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卷积神经网络在装备磨损颗粒识别中的研究综述
引用本文:关浩坚,贺石中,李秋秋,杨智宏,覃楚东,何伟楚.卷积神经网络在装备磨损颗粒识别中的研究综述[J].摩擦学学报,2022,42(2):426-445.
作者姓名:关浩坚  贺石中  李秋秋  杨智宏  覃楚东  何伟楚
作者单位:1.广州机械科学研究院有限公司 设备润滑与检测研究所, 广东 广州 510530
基金项目:广东省科技计划项目(2020B1212070022)和国家重点研发计划项目(2018YFB2001604)资助.
摘    要:铁谱法是用于装备故障诊断的1种重要方法,其中铁谱法的重点是铁谱图像的分析,即磨损磨粒分析. 卷积神经网络是当下最流行的深度学习算法之一,其广泛应用于图像识别领域,使得图像识别领域得到突破. 随着卷积神经网络的快速发展,磨损颗粒在智能识别方面的技术取得了重大的突破. 本文中首先简述了卷积神经网络与磨粒智能识别的发展历史,针对基于卷积神经网络的磨粒识别方法进行了从图像数据集处理到模型优化技术方面的介绍,并详细说明了这些技术在磨粒识别中的具体应用实例. 然后从现有网络和自设计网络两方面分类,整理了近年来卷积神经网络应用于磨粒智能识别的代表性文献,综述了这些工作所提出的模型结构和特点,分析并阐述了各个模型主要的识别原理,各个网络结构存在的优缺点,以及它们的数据采用情况等,并对未来磨粒智能识别的主要研究方向进行了展望. 最后肯定了卷积神经网络方法在磨粒智能识别方面的重要性,同时指出了基于此方法的磨粒识别模型的缺点,并提出了应紧跟图像识别领域的最新技术以促进磨粒智能识别水平提高等建议,对磨粒智能识别的发展具有一定的意义. 

关 键 词:卷积神经网络    铁谱    磨损颗粒    智能识别    数据集
收稿时间:2021-01-26

A Review of Convolutional Neural Networks in Equipment Wear Particle Recognition
Institution:1.Equipment Lubrication and Testing Research Institute, Guangzhou Mechanical Engineering Research Institute, Co, Ltd, Guangdong Guangzhou 510530, China2.National United Engineering Research Center for Industrial Lubrication, Guangdong Guangzhou 510530, China
Abstract:Ferrography is an important method for equipment fault diagnosis, in which ferrography focuses on the analysis of ferrography images, that is, wear particle analysis. Artificial analysis is generally used for wear particle analysis, but due to the complexity of ferrographic images, artificial analysis can not get more objective and unified results. The computer has the objective and stable analysis ability, through the computer intelligence analysis wear particle theory can obtain the objective unified result, therefore the wear particle intelligence recognition aspect research has been paid close attention to by the researcher. Convolutional Neural Network is one of the most popular deep learning algorithms. As a new technology, it has been widely used in the field of image recognition. Its strong self-learning ability and generalization ability have made a breakthrough in image recognition. With the rapid development of convolution neural network, the technology of wear particles in intelligent recognition has made a great breakthrough. Since 2018, Convolution Neural Network has been widely used in wear intelligent recognition, and has achieved better results than the traditional wear intelligent recognition model.  This article briefly describes the development history of Convolutional Neural Network and wear particle intelligent recognition, which includes a review of the various important models once proposed and corresponding critical time nodes in the period of both Convolutional Neural Networks from origin to present and wear particle intelligent recognition transforming from adopting traditional methods to adopting deep learning methods. Then, the representative literature of Convolution Neural Network applied to wear particle intelligent recognition in recent years is sorted out from two aspects: based on existing network structure such as LeNet-5, inception-v3, AlexNet, Mask R-CNN and self-designed network structure such as FECNN, Small-scale CNN, CDCNN, WP-DRNet, Non-parametric CNN, which summarizes the model structure and characteristics proposed in these work, analyzes and expounds the main recognition principles of each model, the advantages and disadvantages of each network structure, and their data adoption. In addition, the main research directions for intelligent recognition of wear particles in the future are prospected. It is believed that the future research directions should focus on multisource data fusion, defocused image restoration, equipment wear recognition and semi-supervised learning based on online monitoring of wear particles recognition, and briefly introduced the concepts and application examples of these research directions, which provide a certain reference value for the future research and development of intelligent recognition of wear particles.  To sum up, it affirms the importance of Convolutional Neural Network method in wear particle intelligent recognition, points out that the wear particle recognition model base on this method in the aspects of the datasets still has high labor cost and non-complete objective, and the present situation of the research on the direction of on-line monitoring of wear particle intelligent recognition. Finally, some suggestions are put forward to promote the improvement of wear intelligent recognition level by following the latest technology in the field of image recognition. It has certain significance for the development of wear particles intelligent recognition. 
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