Electronically selective chemical functionalization of carbon nanotubes: correlation between Raman spectral and electrical responses

Single-walled carbon nanotubes (SWNTs) demonstrate remarkable electronic and mechanical properties useful in developing areas such as nanoelectromechanical systems and flexible electronics. However, the highly inhomogeneous electronic distribution arising from different diameters and chirality in any given as-synthesized SWNT samples imposes severe limitations. Recently demonstrated selective chemical functionalization methods may provide a simple scalable means of eliminating metallic tubes from SWNT transistors and electronic devices. Here, we report on combined electron transport and Raman studies on the reaction of 4-bromobenzene diazonium tetrafluoroborate directly with single and networks of SWNT transistors. First, Raman studies are carried out on isolated individual SWNTs grown on SiO2/Si substrates by chemical vapor deposition with and without metal contacts. Metallic tubes are found to have, on average, higher reactivity toward diazonium reagents. However, a considerable degradation of electrical properties of semiconducting tubes occurs if the reaction is carried out to the point where the conductivity of metallic tubes is significantly suppressed. Insights from single-tube studies are then applied to elucidate the electrical and the Raman responses of SWNT random network transistors of different channel lengths to chemical functionalization.     

Sidewall carboxylic acid functionalization of single-walled carbon nanotubes

The reactions of single-walled carbon nanotubes (SWNTs) with succinic or glutaric acid acyl peroxides in o-dichlorobenzene at 80-90 degrees C resulted in the addition of 2-carboxyethyl or 3-carboxypropyl groups, respectively, to the sidewalls of the SWNT. These acid-functionalized SWNTs were converted to acid chlorides by derivatization with SOCl(2) and then to amides with terminal diamines such as ethylenediamine, 4,4'-methylenebis(cyclohexylamine), and diethyltoluenediamine. The acid-functionalized SWNTs and the amide derivatives were characterized by a set of materials characterization methods including attenuated total reflectance (ATR) FTIR, Raman and solid state (13)C NMR spectroscopy, transmission electron microscopy (TEM), and thermal gravimetry-mass spectrometry (TG-MS). The degree of SWNT sidewall functionalization with the acid-terminated groups was estimated as 1 in 24 carbons on the basis of TG-MS data. In comparison with the pristine SWNTs, the acid-functionalized SWNTs show an improved solubility in polar solvents, for example, alcohols and water, which enables their processing for incorporation into polymer composite structures as well as for a variety of biomedical applications.     

Carbon nanotube sidewall functionalization with carbonyl compounds--modified Birch conditions vs the organometallic reduction approach

Covalent addition reactions turned out to be one of the most important functionalization techniques for a structural alteration of single walled carbon nanotube (SWCNT) scaffolds. During the last years, several reaction sequences based on an electrophilic interception of intermediately generated SWCNT(n-) carbanions, obtained via Birch reduction or by a nucleophilic addition of organometallic species, have been developed. Nevertheless, the scope and the variety of potential electrophiles is limited due to the harsh reaction conditions requested for a covalent attachment of the functional entities onto the SWCNT framework. Herein, we present a significant modification of the reductive alkylation/arylation sequence, the so-called Billups reaction, which extends the portfolio of electrophiles for covalent sidewall functionalization to carbonyl compounds--ketones, esters, and even carboxylic acid chlorides. Moreover, these carbonyl-based electrophiles can also be used as secondary functionalization reagents for anionic SWCNT intermediates, derived from a primary nucleophilic addition step. This directly leads to the generation of mixed functional SWCNT architectures, equipped with hydroxyl or carbonyl anchor groups, suitable for ongoing derivatization reactions. A correlated absorption and emission spectroscopic study elucidates the influence of the covalent sidewall functionalization degree onto the excitonic transition features of carbon nanotubes. The characterization of the different SWCNT adducts has been carried out by means of Raman, UV-vis/nIR, and fluorescence spectroscopy as well as by thermogravimetric analysis combined with mass spectrometry and X-ray photoelectron spectroscopy analysis.     

Raman spectroscopy of individual single-walled carbon nanotubes from various sources

Resonance Raman spectroscopy/microscopy was used to study individualized single-walled carbon nanotubes (SWNTs) both in aqueous suspensions as well as after spin-coating onto Si/SiO2 surfaces. Four different SWNT materials containing nanotubes with diameters ranging from 0.7 to 1.6 nm were used. Comparison with Raman data obtained for suspensions shows that the surface does not dramatically affect the electronic properties of the deposited tubes. Raman features observed for deposited SWNTs are similar to what was measured for nanotubes directly fabricated on surfaces using chemical vapor deposition (CVD) methods. In particular, individual semiconducting tubes could be distinguished from metallic tubes by their different G-mode line shapes. It could also be shown that the high-power, short-time sonication used to generate individualized SWNT suspensions does not induce defects in great quantities. However, (additional) defects can be generated by laser irradiation of deposited SWNTs in air, thus giving rise to an increase of the D-mode intensity for even quite low power densities (approximately 10(4) W/cm2).     

RBM band shift-evidenced dispersion mechanism of single-wall carbon nanotube bundles with NaDDBS

The dispersion process of single-wall carbon nanotube (SWNT) by using sodium dodecylbenzene sulfonate (NaDDBS) was studied by means of surface tension measurements, ultraviolet-visible (UV-Vis) spectroscopy, scanning electron microscopy (SEM), and transmission electron spectroscopy (TEM). The critical micelle concentration (CMC) and the concentration where the surface tension begins to drop increase by the presence of SWNT. The isotherm of NaDDBS amount adsorbed on SWNT shows the plateau region at 0.2-6 mM and the saturated region above 40 mM. The external surface of SWNT bundle is fully covered with adsorbed NaDDBS at the plateau region, showing that SWNTs can be dispersed with the bundle form. On the other hand, SWNTs are dispersed in individual tubes at the saturated region, where the adsorption amount corresponds to coating of individual tube surfaces with NaDDBS. This dispersion state was confirmed by SEM and TEM observations. The effect of the dispersion state of SWNTs on radial breathing mode in Raman spectrum gave inherent peak shifts, being the in situ evidences on the step-wise dispersion mechanism of the SWNT bundle to the individual tubes.     

A route for bulk separation of semiconducting from metallic single-wall carbon nanotubes

Substantial separation of single-wall carbon nanotubes (SWNTs) according to type (metallic versus semiconducting) has been achieved for HiPco and laser-ablated SWNTs. We presently argue that stable dispersions of SWNTs with octadecylamine (ODA) in tetrahydrofuran (THF) originate from the physisorption and organization of ODA along the SWNT sidewalls in addition to the originally proposed zwitterion model. Furthermore, the reported affinity of amine groups for semiconducting SWNTs, as opposed to their metallic counterparts, contributes additional stability to the physisorbed ODA. This provides a venue for the selective precipitation of metallic SWNTs upon increasing dispersion concentration, as indicated by Raman investigations.     

Separation of single-walled carbon nanotubes on silica gel. Materials morphology and Raman excitation wavelength affect data interpretation

In this report, procedures are discussed for the enrichment of single-walled carbon nanotube (SWNT) types by simple filtration of the functionalized SWNTs through silica gel. This separation uses nanotube sidewall functionalization employing two different strategies. In the first approach, a crude mixture of metallic and semiconducting SWNTs was heavily functionalized with 4-tert-butylphenyl addends to impart solubility to the entire sample of SWNTs. Two major polarity fractions were rapidly filtered through silica gel, with the solvent being removed in vacuo, heated to 700 degrees C to remove the addends, and analyzed spectroscopically. The second approach uses two different aryldiazonium salts (one with a polar grafting group and one nonpolar), appended selectively onto the different SWNTs by means of titration and monitoring by UV analysis throughout the functionalization process. The different addends accentuate the polarity differences between the band-gap-based types permitting their partial separation on silica gel. Thermal treatment regenerated pristine SWNTs in enriched fractions. The processed samples were analyzed and characterized by Raman spectroscopy. A controlled functionalization method using 4-fluorophenyl and 4-iodophenyl addends was performed, and XPS analyses yielded data on the degree of functionalization needed to affect the van Hove singularities in the UV/vis/NIR spectra. Finally, we demonstrate that relative peak intensity changes in Raman spectra can be caused by morphological changes in SWNT bundling based on differing flocculation or deposition methods. Therefore a misleading impression of separations can result, underscoring the care needed in assessing efficacies in SWNT enrichment and the prerequisite use of multiple excitation wavelengths and similar flocculation or deposition methods in comparative analyses.     

Optical Properties of Single-Walled Carbon Nanotubes Separated in a Density Gradient; Length, Bundling, and Aromatic Stacking Effects

Single-walled carbon nanotubes (SWNTs) are promising materials for in vitro and in vivo biological applications due to their high surface area and inherent near infrared photoluminescence and Raman scattering properties. Here, we use density gradient centrifugation to separate SWNTs by length and degree of bundling. Following separation, we observe a peak in photoluminescence quantum yield (PL QY) and Raman scattering intensity where SWNT length is maximized and bundling is minimized. Individualized SWNTs are found to exhibit high PL QY and high resonance-enhanced Raman scattering intensity. Fractions containing long, individual SWNTs exhibit the highest PL QY and Raman scattering intensities, compared to fractions containing single, short SWNTs or SWNT bundles. Intensity gains of approximately ~1.7 and 4-fold, respectively, are obtained compared with the starting material. Spectroscopic analysis reveals that SWNT fractions at higher displacement contain increasing proportions of SWNT bundles, which causes reduced optical transition energies and broadening of absorption features in the UV-Vis-NIR spectra, and reduced PL QY and Raman scattering intensity. Finally, we adsorb small aromatic species on "bright," individualized SWNT sidewalls and compare the resulting absorption, PL and Raman scattering effects to that of SWNT bundles. We observe similar effects in both cases, suggesting aromatic stacking affects the optical properties of SWNTs in an analogous way to SWNT bundles, likely due to electronic structure perturbations, charge transfer, and dielectric screening effects, resulting in reduction of the excitonic optical transition energies and exciton lifetimes.     

Effect of electron-donating and electron-withdrawing groups on peptide/single-walled carbon nanotube interactions

Nano-1, a designed peptide, has been demonstrated to efficiently disperse individual single-walled carbon nanotubes (SWNTs) by folding into an amphiphilic alpha-helix wherein the phenylalanine (Phe) residues on the hydrophobic face of the helix interact via pi-stacking with the aromatic surface of the SWNT. In this study, the ability of electron-donating (hydroxyl) and electron-withdrawing (nitro) groups on the phenyl ring of Phe to affect the interactions between the peptide and SWNTs is examined by substituting the Phe residues in the nano-1 sequence with tyrosine and p-nitro-phenylalanine, respectively. Atomic force microscopy measurements and optical absorption spectroscopy revealed that the ability to disperse individual SWNTs increases with increasing electron density of the aromatic residue on the hydrophobic face of the amphiphilic helical peptides. Scanning tunneling spectroscopy (STS) and Raman analyses were used to examine the effect of noncovalent protein functionalization on the electronic properties of SWNTs. Small shifts in the Raman G band peak for the peptide/SWNT composites, as well as weak features that appear near the Fermi energy (Ef) in the STS dI/dV spectra of the peptide-coated SWNTs, are suggestive of a weak charge-transfer interaction between the peptides and the SWNTs.     

Spectroelectrochemistry of carbon nanostructures.

This review is focused on charge-transfer reactions at carbon nanotubes and fullerenes. The spectroelectrochemistry of fullerenes deals with the spin states of fullerenes, the role of mono-anions and the reactivity of higher charged states in C60. The optical (Vis-NIR) spectroelectrochemistry of single-walled carbon nanotubes (SWNTs) follows changes in the allowed optical transitions among the Van Hove singularities. The Raman spectroelectrochemistry of SWNT benefits from strong resonance enhancement of the Raman scattering. Here, both semiconducting and metallic SWNTs are analyzed using the radial breathing mode (RBM) and G-modes as well as the second order (D, G') and intermediate frequency modes. Raman spectroelectrochemistry of SWNT allows the addressing of index-identified tubes and even single isolated nanotubes. Optical and Raman spectroelectrochemistry of fullerene peapods, C60@SWNT and C70@SWNT indicates effective shielding of the intratubular fullerene (peas). The most striking effect in the spectroelectrochemistry of peapods is the so-called "anodic Raman enhancement" of intratubular C60. Double-walled carbon nanotubes (DWNTs) give a specific spectroscopic response in Vis-NIR spectroelectrochemistry for the inner and the outer tube. They are better distinguishable by Raman spectroelectrochemistry which allows a precise tracing of the specific doping response of outer/inner tubes.     

Noncovalent functionalization of DNA-wrapped single-walled carbon nanotubes with platinum-based DNA cross-linkers

A method for noncovalent functionalization of DNA-wrapped single-walled carbon nanotubes (SWNTs) using platinum-based DNA cross-linkers is investigated. In particular, cisplatin and potassium tetrachloroplatinate are shown to bind to DNA that encapsulates SWNTs in aqueous solution. The bound platinum salt can then be reduced to decorate the DNA-encapsulated SWNTs with platinum nanoparticles. The resulting SWNT/DNA/Pt hybrids are investigated by optical absorption spectroscopy, circular dichroism spectroscopy, Raman spectroscopy, X-ray diffraction, transmission electron microscopy, and atomic force microscopy. The unique combination of catalytic activity of nanoscale platinum, biological functionality of DNA, and optoelectronic properties of SWNTs suggests a myriad of applications including fuel cells, catalysts, biosensors, and electrochemical devices.     

Simulation of adsorption of DNA on carbon nanotubes

We report molecular dynamics simulations of DNA adsorption on a single-walled carbon nanotube (SWNT) in an aqueous environment. We have modeled a DNA segment with 12 base pairs (Dickerson dodecamer) and a (8,8) SWNT in water, with counterions to maintain total charge neutrality. Simulations show that DNA binds to the external surface of an uncharged or positively charged SWNT on a time scale of a few hundred picoseconds. The hydrophobic end groups of DNA are attracted to the hydrophobic SWNT surface of uncharged SWNTs, while the hydrophilic backbone of DNA does not bind to the uncharged SWNT. The binding mode of DNA to charged SWNTs is qualitatively different from uncharged SWNTs. The phosphodiester groups of the DNA backbone are attracted to a positively charged SWNT surface while DNA does not adsorb on negatively charged SWNTs. There is no evidence for canonical double-stranded DNA wrapping around either charged or uncharged SWNTs on the very short time scales of the simulations. The adsorption process appears to have negligible effect on the internal stacking structure of the DNA molecule but significantly affects the A to B form conversion of A-DNA. The adsorption of A-DNA onto an uncharged SWNT inhibits the complete relaxation of A-DNA to B-DNA within the time scale of the simulations. In contrast, binding of the A-DNA onto a positively charged SWNT may promote slightly the A to B conversion.     

Preferred functionalization of metallic and small-diameter single-walled carbon nanotubes by nucleophilic addition of organolithium and -magnesium compounds followed by reoxidation

Covalent sidewall addition to single-walled nanotubes (SWNTs) of a series of organolithium and organomagnesium compounds (nBuLi, tBuLi, EtLi, nHexLi, nBuMgCl, tBuMgCl) followed by reoxidation is reported. The functionalized R(n)-SWNTs were characterized by Raman and NIR emission spectroscopy. The reaction of SWNTs with organolithium and magnesium compounds exhibits pronounced selectivity: in general, metallic tubes are more reactive than semiconducting ones. The reactivity of SWNTs toward the addition of organometallic compounds is inversely proportional to the diameter of the tubes. This was determined simultaneously and independently for both metallic and semiconducting SWNTs. The reactivity also depends on the steric demands of the addend. Binding of the bulky t-butyl addend is less favorable than addition of primary alkyl groups. Significantly, although tBuLi is less reactive than, for example, nBuLi, it is less selective toward the preferred reaction with metallic tubes. This unexpected behavior is explained by fast electron transfer to the metallic SWNTs having low-lying electronic states close to the Fermi level, a competitive initial process. The NIR emission of weakly functionalized semiconducting SWNTs, also reported for the first time, implies interesting applications of functionalized tubes as novel fluorescent reporter molecules.     

Covalent sidewall functionalization of single wall carbon nanotubes

Alkyllithium reagents may be used to attach alkyl groups to the sidewalls of fluoro nanotubes. Thermal gravimetric analysis combined with UV-vis-Nir spectroscopy has been used to provide a quantitative measure of the degree of functionalization. SWNTs prepared using the HiPco process exhibit a higher degree of alkylation than SWNTs from the laser-oven method, indicating that the smaller diameter fluoro tubes are alkylated more readily. The spectral signature of the pristine SWNTs can be regenerated when the alkylated SWNTs are heated in Ar at 500 degrees C, demonstrating that dealkylation occurs at this temperature. TGA-MS analysis using a sample of n-butylated h-SWNTs showed that 1-butene and n-butane are formed during thermolysis.     

The radiation degradation of a nanotube-polyimide nanocomposite

The radiation degradation of a nanotube-polyimide nanocomposite was studied. Radiation chemistry was observed that was not present in the unmodified polymer or in the imbedded single-walled carbon nanotubes (SWNTs) themselves. The tensile properties were found to be improved by the addition of SWNTs in the unirradiated materials, and no deterioration in these properties with irradiation was observed. The SWNTs were found to have a detrimental effect on the optical properties however. The transparency of the composite was degraded significantly faster by electron-beam radiation than the neat polymer was. This may make the SWNT/polyimide composites unsuitable for some space applications. Electron Spin Resonance (ESR) measurements determined that the SWNTs interfere with the radical chemistry in the irradiated materials. This could be due to energy dissipation by the SWNT network, preventing the formation of radical species, or alternatively, preferential reaction or termination of radicals by the nanotubes. FT-Raman spectroscopy was found to be a very useful tool for examining SWNTs embedded at low concentrations. It revealed no signs of SWNT degradation up to 10 MGy.     

Preferential growth of single-walled carbon nanotubes on silica spheres by chemical vapor deposition

The preferential growth of single-walled carbon nanotubes (SWNTs) on silica spheres with various diameters was realized for the first time by chemical vapor deposition (CVD) of methane. SWNTs tend to wrap the silica spheres to form a new superstructure of uniform SWNT nanoclaws when the diameters of the silica spheres are larger than 400 nm. The SWNTs obtained on silica spheres have highly graphitic tubular walls as characterized by Raman spectroscopy and HRTEM. This is a new method to obtain tunable uniform elastic deformation of SWNTs, which may act as the model for the study about the effect of delocalized bending on the properties of SWNTs. In addition, the combination of SWNTs with monodispersed silica spheres could conveniently integrate SWNTs into photonic crystals.     

Catalytic polymerization and facile grafting of poly(furfuryl alcohol) to single-wall carbon nanotube: preparation of nanocomposite carbon

A nanocomposite carbon was prepared by grafting a carbonizable polymer, poly(furfuryl alcohol) (PFA), to a single-wall carbon nanotube (SWNT). The SWNT was first functionalized with arylsulfonic acid groups on the sidewall via a method using a diazonium reagent. Both Raman and FTIR spectroscopies were used to identify the functional groups on the nanotube surface. HRTEM imaging shows that the SWNT bundles are exfoliated after functionalization. Once this state of the SWNTs was accomplished, the PFA-functionalized SWNT (PFA-SWNT) was prepared by in situ polymerization of furfuryl alcohol (FA). The sulfonic acid groups on the surface of the SWNT acted as a catalyst for FA polymerization, and the resulting PFA then grafted to the SWNTs. The surfaces of the SWNTs converted from hydrophilic to hydrophobic when they were wrapped with PFA. The formation of the polymer and the attraction between it and the sulfonic acid groups were confirmed by IR spectra. A nanocomposite carbon was generated by heating the PFA-SWNT in argon at 600 degrees C, a process during which the PFA was transformed to nanoporous carbon (NPC) and the sulfonic acid groups were cleaved from the SWNT. Based upon the Raman spectra and HRTEM images of the composite, it is concluded that SWNTs survive this process and a continuous phase is formed between the NPC and the SWNT.     

Rational chemical strategies for carbon nanotube functionalization

Whereas the chemistry of fullerenes is well-established, the chemistry of single-walled carbon nanotubes (SWNTs) is a relatively unexplored field of research. Investigations into the bonding of moieties onto SWNTs are important because they provide fundamental structural insight into how nanoscale interactions occur. Hence, understanding SWNT chemistry becomes critical to rational, predictive manipulation of their properties. Among the strategies discussed include molecular metal complexation with SWNTs to control site-selective chemistry in these systems. In particular, work has been performed with Vaska's and Wilkinson's complexes to create functionalized adducts. Functionalization should offer a relatively simple means of tube solubilization and bundle exfoliation, and also allows for tubes to be utilized as recoverable catalyst supports. Solubilization of oxidized SWNTs has also been achieved through derivatization by using a functionalized organic crown ether. The resultant adduct yielded concentrations of dissolved nanotubes on the order of 1 g L(-1) in water and at elevated concentrations in a range of organic solvents, traditionally poor for SWNT manipulation. To further demonstrate chemical processability of SWNTs, we have subjected them to ozonolysis, followed by treatment with various independent reagents, to rationally generate a higher proportion of oxygenated functional groups on the nanotube surface. This protocol has been found to purify nanotubes. More importantly, the reaction sequence has been found to ozonize the sidewalls of these nanotubes. Finally, SWNTs have also been chemically modified with quantum dots and oxide nanocrystals. A composite heterostructure consisting of nanotubes joined to nanocrystals offers a unique opportunity to obtain desired physical, electronic, and chemical properties by adjusting synthetic conditions to tailor the size and structure of the individual sub-components, with implications for self-assembly.     

Polymer brushes on single-walled carbon nanotubes by atom transfer radical polymerization of n-butyl methacrylate

Polymer brushes with single-walled carbon nanotubes (SWNT) as backbones were synthesized by grafting n-butyl methacrylate (nBMA) from the ends and sidewalls of SWNT via atom transfer radical polymerization (ATRP). Carboxylic acid groups on SWNT were formed by nitric acid oxidation. The ATRP initiators were covalently attached to the SWNT by esterification of 2-hydroxyethyl 2'-bromopropionate with carboxylic acid groups. Methyl 2-bromopropionate (MBP) was added as free initiator during the brush preparation to control growth of the brushes and to monitor the polymerization kinetics. Size-exclusion chromatography (SEC) results show that the molecular weight of free poly(n-butyl methacrylate) (PnBMA) increased linearly with nBMA monomer conversion. PnBMA cleaved from the SWNT after high conversion had the same molecular weight as PnBMA produced in solution. Thermogravimetric analyses (TGA) show that the amount of PnBMA grown from the SWNT increased linearly with the molecular weight of the free PnBMA. The most highly PnBMA-functionalized SWNT dissolve in 1,2-dichlorobenzene, chloroform, and tetrahydrofuran, and solubility increases with the amount of PnBMA bound to SWNT. Near-infrared and Raman spectra indicate that the side walls of the SWNT were lightly functionalized by the nitric acid treatment and that the degree of functionalization of the SWNT did not change significantly during the formation of initiator or during the polymerization. Atomic force microscopy (AFM) images show contour lengths of the SWNT brushes on a mica surface from 200 nm to 2.0 microm and an average height of the backbone of 2-3 nm, indicating that the bundles of original SWNT were broken into individual tubes by functionalization and polymerization.     

Rheological, thermal, and mechanical characterizations of polystyrene/single-walled carbon nanotube composites

For preparation of polystyrene (PS) composites, a polymeric dispersant, pyrene-capped polystyrene (PyPS), was applied for noncovalent functionalization of single-walled carbon nanotubes (SWNTs) to improve both dispersion quality and PS–SWNT interfacial interactions. To demonstrate the critical role of PyPS, the composites with the absence of PyPS (PS/SWNT) were also prepared for comparison. Rheological studies suggest that addition of SWNTs, particularly of PyPS-functionalized SWNTs, suppresses significantly large-scale relaxation of PS chains but has little effect on their short-range dynamics. Relative to PS, moderately improved thermal and mechanical properties took place on the composites with either pristine or PyPS-functionalized SWNTs. The PS/PyPS/SWNT composite usually presents better performance than the PS/SWNT one at a fixed SWNT content.