Anisotropy of electron structure at InAs(1 1 1) surfaces by laser pump-and-probe photoemission spectroscopy

The electronic structure and the electron dynamics of the clean InAs(1 1 1)A 2 × 2 and the InAs(1 1 1)B 1 × 1 surfaces have been studied by laser pump-and-probe photoemission spectroscopy. Normally unpopulated electron states above the valence band maximum (VBM) are filled on the InAs(1 1 1)A surface due to the conduction band pinning above the Fermi level (E_F). Accompanied by the downward band banding alignment, a charge accumulation layer is confined to the surface region creating a two dimensional electron gas (2DEG). The decay of the photoexcited carriers above the conduction band minimum (CBM) is originated by bulk states affected by the presence of the surface. No occupied states were found on the InAs(1 1 1)B 1 × 1 surface. This fact is suggested to be due to the surface stabilisation by the charge removal from the surface into the bulk. The weak photoemission intensity above the VBM on the (1 1 1)B surface is attributed to electron states trapped by surface defects. The fast decay of the photoexcited electron states on the (1 1 1)A and the (1 1 1)B surfaces was found to be τ_1 1 1 A ? 5 ps and τ_1 1 1 B ?  4 ps, respectively. We suggest the diffusion of the hot electrons into the bulk is the decay mechanism.     

Experimental correlation between photoemission matrix elements and LEED intensities in superperiodic structures

A direct comparison between photoemission measurements and band structure calculations is sometimes tricky. Matrix element effects may affect considerably the spectral weight of the electronic states and prevent the expected translational symmetry of the band structure from being observed. We show how matrix element effects can be qualitatively described to a certain extent by making an analogy between photoemission and low energy electron diffraction. We have tested this approach in two superperiodic systems. We have first explained the intensity distribution in different Brillouin zones of a surface state in Si(1 1 1)-(7 × 7), where the surface state spectral intensity does not exhibit the (7 × 7) symmetry. We have also compared the LEED intensity of superperiodic LEED spots with the energy dependence of bulk bands on a facetted Si surface as measured by photoemission.     

Bulk vs. surface effects in ARPES experiment from La2/3Sr1/3MnO3 thin films

Experiments directly probing the electronic states using angle-resolved photoemission (ARPES) were carried out on La_2/3Sr_1/3MnO₃ in order to elucidate its electronic properties. ARPES is a surface sensitive technique where bulk and surface states are usually both present. We present high-resolution ARPES studies in the (1 0 0) and (1 1 0) mirror planes and compare them with simulated ARPES based on GGA + U band structure calculations. In the (1 1 0) mirror plane we identify surface umklapps accounted by surface reconstruction which couple to bulk electronic states. As predicted by the simulated spectra there is additional spectral intensity at the Fermi level detected in ARPES data due to k_⊥-broadening effects in the photoemission final states. We demonstrate that this additional spectral intensity is a convenient spectral marker for determination of the k_F Fermi momenta.     

Angle resolved photoemission study of the Ce/Pd(1 1 1) interface

X-ray and UV excitation angle resolved photoemission spectroscopy of ultra-thin films of cerium deposited on a Pd(1 1 1) single-crystal surface has been carried out. Both core level and valence band spectra show a formation of a surface alloy exhibiting d- and f-electron orbital hybridization. An azimuth and polar angle mapping of X-ray excited photoemission intensities results in a surface-geometrical structure information. Mapping of ultra-violet photoelectron intensities as a function of emission angles is used for a band mapping and an electronic structure determination. The d-, f-hybridization occurs even for 0.7 ML of Ce deposited at room temperature. The surface annealing at 260 °C enhances this behavior. A shift of Pd 4d-derived states to higher binding energy in the Ce-Pd systems is observed.     

Observation of an underlying relativistic effect in the valence bands of Pt

We have measured the photoelectron spin polarization emitted by unpolarized UV radiation from the valence-bands of the well ordered Pt(0 0 1)-(5 × 1) surface and the disordered surface destroyed by Ar ions bombardment. Almost identical spin polarizations have been observed in both cases. This observation suggests that the electron spin polarization in photoemission caused by unpolarized light is determined by a short-range order of atoms. This finding has an obvious implication that the electron spin polarization in photoemission caused by unpolarized light can be used to study the bulk electronic structure of the nonmagnetic materials.     

Theoretical study of hydrogen adsorption on the GaN(0 0 0 1) surface

Ab initio density functional theory, using the B3LYP hybrid functional with all-electron basis sets, has been applied to the adsorption of H on the (0 0 0 1) surface of wurtzite GaN. For bulk GaN, good agreement is obtained with photoemission and X-ray emission data for the valence band and for the Ga 3d and N 2s shallow core levels. A band gap of E_g = 4.14 eV is computed vs the experimental value (at 0 K) of 3.50 eV. A simple model, consisting of a (2 × 2) structure with 3/4-monolayer (ML) of adsorbed H, is found to yield a density of states in poor agreement with photoemission data for H adsorbed on surfaces prepared by ion bombardment and annealing. A new model, consisting of co-adsorbed Ga (1/4 ML) and H (1/2 ML), is proposed to account for these data.     

Surface resonance transition of roughened Cu(1 1 0)

The temperature dependence of the reflection anisotropy spectroscopy (RAS) of a Cu(1 1 0) surface has been studied over the temperature range 700-1000 K. Because of the roughening transition at 900 K, the bimodal feature at 4.2 eV for a clean surface shifted to 4.3 eV on annealing. A significant decrease in intensity of the same energy level was also observed with increasing annealing temperature. In the annealing temperature range 700-1000 K, anharmonic behavior is expected to be the predominant process of atomic disordering at the surface. Changes in the RAS of Cu(1 1 0) as a result of thermal processing can be understood in terms of the associated changes in surface states. The RAS signal for a surface resonance transition at 4.2 eV is associated with monoatomic [0 0 1] steps.     

Origin of localized states in graphite: Indirect photoemission processes or impurities?

The electronic band structure of different types of graphite samples have been investigated in order to identify the origin of non-dispersive density of states recently reported in the literature. A systematic series of synchrotron radiation angle resolved photoemission spectroscopy (ARPES) measurements on graphite single crystal, highly oriented graphite (HOPG) and epitaxial grown graphite single crystal on 6H-SiC(0 0 0 1) samples, have been carried out as well as compared with theoretical tight binding calculations. Our results indicate that these localized states are present in all the graphite-investigated samples showing the same non-dispersive character and at the same binding energies. The photoemission data taken at several photon energies demonstrate that these states are not surface states nor due to indirect photoemission processes. It seems that they are closely related to the level of impurities present in the studied samples.     

Growth and electronic properties of ultra-thin Ag films on Ni(1 1 1)

We studied the growth mode and electronic properties of ultra-thin silver films deposited on Ni(1 1 1) surface by means of scanning tunnelling microscopy (STM) and angle resolved photoemission spectroscopy (ARPES). The formation of the 4d-quantum well states (QWS) was analysed within the phase accumulation model (PAM). The electronic structure of the 1 ML film is consistent with the silver layer which very weakly interacts with the supporting surface. The line-shape analysis of Ag-4d_xz,yz QWS spectrum support the notion of strong localization of these states within the silver layer. The asymmetry of the photoemission peaks implies that the decay of the photo-hole appears to be influenced by the dynamics of the electrons in the supporting surface.     

Theoretical study of the electronic structure of the Si3N4(0 0 0 1) surface

Density functional theory has been applied to a study of the electronic structure of the ideally-terminated, relaxed and H-saturated (0 0 0 1) surfaces of β-Si₃N₄ and to that of the bulk material. For the bulk, the lattice constants and atom positions and the valence band density of states are all in good agreement with experimental results. A band gap of 6.7 eV is found which is in fair accord with the experimental value of 5.1-5.3 eV for H-free Si₃N₄. Using a two-dimensionally-periodic slab model, a π-bonding interaction is found between threefold-coordinated Si and twofold-coordinated N atoms in the surface plane leading to π and π* surface-state bands in the gap. A surface-state band derived from s-orbitals is also found in the gap between the upper and lower parts of the valence band. Relaxation results in displacements of surface and first-underlayer atoms and to a stronger π-bonding interaction which increases the π-π* gap. The relaxed surface shows no occupied surface states above the valence band maximum, in agreement with recent photoemission data for a thin Si₃N₄ film. The π* band, however, remains well below the conduction band minimum (but well above the Fermi level). Adsorbing H at all dangling-bond sites on the ideally-terminated surface and then relaxing the surface and first underlayer leads to smaller, but still finite, displacements in comparison to the clean relaxed surface. This surface is more stable, by about 3.67 eV per H, than the clean relaxed surface.     

Role of final states in photoemission from Al(1 1 1)

Enhancement of surface state peaks in angle resolved ultraviolet photoelectron spectra (ARUPS) from the Al(1 1 1) surface is studied experimentally and theoretically within the one-step model of photoemission. The resonant enhancement of the surface state emission is explained by the crucial role of elastic scattering of the outgoing electron. Dipole transitions to evanescent states in the final bands of the crystal are shown to determine photoemission at the resonant photon energy. The band structure based explanation is confirmed by the measurements of electron reflectivity and of the fine structure of valence band spectra. The surface sensitivity of ARUPS is shown to depend strongly on the complex band structure of the crystal and to be finely tunable by the choice of photoemitted electron energy.     

Anisotropy of the angle resolved electron attenuation at crystal surfaces

Photoemission multiple scattering theory is used to describe the electron transport in the surface region of a crystal. Intensities of photoemission from core levels of atoms situated in subsurface atomic layers are calculated as a function of the emitter distance from the surface. The electron angle resolved attenuation length (ARAL) is extracted from the exponential fitting of the intensity decays of photoemission into different directions. Substantial anisotropy of the electron ARAL is found for the Cu(1 1 1) surface in Mg Kα photoexcitation of Cu 2p_3/2 levels and correlated with the orientation of highly packed atomic rows. Enhanced photoemission contributions from specific subsurface layers, caused by electron forward focusing effects, are reported.     

Photoelectron diffraction effect in the highly ordered Si(5 5 7)/Pb surface

The electronic structure of vicinal Si(5 5 7) surface covered with 2 ML Pb, ordered after annealing at 640 K as found previously [C. Tegenkamp, Z. Kallassy, H.-L. Gunter, V. Zielasek, H. Pfnür, Eur. Phys. J. B 43 (2005) 557; C. Tegenkamp, Z. Kallassy, H. Pfnür, H.-L. Gunter, V. Zielasek, M. Henzler, Phys. Rev. Lett. 95 (2005) 176804], is studied with angle-resolved photoemission spectroscopy (ARPES) at a temperature of 130 K. The spectra show a superposition of Pb-induced electronic surface states and the Si(1 1 1) bulk band states. The observed splitting of a Si bulk band suggests photoelectron diffraction on the one-dimensional grid of the vicinal surface.     

C-Fe chains due to segregated carbon impurities on Fe(1 0 0)

Bulk carbon impurities segregate at the Fe(1 0 0) surface and, upon thermal annealing, can form metastable surface phases with local and long range order and peculiar electronic properties. We present a surface science study of C-segregated Fe(1 0 0) with scanning tunneling microscopy, angle resolved photoemission, and ab initio calculations of the surface structure and electron states. In particular the c(3√2 × √2) structure, observed for 0.67 atomic layers of C segregated at the iron surface, is found to be due to self-organized carbon stripes made of zig-zag chains. The strong hybridization between C and Fe was observed in ARPES spectra.     

Angle-resolved and resonant photoemission study of the ZrO-like film on ZrC(1 0 0)

Angle-resolved photoemission spectroscopy (ARPES) and resonant photoemission spectroscopy (RPES) have been used to study the electronic structure of the ZrO-like film formed on a ZrC(1 0 0) surface. It is found that, in addition to the O 2p band observed at 6-8 eV, states exist at 0.15 and 0.75 eV around the point. ARPES measurements show that the states at 0.15 and 0.75 eV disperse towards the lower binding energy side and cross the Fermi level along the direction. RPES measurements show that the former state shows a resonant behavior characteristic of the intra-atomic Zr 4d resonance, suggesting that the state includes substantial contribution of Zr 4d orbitals. On the other hand, the latter state shows a resonant behavior similar to that of the O 2p state in ZrO. The resonance is thought to be caused through the inter-atomic deexcitation mechanism involving the emissions of O 2p electrons, and thus the latter state is ascribed to that mostly composed of the O 2p component.     

Inverse photoemission spectroscopy of the unoccupied electronic structure of Na/Cu(110)

The unoccupied electronic states of Na thin films on a Cu(110) substrate have been measured by inverse photoemission spectroscopy (IPES). The IPES spectrum provides the intensity of the unoccupied states, which decreases with increasing Na coverage at off-normal incidence of the electron beam. The IPES spectra at 17 and 19 eV incident electron energies show a shift towards the Fermi level with increasing Na coverage for the peak at ∼7.8 eV.     

Adsorption of 2-butyne on Si(0 0 1) at room temperature: A valence band photoemission study

We present an angle resolved ultraviolet photoemission spectroscopy study of the adsorption of 2-butyne (CH₃-CC-CH₃) on Si(0 0 1)-2 × 1 at room temperature. We recorded valence band photoemission spectra for two azimuthal positions of a vicinal silicon surface, where all the rows formed by the surface silicon dimers are parallel. The photoemission symmetry selection rules allow the determination of the orientation of the molecular orbitals. The photoemission signal of the HOMO is enhanced when the electric field is parallel to the dimer rows. This showed that the π orbital left intact after the cyclo-addition reaction of the molecule with one silicon dimer is parallel to the dimer rows. This indicates that each 2-butyne molecule adsorbs on one silicon dimer. In spite of the size of the system and the vicinity of the orbitals, the angle resolved study points out that no dispersion of the electronic bands occurs. Not all the surface dimers are reacted so some disorder still exists on the surface preventing the formation of Bloch states.     

Valence of “divalent” rare earth metals

It is generally recognized that light rare earths change their valence from 2 to 3 when forming a bulk metal while remaining divalent at the surface. However, performed DFT calculations ultimately indicate that the higher-binding-energy peaks in photoemission spectra (like the −5.3 eV peak for Sm), characteristic of the trivalent 4fⁿ⁻¹5d¹ configuration, correspond not to the ground state, but to excited states induced by radiation. This means that the trivalent state is not inherent for the bulk of divalent rare earths, and therefore they do not become trivalent.     

Joint experimental and computational study of aluminum electron energy loss spectra

Experimental reflection electron energy loss (REEL) spectra are measured from aluminum for primary energies ranging from 130 eV to 2 keV. A Monte Carlo simulation is shortly described and used to calculate the same spectra. The focus is on reproducing the variable weight of surface and bulk losses as the surface sensitivity of spectra changes by changing the primary electron energy. The intensity of surface losses in the simulations is modulated by the thickness of the region where surface excitations occur. Simulations based either on a constant or an energy-dependent thickness for this layer are considered. In both cases, simulated spectra reproduce the experimental trend as a function of energy, though the correct surface-to-bulk intensity ratio for each energy is either underestimated or overestimated.     

Electronic structure of bismuth terminated InAs(1 0 0)

Deposition of Bi onto (4 × 2)/c(8 × 2)-InAs(1 0 0) and subsequent annealing results in a (2 × 6) surface reconstruction as seen by low electron energy diffraction. The Bi condensation eliminates the original (4 × 2) surface reconstruction and creates a new structure including Bi-dimers. This surface is metallic and hosts a charge accumulation layer seen through photoemission intensity near the Fermi level. The accumulation layer is located in the bulk region below the surface, but the intensity of the Fermi level structure is strongly dependent on the surface order.