has been observed.     

Synthesis and Characterization of Near‐Infrared Absorbing Water Soluble Squaraines and Study of their Photodynamic Effects in DLA Live Cells

Here, we report the synthesis, photophysical properties and photodynamic effects in DLA live cells of three water soluble squaraine dyes, viz. bisbenzothiazolium squaraine dyes SQMI and SQDI with iodine in one and both benzothiazolium units, respectively, and an unsymmetrical squaraine dye ASQI containing iodinated benzothiazolium and aniline substituents. The diiodinated SQDI showed an anomalous trend in both fluorescence and triplet quantum yields over the monoiodinated SQMI, with SQDI showing higher fluorescence and lower triplet quantum yields compared to SQMI. Nanosecond laser flash photolysis of SQDI and SQMI indicated the formation of triplet excited states with quantum yield of 0.19 and 0.26, respectively. On photoirradiation, both the SQDI and SQMI generate singlet oxygen and it was observed that both dyes undergoing oxidation reactions with the singlet oxygen generated. ASQI which exhibited a lower triplet quantum yield of 0.06 was, however, stable and did not react with the singlet oxygen generated. In vitro cytotoxicity studies of these dyes in DLA live cells were performed using Trypan blue dye exclusion method and it reflect an order of cytotoxicity of SQDI>SQMI>ASQI. Intracellular generation of the ROS was confirmed by dichlorofluorescein assay after the in vitro PDT.     

Synthesis and Photophysics of BF2‐Rigidified Partially Closed Chain Bromotetrapyrroles: Near Infrared Emitters and Photosensitizers

We report the synthesis, crystallographic, optical, and triplet and singlet oxygen generation properties of a series of BF₂‐rigidified partially closed chain bromotetrapyrroles as near infrared emitters and photosensitizers. These novel dyes were efficiently synthesized from a nucleophilic substitution reaction between pyrroles and the 3,5‐bromo‐substituents on the tetra‐ and hexabromoBODIPYs and absorb in the near‐infrared region (681–754 nm) with high molar extinction coefficients. Their fluorescent emission (708–818 nm) and singlet oxygen generation properties are significantly affected by alkyl substitutions on the two uncoordinated pyrrole units of these dyes and the polarity of solvents. Among them, dyes 4 ca and 4 da show good singlet oxygen generation efficiency and good NIR fluorescence emission (fluorescence quantum yields of 0.14–0.43 in different solvents studied).     

Photophysical Behavior of Angelicins and Thioangelicins: Semiempirical Calculations and Experimental Study

The decay processes of the lowest excited singlet and triplet states of five methylated angelicins (4,6,4′-trimethyl-angelicin, MA, and four methylated thioangelicins, MTA; see Scheme 1) were investigated in live solvents by stationary and pulsed fluorometric and flash photolytic techniques. In particular, the solvent effects on absorption, fluorescence, quantum yields of fluorescence (φ_F) and triplet formation (φ_T), lifetimes of fluorescence (τ_F) and the triplet state (τ_T) and the quantum yields of singlet oxygen production (φ_Δ) were investigated. Semiempirical (ZINDO/S-CI) calculations were carried out to obtain information (transition probabilities and nature) on the lowest excited singlet and triplet states. The quantum mechanical calculations and the solvent effect on the photophysical properties showed that the lowest excited singlet state (S¹) is a partially allowed π,π* state, while the close-lying S₂ state is n,π* in nature. The efficiencies of fluorescence, S₁→T₁ intersystem crossing (ISC) and S₁→ S₀ internal conversion (IC) strongly depend on the energy gap between S₁, and S₂ and are explained in terms of the so-called proximity effect. In fact, for MA in cyclohexane, only the S₁→ S₀ internal conversion is operative, while in acetonitrile and ethanol, where the n.π* state is shifted to higher energy, the efficiencies of fluorescence and ISC increase significantly. The energy gap between S₁ and S₂ increases in MTA, where the furanic oxygen is replaced by a sulfur atom. Consequently, the solvent effect on the photophysical parameters of MTA is less marked than for MA; e.g. fluorescence and triplet-triplet absorption are also detectable in the nonpolar cyclohexane. The lowest excited singlet state of molecular oxygen O₂(¹D_g) was produced efficiently in polar solvents by energy transfer from the T₁ state of MA and MTA.     

PHOTOPHYSICAL AND PHOTOSENSITIZING PROPERTIES OF BENZOPORPHYRIN DERIVATIVE MONOACID RING A (BPD-MA)*

The photophysical properties of benzoporphyrin derivative monoacid ring A (BPD-MA), a second-generation photosensitizer currently in phase II clinical trials, were investigated in homogeneous solution. Absorption, fluorescence, triplet-state, singlet oxygen (O₂(¹Δ_g)) sensitization studies and photobleaching experiments are reported. The ground state of this chlorin-type molecule shows a strong absorbance in the red (λ≈ 688 nm, ?≈ 33 000 M^?1 cm^?1 in organic solvents). For the singlet excited state the following data were determined in methanol: energy level, E_s= 42.1 kcal mol^?1, lifetime, Φ_f= 5.2 ns and fluorescence quantum yield, Φ_f= 0.05 in air-saturated solution. The triplet state of BPD-MA has a lifetime, τ_f >. 25 ns, an energy level, E_T= 26.9 kcal mol^?1 and the molar absorption coefficient is ?_T= 26 650 M^?1 cm^?1 at 720 nm. A dramatic effect of oxygen on the fluorescence (φ_f) and intersystem crossing (φ_T) quantum yields has been observed. The BPD-MA presents rather high triplet (φ_T= 0.68 under N₂-saturated conditions) and singlet oxygen (φ_Δ= 0.78) quantum yields. On the other hand, the presence of oxygen does not significantly modify the photobleaching of this photostable compound, the photodegradation quantum yield (φ_Pb) of which was found to be on the order of 5 × 10^?5 in organic solvents.     

Fiber optic sodium and potassium sensing by using a newly synthesized squaraine dye in PVC matrix

In recent years squarines received attention as fluorescent labels. Their very promising spectral properties such as long wavelength absorption and emission, high extinction coefficients and quantum yields could lead novel sensing technologies. In this work newly synthesized fluoroinophores named bis[4-N-(1-aza-4,7,10,13-tetraoxacyclopentadecyl)-3,5-dihydroxyphenyl]squaraine, azacrown-1 and 2 bis[4-N-(1-aza-4,7,10,13,16-pentaoxacyclooctadecyl)-3,5-dihydroxyphenyl]squaraine, azacrown-2 have been used for sodium and potassium sensing in plasticized PVC matrix. The squaraine derivatives exhibited fluorescence emission based optical responses to sodium and potassium with a detection limit of 1.10(-9) M. The sensor compositions exhibited wide response ranges between 10(-9) and 10(-5) M Na(+)or K(+), and, therefore, may be an alternative method to flame emission spectroscopy. The sensor is fully reversible within the dynamic range and the response time is 3 min under batch conditions. Cross sensitivity to pH is negligible in the pH range of 6.2-7.3. Throughout fiber optic based studies a relative signal change of 54-56% has been achieved. The azacrown dyes have the advantage that they can be excited with long wavelength light and, are, therefore, LED compatible. The cross sensitivity of azacrown-1 and -2 to Ba(2+), Ca(2+) and NH(4)(+)were also tested in separate solutions.     

Studies on a Vinyl Ruthenium‐Modified Squaraine Dye: Multiple Visible/Near‐Infrared Absorbance Switching through Dye‐ and Substituent‐Based Redox Processes

The bis(vinyl ruthenium)‐modified squaraine dye 1 was synthesized by treatment of [RuHCl(CO)(PiPr₃)₂] with bis(ethynyl)‐substituted squaraine 8 . Spectroscopic and electrochemical measurements on 1 and its organic precursors 6 – 8 were performed to study the effect of the vinyl ruthenium “substituents,” particularly with respect to (poly)electrochromism. Attachment of the vinyl ruthenium moieties endows metal–organic squaraine 1 with two additional oxidation waves and lowers the first two oxidation potentials by approximately 300 mV with respect to its organic precursors. Squaraines 6 , 7 , 8 , and 1 strongly absorb at 648, 663, 656, or 709 nm. Although organic dyes 6 , 7 , and 8 fluoresce, no room‐temperature emission is observed for 1 . The radical cations and anions of 6 , 7 , 8 , and 1 as well as the doubly oxidized dications have been studied by IR and UV/Vis/NIR spectroelectrochemistry, and the ?/0/+/2+ redox sequences were found to be reversible in each case. Our results indicate that the 1^2?/?/0/+/2+ redox system constitutes a polyelectrochromic switch in which absorption in the visible or the near‐infrared range is reversibly turned off or shifted deep into the NIR. They also show that radical cation 1^.+ is an intrinsically delocalized system with only little contribution from the outer vinyl ruthenium tags to the oxidation process. Dication 1²⁺ constitutes a class‐II mixed‐valent system with two electronically different vinyl ruthenium moieties and has an open‐shell singlet electronic ground‐state structure. ESR and NMR spectra of chemically prepared 1^.+ and 1²⁺ corroborate these results. It has also emerged that reduction involves an orbital that is strongly delocalized across the entire squaraine π system and strongly affects the peripheral vinyl ruthenium sites.     

Squaraine Rotaxane as a Reversible Optical Chloride Sensor

A mechanically interlocked squaraine rotaxane is comprised of a deep‐red fluorescent squaraine dye inside a tetralactam macrocycle. NMR studies show that Cl^? binding to the rotaxane induces macrocycle translocation away from the central squaraine station, a process that is completely reversed when the Cl^? is removed from the solution. Steady‐state fluorescence and excited‐state lifetime measurements show that this reversible machine‐like motion modulates several technically useful optical properties, including a three‐fold increase in deep‐red fluorescence emission that is observable to the naked eye. The excited states were characterized quantitatively by time‐correlated single photon counting, femtosecond transient absorption spectroscopy, and nanosecond laser flash photolysis. Cl^? binding to the rotaxane increases the squaraine excited singlet state lifetime from 1.5 to 3.1 ns, and decreases the excited triplet state lifetime from >200 to 44 μs. Apparently, the surrounding macrocycle quenches the excited singlet state of the encapsulated squaraine dye and stabilizes the excited triplet state. Prototype dipsticks were prepared by adsorbing the lipophilic rotaxane onto the ends of narrow, C18‐coated, reverse‐phase silica gel plates. The fluorescence intensity of a dipstick increased eighteen‐fold upon dipping in an aqueous solution of tetrabutylammonium chloride (300 mM ) and was subsequently reversed by washing with pure water. It is possible to develop the dipsticks for colorimetric determination of Cl^? levels by the naked eye. After dipping into aqueous tetrabutylammonium chloride, a dipstick’s color slowly fades at a rate that depends on the amount of Cl^? in the aqueous solution. The fading process is due primarily to hydrolytic bleaching of the squaraine chromophore within the rotaxane. That is, association of Cl^? to immobilized rotaxane induces macrocycle translocation and exposure of the electrophilic C₄O₂ core of the squaraine station, which is in turn attacked by the ambient moisture to produce a bleached product.     

Aza‐BODIPY Derivatives: Enhanced Quantum Yields of Triplet Excited States and the Generation of Singlet Oxygen and their Role as Facile Sustainable Photooxygenation Catalysts

A new series of aza‐BODIPY derivatives ( 4 a – 4 c , 5 a , c , and 6 b , c ) were synthesized and their excited‐state properties, such as their triplet excited state and the yield of singlet‐oxygen generation, were tuned by substituting with heavy atoms, such as bromine and iodine. The effect of substitution has been studied in detail by varying the position of halogenation. The core‐substituted dyes showed high yields of the triplet excited state and high efficiencies of singlet‐oxygen generation when compared to the peripheral‐substituted systems. The dye 6 c , which was substituted with six iodine atoms on the core and peripheral phenyl ring, showed the highest quantum yields of the triplet excited state (Φ_T=0.86) and of the efficiency of singlet‐oxygen generation (Φ_Δ=0.80). Interestingly, these dyes were highly efficient as photooxygenation catalysts under artificial light, as well as under normal sunlight conditions. The uniqueness of these aza‐BODIPY systems is that they are stable under irradiation conditions, possess strong red‐light absorption (620–680 nm), exhibit high yields of singlet‐oxygen generation, and act as efficient and sustainable catalysts for photooxygenation reactions.     

Photophysical Properties of Rufloxacin in Neutral Aqueous Solution

The photophysical properties of rufloxacin, 9-fluoro-2_r3-dihydro-10-(4-methyl-l-pyrazinyl)-7-oxo-7-H-pyri-do[l,2,3-de]-l,4-benzothiazin-6-carboxylic acid, a fluoroquinolone antibacterial drug exhibiting photosensitizing action toward biological substrates, were studied in aqueous solutions at neutral pH. The lowest excited electronic states of the zwitterion were characterized by both experimental techniques and theoretical methods. Steady-state and time-resolved emission, triplet-state absorption and singlet oxygen production were investigated. The results indicate that the lowest excited singlet is a fluorescent, relatively long-lived state (φ_r= 0.075, T_r? 4.5 ns) with an efficient intersystem crossing to the triplet manifold (φ_isc? 0-⁷)- The lowest triplet is a long-lived state (T_T? 10 μs at 295 K in 0.01 M phosphate buffer), with properties that make it a good candidate for being the precursor of the photodecarboxylation of the drug. It is quenched by oxygen at a rate of 1.7 times 10⁹M^-1 s-¹ and singlet oxygen is formed with a quantum yield of 0.32 in air-saturated solutions.     

A theoretical comparison of the lowest-lying singlet and triplet states of H2CBe and of HCBeH

The low-lying singlet and triplet states of H₂CBe and HCBeH are examined using ab inito molecular orbital theory. In agreement with earlier results, the lowest-lying structure of H₂CBe has C_2v symmetry and is a triplet with one π electron (³ B₁). The results presented here suggest that the lowest-energy singlet structure is the (¹B₁) open-shell singlet, also with C_2v symmetry, at least 2.5 kcal/mol higher in energy. The singlet C_2v structure with two π electrons (¹A₁) is 15.9 kcal/mol higher than ³B₁. All of these structures are bound with respect to the ground state of methylene and the beryllium atom. In HCBeH, linear equilibrium geometries are found for the triplet (³Σ) and singlet (¹Δ) states. The triplet is more stable than the singlet (¹Δ) by 35.4 kcal/mol, and is only 2.9 kcal/mol higher in energy than triplet H₂ CBe. Since the transition structure connecting these two triplet molecules is found to be 50.2 kcal/mol higher in energy than H₂ CBe, both triplet equilibrium species might exist independently. The harmonic vibrational frequencies of all structures are also reported.     

A Thermally Populated,Perpendicularly Twisted Alkene Triplet Diradical

Variable‐temperature NMR and ESR spectroscopic studies reveal that bis(dibenzo[a,i]fluorenylidene) 1 possesses a singlet ground state, 1 (S₀), while the 90° twisted triplet 1 (T₁) is populated to a small extent already at room temperature. Analysis of the increasing amount of paramagnetic 1 (T₁) at temperatures between 300 and 500 K yields the exchange interaction J_ex/h c=3351 cm^?1 and a singlet–triplet energy splitting of 9.6 kcal mol^?1, which is in excellent agreement with calculations (9.3 kcal mol^?1 at the UKS BP86/B3LYP/revPBE level of theory). In contrast, the zero‐field splitting parameter D is very small (calculated value ?0.018 cm^?1) and unmeasurable.     

Water‐Soluble Luminescent Cyclometalated Gold(III) Complexes with cis‐Chelating Bis(N‐Heterocyclic Carbene) Ligands: Synthesis and Photophysical Properties

A new class of cyclometalated Au^III complexes containing various bidentate C‐deprotonated C^N and cis‐chelating bis(N‐heterocyclic carbene) (bis‐NHC) ligands has been synthesized and characterized. These are the first examples of Au^III complexes supported by cis‐chelating bis‐NHC ligands. [Au(C^N)(bis‐NHC)] complexes display emission in solutions under degassed condition at room temperature with emission maxima (λ_max) at 498–633 nm and emission quantum yields of up to 10.1 %. The emissions are assigned to triplet intraligand (IL) π→π* transitions of C^N ligands. The Au^III complex containing a C^N (C‐deprotonated naphthalene‐substituted quinoline) ligand with extended π‐conjugation exhibits prompt fluorescence and phosphorescence of comparable intensity with λ_max at 454 and 611 nm respectively. With sulfonate‐functionalized bis‐NHC ligand, four water‐soluble luminescent Au^III complexes, including those displaying both fluorescence and phosphorescence, were prepared. They show similar photophysical properties in water when compared with their counterparts in acetonitrile. The long phosphorescence lifetime of the water‐soluble AuIII complex with C‐deprotonated naphthalene‐substituted quinoline ligand renders it to function as ratiometric sensor for oxygen. Inhibitory activity of one of these water‐soluble Au^III complexes towards deubiquitinase (DUB) UCHL3 has been investigated; this complex also displayed a significant inhibitory activity with IC₅₀ value of 0.15 μM .     

THE PHOTOSENSITIZERS BENZOPHENOXAZINE and THIAZINES: COMPREHENSIVE INVESTIGATION OF PHOTOPHYSICAL and PHOTOCHEMICAL PROPERTIES

Eight differently substituted title dye compounds have been investigated regarding intersystem crossing, triplet state, fluorescence and singlet excited state pKa properties. In general, non-halogenated oxazines and thiazines as well as a mono bromooxazine show very low triplet quantum yields, phi tau (less than 0.03) and relatively long triplet lifetimes (approximately 40 microseconds) in acidic methanol. The phi tau data correlate well with known singlet oxygen yields. In basic methanol no triplet transient is observed but a significant yield of a ground state transient protonated (base dye) form is produced with a short lifetime, approximately 400 ns. Fluorescence can be seen simultaneously from both the excited base and the protonated base dye forms in basic methanol. For iodinated oxazine or thiazines, the triplet yield increases and can be as high as 0.5 (diiodo case) in acidic methanol. The triplet lifetimes are further shortened to approximately 10 microseconds compared to the non-iodinated derivatives above. The triplet yields of the iodo compounds are higher or equal to known singlet oxygen yields. In basic methanol triplet yields up to 0.2 can be seen, the triplet lifetime are shortened still further to 1 microsecond but no observable protonated form is produced (in distinction to the non-iodinated cases). Consideration is given to the correlation of triplet and singlet oxygen yields, ground and excited pKa properties, spin-orbit coupling and internal conversion properties, solvent effects, and phototherapeutic activity of these dyes.     

A Thermally Populated,Perpendicularly Twisted Alkene Triplet Diradical

Variable‐temperature NMR and ESR spectroscopic studies reveal that bis(dibenzo[a,i]fluorenylidene) 1 possesses a singlet ground state, 1 (S₀), while the 90° twisted triplet 1 (T₁) is populated to a small extent already at room temperature. Analysis of the increasing amount of paramagnetic 1 (T₁) at temperatures between 300 and 500 K yields the exchange interaction J_ex/h c=3351 cm⁻¹ and a singlet–triplet energy splitting of 9.6 kcal mol⁻¹, which is in excellent agreement with calculations (9.3 kcal mol⁻¹ at the UKS BP86/B3LYP/revPBE level of theory). In contrast, the zero‐field splitting parameter D is very small (calculated value −0.018 cm⁻¹) and unmeasurable.     

A novel sensitized chemiluminescence: Infrared emissions from thiazine dyes sensitized by singlet oxygen

An unusual infrared chemiluminescence emission (8130Å) of methylene blue, and other thiazine dyes, sensitized by singlet molecular oxygen is reported. This chemiluminescence does not correspond to the ordinary fluorescence of the dye and cannot be explained by previously proposed mechanisms for singlet oxygen sensitized emissions of dyes. From energetic considerations singlet molecular oxygen in its ¹Σ_g⁺ state is postulated as the sensitizing agent for the thiazine dye chemiluminescences. Schemes in which ¹Σ_g⁺ oxygen transfers electronic excitation energy (a) to the lowest triplet state of the dye, (b) to a combined multiplicity state of the lowest triplet state of the dye, and triplet molecular oxygen, or (c) to a charge-transfer state between the dye and oxygen, are compared. The chemiluminescence of methylene blue in aqueous solution may be used as a luminescent probe for ¹Σ_g⁺ oxygen.     

THE EFFECT OF MEDIUM POLARITY ON THE HEMATOPORPHYRIN-SENSITIZED PHOTOOXIDATION OF l-TRYPTOPHAN

Abstract The 83 μM hematoporphyrin (HP)-sensitized photooxidation of 0.1 mM tryptophan in aqueous solution buffered at pH 7.4 or in binary mixtures of phosphate buffer and organic solvents of higher (formamide) or lower (N,N-dimethylformamide, methanol, ethanol, tetrahydrofuran) polarity proceeds by a pure singlet oxygen (¹O₂) mechanism as suggested by azide quenching experiments, the rate-enhancing action of deuterated solvents, and the lack of any significant reaction between triplet HP and tryptophan. Both the first-order rate constant of the photoprocess and the photooxidation quantum yield (φ= 0.011 in phosphate buffer at pH 7.4) increase when the medium polarity is increased (e.g. φ= 0.024 in 90% formamide); this results mainly from the greater quantum yield of ¹O₂ generation and the longer lifetime of ¹O₂. The intrinsic reactivity of ¹O₂ with tryptophan is independent of formamide concentration. A moderate decrease in the medium polarity (e.g. in the range 0-30% methanol) enhances the efficiency of tryptophan photooxidation (φ= 0.014 in 30% methanol) as a result of the enhanced quantum yields of triplet HP and ¹O₂ formation. In contrast, the overall photooxidation rate is depressed at high concentrations of low-polarity organic solvents (e.g. φ= 0.0039 in 90% methanol) due to a 5.5-fold drop of the rate constant for the ¹O₂-tryptophan reaction which counteracts the enhancement of the lifetime and quantum yield of triplet HP and ¹O₂. The solvent composition also affects the equilibria between monomeric and multimeric forms of HP. However, under our experimental conditions, the aggregation state of HP appears to exert only a minor influence on the efficiency of tryptophan photooxidation.     

Isomerization Mechanisms of C_5H_2 on the Triplet and Singlet Potential Energy Surfaces

Density functional theory calculations with the B3LYP functional are used to study the structure and stabilities of C5H2 isomers and possible isomerization mechanisms on the triplet and singlet potential energy surfaces.Calculated results show that isomerization of C5H2 is likely to occur on the triplet potential energy surface while direct conversions of the singlet C5H2 isoers via 1,3-hydrogen migration transitions of the singlet C5H2 isomers via 1,3-hydrogen migration transition states are extremely difficult dynamically.In such isomerization processes,the hydrogen transfer processes in carbon chains are the rate-determining steps.The triplet species except the linear ground state X^3∑g^- are rather less stable than their singlet forms,although the singlet and triplet species haver similar geometries.     

ENERGY TRANSFER-ENHANCED CHEMILUMINESCENCE OF ADAMANTANONE (n,π*) AND ESTER (π,π*) SINGLET AND TRIPLET EXCITED STATES IN THE THERMOLYSIS OF SILYLOXYARYL-SUBSTITUTED SPIROADAMANTYL DIOXETANES†

Abstract— The thermal generation of singlet and triplet excited states from silyloxyaryl-substituted spiroadamantyl dioxetanes lab and the adamantylidineadamantane dioxetane (1c) was investigated by direct and enhanced chemiluminescence (CL). 9,10-Diphenylanthracene (DPA) and 9-fluorenone were used as energy acceptors in the singlet-singlet (S-S), naphthalene and europium chelate Eu(TTA)₃Phen (TTA = thenoyltrifluoroacetone, Phen = 1,10-phenanthroline) in the triplet-triplet (T-T) and 9,10-di-bromoanthracene (DBA) in triplet-singlet (T-S) energy transfer experiments. The direct chemiluminescence observed in the thermolysis of dioxetanes lab consisted of fluorescence derived from the singlet-excited adamantanones 2a,b. In the presence of naphthalene, selective T-S energy transfer with DBA (napthalene as quencher) displayed the adamantanone triplets 2a,b and with Eu(TTA)₃Phen (naphthalene as mediator) also the silyloxyaryl ester 3 triplets. From the Stern-Volmer constants (k_TNT_T⁰) the triplet lifetimes t⁰_t of these triplet state products were assessed. By using the Hastings-Weber standard, the total triplet excitation yield (φ^t) was estimated to be ca 20%. The energies of the first excited singlet and triplet states of the adamantanones 2a,b and the silyloxyaryl ester 3, the products of the thermally induced decomposition of dioxetanes la-c , were determined by semiempirical calculations (AMI-based configuration interaction), which included explicitly solvent effects on the excitation energies in terms of a self-consistent reaction field approach. The calculations revealed that the first excited singlet and triplet states of the adamantanones 2a,b are expectedly n,π*-type excitations while the silyloxyaryl ester 3 possesses π,π* character. The semiempirical computations suggest that excitation of the adamantanones 2a,b as well as the silyloxyaryl ester 3 is feasible in the thermolysis of the spiroadamantyl dioxetanes lab , which has been confirmed by the experimental energy transfer studies.