二阶导数预处理法在中红外光谱定量分析中的应用研究

介绍了运用最小二乘法建立傅立叶变换中红外光谱定量分析模型的原理和方法。以苯甲酸和邻苯二甲酸氢钾为实验材料获取红外吸收光谱,采用MAT-LAB工程语言编程,分别以吸收光谱和二阶导数光谱,进行中红外光谱定量分析建模波数信息选择,优选出2~4个波数点的光谱信息,建立了中红外光谱定量分析模型。用此模型预测混合物的量,预测值与实际值的相对误差小于5.0%。     

红外光谱及Bayes信息融合技术的葡萄酒鉴别研究

建立了将检出限不同的近红外透射光谱技术和中红外衰减全反射光谱技术进行Bayes信息融合后用于葡萄酒鉴别的方法。分别采集3种品种和3种陈酿方式的干红葡萄酒的近红外透射光谱和中红外衰减全反射光谱,用PLS-DA法分别建立基于近红外光谱和中红外光谱的判别模型,用Bayes方法实现两种判别结果的融合修正。信息融合后的结果为:葡萄酒品种鉴别模型的建模集准确率为95.08%,检验集准确率为94.68%,葡萄酒陈酿方式鉴别模型的建模集准确率为98.91%,检验集准确率为98.75%;均优于单独采用一种光谱技术的判别结果。实验表明,信息融合技术有助于模型判别效果的提高,采用Bayes信息融合技术对葡萄酒品种和陈酿方式进行快速识别是可行的。     

基于交互式自模型混合物分析的近红外光谱波长变量优选方法

为了提高近红外光谱定量分析的预测精度和建模效率,提出了一种基于交互式自模型的混合物分析的波长优选方法,根据光谱各波长变量的纯度值和标准差值,选择含有用信息的波长变量,并引入相关权函数解决变量间共线性问题.通过依次迭代选择的变量建立定量校正模型,由交互验证均方根预测误差(RMSECV)确定最佳波长变量个数.应用该波长变量优选方法对具有不同葡萄糖含量的两组(四成分葡萄糖水溶液实验和人体血浆实验)近红外光谱数据进行分析,两组数据中分别只选择了全部变量的0.3%建立定量校正模型,其验证集葡萄糖浓度的均方根预测误差(RMSEP)分别减少为669和15 mg/L.与全谱范围及优选波段建立的定量校正模型比较,本方法能够通过波长变量优选最小化冗余信息、提高预测精度及建模效率.     

基于小波系数的近红外光谱局部建模方法与应用研究

局部建模方法使用与预测样本相似的样本建立模型,可解决光谱响应与浓度之间的非线性问题,扩大模型的适用范围,提高预测准确度。采用小波变换进行数据压缩并利用小波系数之间的欧氏距离作为光谱相似性的判据,实现了近红外光谱定量分析的局部建模方法,避免了样本之间的依赖性。将所建立的方法用于烟草样品中氯含量的测定,100次重复计算得到的预测集均方根误差(RMSEP)平均值为0.0665,标准偏差(σ)为0.0045,优于全局建模和基于主成分的局部建模方法。     

基于多光谱特征融合技术的面粉掺杂定量分析方法

提出了一种基于拉曼光谱技术(Raman)和激光诱导击穿光谱技术(LIBS)的多光谱特征融合技术(MFFT),利用拉曼光谱中分子组分信息和激光诱导击穿光谱中原子组分信息之间的互补特性,采用自适应小波变换(AWT)-竞争性自适应加权(CARS)-偏最小二乘回归(PLS)建模技术,获取了面粉体系更为全面的特征信息。在多光谱特征融合技术中,首先采用AWT-CARS方法分别提取拉曼光谱和激光诱导击穿光谱中的特征变量,然后将两者的特征变量融合为一个向量,采用PLS方法构建MFFT模型,实现了面粉掺杂物的定量分析。通过对二氧化钛、硫酸铝钾等面粉掺杂体系建模分析,考察MFFT模型的有效性。结果表明,与单一拉曼光谱技术或激光诱导击穿光谱技术建立的预测模型相比,MFFT模型显著提升了模型的预测性能,二氧化钛和硫酸铝钾预测模型的线性相关系数分别从相对较差的Raman模型的0.884、0.877提升到0.981、0.980,其预测均方根误差分别从相对较差的Raman模型的0.151、0.154降低到0.069、0.068。表明多光谱特征融合技术可以准确提取Raman光谱中的分子信息和LIBS光谱中的元素信息,使其互为补充、互为校正,进而有效克服面粉基质对掺杂组分定量分析的干扰,显著提高模型的预测精度。     

浓度分段模型应用于人体血清葡萄糖的FTIR/ATR光谱分析

利用傅立叶变换红外光谱(FTIR)和衰减全反射(ATR)技术,建立了人血清葡萄糖的快速定量分析方法。根据葡萄糖水溶液与纯净水差谱得到葡萄糖的指纹吸收波段(1 200~900 cm-1),分别在全谱(4 000~600 cm-1)和指纹波段建立偏最小二乘法(PLS)模型,指纹波段的预测效果明显好于全谱。选择指纹波段后,提出一种根据浓度分段分别建模然后进行组合的建模方法。按照全部样品、低浓度样品、高浓度样品分别建立模型后,根据3个模型进行综合决策。应用独立的检验集对样品进行测试表明,按葡萄糖浓度范围分段建立组合模型的预测效果优于基于全部样品建模的预测效果。对于分段阈值附近的样本,低浓度和高浓度模型的预测效果差别不大。浓度分段组合模型的预测均方根偏差(RMSEP)和预测相关系数(Rp)分别为0.732mmol/L和0.948。     

便携式近红外光谱仪对废旧涤/棉混纺织物中涤含量的快速检测

利用近红外光谱技术对252个涤/棉混纺织物进行研究,建立了不同光谱特征的涤/棉混纺织物的偏最小二乘(PLS)定量分析模型。将近红外光谱异常样本与光谱正常样本分别建模,显著提高了定量分析模型的预测精度、拓宽了模型的适用范围。以涤、棉主要吸收峰区间为基本建模波段,进行双向扩展,筛选出最佳建模波段,以相关系数(R)、预测集标准差(SEP)和验证集准确率优化建模条件,并与未分别建模的PLS模型相比较。用346个未参与建模的废旧涤/棉混纺织物对模型进行外部验证,外部验证准确率为92%,识别时间8s。     

基于子空间夹角判据监测阿司匹林合成体系中的水杨酸和阿司匹林

利用水杨酸、阿司匹林、乙酸酐和乙酸的多波长紫外光谱作为本底光谱库和样本光谱库,建立一种基于子空间夹角判据的快速定量分析阿司匹林合成体系中水杨酸和阿司匹林的方法。水杨酸、阿司匹林质量浓度范围分别在1.16～34.684,9.84～188.928μg/mL内,所测得水杨酸和阿司匹林检验集的R分别为0.999 7和0.999 1,RMSE分别为0.509 5,2.624 0μg/mL,效果优于普通波峰点最小二乘法和偏最小二乘法。水杨酸和阿司匹林的加标回收率在94.01%～106.44%之间,测定结果的相对标准偏差分别为3.45%和4.80%(n=7)。该方法可用于监测阿司匹林合成体系中的水杨酸和阿司匹林。     

基于遗传算法和偏最小二乘法的土壤激光诱导击穿光谱定量分析研究

在空气环境下,采用激光诱导击穿光谱(LIBS)技术对土壤成分进行检测,建立了基于遗传算法(GA)和偏最小二乘法(PLS)的定量分析模型。将配制的58个土壤样品分为定标集、监控集和预测集,对11种组分Mn,Cr,Cu,Pb,Ba,Al2O3,Ca O,Fe2O3,Mg O,Na2O和K2O的含量分别进行预测。结果表明,GA作为一种谱线选择的预处理方法,可以有效减少用于PLS建模的光谱谱线的数目,从而简化模型。对于土壤中的大部分组成成分,GA-PLS模型能够显著改善传统PLS模型的预测能力。以Mn元素为例,浓度预测均方根误差(RMSEP)从0.0215%降低至0.0167%,平均百分比误差(MPE)从8.10%降低至5.20%。本研究为进一步提高土壤的LIBS定量分析准确度提供了方法参考。     

ICA方法与NIR技术用于药片中活性成分含量的测定

用独立分量分析(ICA)方法提取药片近红外光谱数据矩阵的独立成分和相应的混合矩阵, 再用BP神经网络对混合矩阵和药片中活性成分的浓度矩阵进行建模, 提出了新的药片活性成分含量测定的基于独立分量分析-神经网络回归(ICA-NNR)的近红外光谱分析方法. 通过分析独立分量数和网络中间隐层的神经元数对模型性能的影响, 分别建立三类药片定量分析的最优模型. 该方法用于实测的三类药片中活性成分含量的测定, 测试样品集的化学检测值与近红外预测值的相关系数分别达到0.962, 0.980及0.979. 结果表明, 基于ICA-NNR的近红外光谱分析方法对制药业的药片进行定量分析是可行的.     

多源光谱信息融合在水质分析中的应用

为解决现有单一光谱法用于水质有机污染综合指标分析精度较低的问题,提出一种基于多源光谱信息融合的水质分析新方法。本方法采用改进的参考独立成分分析方法分别提取紫外吸收光谱和三维荧光光谱对检测水样的多种有效信息特征,去除与水质分析无关的干扰信号;然后采用最小二乘支持向量机进行特征信息融合建模。采用总有机碳指标覆盖范围在3.4~125.3 mg/L内的32个城市地表水和生活污水样本为研究对象,对其紫外光谱、荧光光谱数据进行了信息融合分析实验。结果表明:采用融合分析方法后,对总有机碳指标的分析误差均方根比单一紫外光谱分析法和单一荧光光谱分析法分别下降36.1%和34.7%。     

Elimination of interference information by a new hybrid algorithm for quantitative calibration of near infrared spectra

A new hybrid algorithm is proposed to eliminate the interference information for multivariate calibration of near-infrared (NIR) spectra that includes noise, background and systemic spectral variation irrelevant to concentration. The method consists of two parts: approximate derivative based on continuous wavelet transform (CWT) and orthogonal signal correction (OSC). After the approximate derivative calculated by CWT, OSC was performed. It was successfully applied to real complex NIR spectral data to eliminate the interference information. Correction for the interference of NIR spectra resulted in a substantial improvement in the predicted precision, and a more concise calibration model was obtained. The proposed procedure also compared favourably with several pretreatment methods, and the new method appears to provide a high-performance pretreatment tool for multivariate calibration of NIR spectra. In addition, the strategy proposed here can be applied to various other spectral data for quantitative purposes as well.     

程序升温脱附导数谱

提出了TPD导数谱，并以理论TPD导数谱图为对象，讨论了TPD导数谱在提高分辨率，消除口音干扰及确定脱附级数等方面的特点，推导了由TPD一阶、二阶导数谱求算脱附活化能和指标因子和的数学方程式，并对其进行了验证。／     

Application of Grey-correlated Spectral Region Selection in Analysis of Near-infrared Spectra

The optimal selection method of spectral region based on the grey correlation analysis was applied in the analysis of near-infrared(NIR) spectra. In order to compute “characteristic” spectral region, 160 samples of tobacco were surveyed by NIR. Next, the whole spectral region was randomly divided into six regions, and the values of association coefficients and correlation orders of different regions were computed for total sugar, reducing sugar and nicotine. Moreover, two regions that owned the largest value of association coefficient were regarded as “characteristic” spectral region of a model. Finally, the quantitative analysis models of different components were established via the partial least squares method, and the common selection methods of spectral region were compared. The simulation results indicate that the models to choose the spectral region based on grey correlation analysis are more effective than the common selection methods of spectral region, the optimized time of algorithm is shorter, the prediction precision of the models is higher and generalization ability for quantitative analysis results is stronger. This research can provide the support for the quantitative analysis models of NIR spectra and new idea for commercial analysis software of NIR. So, it has a high application value in the analysis of NIR spectra.     

Application of the first derivative spectra method for investigation of the complexation of some aza-15-crown-5-containing chromoionophores with Sr(2+)

An approach for quantitative spectrophotometric analysis of binary mixtures based on first derivative spectra is developed. The proposed method is used for investigation of the complex formation of some aza-15-crown-5-containing ligands with Sr(2+), where the stability constant is low and the absorption spectrum of the complex cannot be obtained directly. The described general approach can be applied for quantitative analysis of any other two-component mixture where the absorption spectra of the components cannot be obtained experimentally.     

Determination of galactosamine impurities in heparin samples by multivariate regression analysis of their <Superscript>1</Superscript>H NMR spectra

Heparin, a widely used anticoagulant primarily extracted from animal sources, contains varying amounts of galactosamine impurities. Currently, the United States Pharmacopeia (USP) monograph for heparin purity specifies that the weight percent of galactosamine (%Gal) may not exceed 1%. In the present study, multivariate regression (MVR) analysis of ¹H NMR spectral data obtained from heparin samples was employed to build quantitative models for the prediction of %Gal. MVR analysis was conducted using four separate methods: multiple linear regression, ridge regression, partial least squares regression, and support vector regression (SVR). Genetic algorithms and stepwise selection methods were applied for variable selection. In each case, two separate prediction models were constructed: a global model based on dataset A which contained the full range (0–10%) of galactosamine in the samples and a local model based on the subset dataset B for which the galactosamine level (0–2%) spanned the 1% USP limit. All four regression methods performed equally well for dataset A with low prediction errors under optimal conditions, whereas SVR was clearly superior among the four methods for dataset B. The results from this study show that ¹H NMR spectroscopy, already a USP requirement for the screening of contaminants in heparin, may offer utility as a rapid method for quantitative determination of %Gal in heparin samples when used in conjunction with MVR approaches.     

基于多阶导数拉曼光谱组合技术的矿物油模式分类

为了实现对法庭科学领域重质矿物油物证的快速、准确、无损的鉴定,该文基于光谱分析技术提出了一种多阶导数光谱数据组合分析的方法。收集了80种不同型号、不同厂家的重质矿物油样本,利用傅里叶变换拉曼光谱分析法采集样本的原始光谱数据和导数光谱数据,并通过结合化学计量学构建分类模型。在构建的主成分分析(PCA)结合径向基函数神经网络(RBF)分类模型中,对单独的原始光谱、一阶导数谱和二阶导数谱数据的训练集准确率分别为80.0%、86.7%和86.2%,测试集准确率分别为73.3%、80.0%和72.7%;对组合后的原始光谱+一阶导数谱、原始光谱+二阶导数谱和一阶导数谱+二阶导数谱数据的分类中,训练集准确率分别为97.0%、96.7%和100%,测试集准确率分别为85.7%、90.0%和100%。结果表明,对组合后的导数光谱与原始光谱构建分类模型,准确率更高。其中,基于一阶导数谱+二阶导数谱数据构建的PCA结合RBF分类模型的结果最为理想,准确率达100%。而K最近邻算法模型由于受到样本不均匀的影响,整体分类准确率均较低。利用组合的导数光谱与原始光谱数据构建分类模型能够实现对重质矿物油样本的快速、准确、无损鉴别,可为光谱组合技术在法庭科学及其他分析测试领域的应用提供一定的借鉴和参考。     

Estimation of source spectra profiles and simultaneous determination of polycomponent in mixtures from ultraviolet spectra data using kernel independent component analysis and support vector regression

A method that use kernel independent component analysis (KICA) and support vector regression (SVR) was proposed for estimation of source ultraviolet (UV) spectra profiles and simultaneous determination of polycomponents in mixtures. In KICA-SVR procedure, the UV source spectra profiles were estimated using KICA, then the mixing matrix of the components were calculated using the estimated sources, and the calibration model was build using SVR based on the calculated mixing matrix. A simulated UV dataset of three-component mixtures was used to test the ability of KICA for estimating source spectra profiles from spectra data of mixtures. It was found that KICA has the potential power to estimate pure UV spectra profiles, and correlation coefficient of estimated sources correspond to the real adopted ones are better compared with that by FastICA and Infomax ICA. An UV dataset of polycomponent vitamin B was processed using the proposed KICA-SVR method. The results show that the estimated source spectra profiles are correlative with the real UV spectra of the components and chemically interpretable, and accurate results were obtained.     

An improved poly(A) motifs recognition method based on decision level fusion

Polyadenylation is the process of addition of poly(A) tail to mRNA 3′ ends. Identification of motifs controlling polyadenylation plays an essential role in improving genome annotation accuracy and better understanding of the mechanisms governing gene regulation. The bioinformatics methods used for poly(A) motifs recognition have demonstrated that information extracted from sequences surrounding the candidate motifs can differentiate true motifs from the false ones greatly. However, these methods depend on either domain features or string kernels. To date, methods combining information from different sources have not been found yet. Here, we proposed an improved poly(A) motifs recognition method by combing different sources based on decision level fusion. First of all, two novel prediction methods was proposed based on support vector machine (SVM): one method is achieved by using the domain-specific features and principle component analysis (PCA) method to eliminate the redundancy (PCA–SVM); the other method is based on Oligo string kernel (Oligo-SVM). Then we proposed a novel machine-learning method for poly(A) motif prediction by marrying four poly(A) motifs recognition methods, including two state-of-the-art methods (Random Forest (RF) and HMM-SVM), and two novel proposed methods (PCA–SVM and Oligo-SVM). A decision level information fusion method was employed to combine the decision values of different classifiers by applying the DS evidence theory. We evaluated our method on a comprehensive poly(A) dataset that consists of 14,740 samples on 12 variants of poly(A) motifs and 2750 samples containing none of these motifs. Our method has achieved accuracy up to 86.13%. Compared with the four classifiers, our evidence theory based method reduces the average error rate by about 30%, 27%, 26% and 16%, respectively. The experimental results suggest that the proposed method is more effective for poly(A) motif recognition.