Size effects in indentation response of thin films at the nanoscale: A molecular dynamics study

The indentation response of Ni thin films of thicknesses in the nanoscale was studied using molecular dynamics simulations with embedded atom method (EAM) interatomic potentials. A series of simulations were performed in films in the [1 1 1] orientation with thicknesses varying from 4 to 12.8 nm. The study included both single crystal films and films containing low angle grain boundaries perpendicular to the film surface. The simulation results for single crystal films show that as film thickness decreases larger forces are required for similar indentation depths but the contact stress necessary to emit the first dislocation under the indenter is nearly independent of film thickness. The low angle grain boundaries can act as dislocation sources under indentation. The mechanism of preferred dislocation emission from these boundaries operates at stresses that are lower as the film thickness increases and is not active for the thinnest films tested. These results are interpreted in terms of a simple model.     

Continuum framework for dislocation structure,energy and dynamics of dislocation arrays and low angle grain boundaries

We present a continuum framework for dislocation structure, energy and dynamics of dislocation arrays and low angle grain boundaries that are allowed to be nonplanar or nonequilibrium. In our continuum framework, we define a dislocation density potential function on the dislocation array surface or grain boundary to describe the orientation dependent continuous distribution of dislocations in a very simple and accurate way. The continuum formulations incorporate both the long-range dislocation interaction and the local dislocation line energy, and are derived from the discrete dislocation model. The continuum framework recovers the classical Read–Shockley energy formula when the long-range elastic fields of the low angle grain boundaries are canceled out. Applications of our continuum framework in this paper are focused on dislocation structures on static planar and nonplanar low angle grain boundaries and misfitting interfaces. We present two methods under our continuum framework for this purpose, including the method based on the Frank׳s formula and the energy minimization method. We show that for any (planar or nonplanar) low angle grain boundary, the Frank׳s formula holds if and only if the long-range stress field in the continuum model is canceled out, and it does not necessarily hold for a total energy minimum dislocation structure.     

A two-dimensional dislocation dynamics model of the plastic deformation of polycrystalline metals

Two-dimensional dislocation dynamics (2D-DD) simulations under fully periodic boundary conditions are employed to study the relation between microstructure and strength of a material. The material is modeled as an elastic continuum that contains a defect microstructure consisting of a preexisting dislocation population, dislocation sources, and grain boundaries. The mechanical response of such a material is tested by uniaxially loading it up to a certain stress and allowing it to relax until the strain rate falls below a threshold. The total plastic strain obtained for a certain stress level yields the quasi-static stress-strain curve of the material. Besides assuming Frank-Read-like dislocation sources, we also investigate the influence of a pre-existing dislocation density on the flow stress of the model material. Our results show that - despite its inherent simplifications - the 2D-DD model yields material behavior that is consistent with the classical theories of Taylor and Hall-Petch. Consequently, if set up in a proper way, these models are suited to study plastic deformation of polycrystalline materials.     

Shocks and slip systems: Predictions from a mesoscale theory of continuum dislocation dynamics

Exploring a recently developed mesoscale continuum theory of dislocation dynamics, we derive three predictions about plasticity and grain boundary formation in crystals. (1) There is a residual stress jump across grain boundaries and plasticity-induced cell walls as they form, which self-consistently acts to attract neighboring dislocations; residual stress in this theory appears as a remnant of the driving force behind wall formation under both polygonization and plastic deformation. We derive the predicted asymptotic late-time dynamics of the grain-boundary formation process. (2) During grain boundary formation at high temperatures, there is a predicted cusp in the elastic energy density. (3) In early stages of plasticity, when only one type of dislocation is active (single-slip), cell walls do not form in the theory; instead we predict the formation of a hitherto unrecognized jump singularity in the dislocation density.     

Homogenization method for strength and inelastic behavior of nanocrystalline materials

Homogenization techniques are used for modeling the so-called “breakdown” of the Hall–Petch law in the case of nanocrystalline (NC) materials. In this paper, the NC material is modeled as a composite material composed of two phases: the grain core (inclusion) and the grain boundaries (matrix). The deformation of the inclusion phase has a viscoplastic component that takes into account the dislocation glide mechanism as well as Coble creep. The boundary phase is modeled as an amorphous material with a perfect elastic–plastic behavior. An application of the model is developed on pure copper under tensile load. The results are compared with various experimental data.     

Sample boundary effect in nanoindentation of nano and microscale surface structures

Nanoindentation is a widely used technique to characterize mechanical properties of materials in small volumes. When the sample size is comparable to the indent size, the indentation-induced plastic zone can be affected by the sample boundary which may cause inaccurate interpretation of the mechanical properties. In this study, the sample boundary effect is investigated by performing experiments and atomistic simulations of nanoindentation into nano- and micro-scale Au pillars and bulk Au (0 0 1) surfaces. In experiments, a more compliant deformation is observed in pillar indentations compared to bulk Au. The elastic modulus decreases with increasing indent size over sample size ratio. Atomistic simulations are performed to gain insights on the mechanisms of pillar deformation and pillar boundary effect. The reduced modulus has a similar trend of decrease with increasing indent size over sample size ratio. Significantly different dislocation activities and dislocation interactions with the pillar boundary contribute to the lower value of the reduced modulus in the pillar indentation. The presence of the free surface would allow the dislocations to annihilate, causing a higher plastic recovery during the pillar unloading process.     

Micromechanics modeling of strength for nanocrystalline copper

We present a model in this paper for predicting the inverse Hall–Petch phenomenon in nanocrystalline (NC) materials which are assumed to consist of two phases: grain phase of spherical or spheroidal shapes and grain boundary phase. The deformation of the grain phase has an elasto-viscoplastic behavior, which includes dislocation glide mechanism, Coble creep and Nabarro–Herring creep. However the deformation of grain boundary phase is assumed to be the mechanism of grain boundary diffusion. A Hill self-consistent method is used to describe the behavior of nanocrystalline pure copper subjected to uniaxial tension. Finally, the effects of grain size and its distribution, grain shape and strain rate on the yield strength and stress–strain curve of the pure copper are investigated. The obtained results are compared with relevant experimental data in the literature.     

Transmission of a screw dislocation across a coherent, non-slipping interface

Current research on nanocrystalline metals and nanoscale multilayer thin films suggests extraordinary plastic strength is due to confinement of slip to individual grains or layers. To assess the magnitude of confinement, a Peierls model of slip transmission of a screw dislocation across a coherent, non-slipping interface is presented. The results reflect that large interfacial barriers to transmission are generated by rapid fluctuations in dislocation line energy near the interface due to elastic modulus mismatch, stacking fault energy mismatch, and antiphase boundary energy for transmission into an ordered phase. Coherency stress is predicted to dramatically alter the dislocation core configuration and impart additional strength regardless of the sign. Contributions to strength are not additive due to nonlinear coupling via the dislocation core configuration. The predicted barrier strength for a coherent (0 0 1) Cu/Ni interface is comparable to atomistic (EAM) results but larger than estimates from hardness data.     

QUASICONTINUUM SIMULATION OF NANOINDENTATION OF NICKEL FILM

A large-scale atom simulation of nanoindentation into a thin nickel film using thequasicontinuum method was performed. The initial stages of the plasticity deformation of nickelwere studied. Several useful results were obtained as follows: (1)The response of the load versusindentation depth—on the load versus indentation depth curve, besides the straight parts cor-responding to the elastic property of nickel, the sudden drop of the load occurred several times;(2) The phenomena of dislocation nucleation—the dislocation nucleation took place when theload descended, which makes it clear that dislocation nucleation causes the drop of the load;(3)The mechanism of the dislocation emission—the Peierls-Nabarro dislocation model and a pow-erful criterion were used to analyze the dislocation emission. And the computational value was ingood agreement with the predict value; (4) The density of geometrically necessary dislocations.A simple model was used to obtain the density of geometrically necessary dislocations beneaththe indenter. Furthermore, the influence of the boundary conditions on the simulation results wasdiscussed.     

Dislocation nucleation in Σ3 asymmetric tilt grain boundaries

Atomistic simulations were used to investigate dislocation nucleation from Σ3 asymmetric (inclined) tilt grain boundaries under uniaxial tension applied perpendicular to the boundary. Molecular dynamics was employed based on embedded atom method potentials for Cu and Al at 10 K and 300 K. Results include the grain boundary structure and energy, along with mechanical properties and mechanisms associated with dislocation nucleation from these Σ3 boundaries. The stress and work required for dislocation nucleation were calculated along with elastic stiffness of the bicrystal configurations, exploring the change in response as a function of inclination angle. Analyses of dislocation nucleation mechanisms for asymmetric Σ3 boundaries in Cu show that dislocation nucleation is preceded by dislocation dissociation from the boundary. Then, dislocations preferentially nucleate in only one crystal on the maximum Schmid factor slip plane(s) for that crystal. However, this crystal is not simply predicted based on either the Schmid or non-Schmid factors. The synthesis of these results provides a better understanding of the dislocation nucleation process in these faceted, dissociated grain boundaries.     

Molecular-dynamics simulation-based cohesive zone representation of intergranular fracture processes in aluminum

A traction-displacement relationship that may be embedded into a cohesive zone model for microscale problems of intergranular fracture is extracted from atomistic molecular-dynamics (MD) simulations. An MD model for crack propagation under steady-state conditions is developed to analyze intergranular fracture along a flat Σ99 [1 1 0] symmetric tilt grain boundary in aluminum. Under hydrostatic tensile load, the simulation reveals asymmetric crack propagation in the two opposite directions along the grain boundary. In one direction, the crack propagates in a brittle manner by cleavage with very little or no dislocation emission, and in the other direction, the propagation is ductile through the mechanism of deformation twinning. This behavior is consistent with the Rice criterion for cleavage vs. dislocation blunting transition at the crack tip. The preference for twinning to dislocation slip is in agreement with the predictions of the Tadmor and Hai criterion. A comparison with finite element calculations shows that while the stress field around the brittle crack tip follows the expected elastic solution for the given boundary conditions of the model, the stress field around the twinning crack tip has a strong plastic contribution. Through the definition of a Cohesive-Zone-Volume-Element—an atomistic analog to a continuum cohesive zone model element—the results from the MD simulation are recast to obtain an average continuum traction-displacement relationship to represent cohesive zone interaction along a characteristic length of the grain boundary interface for the cases of ductile and brittle decohesion.     

Molecular dynamics studies on the dislocation gliding near a tilt boundary

The gliding behavior of edge dislocation near a grain boundary (GB) in copper under pure shear stresses is simulated by using molecular dynamics(MD) method. Many-body potential incorporating the embedded atom method (EAM) is used. The critical shear stresses for a single disocation to pass across GB surface are obtained at values of σ _c =23MPa ∼ 68 MPa and 137MPa∼274 MPa for Ω=165 small angle tilt GB at 300K and 20K, respectively. The first result agrees with the experimental yield stress σ _y (=42MPa) quite well. It suggests that there might be one of the reasons of initial plastic yielding caused by single dislocation gliding across GB. In addition, there might be possibility to obtain yield strength from microscopic analysis. Moreover, the experimental value of σ _y at low temperature is generally higher than that at room temperature. So, these results are in conformity qualitatively with experimental fact. On the other hand, the Ω=25 GB is too strong an obstacle to the dislocation. In this case, a dislocation is able to pass across GB under relatively low stress only when it is driven by other dislocations. This is taken to mean that dislocation pile-up must be built up in front of this kind of GB, if this GB may take effect on the process of plastic deformation. The project supported by KM85-33 of Academia Sinica and the National Natural Science Foundation of China     

Size effects and idealized dislocation microstructure at small scales: Predictions of a Phenomenological model of Mesoscopic Field Dislocation Mechanics: Part II

In Part I of this set of two papers, a model of mesoscopic plasticity is developed for studying initial-boundary value problems of small scale plasticity. Here we make qualitative, finite element method-based computational predictions of the theory. We demonstrate size effects and the development of strong inhomogeneity in simple shearing of plastically constrained grains. Non-locality in elastic straining leading to a strong Bauschinger effect is analyzed. Low shear strain boundary layers in constrained simple shearing of infinite layers of polycrystalline materials are not predicted by the model, and we justify the result based on an examination of the no-dislocation-flow boundary condition. The time-dependent, spatially homogeneous, simple shearing solution of PMFDM is studied numerically. The computational results and an analysis of continuous dependence with respect to initial data of solutions for a model linear problem point to the need for a nonlinear study of a stability transition of the homogeneous solution with decreasing grain size and increasing applied deformation. The continuous-dependence analysis also points to a possible mechanism for the development of spatial inhomogeneity in the initial stages of deformation in lower-order gradient plasticity theory. Results from thermal cycling of small scale beams/films with different degrees of constraint to plastic flow are presented showing size effects and reciprocal-film-thickness scaling of dislocation density boundary layer width. Qualitative similarities with results from discrete dislocation analyses are noted where possible.We discuss the convergence of approximate solutions with mesh refinement and its implications for the prediction of dislocation microstructure development, motivated by the notion of measure-valued solutions to conservation laws.     

A variational multiscale constitutive model for nanocrystalline materials

This paper presents a variational multi-scale constitutive model in the finite deformation regime capable of capturing the mechanical behavior of nanocrystalline (nc) fcc metals. The nc-material is modeled as a two-phase material consisting of a grain interior phase and a grain boundary effected zone (GBAZ). A rate-independent isotropic porous plasticity model is employed to describe the GBAZ, whereas a crystal-plasticity model which accounts for the transition from partial dislocation to full dislocation mediated plasticity is employed for the grain interior. The constitutive models of both phases are formulated in a small strain framework and extended to finite deformation by use of logarithmic and exponential mappings. Assuming the rule of mixtures, the overall behavior of a given grain is obtained via volume averaging. The scale transition from a single grain to a polycrystal is achieved by Taylor-type homogenization where a log-normal grain size distribution is assumed. It is shown that the proposed model is able to capture the inverse Hall-Petch effect, i.e., loss of strength with grain size refinement. Finally, the predictive capability of the model is validated against experimental results on nanocrystalline copper and nickel.     

Micro-plasticity of surface steps under adhesive contact: Part I—Surface yielding controlled by single-dislocation nucleation

Mechanics of nano- and meso-scale contacts of rough surfaces is of fundamental importance in understanding deformation and failure mechanisms of a solid surface, and in engineering fabrication and reliability of small surface structures. We present a micro-mechanical dislocation model of contact-induced deformation of a surface step or ledge, as a unit process model to construct a meso-scale model of plastic deformations near and at a rough surface. This paper (Part I) considers onset of contact-induced surface yielding controlled by single-dislocation nucleation from a surface step. The Stroh formalism of anisotropic elasticity and conservation integrals are used to evaluate the driving force on the dislocation. The driving force together with a dislocation nucleation criterion is used to construct a contact-strength map of a surface step in terms of contact pressure, step height, surface adhesion and lattice resistance. Atomistic simulations of atomic surface-step indentation on a gold (1 0 0) surface have been also carried out with the embedded atom method. As predicted by the continuum dislocation model, the atomistic simulations also indicate that surface adhesion plays a significant role in dislocation nucleation processes. Instabilities due to adhesion and dislocation nucleation are evident. The atomistic simulation is used to calibrate the continuum dislocation nucleation criterion, while the continuum dislocation modeling captures the dislocation energetics in the inhomogeneous stress field of the surface-step under contact loading. Results show that dislocations in certain slip planes can be easily nucleated but will stay in equilibrium positions very close to the surface step, while dislocations in some other slip planes easily move away from the surface into the bulk. This phenomenon is called contact-induced near-surface dislocation segregation. As a consequence, we predict the existence of a thin tensile-stress sub-layer adjacent to the surface within the boundary layer of near-surface plastic deformation. In the companion paper (Part II), we analyze the surface hardening behavior caused by multiple dislocations.     

Wedge indentation into elastic-plastic single crystals. 2: Simulations for face-centered cubic crystals

The asymptotic stress and deformation fields associated with the contact point singularity of a nearly-flat wedge indenter impinging on a specially-oriented single face-centered cubic crystal are derived analytically in a companion paper. In order to investigate the extent of the asymptotic fields, the indentation process is simulated numerically using single crystal plasticity. The quasistatically translating asymptotic fields consist of four angular elastic sectors separated by plastically deforming sector boundaries, as predicted in the companion paper. The asymptotic stress distributions are in accord with the analytical predictions. In addition, simulations are performed for a wedge indenter with a 90° included angle in order to investigate the consequences of finite deformation and finite lattice rotation. Several salient features of the deformation field for the nearly-flat indenter persist in the deformation field for the 90° wedge indenter. The existence of the salient features is validated by comparison to experimental measurements of the lower bound on geometrically necessary dislocation (GND) densities.     

镍单晶薄膜纳米压痕的准连续介质模拟

用准连续介质方法模拟了大规模原子的镍薄膜在纳米压痕下发生初始塑性变形的行为.主要得到了:(1)载荷-位移响应.在载荷位移曲线上除了反应晶体弹性性质的直线外还有数次的载荷突然下降过程.(2)位错形核现象.与载荷-位移曲线上的载荷突然下降相对应的在受压的晶体上发现了位错形核现象,说明载荷的下降是因为位错形核引起的.(3)位错的发射机制.用Peierls-Nabarro位错模型以及能量法分析了位错的发射机制,理论值与计算值吻合较好.(4)几何必需位错密度.用一个简单的模型计算了几何必须位错密度.此外还考虑了边界条件对模拟结果的影响.     

Molecular dynamics study of the mechanics of metal nanowires at finite temperature

Three-dimensional molecular dynamics simulations for mechanical properties of copper nanowires at finite temperatures were conducted with the Embedded-atom method (EAM). The stable free-relaxation state was simulated for a rectangular cross-section copper nanowire. The stress–strain curve under extension loading, elastic modulus, yielding strength and plastic deformation were studied. The results demonstrate that the strain-rate scale for nanowire is different from that for the bulk, and an explanation is presented. The dislocation movements corresponding to the plastic deformation are clearly depicted through transient atomic images. The necking and break-up phenomena are observed. This study can give more fundamental understanding of nanoscale machines from atomistic motions and contribute to the design, manufacture and manipulation of nano-devices.     

Nano-Indentation Hardness and Strain Hardening of Silicon,Sodium Chloride and Tungsten Crystals

Background

A previous review of micro- and nano-indentation hardness tests and their analyses gave emphasis to obtaining measurements of continuous nano-indentation load, P, versus, depth, h, recordings that monitor the full elastic–plastic deformation behavior of a localized crystal volume [1].

Objective

Attention is given to determining the complete, indentation-based, elastic–plastic deformation properties of the local volume, including the initial crystal elastic deformation behavior and, especially to evaluation of post pop-in plastic strain hardening.

Method

Stress–strain calculations are presented for an initial Hertzian elastic loading and follow-on crystal micro- and nano-scale plastic deformation responses [2].

Results

Applied load, P, dependencies on contact diameters, d_i, of silicon crystals are compiled on the basis of elastic, plastic and cracking predictions, giving indication at the lowest P values of an indentation size effect (ISE) for the crystal hardness. Elastic–plastic stress–strain curves are presented for sodium chloride and tungsten crystals. The hardness and strain hardening calculations also demonstrate an influence of the ISE.

Conclusions

The exceptional plastic strain hardening behaviors scale dimensionally with corresponding dislocation interactions and sessile reactions within the very localized plastic indentation zones. There is usefulness in determining elastic modulus values from the initial loading record. Micro- and nano-scale dislocation interactions/reactions account for the high stress and strain hardening levels as well as the occurrence of an ISE.

     

Dislocation nucleation from bicrystal interfaces and grain boundary ledges: Relationship to nanocrystalline deformation

Molecular dynamics simulations are used to evaluate the primary interface dislocation sources and to estimate both the free enthalpy of activation and the critical emission stress associated with the interfacial dislocation emission mechanism. Simulations are performed on copper to study tensile failure of a planar Σ5 {2 1 0} 53.1° interface and an interface with the same misorientation that contains a ledge. Simulations reveal that grain boundary ledges are more favorable as dislocation sources than planar regions of the interface and that their role is not limited to that of simple dislocation donors. The parameters extracted from the simulations are utilized in a two-phase composite mesoscopic model for nanocrystalline deformation that includes the effects of both dislocation emission and dislocation absorption mechanisms. A self-consistent approach based on the Eshelby solution for grains as ellipsoidal inclusions is augmented by introduction of stress concentration in the constitutive law of the matrix phase to account for more realistic grain boundary effects. Model simulations suggest that stress concentration is required in the standard continuum theory to activate the coupled grain boundary dislocation emission and absorption mechanisms when activation energy of the dislocation source is determined from atomistic calculation on grain boundaries without consideration of impurities or other extrinsic defects.