Analogues of the “zero-two” law for positive linear contractions inL p andC(X)

LetT be a positive linear contraction inL ^p (1≦p<∞), then we show that lim ‖T ^pf −T ⁿ⁺¹ f‖ _p ≦(1 − ε)2^1/p (f∈L _p ⁺ , ε>0 independent off) implies already lim_n n→∞ ‖T ⁿf −T ⁿ⁺¹ n+1f ‖_p p=0. Several other related results as well as uniform variants of these are also given. Finally some similar results inLsu/t8 andC(X) are shown.     

The classification of injective Banach lattices

LetE be a 1-injective Banach lattice,X any Banach space andT: E ← X a norm bounded linear operator. Then eitherT is an isomorphism on some copy ofl _∞ inE or for all σ > 0 there is φ ∈E ₊ ^′ such that ‖Tu‖≦φ (|u|)+σ ‖u‖ for allu ∈E. We deduce the theorem that: A norm order continuous injective Banach lattice is order isomorphic to an (AL)-space.     

Every separable metric space is Lipschitz equivalent to a subset ofc 0 +

It is shown that there is a constantK so that, for every separable metric spaceX, there is a mapT:X →c _o satisfyingd(x, y)≦‖Tx−Ty‖≦Kd(x, y) for everyx, y ∈ X. This is a part of the author's Ph.D. Thesis prepared at the Hebrew University of Jerusalem, under the supervision of Professor J. Lindenstrauss.     

An ergodic theorem on Banach lattices

E is a Banach lattice that is weakly sequentially complete and has a weak unitu. TLf _n=ϕ means that the infimum of |f _n−ϕ| andu converges strongly to zero.T is a positive contraction operator onE andA _n=(1/n)(I+T+...+T ⁿ⁻¹). Without an additional assumption onE, the “truncated limit” TLA _nf need not exist forf inE. This limit exists for eachf ifE satisfies the following additional assumption (C): For everyf inE ₊ and for every numberα>0, there is a numberβ=β(f, α) such that ifg is inE ₊, ‖g‖≦1, 0≦f′≦f and ‖f′‖>α then ‖f′+g‖≧‖g‖+β. Research of this author is partially supported by NSERC Grant A3974. Research of this author is partially supported by NSF Grant 8301619.     

Symmetric block bases of sequences with large average growth

We show that if 0<ε≦1, 1≦p<2 andx ₁, …,x _n is a sequence of unit vectors in a normed spaceX such thatE ‖∑ _l ⁿ ε_i x _l‖≧n ^1/p, then one can find a block basisy ₁, …,y _m ofx ₁, …,x _n which is (1+ε)-symmetric and has cardinality at leastγn ^2/p-1(logn)⁻¹, where γ depends on ε only. Two examples are given which show that this bound is close to being best possible. The first is a sequencex ₁, …,x _n satisfying the above conditions with no 2-symmetric block basis of cardinality exceeding 2n ^2/p-1. This sequence is not linearly independent. The second example is a sequence which satisfies a lowerp-estimate but which has no 2-symmetric block basis of cardinality exceedingCn ^2/p-1(logn)^4/3, whereC is an absolute constant. This applies when 1≦p≦3/2. Finally, we obtain improvements of the lower bound when the spaceX containing the sequence satisfies certain type-condition. These results extend results of Amir and Milman in [1] and [2]. We include an appendix giving a simple counterexample to a question about norm-attaining operators.     

The range of a projection of small norm inl 1 n

It is proved that there exists a positive function Φ(∈) defined for sufficiently small ∈ 〉 0 and satisfying lim_t→0 Φ(∈) =0 such that for any integersn 〉>0, ifQ is a projection ofl ₁ ⁿ onto ak-dimensional subspaceE with ‖|Q‖|≦1+∈ then there is an integerh〉=k(1−Φ(∈)) and anh-dimensional subspaceF ofE withd(F,l ₁ ^h ) 〈= 1+Φ (∈) whered(X, Y) denotes the Banach-Mazur distance between the Banach spacesX andY. Moreover, there is a projectionP ofl ₁ ⁿ ontoF with ‖|P‖| ≦1+Φ(∈). Author was partially supported by the N.S.F. Grant MCS 79-03042.     

Fixed point theorems for non-Lipschitzian mappings of asymptotically nonexpansive type

LetX be a Banach space,K a nonempty, bounded, closed and convex subset ofX, and supposeT:K→K satisfies: for eachx∈K, lim sup _i→∞{sup _y∈K ‖t ⁱx−Tⁱy∼−‖x−y‖}≦0. IfT ^N is continuous for some positive integerN, and if either (a)X is uniformly convex, or (b)K is compact, thenT has a fixed point inK. The former generalizes a theorem of Goebel and Kirk for asymptotically nonexpansive mappings. These are mappingsT:K→K satisfying, fori sufficiently large, ‖Tⁱx−Tⁱy‖≦k _i‖x−y∼,x,y∈K, wherek _i→1 asi→∞. The precise assumption in (a) is somewhat weaker than uniform convexity, requiring only that Goebel’s characteristic of convexity, ɛ₀ (X), be less than one. Research supported by National Science Foundation Grant GP 18045.     

Another View of the CLT in Banach Spaces

Let B denote a separable Banach space with norm ‖⋅‖, and let μ be a probability measure on B for which linear functionals have mean zero and finite variance. Then there is a Hilbert space H _μ determined by the covariance of μ such that H _μ ⊆B. Furthermore, for all ε>0 and x in the B-norm closure of H _μ , there is a unique point, T _ε (x), with minimum H _μ -norm in the B-norm ball of radius ε>0 and center x. If X is a random variable in B with law μ, then in a variety of settings we obtain the central limit theorem (CLT) for T _ε (X) and certain modifications of such a quantity, even when X itself fails the CLT. The motivation for the use of the mapping T _ε (⋅) comes from the large deviation rates for the Gaussian measure γ determined by the covariance of X whenever γ exists. However, this is only motivation, and our results apply even when this Gaussian law fails to exist. Research partially supported by NSA Grant H98230-06-1-0053.     

On perturbations of differentiable semigroups

LetX be a Banach space and letA be the infinitesimal generator of a differentiable semigroup {T(t) |t ≥ 0}, i.e. aC ₀-semigroup such thatt ↦T(t)x is differentiable on (0, ∞) for everyx εX. LetB be a bounded linear operator onX and let {S(t) |t ≥ 0} be the semigroup generated byA +B. Renardy recently gave an example which shows that {S(t) |t ≥ 0} need not be differentiable. In this paper we give a condition on the growth of ‖T′(t)‖ ast ↓ 0 which is sufficient to ensure that {S(t) |t ≥ 0} is differentiable. Moreover, we use Renardy’s example to study the optimality of our growth condition. Our results can be summarized roughly as follows:

Expanders obtained from affine transformations

A bipartite graphG=(U, V, E) is an (n, k, δ, α) expander if |U|=|V|=n, |E|≦kn, and for anyX⊆U with |X|≦αn, |Γ _G (X)|≧(1+δ(1−|X|/n)) |X|, whereΓ _G (X) is the set of nodes inV connected to nodes inX with edges inE. We show, using relatively elementary analysis in linear algebra, that the problem of estimating the coefficientδ of a bipartite graph is reduced to that of estimating the second largest eigenvalue of a matrix related to the graph. In particular, we consider the case where the bipartite graphs are defined from affine transformations, and obtain some general results on estimating the eigenvalues of the matrix by using the discrete Fourier transform. These results are then used to estimate the expanding coefficients of bipartite graphs obtained from two-dimensional affine transformations and those obtained from one-dimensional ones.     

Asymptotic behavior of nonexpansive mappings in normed linear spaces

LetT be a nonexpansive mapping on a normed linear spaceX. We show that there exists a linear functional.f, ‖f‖=1, such that, for allx∈X, lim_n→x f(T ⁿ x/n)=lim_n→x‖T ⁿ x/n ‖=α, where α≡inf _y∈c ‖Ty-y‖. This means, ifX is reflexive, that there is a faceF of the ball of radius α to whichT ⁿ x/n converges weakly for allx (inf_z∈f g(T ⁿ x/n-z)→0, for every linear functionalg); ifX is strictly conves as well as reflexive, the convergence is to a point; and ifX satisfies the stronger condition that its dual has Fréchet differentiable norm then the convergence is strong. Furthermore, we show that each of the foregoing conditions on X is satisfied if and only if the associated convergence property holds for all nonexpansiveT. Supported by National Science Foundation Grant MCS-79-066.     

Onp-absolutely summing constants of banach spaces

Given 1≦p<∞ and a real Banach spaceX, we define thep-absolutely summing constantμ _p(X) as inf{Σ _i ^=1/m |x*(x _i)|^p p Σ _i ^=1/m ‖x _i‖^p p]¹ p}, where the supremum ranges over {x*∈X*; ‖x*‖≤1} and the infimum is taken over all sets {x ₁,x ₂, …,x _m} ⊂X such that Σ _i ^=1/m ‖x _i‖>0. It follows immediately from [2] thatμ _p(X)>0 if and only ifX is finite dimensional. In this paper we find the exact values ofμ _p(X) for various spaces, and obtain some asymptotic estimates ofμ _p(X) for general finite dimensional Banach spaces. This is a part of the author’s Ph.D. Thesis prepared at the Hebrew University of Jerusalem, under the supervision of Prof. A. Dvoretzky and Prof. J. Lindenstrauss.     

Asymptotic Behavior of the Maximum of Sums of I.I.D. Random Variables along Monotone Blocks

Let {X_i, Y_i}_i=1,2,... be an i.i.d. sequence of bivariate random vectors with P(Y₁ = y) = 0 for all y. Put M_n(j) = max_0≤k≤n-j (X_k+1 + ... X_k+j)I_k,j, where I_k,k+j = I{Y_k+1 < ⋯ < Y_k+j} denotes the indicator function for the event in brackets, 1 ≤ j ≤ n. Let L_n be the largest index l ≤ n for which I_k,k+l = 1 for some k = 0, 1, ..., n - l. The strong law of large numbers for “the maximal gain over the longest increasing runs,” i.e., for M_n(L_n) has been recently derived for the case where X₁ has a finite moment of order 3 + ε, ε > 0. Assuming that X₁ has a finite mean, we prove for any a = 0, 1, ..., that the s.l.l.n. for M(L_n - a) is equivalent to EX ₁ ^3+a I{X₁ > 0} < ∞. We derive also some new results for the a.s. asymptotics of L_n. Bibliography: 5 titles. __________ Translated from Zapiski Nauchnykh Seminarov POMI, Vol. 311, 2004, pp. 179–189.     

Regular centralizers of idempotent transformations

Denote by T(X) the semigroup of full transformations on a set X. For ε∈T(X), the centralizer of ε is a subsemigroup of T(X) defined by C(ε)={α∈T(X):αε=εα}. It is well known that C(id _X )=T(X) is a regular semigroup. By a theorem proved by J.M. Howie in 1966, we know that if X is finite, then the subsemigroup generated by the idempotents of C(id _X ) contains all non-invertible transformations in C(id _X ).     

Boundaries and generation of convex sets

We introduce a notion which is intermediate between that of taking thew*-closed convex hull of a set and taking the norm closed convex hull of this set. This notion helps to streamline the proof (given in [FLP]) of the famous result of James in the separable case. More importantly, it leads to stronger results in the same direction. For example:

An integral strong law of large numbers for processes with independent increments

For a stochastically continuous stochastic process with independent increments overD[0,T], letN(t,ε) be the number of smaple function jumps that occur in the interval [0,t] of sizes less than −ε or greater than ε, where ε>0. LetM(t,ε)=EN(t,ε), and assumeM(t,0+)=∞ for 0<t≦T. If lim_{ε ↓0}(M(t,ε)/M(T,ε)) exists and is positive for eacht∈(0,T], then lim_{ε ↓0}(N(t,ε)/M(T,ε)) for allt∈(0,T] with probability one. The research of Howard G. Tucker was supported in part by the National Science Foundation, Grant No. MCS76-03591A01.     

An example of a universal Banach space

We construct a separable reflexive Banach spaceX which is complementably universal for all finite dimensional Banach spaces. By this we mean: for every finite dimensional Banach spaceE there is isometric embeddingi:E→X such that there exists a projectionP: → _→ ^onto with ‖P‖=1.     

A remark on hypercontractivity and the concentration of measure phenomenon in a compact Riemannian manifold

Following closely the Laplace operator method of M. Gromov and V.D. Milman (1983), we slightly improve their general estimate of the concentration functionα(X; ε) of a compact Riemannian manifold X by showing that α(X;ε)≦C exp(−cε√ϱ₀log(1+ε√ϱ₀)) for numerical constantsC, c > 0, whereρ ₀ > 0 is the hypercontractive constant of the Laplacian onX.     

Estimates of the periods of periodic points for nonexpansive operators

Suppose thatE is a finite-dimensional Banach space with a polyhedral norm ‖·‖, i.e., a norm such that the unit ball inE is a polyhedron. ℝ ⁿ with the sup norm or ℝ ⁿ with thel ₁-norm are important examples. IfD is a bounded set inE andT:D→D is a map such that ‖T(y)−T(z)‖≤ ‖y−z‖ for ally andz inE, thenT is called nonexpansive with respect to ‖·‖, and it is known that for eachx ∈D there is an integerp=p(x) such that lim _j→∞ T ^jp (x) exists. Furthermore, there exists an integerN, depending only on the dimension ofE and the polyhedral norm onE, such thatp(x)≤N: see [1,12,18,19] and the references to the literature there. In [15], Scheutzow has raised a question about the optimal choice ofN whenE=ℝ ⁿ ,D=K ⁿ , the set of nonnegative vectors in ℝ ⁿ , and the norm is thel ₁-norm. We provide here a reasonably sharp answer to Scheutzow’s question, and in fact we provide a systematic way to generate examples and use this approach to prove that our estimates are optimal forn≤24. See Theorem 2.1, Table 2.1 and the examples in Section 3. As we show in Corollary 2.3, these results also provide information about the caseD=ℝ ⁿ , i.e.,T:ℝ ⁿ →ℝ ⁿ isl ₁-nonexpansive. In addition, it is conjectured in [12] thatN=2 ⁿ whenE=ℝ ⁿ and the norm is the sup norm, and such a result is optimal, if true. Our theorems here show that a sharper result is true for an important subclass of nonexpansive mapsT:(ℝ ⁿ ,‖ · ‖_∞)→(ℝ ⁿ ,‖ · ‖_∞). Partially supported by NSF DMS89-03018.