Donsker-type theorems for nonparametric maximum likelihood estimators

Let ${\mathcal{P}}$ be a nonparametric probability model consisting of smooth probability densities and let ${\hat{p}_{n}}$ be the corresponding maximum likelihood estimator based on n independent observations each distributed according to the law ${\mathbb{P}}$ . With $\hat{\mathbb{P}}_{n}$ denoting the measure induced by the density ${\hat{p}_{n}}$ , define the stochastic process ${\hat{\nu}}_{n}: f\longmapsto \sqrt{n} \int fd({\hat{\mathbb{P}}}_{n} -\mathbb{P})$ where f ranges over some function class ${\mathcal{F}}$ . We give a general condition for Donsker classes ${\mathcal{F}}$ implying that the stochastic process $\hat{\nu}_{n}$ is asymptotically equivalent to the empirical process in the space ${\ell ^{\infty }(\mathcal{F})}$ of bounded functions on ${ \mathcal{F}}$ . This implies in particular that $\hat{\nu}_{n}$ converges in law in ${\ell ^{\infty }(\mathcal{F})}$ to a mean zero Gaussian process. We verify the general condition for a large family of Donsker classes ${\mathcal{ F}}$ . We give a number of applications: convergence of the probability measure ${\hat{\mathbb{P}}_{n}}$ to ${\mathbb{P}}$ at rate ${\sqrt{n}}$ in certain metrics metrizing the topology of weak(-star) convergence; a unified treatment of convergence rates of the MLE in a continuous scale of Sobolev-norms; ${\sqrt{n}}$ -efficient estimation of nonlinear functionals defined on ${\mathcal{P}}$ ; limit theorems at rate ${\sqrt{n}}$ for the maximum likelihood estimator of the convolution product ${\mathbb{P\ast P}}$ .     

Characterization of (generalized) Lie derivations on {\mathcal{J}}-subspace lattice algebras by local action

Let ${\mathcal{L}}$ be a ${\mathcal{J}}$ -subspace lattice on a Banach space X over the real or complex field ${\mathbb{F}}$ with dim X ≥ 2 and Alg ${\mathcal{L}}$ be the associated ${\mathcal{J}}$ -subspace lattice algebra. For any scalar ${\xi \in \mathbb{F}}$ , there is a characterization of any linear map L : Alg ${\mathcal{L} \rightarrow {\rm Alg} {\mathcal{L}}}$ satisfying ${L([A,B]_\xi) = [L(A),B]_\xi + [A,L(B)]_\xi}$ for any ${A, B \in{\rm Alg} {\mathcal{L}}}$ with AB = 0 (rep. ${[A,B]_ \xi = AB - \xi BA = 0}$ ) given. Based on these results, a complete characterization of (generalized) ξ-Lie derivations for all possible ξ on Alg ${\mathcal{L}}$ is obtained.     

Existence, automatic continuity and invariant submodules of generalized derivations on modules

Let ${\mathcal{A}}$ be a ${\mathbb{C}}$ -algebra, δ be a derivation on ${\mathcal{A}}$ and ${\mathcal{M}}$ be a left ${\mathcal{A}}$ -module. A linear map ${\tau : \mathcal{M} \rightarrow \mathcal{M}}$ is called a generalized derivation relative to δ if ${\tau(am)=a\tau(m)+\delta(a)m\,(a \in \mathcal{A}, m \in \mathcal{M})}$ . In this article first we study the existence of generalized derivations. In particular we show that free modules and projective modules always have nontrivial generalized derivations relative to nonzero derivations of ${\mathcal{A}}$ . Then we investigate the invariance of prime submodules under generalized derivations. Specifically we show that every minimal prime submodule of ${\mathcal{M}}$ is invariant under every generalized derivation. Moreover we obtain analogs of Posner’s theorem for generalized derivations. In the case that ${\mathcal{A}}$ is a Banach algebra and ${\mathcal{M}}$ is a Banach left ${\mathcal{A}}$ -module, we study the existence of continuous generalized derivations and automatic continuity of generalized derivations.     

Howe correspondence and Springer correspondence for real reductive dual pairs

We consider a real reductive dual pair (G′, G) of type I, with rank ${({\rm G}^{\prime}) \leq {\rm rank(G)}}$ . Given a nilpotent coadjoint orbit ${\mathcal{O}^{\prime} \subseteq \mathfrak{g}^{{\prime}{*}}}$ , let ${\mathcal{O}^{\prime}_\mathbb{C} \subseteq \mathfrak{g}^{{\prime}{*}}_\mathbb{C}}$ denote the complex orbit containing ${\mathcal{O}^{\prime}}$ . Under some condition on the partition λ′ parametrizing ${\mathcal{O}^{\prime}}$ , we prove that, if λ is the partition obtained from λ by adding a column on the very left, and ${\mathcal{O}}$ is the nilpotent coadjoint orbit parametrized by λ, then ${\mathcal{O}_\mathbb{C}= \tau (\tau^{\prime -1}(\mathcal{O}_\mathbb{C}^{\prime}))}$ , where ${\tau, \tau^{\prime}}$ are the moment maps. Moreover, if ${chc(\hat\mu_{\mathcal{O}^{\prime}}) \neq 0}$ , where chc is the infinitesimal version of the Cauchy-Harish-Chandra integral, then the Weyl group representation attached by Wallach to ${\mu_{\mathcal{O}^{\prime}}}$ with corresponds to ${\mathcal{O}_\mathbb{C}}$ via the Springer correspondence.     

On Quadratic Differentials and Twisted Normal Maps of Surfaces in {\mathbb{S}^{2} \times\mathbb{R}} and {\mathbb{H}^{2} \times\mathbb{R}}

Given a Lie group G with a bi-invariant metric and a compact Lie subgroup K, Bittencourt and Ripoll used the homogeneous structure of quotient spaces to define a Gauss map ${\mathcal{N}:M^{n}\rightarrow{\mathbb{S}}}$ on any hypersupersurface ${M^{n}\looparrowright G/K}$ , where ${{\mathbb{S}}}$ is the unit sphere of the Lie algebra of G. It is proved in Bittencourt and Ripoll (Pacific J Math 224:45–64, 2006) that M ⁿ having constant mean curvature (CMC) is equivalent to ${\mathcal{N}}$ being harmonic, a generalization of a Ruh–Vilms theorem for submanifolds in the Euclidean space. In particular, when n = 2, the induced quadratic differential ${\mathcal{Q}_{\mathcal{N}}:=(\mathcal{N}^{\ast}g)^{2,0}}$ is holomorphic on CMC surfaces of G/K. In this paper, we take ${G/K={\mathbb{S}}^{2}\times{\mathbb{R}}}$ and compare ${\mathcal{Q}_{\mathcal{N}}}$ with the Abresch–Rosenberg differential ${\mathcal{Q}}$ , also holomorphic for CMC surfaces. It is proved that ${\mathcal{Q}=\mathcal{Q}_{\mathcal{N}}}$ , after showing that ${\mathcal{N}}$ is the twisted normal given by (1.5) herein. Then we define the twisted normal for surfaces in ${{\mathbb{H}}^{2}\times{\mathbb{R}}}$ and prove that ${\mathcal{Q}=\mathcal{Q}_{\mathcal{N}}}$ as well. Within the unified model for the two product spaces, we compute the tension field of ${\mathcal{N}}$ and extend to surfaces in ${{\mathbb{H}}^{2}\times{\mathbb{R}}}$ the equivalence between the CMC property and the harmonicity of ${\mathcal{N}.}$      

Lax embeddings of the Hermitian unital

In this paper, we prove that every lax generalized Veronesean embedding of the Hermitian unital ${\mathcal{U}}$ of ${\mathsf{PG}(2,\mathbb{L}), \mathbb{L}}$ a quadratic extension of the field ${\mathbb{K}}$ and ${|\mathbb{K}| \geq 3}$ , in a ${\mathsf{PG}(d,\mathbb{F})}$ , with ${\mathbb{F}}$ any field and d ≥ 7, such that disjoint blocks span disjoint subspaces, is the standard Veronesean embedding in a subgeometry ${\mathsf{PG}(7,\mathbb{K}^{\prime})}$ of ${\mathsf{PG}(7,\mathbb{F})}$ (and d = 7) or it consists of the projection from a point ${p \in \mathcal{U}}$ of ${\mathcal{U}{\setminus} \{p\}}$ from a subgeometry ${\mathsf{PG}(7,\mathbb{K}^{\prime})}$ of ${\mathsf{PG}(7,\mathbb{F})}$ into a hyperplane ${\mathsf{PG}(6,\mathbb{K}^{\prime})}$ . In order to do so, when ${|\mathbb{K}| >3 }$ we strongly use the linear representation of the affine part of ${\mathcal{U}}$ (the line at infinity being secant) as the affine part of the generalized quadrangle ${\mathsf{Q}(4,\mathbb{K})}$ (the solid at infinity being non-singular); when ${|\mathbb{K}| =3}$ , we use the connection of ${\mathcal{U}}$ with the generalized hexagon of order 2.     

A Reduction Theorem for the Kripke–Joyal Semantics: Forcing Over an Arbitrary Category can Always be Replaced by Forcing Over a Complete Heyting Algebra

It is assumed that a Kripke–Joyal semantics ${\mathcal{A} = \left\langle \mathbb{C},{\rm Cov}, {\it F},\Vdash \right\rangle}$ A = C , Cov , F , ? has been defined for a first-order language ${\mathcal{L}}$ L . To transform ${\mathbb{C}}$ C into a Heyting algebra ${\overline{\mathbb{C}}}$ C ¯ on which the forcing relation is preserved, a standard construction is used to obtain a complete Heyting algebra made up of cribles of ${\mathbb{C}}$ C . A pretopology ${\overline{{\rm Cov}}}$ Cov ¯ is defined on ${\overline{\mathbb{C}}}$ C ¯ using the pretopology on ${\mathbb{C}}$ C . A sheaf ${\overline{{\it F}}}$ F ¯ is made up of sections of F that obey functoriality. A forcing relation ${\overline{\Vdash}}$ ? ¯ is defined and it is shown that ${\overline{\mathcal{A}} = \left\langle \overline{\mathbb{C}},\overline{\rm{Cov}},\overline{{\it F}}, \overline{\Vdash} \right\rangle }$ A ¯ = C ¯ , Cov ¯ , F ¯ , ? ¯ is a Kripke–Joyal semantics that faithfully preserves the notion of forcing of ${\mathcal{A}}$ A . That is to say, an object a of ${\mathbb{C}Ob}$ C O b forces a sentence with respect to ${\mathcal{A}}$ A if and only if the maximal a-crible forces it with respect to ${\overline{\mathcal{A}}}$ A ¯ . This reduces a Kripke–Joyal semantics defined over an arbitrary site to a Kripke–Joyal semantics defined over a site which is based on a complete Heyting algebra.     

C 0 and bi-Lipschitz {\mathcal{K}} -equivalence of mappings

In this paper we investigate the classification of mappings up to ${\mathcal{K}}$ -equivalence. We give several results of this type. We study semialgebraic deformations up to semialgebraic C ⁰ ${\mathcal{K}}$ -equivalence and bi-Lipschitz ${\mathcal{K}}$ -equivalence. We give an algebraic criterion for bi-Lipschitz ${\mathcal{K}}$ -triviality in terms of semi-integral closure (Theorem 3.5). We also give a new proof of a result of Nishimura: we show that two germs of smooth mappings ${f, g: \mathbb{R}^n \to \mathbb{R}^n}$ , finitely determined with respect to ${\mathcal{K}}$ -equivalence are C ⁰- ${\mathcal{K}}$ -equivalent if and only if they have the same degree in absolute value.     

Generalized Complex Spherical Harmonics, Frame Functions, and Gleason Theorem

Consider a finite dimensional complex Hilbert space ${\mathcal{H}}$ , with ${dim(\mathcal{H}) \geq 3}$ , define ${\mathbb{S}(\mathcal{H}):= \{x\in \mathcal{H} \:|\: \|x\|=1\}}$ , and let ${\nu_\mathcal{H}}$ be the unique regular Borel positive measure invariant under the action of the unitary operators in ${\mathcal{H}}$ , with ${\nu_\mathcal{H}(\mathbb{S}(\mathcal{H}))=1}$ . We prove that if a complex frame function ${f : \mathbb{S}(\mathcal{H})\to \mathbb{C}}$ satisfies ${f \in \mathbb{L}^2(\mathbb{S}(\mathcal{H}), \nu_\mathcal{H})}$ , then it verifies Gleason’s statement: there is a unique linear operator ${A: \mathcal{H} \to \mathcal{H}}$ such that ${f(u) = \langle u| A u\rangle}$ for every ${u \in \mathbb{S}(\mathcal{H}).\,A}$ is Hermitean when f is real. No boundedness requirement is thus assumed on f a priori.     

Forbidden configurations and Steiner designs

Let ${\mathcal{F}}$ be a (0, 1) matrix. A (0, 1) matrix ${\mathcal{M}}$ is said to have ${\mathcal{F}}$ as a configuration if there is a submatrix of ${\mathcal{M}}$ which is a row and column permutation of ${\mathcal{F}}$ . We say that a matrix ${\mathcal{M}}$ is simple if it has no repeated columns. For a given ${v \in \mathbb{N}}$ , we shall denote by forb ${(v, \mathcal{F})}$ the maximum number of columns in a simple (0, 1) matrix with v rows for which ${\mathcal{F}}$ does not occur as a configuration. We say that a matrix ${\mathcal{M}}$ is maximal for ${\mathcal{F}}$ if ${\mathcal{M}}$ has forb ${(v, \mathcal{F})}$ columns. In this paper we show that for certain natural choices of ${\mathcal{F}}$ , forb ${(v, \mathcal{F})\leq\frac{\binom{v}{t}}{t+1}}$ . In particular this gives an extremal characterization for Steiner t-designs as maximal (0, 1) matrices in terms of certain forbidden configurations.     

Helly-type theorems for intersections of sets starshaped via orthogonally convex paths

Let ${\mathcal{K}}$ be a family of simply connected sets in the plane. If every countable subfamily of ${\mathcal{K}}$ has an intersection that is starshaped via orthogonally convex paths, then ${\mathcal{K}}$ itself has such an intersection. For the d-dimensional case, let ${\mathcal{K}}$ be a family of compact sets in ${\mathbb{R}^d}$ . If every finite subfamily of ${\mathcal{K}}$ has an intersection that is starshaped via orthogonally convex paths, again ${\mathcal{K}}$ itself has such an intersection.     

Complemented modular lattices with involution and orthogonal geometry

With each orthogeometry (P, ⊥) we associate ${{\mathbb {L}}(P, \bot)}$ , a complemented modular lattice with involution (CMIL), consisting of all subspaces X and X ^⊥ such that dim X < ?₀, and we study its rôle in decompositions of (P, ⊥) as directed (resp., disjoint) union. We also establish a 1–1 correspondence between ?-varieties ${\mathcal {V}}$ of CMILs with ${\mathcal {V}}$ generated by its finite dimensional members and ‘quasivarieties’ ${\mathcal {G}}$ of orthogeometries: ${\mathcal {V}}$ consists of the CMILs representable within some geometry from ${\mathcal {G}}$ and ${\mathcal {G}}$ of the (P, ⊥) with ${{\mathbb {L}}(P, \bot) \in {\mathcal {V}}}$ . Here, ${\mathcal {V}}$ is recursively axiomatizable if and only if so is ${\mathcal {G}}$ . It follows that the equational theory of ${\mathcal {V}}$ is decidable provided that the equational theories of the ${\{{\mathbb {L}}(P, \bot)\, |\, (P, \bot) \in \mathcal {G}, {\rm{dim}} P = n\}}$ are uniformly decidable.     

Modular Decomposition of the Orlik-Terao Algebra

Let ${\mathcal{A}}$ be a collection of n linear hyperplanes in ${\mathbb{k}^\ell}$ , where ${\mathbb{k}}$ is an algebraically closed field. The Orlik-Terao algebra of ${\mathcal{A}}$ is the subalgebra ${{\rm R}(\mathcal{A})}$ of the rational functions generated by reciprocals of linear forms vanishing on hyperplanes of ${\mathcal{A}}$ . It determines an irreducible subvariety ${Y (\mathcal{A})}$ of ${\mathbb{P}^{n-1}}$ . We show that a flat X of ${\mathcal{A}}$ is modular if and only if ${{\rm R}(\mathcal{A})}$ is a split extension of the Orlik-Terao algebra of the subarrangement ${\mathcal{A}_X}$ . This provides another refinement of Stanley’s modular factorization theorem [34] and a new characterization of modularity, similar in spirit to the fibration theorem of [27]. We deduce that if ${\mathcal{A}}$ is supersolvable, then its Orlik-Terao algebra is Koszul. In certain cases, the algebra is also a complete intersection, and we characterize when this happens.     

Diagram Groupoids and von Neumann Algebras

The main purpose of this paper is to study certain algebraic structures induced by directed graphs. We have studied graph groupoids, which are algebraic structures induced by given graphs. By defining a certain groupoid-homomorphism ?? on the graph groupoid ${\mathbb{G}}$ of a given graph G, we define the diagram of G by the image ${\delta(\mathbb{G})}$ of ??, equipped with the inherited binary operation on ${\mathbb{G}}$ . We study the fundamental properties of the diagram ${\delta(\mathbb{G})}$ , and compare them with those of ${\mathbb{G}}$ . Similar to Cho (Acta Appl Math 95:95?C134, 2007), we construct the groupoid von Neumann algebra ${\mathcal{M}_{G}=vN(\delta(\mathbb{G}))}$ , generated by ${\delta(\mathbb{G})}$ , and consider the operator algebraic properties of ${\mathcal{M}_{G}}$ . In particular, we show ${\mathcal{M}_{G}}$ is *-isomorphic to a von Neumann algebra generated by a family of idempotent operators and nilpotent operators, under suitable representations.     

On additive decompositions of the set of primitive roots modulo p

It is conjectured that the set ${\mathcal {G}}$ of the primitive roots modulo p has no decomposition (modulo p) of the form ${\mathcal {G}= \mathcal {A} +\mathcal {B}}$ with ${|\mathcal {A}|\ge 2}$ , ${|\mathcal {B} |\ge 2}$ . This conjecture seems to be beyond reach but it is shown that if such a decomposition of ${\mathcal {G}}$ exists at all, then ${|\mathcal {A} |}$ , ${|\mathcal {B} |}$ must be around p ^1/2, and then this result is applied to show that ${\mathcal {G}}$ has no decomposition of the form ${\mathcal {G} =\mathcal {A} + \mathcal {B} + \mathcal {C}}$ with ${|\mathcal {A} |\ge 2}$ , ${|\mathcal {B} |\ge 2}$ , ${|\mathcal {C} |\ge 2}$ .     

Sets Computing the Symmetric Tensor Rank

Let ${\nu_{d} : \mathbb{P}^{r} \rightarrow \mathbb{P}^{N}, N := \left( \begin{array}{ll} r + d \\ \,\,\,\,\,\, r \end{array} \right)- 1,}$ denote the degree d Veronese embedding of ${\mathbb{P}^{r}}$ . For any ${P\, \in \, \mathbb{P}^{N}}$ , the symmetric tensor rank sr(P) is the minimal cardinality of a set ${\mathcal{S} \subset \nu_{d}(\mathbb{P}^{r})}$ spanning P. Let ${\mathcal{S}(P)}$ be the set of all ${A \subset \mathbb{P}^{r}}$ such that ${\nu_{d}(A)}$ computes sr(P). Here we classify all ${P \,\in\, \mathbb{P}^{n}}$ such that sr(P) <  3d/2 and sr(P) is computed by at least two subsets of ${\nu_{d}(\mathbb{P}^{r})}$ . For such tensors ${P\, \in\, \mathbb{P}^{N}}$ , we prove that ${\mathcal{S}(P)}$ has no isolated points.     

Locally free sheaves on complex supermanifolds

A classification of locally free sheaves $ \mathcal{E} $ of $ \mathcal{O} $ -modules which have a given retract gr $ \mathcal{E} $ in the terms of non-abelian 1-cohomology is given. In the case of $ \mathbb{C}{{\mathbb{P}}^{1|m }} $ , m > 0, we show that the Birkhoff–Grothendieck Theorem does not hold true. We obtain a result similar to the Barth–Van de Ven–Tyurin Theorem for projective superspaces. Furthermore, a spectral sequence which connects the cohomology with values in a locally free sheaf $ \mathcal{E} $ to the cohomology with values in its retract gr $ \mathcal{E} $ is constructed.     

Congruence Properties of Binary Partition Functions

Let ${\mathcal{A}}$ be a finite subset of ${\mathbb{N}}$ containing 0, and let f (n) denote the number of ways to write n in the form ${\sum \varepsilon _{j}2^{j}}$ , where ${\varepsilon _{j} \epsilon \mathcal{A}}$ . We show that there exists a computable ${T = T (\mathcal{A})}$ so that the sequence (f (n) mod 2) is periodic with period T. Variations and generalizations of this problem are also discussed.     

*-Quantizations of Fourier–Mukai Transforms

We study deformations of Fourier–Mukai transforms in general complex analytic settings. Suppose X and Y are complex manifolds, and let P be a coherent sheaf on X ×  Y. Suppose that the Fourier–Mukai transform ${\Phi}$ Φ given by the kernel P is an equivalence between the coherent derived categories of X and of Y. Suppose also that we are given a formal *-quantization ${\mathbb{X}}$ X of X. Our main result is that ${\mathbb{X}}$ X gives rise to a unique formal *-quantization ${\mathbb{Y}}$ Y of Y. For the statement to hold, *-quantizations must be understood in the framework of stacks of algebroids. The quantization ${\mathbb{Y}}$ Y is uniquely determined by the condition that ${\Phi}$ Φ deforms to an equivalence between the derived categories of ${\mathbb{X}}$ X and ${\mathbb{Y}}$ Y . Equivalently, the condition is that P deforms to a coherent sheaf ${\tilde{P}}$ P ~ on the formal *-quantization ${\mathbb{X} \times\mathbb{Y}^{op}}$ X × Y o p of X × Y; here ${\mathbb{Y}^{op}}$ Y o p is the opposite of the quantization ${\mathbb{Y}}$ Y .