A simple bound for the remainder of the neumann series in the case of a self-adjoint compact operator

We consider the functional equation of the second kind \gf − λK\gf = f with K a compact self-adjoint linear operator on a Hilbert space: a Fredholm integral equation of the second kind, for example. We establish the simple bound where λ is any regular value of K; ø is the solution of the equation corresponding to λ; λ₁ is the characteristic value of K smallest in absolute value; and N = 0, 1, 2, .... For \s|λ\s| < \s|λ₁\s|, this is an estimate for the remainder of the partial sums of the Neumann series.     

Error bounds on the power method for determining the largest eigenvalue of a symmetric, positive definite matrix

Let A be a positive definite, symmetric matrix. We wish to determine the largest eigenvalue, λ₁. We consider the power method, i.e. that of choosing a vector v₀ and setting v_k = A^kv₀; then the Rayleigh quotients R_k = (Av_k, v_k)/(v_k, v_k) usually converge to λ₁ as k → ∞ (here (u, v) denotes their inner product). In this paper we give two methods for determining how close R_k is to λ₁. They are both based on a bound on λ₁ − R_k involving the difference of two consecutive Rayleigh quotients and a quantity ω_k. While we do not know how to directly calculate ω_k, we can given an algorithm for giving a good upper bound on it, at least with high probability. This leads to an upper bound for λ₁ − R_k which is proportional to (λ₂/λ₁)^2k, which holds with a prescribed probability (the prescribed probability being an arbitrary δ > 0, with the upper bound depending on δ).     

On cardinal sequences of scattered spaces

It was proved by Dow and Simon that there are 2^ω₁ (as many as possible) pairwise nonhomeomorphic compact, T₂, scattered spaces of height ω₁ and width ω. In this paper, we prove that if is an ordinal withω₁ < ω₂ and θ = κ_ξ: ξ < is a sequence of cardinals such that either κ_ξ = ω or κ_ξ = ω₁ for every ξ < , then there are 2^ω₁ pairwise nonhomeomorphic compact, T₂, scattered spaces whose cardinal sequence is θ.     

Embeddings of the base and bundle isomorphisms

Let π_i :E_i→M, i=1,2, be oriented, smooth vector bundles of rank k over a closed, oriented n-manifold with zero sections s_i :M→E_i. Suppose that U is an open neighborhood of s₁(M) in E₁ and F :U→E₂ a smooth embedding so that π₂Fs₁ :M→M is homotopic to a diffeomorphism f. We show that if k>[(n+1)/2]+1 then E₁ and the induced bundle f^*E₂ are isomorphic as oriented bundles provided that f have degree +1; the same conclusion holds if f has degree −1 except in the case where k is even and one of the bundles does not have a nowhere-zero cross-section. For n≡0(4) and [(n+1)/2]+1<kn we give examples of nonisomorphic oriented bundles E₁ and E₂ of rank k over a homotopy n-sphere with total spaces diffeomorphic with orientation preserved, but such that E₁ and f^*E₂ are not isomorphic oriented bundles. We obtain similar results and counterexamples in the more difficult limiting case where k=[(n+1)/2]+1 and M is a homotopy n-sphere.     

Forcing closed unbounded subsets of ω2

It is shown that there is no satisfactory first-order characterization of those subsets of ω₂ that have closed unbounded subsets in ω₁,ω₂ and GCH preserving outer models. These “anticharacterization” results generalize to subsets of successors of uncountable regular cardinals. Similar results are proved for trees of height and cardinality κ⁺ and for partitions of [κ⁺]², when κ is an infinite cardinal.     

Strong equality of domination parameters in trees

We study the concept of strong equality of domination parameters. Let P₁ and P₂ be properties of vertex subsets of a graph, and assume that every subset of V(G) with property P₂ also has property P₁. Let ψ₁(G) and ψ₂(G), respectively, denote the minimum cardinalities of sets with properties P₁ and P₂, respectively. Then ψ₁(G)ψ₂(G). If ψ₁(G)=ψ₂(G) and every ψ₁(G)-set is also a ψ₂(G)-set, then we say ψ₁(G) strongly equals ψ₂(G), written ψ₁(G)≡ψ₂(G). We provide a constructive characterization of the trees T such that γ(T)≡i(T), where γ(T) and i(T) are the domination and independent domination numbers, respectively. A constructive characterization of the trees T for which γ(T)=γ_t(T), where γ_t(T) denotes the total domination number of T, is also presented.     

The Hoffman number of a graph

For a connected graph G with n vertices, let {λ₁,λ₂,…,λ_r} be the set of distinct positive eigenvalues of the Laplacian matrix of G. The Hoffman number μ(G) of G is defined by μ(G)=λ₁λ₂…λ_r/n. In this paper, we study some properties and applications of the Hoffman number.     

Poisson evolution in word selection

This paper presents the finding that the invocation of new words in human language samples is governed by a slowly changing Poisson process. The time dependent rate constant for this process has the form

λ(t) = λ₁(1−λ₂t)e^-λ₂t+λ₃(1−λ₄t)e^-λ₄t+λ₅

, where

λ_i > 0, I=1,…,5

.

This form implies that there are opening, middle and final phases to the introduction of new words, each distinguished by a dominant rate constant, or equivalently, rate of decay. With the occasional exception of the phase transition from beginning to middle, the rate λ(t) decays monotonically. Thus, λ(t) quantifies how the penchant of humans to introduce new words declines with the progression of their narratives, written or spoken.     

Sometimes slow growing is fast growing

The slow growing hierarchy is commonly defined as follows: G₀(x) = 0, G_x−1(x) := G_x(x) + 1 and G_λ(x) := G_λ[x](x) where λ<₀ is a limit and ·[·]:₀∩ Lim × ω → ₀ is a given assignment of fundamental sequences for the limits below ₀. The first obvious question which is encountered when one looks at this definition is: How does this hierarchy depend on the choice of the underlying system of fundamental sequences? Of course, it is well known and easy to prove that for the standard assignment of fundamental sequence the hierarchy (G_x)_x<0 is slow growing, i.e. each G_x is majorized by a Kalmar elementary recursive function.

It is shown in this paper that the slow growing hierarchy (G_x)_x<0 — when it is defined with respect to the norm-based assignment of fundamental sequences which is defined in the article by Cichon (1992, pp. 173–193) — is actually fast growing, i.e. each PA-provably recursive function is eventually dominated by G_x for some <₀. The exact classification of this hierarchy, i.e. the problem whether it is slow or fast growing, has been unsolved since 1992. The somewhat unexpected result of this paper shows that the slow growing hierarchy is extremely sensitive with respect to the choice of the underlying system of fundamental sequences.

The paper is essentially self-contained. Only little knowledge about ordinals less than ₀ — like the existence of Cantor normal forms, etc. and the beginnings of subrecursive hierarchy theory as presented, for example, in the 1984 textbook of Rose — is assumed.     

Intersections of nest algebras in finite dimensions

If are maximal nests on a finite-dimensional Hilbert space H, the dimension of the intersection of the corresponding nest algebras is at least dim H. On the other hand, there are three maximal nests whose nest algebras intersect in the scalar operators. The dimension of the intersection of two nest algebras (corresponding to maximal nests) can be of any integer value from n to n(n+1)/2, where n=dim H. For any two maximal nests there exists a basis {f₁,f₂,…,f_n} of H and a permutation π such that and where M_i=  span{f₁,f₂,…,f_i} and N_i= span{f_π(1),f_π(2),…,f_π(i)}. The intersection of the corresponding nest algebras has minimum dimension, namely dim H, precisely when π(j)=n−j+1,1jn. Those algebras which are upper-triangular matrix incidence algebras, relative to some basis, can be characterised as intersections of certain nest algebras.     

On the minor-minimal 2-connected graphs having a fixed minor

Let H be a graph with κ₁ components and κ₂ blocks, and let G be a minor-minimal 2-connected graph having H as a minor. This paper proves that |E(G)|−|E(H)|(κ₁−1)+β(κ₂−1) for all (,β) such that +β5,2+5β20, and β3. Moreover, if one of the last three inequalities fails, then there are graphs G and H for which the first inequality fails.     

Research Problem

We define an arithmetic invariant for the congruence subgroups Γ₀(N), denoted by

b(Γ₀(N)) and pose the problem of finding good asymptotic upper bonds for b(Γ₀(N)) as N approaches X especially when N is prime or the product of two (not necessarily distinct) primes.     

Optimal fault-tolerant routings with small routing tables for k-connected graphs

We study the problem of designing fault-tolerant routings with small routing tables for a k-connected network of n processors in the surviving route graph model. The surviving route graph R(G,ρ)/F for a graph G, a routing ρ and a set of faults F is a directed graph consisting of nonfaulty nodes of G with a directed edge from a node x to a node y iff there are no faults on the route from x to y. The diameter of the surviving route graph could be one of the fault-tolerance measures for the graph G and the routing ρ and it is denoted by D(R(G,ρ)/F). We want to reduce the total number of routes defined in the routing, and the maximum of the number of routes defined for a node (called route degree) as least as possible. In this paper, we show that we can construct a routing λ for every n-node k-connected graph such that n2k², in which the route degree is , the total number of routes is O(k²n) and D(R(G,λ)/F)3 for any fault set F (|F|<k). In particular, in the case that k=2 we can construct a routing λ′ for every biconnected graph in which the route degree is , the total number of routes is O(n) and D(R(G,λ′)/{f})3 for any fault f. We also show that we can construct a routing ρ₁ for every n-node biconnected graph, in which the total number of routes is O(n) and D(R(G,ρ₁)/{f})2 for any fault f, and a routing ρ₂ (using ρ₁) for every n-node biconnected graph, in which the route degree is , the total number of routes is and D(R(G,ρ₂)/{f})2 for any fault f.     

An efficient algorithm for the parametric resource allocation problem

The parametric resource allocation problem asks to minimize the sum of separable single-variable convex functions containing a parameter λ, Σ_{i = 1}ⁿ (ƒ_i(x_i + λg_i(x_i)), under simple constraints Σ_{i = 1}ⁿ x_i = M, l_i≤x_i≤u_i and x_i: nonnegative integers for i = 1, 2, …, n, where M is a given positive integer, and l_i and u_i are given lower and upper bounds on x_i. This paper presents an efficient algorithm for computing the sequence of all optimal solutions when λ is continuously changed from 0 to ∞. The required time is O(G√Mlog² n + n log n + n log(M/n)), where G = Σ_{i = 1}ⁿ u_i − Σ_{i = 1n} l_i and an evaluation of ƒ_i(·) or g_i(·) is assumed to be done in constant time.     

On the structure of the group of equivariant diffeomorphisms of G-manifolds with codimension one orbit

It is known that the equivariant diffeomorphism group Diff_G^∞(M)₀ of a principal G-manifold M is perfect. If M has at least two orbit types, then it is not true. The purpose of this paper is to determine the first homology group of Diff_G^∞(M)₀ when M is a G-manifold with codimension one orbit.     

On the weak Freese-Nation property of complete Boolean algebras

The following results are proved:

(a) In a model obtained by adding ₂ Cohen reals, there is always a c.c.c. complete Boolean algebra without the weak Freese-Nation property. (b) Modulo the consistency strength of a supercompact cardinal, the existence of a c.c.c. complete Boolean algebra without the weak Freese-Nation property is consistent with GCH. (c) If a weak form of □_μ and cof([μ]^₀,)=μ⁺ hold for each μ>cf(μ)=ω, then the weak Freese-Nation property of is equivalent to the weak Freese-Nation property of any of or for uncountable κ. (d) Modulo the consistency of (_ω+1,_ω)(₁,₀), it is consistent with GCH that does not have the weak Freese-Nation property and hence the assertion in (c) does not hold, and also that adding _ω Cohen reals destroys the weak Freese-Nation property of .

These results solve all of the problems except Problem 1 in S. Fuchino, L. Soukup, Fundament. Math. 154 (1997) 159–176, and some other problems posed by Geschke.     

Two theorems on Euclidean distance matrices and Gale transform

We present a characterization of those Euclidean distance matrices (EDMs) D which can be expressed as D=λ(E−C) for some nonnegative scalar λ and some correlation matrix C, where E is the matrix of all ones. This shows that the cones

where is the elliptope (set of correlation matrices) and is the (closed convex) cone of EDMs.

The characterization is given using the Gale transform of the points generating D. We also show that given points , for any scalars λ₁,λ₂,…,λ_n such that

∑_j=1ⁿλ_jp^j=0, ∑_j=1ⁿλ_j=0,

we have

∑_j=1ⁿλ_jpⁱ−p^j2= forall i=1,…,n,

for some scalar independent of i.     

Oscillation criteria for a class of nonlinear system of differential equations

Using the integral average method, we establish some oscillation criteria of Kamenev type and Yan type for the nonlinear system of differential equation

where the functions b_i(t) (i = 1, 2) are nonnegative and summable on each finite segment of the interval Z0, ∞), λ_i > 0 (i = 1,2) with λ₁ λ₂ = 1.     

How many maxima can there be?

Let C be a planar region. Choose n points p₁,,p_nI.I.D. from the uniform distribution over C. Let M^C_n be the number of these points that are maximal. If C is convex it is known that either E(M^C_n)=Θ(√n)> or E(M^C_n)=O(log n). In this paper we will show that, for general C, there is very little that can be said, a-priori, about E(M^C_n). More specifically we will show that if g is a member of a large class of functions then there is always a region C such that E(M^C_n)=Θ(g(n)). This class contains, for example, all monotically increasing functions of the form g(n)= nln^βn, where 0<<1 and β0. This class also contains nondecreasing functions like g(n)=ln^*n. The results in this paper remain valid in higher dimensions.