Yard template planning in transshipment hubs under uncertain berthing time and position

This paper is concerned with yard management in transshipment hubs, where a consignment strategy is often used to reduce reshuffling and vessel turnaround time. This strategy groups unloaded containers according to their destination vessels. In this strategy, yard template determines the assignment of the spaces (sub-blocks) in the yard to the vessels. This paper studies how to make a good yard template under uncertain environment, for example, uncertain berthing time and berthing positions of the arriving vessels. To reduce the potential traffic congestion of prime movers, the workload distribution of sub-blocks within the yard is considered. A mixed integer programming model is formulated to minimize the expected value of the route length of container transshipping flows in the yard. Moreover, a heuristic algorithm is developed for solving the problem in large-scale realistic environments. Numerical experiments are conducted to validate the efficiency of the proposed algorithm.     

集装箱码头堆场翻箱与外集卡提箱顺序同步优化方法

针对集装箱码头提箱作业过程中,由于外集卡的提箱顺序与目标箱在堆场的堆存位置不匹配导致大量翻箱这一难题,以码头的作业成本和外集卡的延误成本之和最小为目标,建立堆场翻箱与外集卡提箱顺序同步优化模型,优化外集卡的提箱顺序、龙门吊的任务分配以及翻箱方案。设计基于动态规划的启发式算法求解模型,并利用算例对模型与算法的有效性进行了验证。结果表明:与目前码头普遍采用的提箱方式相比,通过调整外集卡提箱顺序并同时优化翻箱方案以及龙门吊的任务分配可以降低堆场翻箱率,减少龙门吊的移动成本,从而节省提箱作业的总成本。     

Determination of the number of automated guided vehicles required at a semi-automated container terminal

This paper describes the development of a minimum flow algorithm to determine the number of automated guided vehicles (AGVs) required at a semi-automated container terminal. At such a terminal the containers are transported by AGVs from the quay cranes to the automated stacking cranes and vice versa. A model and a strongly polynomial time algorithm are developed to solve the case in which containers are available for transport at known time instants.     

考虑任务优先约束的同类岸桥作业调度优化

分析了以箱组为任务对象QCSP与以整贝为任务对象QCSP的异同,指出前者更能均衡各岸桥作业负荷,并减少船舶装卸作业时间。考虑到岸桥具有作业效率差异的特点,将其视为同类平行机调度问题,同时结合任务优先约束、岸桥作业不可相互穿越与安全距离等特有约束,建立了更加符合实际的以箱组为任务对象的岸桥作业调度混合整数规划模型,其优化目标是最小化装卸作业的makespan。针对模型求解的复杂度,设计了一种遗传算法,对算法搜索空间进行了讨论,并推导了问题的低界。实验算例表明所建立的模型能够反映岸桥作业调度过程中作业效率差异及任务优先约束现象,其算法能够在允许的运算时间内获得稳定的满意解,并且优化结果要全面优于以整贝为任务对象QCSP的调度方案。     

基于两阶段混合动态规划算法的龙门吊路径优化

产业界已出现利用多台轨道式龙门吊同时作业以提升集装箱码头装船效率的情况,由于需要确定每台龙门吊的取箱作业集合以及增加了“避免碰撞”、“顺次移动”等现实约束,故其移动路径规划问题在模型建立与求解上比单台轨道式龙门吊更为复杂。本文针对两台轨道式龙门吊同时作业的情形,建立了龙门吊移动路径网络模型,并开发了基于贪婪算法与动态规划的两阶段混合算法,并通过仿真算例,借助与基于实际调度规则所得到的调度方案的对比,验证了模型及优化算法的有效性与实用性。     

A continuous DC programming approach to the strategic supply chain design problem from qualified partner set

We present a new continuous approach based on the DC (difference of convex functions) programming and DC algorithms (DCA) to the problem of supply chain design at the strategic level when production of a new market opportunity has to be launched among a set of qualified partners. A well known formulation of this problem is the mixed integer linear program. In this paper, we reformulate this problem as a DC program by using an exact penalty technique. The proposed algorithm is a combination of DCA and Branch and Bound scheme. It works in a continuous domain but provides mixed integer solutions. Numerical simulations on many empirical data sets show the efficiency of our approach with respect to the standard Branch and Bound algorithm.     

Optimization of container process at seaport terminals

Seaport container terminals are an important part of the logistics systems in international trades. This paper investigates the relationship between quay cranes, yard machines and container storage locations in a multi-berth and multi-ship environment. The aims are to develop a model for improving the operation efficiency of the seaports and to develop an analytical tool for yard operation planning. Due to the fact that the container transfer times are sequence-dependent and with the large number of variables involved, the proposed model cannot be solved in a reasonable time interval for realistically sized problems. For this reason, List Scheduling and Tabu Search algorithms have been developed to solve this formidable and NP-hard scheduling problem. Numerical implementations have been analysed and promising results have been achieved.     

An exact method for scheduling a yard crane

This paper studies an operational problem arising at a container terminal, consisting of scheduling a yard crane to carry out a set of container storage and retrieval requests in a single container block. The objective is to minimize the total travel time of the crane to carry out all requests. The block has multiple input and output (I/O) points located at both the seaside and the landside. The crane must move retrieval containers from the block to the I/O points, and must move storage containers from the I/O points to the block. The problem is modeled as a continuous time integer programming model and the complexity is proven. We use intrinsic properties of the problem to propose a two-phase solution method to optimally solve the problem. In the first phase, we develop a merging algorithm which tries to patch subtours of an optimal solution of an assignment problem relaxation of the problem and obtain a complete crane tour without adding extra travel time to the optimal objective value of the relaxed problem. The algorithm requires common I/O points to patch subtours. This is efficient and often results in obtaining an optimal solution of the problem. If an optimal solution has not been obtained, the solution of the first phase is embedded in the second phase where a branch-and-bound algorithm is used to find an optimal solution. The numerical results show that the proposed method can quickly obtain an optimal solution of the problem. Compared to the random and Nearest Neighbor heuristics, the total travel time is on average reduced by more than 30% and 14%, respectively. We also validate the solution method at a terminal.     

Discrete and geometric Branch and Bound algorithms for?medical image registration

Aiming at the development of an exact solution method for registration problems, we present two different Branch & Bound algorithms for a mixed integer programming formulation of the problem. The first B&B algorithm branches on binary assignment variables and makes use of an optimality condition that is derived from a graph matching formulation. The second, geometric B&B algorithm applies a geometric branching strategy on continuous transformation variables. The two approaches are compared for synthetic test examples as well as for 2-dimensional medical data. The results show that medium sized problem instances can be solved to global optimality in a reasonable amount of time.     

考虑泊位疏浚的连续型泊位和动态岸桥联合调度

针对集装箱码头泊位需要定期维护的实际特征,研究了泊位疏浚情况下连续型泊位和动态岸桥联合调度问题。首先,建立了一个以船舶周转时间最小为目标的整数线性规划模型;其次,针对问题特性设计了三种启发式算法。为了分析泊位疏浚对码头工作的影响并验证模型正确性和算法有效性,分别对未考虑泊位疏浚和考虑泊位疏浚两种调度情形,进行了小规模与大规模问题输入的多组测试。三种算法在小规模输入上均取得了相同于CPLEX的精确解,从而验证了算法的有效性;进一步通过对比分析这些算法在大规模输入中的运行结果,验证其有效性能。     

A container yard storage strategy for improving land utilization and operation efficiency in a transshipment hub port

This paper studies the storage yard management problem in a busy transshipment hub, where intense loading and unloading activities have to be considered at the same time. The need to handle huge volumes of container traffic and the scarcity of land in the container port area pose serious challenges for the port operator to provide efficient services. A consignment strategy with a static yard template has been used to reduce the level of reshuffles in the yard, but it sacrifices on land utilization because of exclusive storage space reservation. Two space-sharing approaches are proposed to improve on the land utilization through dynamic reservation of storage space for different vessels during different shifts. Meanwhile, workload assignment among reserved spaces will also satisfy the high-low workload balancing protocol to reduce traffic congestion in the yard. A framework which integrates space reservation and workload assignment is proposed. Experimental results show that the framework is able to provide solutions for containers handling within much less storage space, while guarantee the least yard crane deployment.     

考虑潮汐影响的离散型泊位和岸桥集成调度

泊位和岸桥是集装箱港口最紧缺的资源,二者的调度问题存在很强的内在关联。针对大型船需乘潮进出港的离散型泊位,为提高集装箱码头运作效率和客户满意度,将泊位分配、岸桥指派和岸桥调度集成为一体。首先,考虑潮汐的影响以及岸桥作业中可动态调度的现实,以计划期内所有抵港船舶的岸桥作业成本和滞期成本之和最少为目标,建立一个混合整数规划模型,然后设计了一个嵌入启发式规则的遗传算法对其进行求解。最后,算例结果中给出了每艘船舶在确切时刻对应的具体岸桥和每个岸桥的动态作业时间窗,并通过与单独优化的方案对比,验证了集成方案的有效性。     

A Branch & Cut algorithm for a four-index assignment problem

In this paper, we examine the orthogonal Latin squares (OLS) problem from an integer programming perspective. The OLS problem has a long history and its significance arises from both theoretical aspects and practical applications. The problem is formulated as a four-index assignment problem whose solutions correspond to OLS. This relationship is exploited by various routines (preliminary variable fixing, branching, etc) of the Branch & Cut algorithm we present. Clique, odd-hole and antiweb inequalities implement the ‘Cut’ component of the algorithm. For each cut type a polynomial-time separation algorithm is implemented. Extensive computational analysis examines multiple aspects concerning the design of our algorithm. The results illustrate clearly the improvement achieved over simple Branch & Bound.     

Optimal berth allocation and time-invariant quay crane assignment in container terminals

Due to the dramatic increase in the world’s container traffic, the efficient management of operations in seaport container terminals has become a crucial issue. In this work, we focus on the integrated planning of the following problems faced at container terminals: berth allocation, quay crane assignment (number), and quay crane assignment (specific). First, we formulate a new binary integer linear program for the integrated solution of the berth allocation and quay crane assignment (number) problems called BACAP. Then we extend it by incorporating the quay crane assignment (specific) problem as well, which is named BACASP. Computational experiments performed on problem instances of various sizes indicate that the model for BACAP is very efficient and even large instances up to 60 vessels can be solved to optimality. Unfortunately, this is not the case for BACASP. Therefore, to be able to solve large instances, we present a necessary and sufficient condition for generating an optimal solution of BACASP from an optimal solution of BACAP using a post-processing algorithm. In case this condition is not satisfied, we make use of a cutting plane algorithm which solves BACAP repeatedly by adding cuts generated from the optimal solutions until the aforementioned condition holds. This method proves to be viable and enables us to solve large BACASP instances as well. To the best of our knowledge, these are the largest instances that can be solved to optimality for this difficult problem, which makes our work applicable to realistic problems.     

Optimizing a multi-stage production/inventory system by DC programming based approaches

This paper deals with optimizing the cost of set up, transportation and inventory of a multi-stage production system in presence of bottleneck. The considered optimization model is a mixed integer nonlinear program. We propose two methods based on DC (Difference of Convex) programming and DCA (DC Algorithm)—an innovative approach in nonconvex programming framework. The mixed integer nonlinear problem is first reformulated as a DC program and then DCA is developed to solve the resulting problem. In order to globally solve the problem, we combine DCA with a Branch and Bound algorithm (BB-DCA). A convex minorant of the objective function is introduced. DCA is used to compute upper bounds while lower bounds are calculated from a convex relaxation problem. The numerical results compared with those of COUENNE (http://www.coin-or.org/download/binary/Couenne/), a solver for mixed integer nonconvex programming, show the rapidity and the ?-globality of DCA in almost cases, as well as the efficiency of the combined DCA-Branch and Bound algorithm. We also propose a simple heuristic algorithm which is proved by experimental results to be better than an existing heuristic in the literature for this problem.     

On double cycling for container port productivity improvement

How quay cranes (QC) are scheduled is vital to the productivity of seaside container port operations. Double cycling concept is an operation strategy of loading the containers into ships as they are unloaded, thus improving the efficiency of a QC as well as the container port. Goodchild and Daganzo (Transp Sci 40(4):473–483, 2006) first described QC double cycling problem and solved the problem after formulating it into a two machine flow shop problem. Song (Port Technol Int 36:50–52, 2007) studied the formula to determine the optimal starting sequence for double cycling while reflecting on the practical issue of QC working direction. The above studies focused on a single QC double cycling and their empirical trials showed the double cycling could improve the productivity of each QC approximately by between 10 and 20 %. In Zhang and Kim (Comput Ind Eng 56(3):979–992, 2009), a multiple QC double cycling model was first suggested by formulating a mixed integer programming model to maximise the number of double cycles between multiple QCs. In the present paper we point out a flaw with the existing multiple QC double cycling model that lets cycles that are not implementable. In addition, the paper discusses the need for imposing constraints arising from real world requirements to the formulations aiming at double cycling.     

Mixed integer programming models for dispatching vehicles at a container terminal

This paper presents scheduling models for dispatching vehicles to accomplish a sequence of container jobs at the container terminal, in which the starting times as well as the order of vehicles for carrying out these jobs need to be determined. To deal with this scheduling problem, three mixed 0–1 integer programming models, Model I, Model II and Model III are provided. We present interesting techniques to reformulate the two mixed integer programming models, Model I and Model II, as pure 0–1 integer programming problems with simple constraint sets and present a lower bound for the optimal value of Model I. Model III is a complicated mixed integer programming model because it involves a set of non-smooth constraints, but it can be proved that its solutions may be obtained by the so-called greedy algorithm. We present numerical results showing that Model III is the best among these three models and the greedy algorithm is capable of solving large scale problems.     

A local branching-based algorithm for the quay crane scheduling problem under unidirectional schedules

The quay crane scheduling problem (QCSP) is at the basis of a major logistic process in maritime container terminals: the process of discharging/loading containers from/on berthed vessels. Several groups of containers, laying in one or more stowage portions of a containership, have to be assigned to multiple cranes and discharge/loading operations have to be optimally sequenced, under some complicating constraints imposed by the practical working rules of quay cranes. The QCSP has been the object of a great deal of research work since the last decade and it is focused in this paper, with the aim of consolidating a promising solution approach based upon the combination of specialized branch & bound (B&B) and heuristic algorithms. A cost-effective solution technique that incorporates the local branching method within a refined B&B algorithm is proposed and its effectiveness is assessed by numerical comparisons against the latest algorithm available in literature.     

Yard crane scheduling in port container terminals

Yard cranes are the most popular container handling equipment for loading containers onto or unloading containers from trucks in container yards of land scarce port container terminals. However, such equipment is bulky, and very often generates bottlenecks in the container flow in a terminal because of their slow operations. Hence, it is essential to develop good yard crane work schedules to ensure a high terminal throughput. This paper studies the problem of scheduling a yard crane to perform a given set of loading/unloading jobs with different ready times. The objective is to minimize the sum of job waiting times. A branch and bound algorithm is proposed to solve the scheduling problem optimally. Efficient and effective algorithms are proposed to find lower bounds and upper bounds. The performance of the proposed branch and bound algorithm is evaluated by a set of test problems generated based on real life data. The results show that the algorithm can find the optimal sequence for most problems of realistic sizes.     

考虑翻箱的场桥调度和提箱集卡数量的集成优化

在集装箱码头的进口箱堆场中,码头预约机制、待提箱的实时位置和场桥作业调度方案是制约堆场作业效率和堵塞情况的关键。为缓解进口箱堆场的拥塞情况并提高作业效率,在固定的预约时段内,考虑实时压箱量最少的翻箱规则,兼顾场桥间不可跨越和保持安全间距等现实约束,以场桥最长完工时间最小为目标,构建数学优化模型,设计了嵌入修复算子的改进遗传算法用于求解;通过算例实验验证了算法的有效性和方案的优越性,可为堆场实际作业提供决策参考。