A comparison of polymerization characteristics and mechanisms of ε-caprolactone and trimethylene-carbonate with rare earth halides

Characteristics and mechanisms of the ring opening-polymerizations of ε-caprolactone (CL) and trimethylene carbonate (TMC) with rare earth halides have been compared for the first time. It has been found that rare earth halides show high catalytic activities for the polymerization of TMC, but very low activities for that of CL polymerization. The copolymerization of CL and TMC can proceed only in the presence of high contents of TMC in the comonomer feed. The copolymerization rate decreases rapidly with increasing molar fraction of CL in the feed. The mechanism study by IR, ¹H-, ¹³C-, and ³¹P-NMR spectra shows that the first step reaction of the polymerization of TMC or CL with rare earth halide is the complexation of monomer to the rare earth ion. The strong coordination of TMC to rare earth ion induces the ring-cleavage of TMC and generation of the cationic species, which initiate the polymerization of TMC via a cationic process. However, the polymerization of CL with rare earth halide is an “activated-hydrolysis” process, in which rare earth catalyst does not initiate the polymerization but serves as an activator of CL. © 1997 John Wiley & Sons, Inc. J Polym Sci A: Polym Chem 35 : 1339–1352, 1997