On five-diagonal Toeplitz matrices and orthogonal polynomials on the unit circle

This paper deals with modifications of the Lebesgue moment functional by trigonometric polynomials of degree 2 and their associated orthogonal polynomials on the unit circle. We use techniques of five-diagonal matrix factorization and matrix polynomials to study the existence of such orthogonal polynomials.Dedicated to Prof. Luigi Gatteschi on his 70th birthdayThis research was partially supported by Diputación General de Aragón under grant P CB-12/91.     

The statistical distribution of the zeros of random paraorthogonal polynomials on the unit circle

The orthogonal polynomials on the unit circle are defined by the recurrence relation

where for any k0. If we consider n complex numbers and , we can use the previous recurrence relation to define the monic polynomials Φ₀,Φ₁,…,Φ_n. The polynomial Φ_n(z)=Φ_n(z;α₀,…,α_n-2,α_n-1) obtained in this way is called the paraorthogonal polynomial associated to the coefficients α₀,α₁,…,α_n-1.We take α₀,α₁,…,α_n-2 i.i.d. random variables distributed uniformly in a disk of radius r<1 and α_n-1 another random variable independent of the previous ones and distributed uniformly on the unit circle. For any n we will consider the random paraorthogonal polynomial Φ_n(z)=Φ_n(z;α₀,…,α_n-2,α_n-1). The zeros of Φ_n are n random points on the unit circle.We prove that for any the distribution of the zeros of Φ_n in intervals of size near e^iθ is the same as the distribution of n independent random points uniformly distributed on the unit circle (i.e., Poisson). This means that, for large n, there is no local correlation between the zeros of the considered random paraorthogonal polynomials.     

Reciprocal polynomials with all zeros on the unit circle

Let f(x)=a _d x ^d +a _d−1 x ^d−1+⋅⋅⋅+a ₀∈ℝ[x] be a reciprocal polynomial of degree d. We prove that if the coefficient vector (a _d ,a _d−1,…,a ₀) or (a _d−1,a _d−2,…,a ₁) is close enough, in the l ¹-distance, to the constant vector (b,b,…,b)∈ℝ ^d+1 or ℝ ^d−1, then all of its zeros have moduli 1.     

On time-dependent orthogonal polynomials on the unit circle

Two index formulas for operators defined by infinite band matrices are proved. These results may be interpreted as a generalization of a classical theorem of M. G. Krein on orthogonal polynomials. The proofs are based on dichotomy and nonstationary inertia theory.Dedicated to the memory of M. G. Krein, a mathematical giant, a great teacher and wonderful friend.Published in Ukrainskii Matematicheskii Zhurnal, Vol. 46, Nos. 1–2, pp. 18–36, January–February, 1994.     

On zeros of polynomials orthogonal with respect to a quasi-definite inner product on the unit circle

In this paper we present some results concerning the zeros of sequences of polynomials orthogonal with respect to a quasi-definite inner product on the unit circle. We study zero general properties, the existence of sequences with prefixed zeros and some situations concerning the polynomials with multiple zeros.     

Limit-periodic Verblunsky coefficients for orthogonal polynomials on the unit circle

Avila recently introduced a new method for the study of the discrete Schrödinger operator with limit-periodic potential. I adapt this method to the context of orthogonal polynomials in the unit circle with limit-periodic Verblunsky coefficients. Specifically, I represent these two-sided Verblunsky coefficients as a continuous sampling of the orbits of a Cantor group by a minimal translation. I then investigate the measures that arise on the unit circle as I vary the sampling function. I show that generically the spectrum is a Cantor set and we have empty point spectrum. Furthermore, there exists a dense set of sampling functions for which the corresponding spectrum is a Cantor set of positive Lebesgue measure, and all corresponding spectral measures are purely absolutely continuous.     

Rakhmanov's theorem for orthogonal matrix polynomials on the unit circle

Rakhmanov's theorem for orthogonal polynomials on the unit circle gives a sufficient condition on the orthogonality measure for orthogonal polynomials on the unit circle, in order that the reflection coefficients (the recurrence coefficients in the Szegő recurrence relation) converge to zero. In this paper we give the analog for orthogonal matrix polynomials on the unit circle.     

On differential equations for orthogonal polynomials on the unit circle

In this paper we characterize sequences of orthogonal polynomials on the unit circle whose corresponding Carathéodory function satisfies a Riccati differential equation with polynomial coefficients, in terms of second order matrix differential equations. In the semi-classical case, a characterization in terms of second order linear differential equations with polynomial coefficients is deduced.     

Quadrature formula and zeros of para-orthogonal polynomials on the unit circle

Given a probability measure μ on the unit circle T, we study para-orthogonal polynomials B_n(^.,w) (with fixed w ∈ T) and their zeros which are known to lie on the unit circle. We focus on the properties of zeros akin to the well known properties of zeros of orthogonal polynomials on the real line, such as alternation, separation and asymptotic distribution. We also estimate the distance between the consecutive zeros and examine the property of the support of μ to attract zeros of para-orthogonal polynomials. This revised version was published online in June 2006 with corrections to the Cover Date.     

Reciprocal polynomials with all but two zeros on the unit circle

We derive sufficient conditions under which all but two zeros of reciprocal polynomials lie on the unit circle, and specify the location of the remaining two zeros.     

A note on Poisson brackets for orthogonal polynomials on the unit circle

The connection of orthogonal polynomials on the unit circle to the defocusing Ablowitz–Ladik integrable system involves the definition of a Poisson structure on the space of Verblunsky coefficients. In this paper, we compute the complete set of Poisson brackets for the monic orthogonal and the orthonormal polynomials on the unit circle, as well as for the second kind polynomials and the Wall polynomials. This answers a question posed by Cantero and Simon (J Approx Theory 158(1):3–48, 2009), for the case of measures with finite support. We also show that the results hold for the case of measures with periodic Verblunsky coefficients.     

Rank one perturbations and the zeros of paraorthogonal polynomials on the unit circle

We prove several results about zeros of paraorthogonal polynomials using the theory of rank one perturbations of unitary operators. In particular, we obtain new details on the interlacing of zeros for successive POPUC.     

Schur flow for orthogonal polynomials on the unit circle and its integrable discretization

A one-parameter deformation of the measure of orthogonality for orthogonal polynomials on the unit circle is considered. The corresponding dynamics of the Schur parameters of the orthogonal polynomials is shown to be characterized by the complex semi-discrete modified KdV equation, namely, the Schur flow. A discrete analogue of the Miura transformation is found. An integrable discretization of the Schur flow enables us to compute a Padé approximation of the Carathéodory functions, or equivalently, to compute a Perron–Carathéodory continued fraction in a polynomial time.     

A special class of polynomials orthogonal on the unit circle including the associated polynomials

Let (P _ν) be a sequence of monic polynomials orthogonal on the unit circle with respect to a nonnegative weight function, let (Ω_υ) the monic associated polynomials of (P _v), and letA andB be self-reciprocal polynomials. We show that the sequence of polynomials (AP_υλ+BΩ_υλ)/A^λ, λ stuitably determined, is a sequence of orthogonal polynomials having, up to a multiplicative complex constant, the same recurrence coefficients as theP _ν's from a certain index value onward, and determine the orthogonality measure explicity. Conversely, it is also shown that every sequence of orthogonal polynomials on the unit circle having the same recurrence coefficients from a certain index value onward is of the above form. With the help of these results an explicit representation of the associated polynomials of arbitrary order ofP _ν and of the corresponding orthogonality measure and Szegö function is obtained. The asymptotic behavior of the associated polynomials is also studied. Finally necessary and suficient conditions are given such that the measure to which the above introduced polynomials are orthogonal is positive.     

From random matrices to quasi-periodic Jacobi matrices via orthogonal polynomials

We present an informal review of results on asymptotics of orthogonal polynomials, stressing their spectral aspects and similarity in two cases considered. They are polynomials orthonormal on a finite union of disjoint intervals with respect to the Szegö weight and polynomials orthonormal on with respect to varying weights and having the same union of intervals as the set of oscillations of asymptotics. In both cases we construct double infinite Jacobi matrices with generically quasi-periodic coefficients and show that each of them is an isospectral deformation of another. Related results on asymptotic eigenvalue distribution of a class of random matrices of large size are also shortly discussed.     

Determining radii of meromorphy via orthogonal polynomials on the unit circle

Using a convergence theorem for Fourier–Padé approximants constructed from orthogonal polynomials on the unit circle, we prove an analogue of Hadamard's theorem for determining the radius of m-meromorphy of a function analytic on the unit disk and apply this to the location of poles of the reciprocal of Szeg functions.