Scattering of a scalar wave from a two-dimensional randomly rough Neumann surface

We present a reciprocity and unitarity preserving formulation of the scattering of a scalar plane wave from a two-dimensional, randomly rough surface on which the Neumann boundary condition is satisfied. The theory is formulated on the basis of the Rayleigh hypothesis in terms of a single-particle Green's function G(q_‖|k_‖) for the surface electromagnetic waves that exist at the surface due to its roughness, where k_‖ and q_‖ are the projections on the mean scattering plane of the wave vectors of the incident and scattered waves, respectively. The specular scattering is expressed in terms of the average of this Green's function over the ensemble of realizations of the surface profile function (G(q_‖|k_‖)). The Dyson equation satisfied by (G(q_‖|k_‖)) is presented, and the properties of the solution are discussed, with particular attention to the proper self-energy in terms of which the averaged Green's function is expressed. The diffuse scattering is expressed in terms of the ensemble average of a two-particle Green's function, which is the product of two single-particle Green's functions. The Bethe-Salpeter equation satisfied by the averaged two-particle Green's function is presented, and properties of its solution are discussed. In the small roughness limit, and with the irreducible vertex function approximated by the sum of the contribution from the maximally-crossed diagrams, which represent the coherent interference between all time-reversed scattering sequences, the solution of the Bethe-Salpeter equation predicts the presence of enhanced backscattering in the angular dependence of the intensity of the waves scattered diffusely.     

Scattering of a scalar wave from a two-dimensional randomly rough Neumann surface

Abstract

We present a reciprocity and unitarity preserving formulation of the scattering of a scalar plane wave from a two-dimensional, randomly rough surface on which the Neumann boundary condition is satisfied. The theory is formulated on the basis of the Rayleigh hypothesis in terms of a single-particle Green's function G(q_‖|k_‖) for the surface electromagnetic waves that exist at the surface due to its roughness, where k_‖ and q_‖ are the projections on the mean scattering plane of the wave vectors of the incident and scattered waves, respectively. The specular scattering is expressed in terms of the average of this Green's function over the ensemble of realizations of the surface profile function (G(q_‖|k_‖)). The Dyson equation satisfied by (G(q_‖|k_‖)) is presented, and the properties of the solution are discussed, with particular attention to the proper self-energy in terms of which the averaged Green's function is expressed. The diffuse scattering is expressed in terms of the ensemble average of a two-particle Green's function, which is the product of two single-particle Green's functions. The Bethe-Salpeter equation satisfied by the averaged two-particle Green's function is presented, and properties of its solution are discussed. In the small roughness limit, and with the irreducible vertex function approximated by the sum of the contribution from the maximally-crossed diagrams, which represent the coherent interference between all time-reversed scattering sequences, the solution of the Bethe-Salpeter equation predicts the presence of enhanced backscattering in the angular dependence of the intensity of the waves scattered diffusely.     

The attenuation of rayleigh surface waves by surface roughness

This paper presents a calculation of the attenuation length of Rayleigh surface waves in the presence of surface roughness. We consider Rayleigh waves on the surface of a semi-infinite isotropic elastic continuum, and the method we use produces the contribution to the attenuation rate proportional to the square of the rms amplitude of the roughness. We obtain explicit expressions for the contribution to the attenuation rate from roughness-induced scattering into bulk transverse and longitudinal acoustic waves, and into Rayleigh waves. Our derivation makes use of a Green's function method. When the wavelength λ of the Rayleigh wave is long compared to the transverse correlation length a that characterizes the surface roughness, all contributions to the attenuation rate are proportional to the fifth power of the frequency. When λ is comparable to or smaller than a, the attenuation constant varies more slowly with frequency. For a model of the surface roughness, we present numerical calculations of the relative magnitude and frequency dependence of the various contributions to the attenuation rate. The Green's functions used here may be applied to a number of calculations. A derivation of their form is provided in an Appendix.     

Frequency shifts and lifetime changes of sodium atoms near rough metal surfaces

Two-photon laser-induced fluorescence measurements of transition frequencies and lifetimes of laser-excited Na atoms are presented as a function of distance (2-3nm) to metal surfaces of different roughness. We characterized the surface roughness by fitting a Gaussian height-height correlation function to force microscopic data. An unusually small red shift of the Na transition frequency of a few hundred megahertz was observed. In the framework of a quantum-mechanical linear optical response formalism we fitted the lifetime and the frequency shift data simultaneously to obtain effective parameters of a selvedge dielectric function. In that way we are able to take into account both surface roughness and nonlocality, which in turn result in the observed small frequency shifts.     

Study on the shadowing effect for optical wave scattering from randomly rough surface

Based on the Kirchhoff approximation for rough surface scattering and by calculating the shadowing function of the rough surface, the formula of the scattering cross section of the dielectric rough surface is presented with consideration of the shadowing effect for the optical wave incidence. It is obtained that in comparison with the conventional Kirchhoff solution, the shadowing effect should not be neglected for the optical wave scattering from the rough surface. The influence of the shadowing effect for different incidence angle, surface root mean square slope, and surface roughness on the scattering cross section is discussed in detail.     

Scattering on rough surfaces with alpha-stable non-Gaussian height distributions

We study the electromagnetic scattering problem on a random rough surface when the height distribution of the profile belongs to the family of alpha-stable laws. This allows us to model peaks of very large amplitude that are not accounted for by the classical Gaussian scheme. For such probability distributions with infinite variance the usual roughness parameters such as the RMS height, the correlation length or the correlation function are irrelevant. We show, however, that these notions can be extended to the alpha-stable case and introduce a set of adapted roughness parameters that coincide with the classical quantities in the Gaussian case. Then we study the scattering problem on a stationary alpha-stable surface and compute the scattering coefficient under the first-order Kirchhoff and small-slope approximations. An analytical formula is given in the high-frequency limit, which generalizes the well known geometrical optics approximation. Some numerical results are given and discussed.     

Investigation of interface roughness cross-correlation properties of optical thin films from total scattering losses

The interface roughness and interface roughness cross-correlation properties affect the scattering losses of high-quality optical thin films. In this paper, the theoretical models of light scattering induced by surface and interface roughness of optical thin films are concisely presented. Furthermore, influence of interface roughness cross-correlation properties to light scattering is analyzed by total scattering losses. Moreover, single-layer TiO₂ thin film thickness, substrate roughness of K9 glass and ion beam assisted deposition (IBAD) technique effect on interface roughness cross-correlation properties are studied by experiments, respectively. A 17-layer dielectric quarter-wave high reflection multilayer is analyzed by total scattering losses. The results show that the interface roughness cross-correlation properties depend on TiO₂ thin film thickness, substrate roughness and deposition technique. The interface roughness cross-correlation properties decrease with the increase of film thickness or the decrease of substrates roughness. Furthermore, ion beam assisted deposition technique can increase the interface roughness cross-correlation properties of optical thin films. The measured total scattering losses of 17-layer dielectric quarter-wave high reflection multilayer deposited with IBAD indicate that completely correlated interface model can be observed, when substrate roughness is about 2.84 nm.     

Light scattering by molecular-organized films on the surface of polycrystalline gold

Specific features of the structure of self-assembled layers of dodecanthiol on the surface of polycrystalline films of gold are investigated with the aim of revealing the effect of the substrate relief on the lateral distribution and the predominant orientation of thiol molecules within the limits of the layer. The analysis of the angular dependence of quasi-elastically scattered light that takes into account the contributions of the geometric roughness of the surface and the inhomogeneity of the dielectric constant to scattering allowed us to establish the correlation in antiphase between the distribution of the thickness of the thiol coating and the height of the relief of the gold surface. The formation of a thiol layer on the surface of polycrystalline gold is a complex process including adsorption, local self-assembly, and a surface-induced distortion of the ordered structure in the regions of minima of the surface relief. The approach proposed here and based on the nondestructive analysis of thin organized coatings can be efficiently applied for the study of specific features of the topography and the prediction of chemical functionality of self-assembled molecular ensembles.     

Scattering of longitudinal waves (sound) by defects in fluids. Rough surface

The classical theory of scattering of longitudinal waves (sound) by small inhomogeneities (scatterers) in an ideal fluid is generalized to a distribution of scatterers and such as to include the effect of the inhomogeneities on the elastic properties of the fluid. The results are obtained by a new method of solving the wave equation with spatial restrictions (caused by the presence of the scatterers), which can also be applied to other types of inhomogeneities (like surface roughness, for instance). A coherent forward scattering is identified for a uniform distribution of scatterers (practically equivalent with a mean-field approach), which is due to the fact that our treatment does not include multiple scattering. The reflected wave is obtained for a half-space (semi-infinite fluid) of uniformly distributed scatterers, as well as the field diffracted by a perfect lattice of scatterers. The same method is applied to a (inhomogeneous) rough surface of a semi-infinite ideal fluid. A perturbation-theoretical scheme is devised, with the roughness function as a perturbation parameter, for computing the waves scattered by the surface roughness. The waves scattered by the rough surface are both waves localized (and propagating only) on the surface (two-dimensional waves) and waves reflected back in the fluid. They exhibit directional effects, slowness, attenuation or resonance phenomena, depending on the spatial characteristics of the roughness function. The reflection coefficients and the energy carried on by these waves are calculated both for fixed and free surfaces. In some cases, the surface roughness may generate waves confined to the surface (damped, rough-surface waves).     

Reflection and scattering of spin waves by surface roughness of a ferromagnet

Abstract

A detailed theory of volume spin wave reflection from the randomly rough surface of a ferromagnet is presented. The contribution to damping of the reflected wave is calculated. This contribution is due to the scattering of the initial volume wave into secondary surface and volume spin waves. The value of damping is proportional to the correlation length and the square of the roughness amplitude. Numerical calculations of the attenuation rate as a function of the angle of incidence and the ratio between the surface anisotropy and the wavenumber are provided. They yield the angle of incidence where the attenuation has a maximum. In analogy to optics, this angle is similar to the Brewster angle. Numerical estimations of damping and a comparison of its value with the ferromagnetic resonance linewidth are also made. Finally, the results of the calculation of the scattering of surface exchange spin waves by surface roughness are presented and discussed.     

Transport studies of MBE-grown InAs/GaSb superlattices

We report on the results of transport studies of MBE-grown InAs/GaSb superlattices. We demonstrate that the in-plane mobility is limited by interface roughness scattering by showing that, as a function of InAs layer width L, the in-plane mobility behaves as μ ∝ L^5.3, which closely follows the classic sixth power dependence expected from theory for interface-roughness-limited mobility. Fits to the mobility data indicate that, for one monolayer surface roughness, the roughness correlation length is about 35 Å. Next, we show that the in-plane carrier mobility in InAs/GaSb superlattices is inversely proportional to carrier density in n- and p-type samples, the result of screened interface roughness scattering.     

The autocorrelation of speckles in deep Fresnel diffraction region and characterizations of random self-affine fractal surfaces

This paper studies the correlation properties of the speckles in the deep Fresnel diffraction region produced by the scattering of rough self-affine fractal surfaces. The autocorrelation function of the speckle intensities is formulated by the combination of the light scattering theory of Kirchhoff approximation and the principles of speckle statistics. We propose a method for extracting the three surface parameters, i.e. the roughness w, the lateral correlation length ξ and the roughness exponent α, from the autocorrelation functions of speckles. This method is verified by simulating the speckle intensities and calculating the speckle autocorrelation function. We also find the phenomenon that for rough surfaces with α= 1, the structure of the speckles resembles that of the surface heights, which results from the effect of the peak and the valley parts of the surface, acting as micro-lenses converging and diverging the light waves.     

Reconstruction of the characteristics and determination of the parameters of a statistical surface roughness from light scattering data in an integrated waveguide in the presence of noise

A computer simulation is used to obtain the solution to the direct and inverse problems of the waveguide scattering of laser radiation by a stationary statistical surface roughness of the substrate of an integrated optical waveguide in the presence of additive or multiplicative white noise. It is shown that the procedure developed for processing far-field scattering data is capable of providing the necessary information on the statistical properties of the surface roughness even when the signal-to-noise ratio is very low (SNR≈1). For a given additive or multiplicative noise with SNR≥1, the proposed method allows one, in the model calculations, to reconstruct the autocorrelation function with an error within 50–80% when the roughness correlation interval varies from λ/50 to 10λ (correspondingly). In this case, the correlation interval can be determined with an error no greater than 10–30%, and an rms height of the order of 1–500 Å, with an error less than 5–15%.     

基于双粒子耦合的单层介质柱阵列对电磁波的调控

基于Mie散射理论和多重散射理论探讨了亚波长介质柱阵列对电磁波的调控. 研究结果表明: 当在全反射的单层介质柱阵列中引入一个空位缺陷时会产生12%的透射; 如果在入射一侧再引入一合适的介质柱时, 其透射率可增加至36%, 为空位缺陷时的3倍; 当在出射一侧对称位置处引入另一完全相同的介质柱时, 可以调制透射电磁波的模式, 虽然总的透射率没有增加,但向前散射的电磁波能量明显增强. 采用这种双粒子耦合体系, 在金属柱的表面等离激元共振频率附近也可以实现类似的效果. 这些体系结构简单、易于在实验上实现, 这对于太赫兹甚至光频段的光子集成线路中的元件设计和光束调控很有意义.     

Study of MPI based on parallel MOM on PC clusters for EM-beam scattering by 2-D PEC rough surfaces

This paper firstly applies the finite impulse response filter (FIR) theory combined with the fast Fourier transform (FFT) method to generate two-dimensional Gaussian rough surface. Using the electric field integral equation (EFIE), it introduces the method of moment (MOM) with RWG vector basis function and Galerkin's method to investigate the electromagnetic beam scattering by a two-dimensional PEC Gaussian rough surface on personal computer (PC) clusters. The details of the parallel conjugate gradient method (CGM) for solving the matrix equation are also presented and the numerical simulations are obtained through the message passing interface (MPI) platform on the PC clusters. It finds significantly that the parallel MOM supplies a novel technique for solving a two-dimensional rough surface electromagnetic-scattering problem. The influences of the root-mean-square height, the correlation length and the polarization on the beam scattering characteristics by two-dimensional PEC Gaussian rough surfaces are finally discussed.     

Detection of a periodic structure embedded in surface roughness,for various correlation functions

This paper deals with surface profilometry, where we try to detect a periodic structure, hidden in randomness using the matched filter method of analysing the intensity of light, scattered from the surface. From the direct problem of light scattering from a composite rough surface of the above type, we find that the detectability of the periodic structure can be hindered by the randomness, being dependent on the correlation function of the random part. In our earlier works, we had concentrated mainly on the Cauchy-type correlation function for the rough part. In the present work, we show that this technique can determine the periodic structure of different kinds of correlation functions of the roughness, including Cauchy, Gaussian etc. We study the detection by the matched filter method as the nature of the correlation function is varied.     

Theoretical and computational aspects of scattering from periodic surfaces: two-dimensional perfectly reflecting surfaces using the spectral-coordinate method

We consider the scattering from a two-dimensional periodic surface. From our previous work on scattering from one-dimensional surfaces (1998 Waves Random Media 8 385) we have learned that the spectral-coordinate (SC) method was the fastest method we have available. Most computational studies of scattering from two-dimensional surfaces require a large memory and a long calculation time unless some approximations are used in the theoretical development. By using the SC method here we are able to solve exact theoretical equations with a minimum of calculation time.

We first derive in detail (part I) the SC equations for scattering from two-dimensional infinite surfaces. Equations for the boundary unknowns (surface field and/or its normal derivative) result as well as an equation to evaluate the scattered field once we have solved for the boundary unknowns. Special cases for the perfectly reflecting Dirichlet and Neumann boundary value problems are presented as is the flux-conservation relation.

The equations are reduced to those for a two-dimensional periodic surface in part II and we discuss the numerical methods for their solution. The two-dimensional coordinate and spectral samples are arranged in one-dimensional strings in order to define the matrix system to be solved.

The SC equations for the two-dimensional periodic surfaces are solved in part III. Computations are performed for both Dirichlet and Neumann problems for various periodic sinusoidal surface examples. The surfaces vary in roughness as well as period and are investigated when the incident field is far from grazing incidence ('no grazing') and when it is near-grazing. Extensive computations are included in terms of the maximum roughness slope which can be computed using the method with a fixed maximum error as a function of the azimuthal angle of incidence, the polar angle of incidence and the wavelength-to-period ratio.

The results show that the SC method is highly robust. This is demonstrated with extensive computations. Furthermore, the SC method is found to be computationally efficient and accurate for near-grazing incidence. Computations are presented for grazing angles as low as 0.01°. In general, we conclude that the SC method is a very fast, reliable and robust computational method to describe scattering from two-dimensional periodic surfaces. Its major limiting factor is high slopes and we quantify this limitation.     

Shadowing function with single reflection from anisotropic Gaussian rough surface. Application to Gaussian, Lorentzian and sea correlations

In this paper, the monostatic (transmitter and receiver are located at the same place) and bistatic (transmitter and receiver are distinct) statistical shadowing functions from an anisotropic two-dimensional randomly rough surface are presented. This parameter is especially important in the case of grazing angles for computing the bistatic scattering coefficient in optical and microwave frequencies. The objective of this paper is to extend the previous work (Bourlier C, Berginc G and Saillard J 2002 Waves Random Media 12 145-74), valid for a one-dimensional surface, to a two-dimensional anistropic surface by considering a joint Gaussian process of surface slopes and heights separating two points of the surface. The monostatic average (statistical shadowing function average over the statistical variables) shadowing function is then performed in polar coordinates with respect to the incidence angle, the azimuthal direction and the surface height two-dimensional autocorrelation function. In addition, for a bistatic configuration, it depends on the incidence angle and azimuthal direction of the receiver. For Gaussian and Lorentzian correlation profiles and practically important power-type spectra such as the Pierson-Moskowitz sea roughness spectrum, the numerical solution, obtained from generating the surface Gaussian elevations (Monte Carlo method), is compared with the uncorrelated and correlated models. The results show that the correlation underestimates the shadow slightly, whereas the uncorrelated results weakly overpredict the shadow and are close to the numerical solution.