Shilnikov lemma for a nondegenerate critical manifold of a Hamiltonian system

Let M be a normally hyperbolic symplectic critical manifold of a Hamiltonian system. Suppose M consists of equilibria with real eigenvalues. We prove an analog of the Shilnikov lemma (strong version of the λ-lemma) describing the behavior of trajectories near M. Using this result, trajectories shadowing chains of homoclinic orbits to M are represented as extremals of a discrete variational problem. Then the existence of shadowing periodic orbits is proved. This paper is motivated by applications to the Poincaré’s second species solutions of the 3 body problem with 2 masses small of order µ. As µ → 0, double collisions of small bodies correspond to a symplectic critical manifold M of the regularized Hamiltonian system. Thus our results imply the existence of Poincaré’s second species (nearly collision) periodic solutions for the unrestricted 3 body problem.     

Analytic and algebraic conditions for bifurcations of homoclinic orbits I: Saddle equilibria

We study bifurcations of homoclinic orbits to hyperbolic saddle equilibria in a class of four-dimensional systems which may be Hamiltonian or not. Only one parameter is enough to treat these types of bifurcations in Hamiltonian systems but two parameters are needed in general systems. We apply a version of Melnikov?s method due to Gruendler to obtain saddle-node and pitchfork types of bifurcation results for homoclinic orbits. Furthermore we prove that if these bifurcations occur, then the variational equations around the homoclinic orbits are integrable in the meaning of differential Galois theory under the assumption that the homoclinic orbits lie on analytic invariant manifolds. We illustrate our theories with an example which arises as stationary states of coupled real Ginzburg–Landau partial differential equations, and demonstrate the theoretical results by numerical ones.     

Symbolic dynamics and Arnold diffusion

We consider hyperbolic tori of three degrees of freedom initially hyperbolic Hamiltonian systems. We prove that if the stable and unstable manifold of a hyperbolic torus intersect transversaly, then there exists a hyperbolic invariant set near a homoclinic orbit on which the dynamics is conjugated to a Bernoulli shift. The proof is based on a new geometrico-dynamical feature of partially hyperbolic systems, the transversality-torsion phenomenon, which produces complete hyperbolicity from partial hyperbolicity. We deduce the existence of infinitely many hyperbolic periodic orbits near the given torus. The relevance of these results for the instability of near-integrable Hamiltonian systems is then discussed. For a given transition chain, we construct chain of hyperbolic periodic orbits. Then we easily prove the existence of periodic orbits of arbitrarily high period close to such chain using standard results on hyperbolic sets.     

Homoclinic Orbits for a Class of Fractional Hamiltonian Systems via Variational Methods

This paper is devoted to the existence and multiplicity of homoclinic orbits for a class of fractional-order Hamiltonian systems with left and right Liouville–Weyl fractional derivatives. Here, we present a new approach via variational methods and critical point theory to obtain sufficient conditions under which the Hamiltonian system has at least one homoclinic orbit or multiple homoclinic orbits. Some results are new even for second-order Hamiltonian systems.     

Shadowing Pseudo-Orbits and Gradient Descent Noise Reduction

Shadowing trajectories are one of the most powerful ideas of modern dynamical systems theory, providing a tool for proving some central theorems and a means to assess the relevance of models and numerically computed trajectories of chaotic systems. Shadowing has also been seen to have a role in state estimation and forecasting of nonlinear systems. Shadowing trajectories are guaranteed to exist in hyperbolic systems, but this is not true of nonhyperbolic systems, indeed it can be shown there are systems that cannot have long shadowing trajectories. In this paper we consider what might be called shadowing pseudo-orbits. These are pseudo-orbits that remain close to a given pseudo-orbit, but have smaller mismatches between forecast state and verifying state. Shadowing pseudo-orbits play a useful role in the understanding and analysis of gradient descent noise reduction, state estimation, and forecasting nonlinear systems, because their existence can be ensured for a wide class of nonhyperbolic systems. New theoretical results are presented that extend classical shadowing theorems to shadowing pseudo-orbits. These new results provide some insight into the convergence behaviour of gradient descent noise reduction methods. The paper also discusses, in the light of the new results, some recent numerical results for an operational weather forecasting model when gradient descent noise reduction was employed.     

Infinitely many homoclinic solutions for some second order Hamiltonian systems

In this paper, we investigate the existence of infinitely many homoclinic solutions for a class of second order Hamiltonian systems. By using fountain theorem due to Zou, we obtain two new criteria for guaranteeing that second order Hamiltonian systems have infinitely many homoclinic solutions. Recent results in the literature are generalized and significantly improved.     

On bi-Lyapunov stable homoclinic classes

For a C ¹ generic diffeomorphism if a bi-Lyapunov stable homoclinic class is homogeneous then it does not have weak eigenvalues. Using this, we show that such homoclinic classes are hyperbolic if it has one of the following properties: shadowing, specification or limit shadowing.     

Degenerate billiards in celestial mechanics

In an ordinary billiard trajectories of a Hamiltonian system are elastically reflected after a collision with a hypersurface (scatterer). If the scatterer is a submanifold of codimension more than one, we say that the billiard is degenerate. Degenerate billiards appear as limits of systems with singularities in celestial mechanics. We prove the existence of trajectories of such systems shadowing trajectories of the corresponding degenerate billiards. This research is motivated by the problem of second species solutions of Poincaré.     

Index theory for heteroclinic orbits of Hamiltonian systems

Index theory revealed its outstanding role in the study of periodic orbits of Hamiltonian systems and the dynamical consequences of this theory are enormous. Although the index theory in the periodic case is well-established, very few results are known in the case of homoclinic orbits of Hamiltonian systems. Moreover, to the authors’ knowledge, no results have been yet proved in the case of heteroclinic and halfclinic (i.e. parametrized by a half-line) orbits. Motivated by the importance played by these motions in understanding several challenging problems in Classical Mechanics, we develop a new index theory and we prove at once a general spectral flow formula for heteroclinic, homoclinic and halfclinic trajectories. Finally we show how this index theory can be used to recover all the (classical) existing results on orbits parametrized by bounded intervals.     

Hyperbolicity versus partial-hyperbolicity and the transversality-torsion phenomenon

In this paper, we describe a process to create hyperbolicity in the neighbourhood of a homoclinic orbit to a partially hyperbolic torus for three degrees of freedom Hamiltonian systems: the transversality-torsion phenomenon.     

Chaotic Behavior in Slowly Varying Systems of Nonlinear Differential Equations

A technique is developed to find parameter regions of chaotic behavior in certain systems of nonlinear differential equations with slowly varying periodic coefficients. The technique combines previous results on how to find branches of periodic solutions which terminate with a homoclinic orbit and results on how to find chaotic trajectories in the neighborhood of homoclinic trajectories of the autonomous system. The technique is applied to the continuous stirred tank reaction A → B, for which it is shown that a slowly varying periodic flow rate can yield aperiodic temperature fluctuations.     

Stability analysis for standing pulse solutions to FitzHugh–Nagumo equations

This paper studies standing pulse solutions to the FitzHugh–Nagumo equations. Since the reaction terms are coupled in a skew-gradient structure, a standing pulse solution is a homoclinic orbit of a second order Hamiltonian system. In this work, an index theory for the Hamiltonian system is employed to study the stability of standing pulses for the FitzHugh–Nagumo equations. Related results for more general skew-gradient systems are also obtained.     

Global bifurcation of homoclinic trajectories of discrete dynamical systems

We prove the existence of an unbounded connected branch of nontrivial homoclinic trajectories of a family of discrete nonautonomous asymptotically hyperbolic systems parametrized by a circle under assumptions involving topological properties of the asymptotic stable bundles.     

On the Existence of Pulses in Reaction- Diffusion- Equations

We apply the theory of invariant manifolds for singularly perturbed ordinary differential equations and results about the persistence of homoclinic orbits in autonomous differential systems with several parameters in order to establish the existence of pulses in reaction-diffusion systems. Essential assumptions for the existence of pulses are the following: (i) Existence of a homoclinic orbit to a hyperbolic equilibrium in the corresponding reaction system. (ii) The quotient of some measure for the diffusivities and the square of the puls speed is sufficiently small. (iii) Validity of some transversality condition. The last assumption requires the occurence of parameters in the reaction term.     

Bifurcations in a family of Hamiltonian systems and associated nontwist cubic maps

The aim of the paper is to study systems with one-and-a-half degrees of freedom generated by a Hamiltonian with a quartic unperturbed part and broad perturbation spectrum. To this end, an approximate interpolating Hamiltonian system is firstly studied. Behaviour of the Poincaré–Birkhoff or dimerised chains in their routes to reconnection when the perturbation parameter varies is particularly presented. In the second step, a discrete system associated to the full Hamiltonian system is constructed and studied. We point out interesting properties of the dynamics of the Poincaré–Birkhoff or dimerised chains, such as pairs of homoclinic orbits to the same equilibrium point (sandglass) and triple reconnection. Then we use the scenario of reconnections to explain the destruction of transport barriers in the non-autonomous system.     

Homoclinic solutions for a class of asymptotically quadratic Hamiltonian systems

In this paper we are devoted to considering the existence of homoclinic solutions for some second order non-autonomous Hamiltonian systems with the asymptotically quadratic potential at infinity. The proof is based on a variant version of the Mountain Pass Theorem. Recent results in the literature are generalized and significantly improved.     

Homoclinic solutions for a class of subquadratic second-order Hamiltonian systems

In this paper, we study the existence of infinitely many homoclinic solutions for a class of subquadratic second-order Hamiltonian systems. By using the variant fountain theorem, we obtain a new criterion for guaranteeing that second-order Hamiltonian systems has infinitely many homoclinic solutions. Recent results from the literature are generalized and significantly improved. An example is also given in this paper to illustrate our main results.     

DISSIPATIVE SCHEMES WITH PROPERTY OF INHERITING HOMOCLINIC ORBITS FOR 2N-DIMENSIONAL HAMILTONIAN SYSTEMS

1　ＩｎｔｒｏｄｕｃｔｉｏｎＴｈｉｓｐａｐｅｒｉｓｄｅｖｏｔｅｄｔｏｓｔｕｄｙｗｈａｔｋｉｎｄｏｆｄｉｓｃｒｅｔｅｓｃｈｅｍｅｓｏｆｔｈｅｆｏｌｌｏｗｉｎｇ 2ｎ ｄｉｍｅｎ ｓｉｏｎａｌＨａｍｉｌｔｏｎｉａｎｓｙｓｔｅｍｓｗｉｔｈｐａｒａｍｅｔｅｒｉｎｎｏｒｍａｌｆｏｒｍ ｕ=Ｊ2ｎ Ｈ ｕＴ,　　Ｈ =Ｈ(ｕ ,λ) ,(1 )ｗｈｅｒｅｕ∈Ｒ2ｎ,λ∈Ｒ ,Ｈ∈Ｃｋ+1(Ｒ2ｎ×Ｒ ,Ｒ) ,ｋ≥ 6,ａｎｄＪ2ｎ =0Ｉｎ-Ｉｎ 0 ,Ｉｎ:ｕｎｉｔｍａｔｒｉｘｏｆｏｒｄｅｒｎｈａｓｔｈｅｐｒｏｐｅｒｔｙｏｆｉｎｈｅｒｉｔｉｎｇｈｏｍ…     

Transverse intersections between invariant manifolds of doubly hyperbolic invariant tori, via the Poincaré-Mel’nikov method

We consider a perturbation of an integrable Hamiltonian system having an equilibrium point of elliptic-hyperbolic type, having a homoclinic orbit. More precisely, we consider an (n + 2)-degree-of-freedom near integrable Hamiltonian with n centers and 2 saddles, and assume that the homoclinic orbit is preserved under the perturbation. On the center manifold near the equilibrium, there is a Cantorian family of hyperbolic KAM tori, and we study the homoclinic intersections between the stable and unstable manifolds associated to such tori. We establish that, in general, the manifolds intersect along transverse homoclinic orbits. In a more concrete model, such homoclinic orbits can be detected, in a first approximation, from nondegenerate critical points of a Mel’nikov potential. We provide bounds for the number of transverse homoclinic orbits using that, in general, the potential will be a Morse function (which gives a lower bound) and can be approximated by a trigonometric polynomial (which gives an upper bound).     

Limit cycles near generalized homoclinic and double homoclinic loops in piecewise smooth systems

In this paper, we study the bifurcation of limit cycles in piecewise smooth systems by perturbing a piecewise Hamiltonian system with a generalized homoclinic or generalized double homoclinic loop. We first obtain the form of the expansion of the first Melnikov function. Then by using the first coefficients in the expansion, we give some new results on the number of limit cycles bifurcated from a periodic annulus near the generalized (double) homoclinic loop. As applications, we study the number of limit cycles of a piecewise near-Hamiltonian systems with a generalized homoclinic loop and a central symmetric piecewise smooth system with a generalized double homoclinic loop.