The role of hybridization on valence transitions in the spinless Falicov-Kimball model

The spinless Falicov-Kimball model with hybridization is studied in one dimension using small-cluster exact-diagonalization calculations. The resultant exact solutions are used to examine the f-state occupation n ^f as a function of f-level energy E _f, hybridization V and d-f interaction U. In addition, the phase diagram based on the finite-size scaling analysis of the single particle excitation energy is discussed both for the symmetric (E _f = 0) and unsymmetric (E _f ≠ 0) case. A number of remarkable results are found. (i) The f-electron occupation number as a function of E _f changes continuously, confirming renormalization-group results. No discontinuous transitions are observed at finite V. (ii) In the symmetric case the insulating state persists as the ground state for all nonzero V. (iii) Outside the symmetric point the hybridization stabilizes the metallic state for lower V and the insulating state for higher V. (iv) The metal-insulator transition takes place at V = V _c > 0. The values of the critical hybridization strength V _c are of order 10^?2.     

The two-dimensional Falicov-Kimball model at finite temperatures: numerical studies

The finite temperature properties of the spinless Falicov-Kimball model are studied in two dimensions using small-cluster exact-diagonalization calculations. The resultant exact solutions are used to examine the f-state occupation (n _f), the specific heat (C) and the density of doubly occupied sites (d) as functions of temperature (τ), f-level energy (E _f) and the interaction strength U. A number of remarkable results are found. (i) In all cases nf and d are smooth functions of τ and E _f. No discontinuous transitions occur at finite temperatures. (ii) The specific-heat curves exhibit a broad single-peak structure of Shottky form (‖E _f‖ large), as well as a two-peak structure consisting of a sharp peak of Ising type followed by a broad peak of Shottky type (‖E _f‖ small). (iii) The specific-heat coefficient is extremely enhanced at low temperatures for some values of E _f. (iv) Depending on a range of parameters used, the system exhibits intermediate-valence behavior as well as some features of heavy-fermion behavior. The results are independent of the size of clusters for a wide range of parameters and can be used to interpret much of the experimental data of rare-earth compounds. Finally, the f-electron density-density correlation functions are calculated and the U-dependence of the critical temperature is discussed.     

On the electrical conductivity of intermediate valence compounds

The electrical resistivity of the hybridized 4f-(5d/6s) system interacting with LA phonons is calculated by applying the memory function method to the periodic Anderson model in Hartree-Fock approximation. We propose a new mechanism to explain in part the anomalous resistivity of mixed valence compounds such as CePd₃. For finite hybridizationV a finite fraction of 4f electrons participates in electrical conduction leading to an essential change of the normald band current. Resistivity and the fraction of 4f electrons increase with increasing value of [V/(E–)]² where (E–) is the distance between the effective positionE of the 4f level and the chemical potential. In typical mixed valence systems [V/(E–)]² is strongly temperature dependent and decreases with increasing temperature. This explains the high temperature resistivity behaviour of CePd₃. For (E–) being small compared to the Debye-temperature the resistivity is enhanced and becomes extremely sensitive to small changes of (E–).Work performed within the research program of the Sonderforschungsbereich 125, Aachen-Jülich-Köln     

Effect of electron-phonon interaction and temperature dependence of resistivity in some heavy fermion systems

Here we have considered the electron-phonon interaction in the Periodic Anderson Model (PAM) to describe the temperature dependence of resistivity in some heavy fermion (HF) systems. Since the resistivity is related to the imaginary part of the electron self energy, the expression of the same is evaluated from electron Green function by the double time temperature dependant Green function technique of the Zubarev type. In order to understand the effect of electron-phonon interaction in these systems, we couple the phonons to both the f-electrons as well as to the electrons of the hybridization band of both conduction and f-electrons. The influence of various model parameters, namely, the position of 4f level E ₀, the electron-phonon coupling strengths f ₁(q) and f ₂(q), the effecting coupling strength g = N(0)γ ₀²/ω ₀ have been studied on the temperature dependence of resistivity in HF systems. The numerical analysis is performed for q = 0 and for finite temperature in the static limit. The analysis of the results gives satisfactorily in comparison to the experimental observations.     

Some exact results for the spin-1/2 Falicov-Kimball model in the strong coupling limit

The spin-1/2 Falicov-Kimball model for electronically driven valence and metal-insulator transitions is studied analytically using strong-coupling perturbation theory. It is shown that in the limit of the infinite interaction strength between localized and itinerant electrons the Falicov-Kimball model undergoes two types of discontinuous valence transitions: the insulator-metal transitions from an integer-valence ground state (n _f = 1) into an inhomogeneous intermediate-valence ground state (0 < n _f < 1) and the insulator-metal transitions from n _f = 1 to n _f = 0. In addition, we discuss the role of the electron-phonon interaction on the mechanism of valence transitions and we present possible extensions of the exact one dimensional results to higher dimensions.     

Phonons in mixed valence systems

The effect of valence changes due to f?d electronic transitions on phonons is studied. A large electronic density of states at the Fermi-energy in the intermediate valence state causes significant softening of the longitudinal acoustic and optic phonons and large phonon line-widths. These phonon renormalizations due to strong electron-lattice coupling are largest for phonon wavevectors q along the (111)-direction and maximal at the zone-boundary for LO modes and nearly half-way towards the zone-boundary in the case of LA mode. The results agree well with recent neutron scattering data on Sm_0.75Y_0.25S.     

Phonon Band Filling and Photon Emission by Phonons

Phonon generation by electrons is supplied in n-type Si crystals in electric fields E100 kV/cm at the lattice temperature of 80 K employing the ensemble Monte Carlo technique. Electron transfer between equivalent energy valleys is accounted for the g-type- and f-type phonon absorption and emission. Acoustic phonons are accounted for the quasi-elastic scattering of electrons within the energy valleys. Excess phonon number is determined using numerical data on phonon generation rate and experimental values of phonon lifetimes. The feasibility of stimulated emission of infrared-range photons due to direct optical transitions between the phonon bands is discussed.     

Formation of a stable bivalent state of Yb ions in Na4Y6F22:Ce3+, Yb3+ crystal under intense UV irradiation

The evolution dynamics of absorption spectra induced in samples of Na₄Y₆F₂₂:Ce³⁺, Yb³⁺ crystal by radiation resonant with 4f-5d transitions of Ce³⁺ ions was studied and analyzed. It was found that at least two types of color centers with different life times are induced in the studied crystal. It is established that the group of absorption bands in the UV spectral range that demonstrate long-term stability after excitation is caused by the 4f ¹³–4f ¹²5d transitions of bivalent ytterbium ions. The sequence of processes that lead to the reduction of ytterbium ions from the trivalent to the bivalent state is proposed.     

Quantum theory of the magneto-optical effect and magnetization of Nd-substituted yttrium iron garnet

The magneto-optical and magnetic properties of Nd ³⁺ ions in Y ₃Fe ₅O ₁₂ garnet are analyzed by using quantum theory. In the spontaneous state, the magneto-optical effects originate mainly from the intra-ionic electric dipole transitions between the 4 f ³ and 4 f ²5d states split by the spin-orbit, crystal field, and superexchange interactions. For the excited configuration, the coupling scheme of Yanase is extended to the Nd ³⁺ ion. The magneto-optical resonance frequencies are mainly determined by the splitting of the 5d states induced by the crystal field. The theoretical results of both Nd magnetization and Faraday rotation are in good agreement with experiments. The observed Faraday rotation is proved to be of the paramagnetic type. Although the value of the magneto-optical resonance frequency derived from a macroscopic analysis is approximately confirmed by our theoretical study, a new assignment about the transitions associated with this resonance is unambiguously determined. The spin-orbit coupling of the ground configuration has a great influence on both the Faraday rotation and magnetization, but, unlike the theoretical results obtained in some metals and alloys, the relation between the Faraday rotation and the spin-orbit coupling strength is more complex than a linear one. The magnitude of the magneto-optical coefficient increases as the spin-orbit interaction strength of the ground configuration decreases when the strength is not very weak. Finally, the temperature dependence of the magneto-optical coefficient and the effect of the mixing of different ground-term multiplets induced by the crystal field are analyzed. Received 8 November 2000     

Luminescence from the Pr 4f5d and S0 states in LiLaP4O12

The photoluminescence and excitation spectra of Pr³⁺ activated LiLaP₄O₁₂ has been investigated in the 10-300 K temperature region. At all temperatures, the luminescence consists of optical transitions emanating from both the Pr³⁺ 4f¹5d¹ and the ¹S₀ states. However, at low temperatures the emission spectrum is dominated by the intraconfiguration emission transitions emanating from the Pr³⁺¹S₀ state. With increasing temperature, there is an exchange of intensity between the two emitting states; emission transitions from the ¹S₀ state exhibit strong intensity quenching while the 4f¹5d¹→4f² emission transitions reveal intensity gain. These results are explained on the basis of thermal population of the 4f¹5d¹ state by the ¹S₀ state. The energy barrier of 0.05 eV (403 cm⁻¹) for the nonradiative process is determined from the temperature dependence of the ¹S₀ lifetime.     

Nonradiative decay from 5d states of rare earths in crystals

Nonradiative decay from 4f^n?1 5d states was investigated for trivalent rare earths in Y₃Al₅O₁₂. The rates of both 5d→4f and 5d→5d transitions were determined from measurements of the lifetimes and intensities of 5d fluorescence from Ce³⁺ and Pr³⁺. Because of the stronger ion-lattice coupling, nonradiative decay rates for transitions involving 5d states are much faster than those between 4f states. Decay rates are dependent upon the temperature and the energy gap to the next-lower level. The temperature dependences of the 5d fluorescence lifetimes from 77 to 700°K are reported.     

Valence transition in the periodic Anderson model

A very rich phase diagram has recently been found in CeCu₂Si₂ from high pressure experiments where, in particular, a transition between an intermediate valence configuration and an integral valent heavy fermion state has been observed. We show that such a valence transition can be understood in the framework of the periodic Anderson model. In particular, our results show a breakdown of a mixed-valence state which is accompanied by a drastic change in the f occupation in agreement with experiment. This valence transition can possibly be interpreted as a collapse of the large Fermi surface of the heavy fermion state which incorporates not only the conduction electrons but also the localized f electrons. The theoretical approach used in this paper is based on the novel projector-based renormalization method (PRM). With respect to the periodic Anderson model, the method was before only employed in combination with the basic approximations of the well-known slave-boson mean-field theory. In this paper, the PRM treatment is performed in a more sophisticated manner where both mixed as well as integral valent solutions have been obtained. Furthermore, we argue that the presented PRM approach might be a promising starting point to study the competing interactions in CeCu₂Si₂ and related compounds.     

Luminescence study of the 4f5d configuration of Nd in LiYF4, LiLuF4 and BaY2F8 crystals

Ultraviolet fluorescence of Nd³⁺ ions induced by triphotonic excitation process was studied in Nd-doped LiYF₄, LiLuF₄ and BaY₂F₈ crystals using a technique of time-resolved spectroscopy. The observed ultraviolet luminescence was due to transitions between the bottom of 4f²5d configuration and 4f³ states of Nd³⁺ ions. Narrow emission lines superposed to the broadband emissions were observed. A detailed analysis of luminescence spectrum revealed that the narrow emissions are due to parity and spin allowed radiative transitions from the Stark levels of ⁴K_11/2(5d) state created by the electrostatic interaction between the 5d electron and the two electrons of the 4f² configuration. The narrow emissions are related to the high spin state (S=3/2) which gives f-f characteristics to the f-d broadband emissions. The narrow emissions superposed to the wide emission correspond to 18%, 34% and 43% of the integrated broadband emission at 262 nm observed in LiYF₄, LiLuF₄ and BaY₂F₈ crystals, respectively. Although the 5d-4f² interaction is observed to be weaker than 5d-crystal field interaction, it is stronger enough to select only the radiative transitions from 4f²5d configuration to 4f³ states that preserves the total spin S=3/2.     

极性半导体的表面电子

有不少的极性半导休,电子与表面声学声子和体纵光学声子的耦合弱,但与表面光学声手的耦台强.本文同时考虑体纵光学声子、表面光学声子以及表面声学声予的影响,研究这类半导体的表面电予的性质,采用线性组合算符和拉格朗日乘子法,导出其有效哈密顿量和重正化质量。     

Physical insight of superconductivity of Nb2AlC: in situ Raman spectrometry investigation

Superconductivity of Nb₂AlC has been previously reported, but the origin is not clear. In this paper, in situ Raman spectra of Nb₂AlC are measured in the temperature range from 80 to 380 K at ambient pressure. The line‐width of E_2g (ω₁) mode increases with temperature which originates from the anharmonic phonon–phonon scattering. On the contrary the line‐widths of E_2g (ω₂) and A_1g (ω₄) modes decrease continuously at elevated temperature. The phenomenon is explained by the electron–phonon coupling. The origin of superconductivity is therefore interpreted by the coupling of Nb 4d electrons with E_2g (ω₂) and A_1g (ω₄) phonon modes. Copyright © 2013 John Wiley & Sons, Ltd.     

Thermodynamic studies of the two dimensional Falicov-Kimball model on a triangular lattice

Thermodynamic properties of the spinless Falicov-Kimball model are studied on a triangular lattice using numerical diagonalization technique with Monte-Carlo simulation algorithm. Discontinuous metal-insulator transition is observed at finite temperature. Unlike the case of square lattice, here we observe that the finite temperature effect is not able to smear out the discontinuous metal-insulator transition seen in the ground state. Calculation of specific heat (C _v ) shows single and double peak structures for different values of parameters like on-site correlation strength (U), f-electron energy (E _f ) and temperature.     

Evolution of the electronic properties of transition metal nanoclusters on graphite surface

The electronic properties of nanoclusters of transition (Ni, Co, Cr) and noble (Au, Cu) metals deposited on the surface of highly oriented pyrolytic graphite (HOPG) are studied using the method of X-ray photoelectron spectroscopy. The laws of variation of a change ΔE _b in the binding energies of core-level electrons in the initial (ΔE _i) and final (ΔE _f) states of atoms in nanoclusters, the intrinsic widths γ of photoelectron lines, and their singularity indices α as functions of the metal cluster size d are determined. A qualitative difference in behavior of the ΔE _i(d) and α(d) values in metals of the two groups (Ni, Cr versus Co, Cu) is found. The values of the final-state energy (ΔE _f < 0) and the line width (Δγ > 0) in the clusters of all metals studied vary in a similar manner. It is shown that a significant contribution to E _i is due to a transfer of the valence-shell electrons at the cluster-substrate interface, which is caused by the contact potential difference. The value of an uncompensated charge per nanocluster is determined as a function of the cluster size and the number of atoms in the cluster. The behavior of ΔE _f(d) is controlled by the Coulomb energy of a charged cluster and by a decrease in the efficiency of electron screening, which is different in the metals studied. The broadening of photoelectron lines is determined by a spread of the cluster sizes and by lower electron screening in the final Fermi system. An asymmetry of the core-level electron spectra of nanoclusters can be explained using notions about the electron-hole pair excitation near the Fermi level. The effect of the structure of the density of electron states in the d band of transition metals on the asymmetry of photoelectron lines is considered and it is concluded that this structure near the Fermi level qualitatively changes with a decrease in the nanocluster size. The obtained results indicate that the behavior of the electron subsystem of clusters of the d-metals in a size range of 2–10 nm under consideration is close to the behavior of a normal Fermi system.     

Intensity and bandwidth of multiphonon vibronic transitions of rare-earth ions in crystals

The theory of multiphonon vibronic coupling to electronic transitions is applied in analysing fluorescence spectra of Eu²⁺ in BaFCI, which consist of the 4f⁷(⁶P_7/2,) → 4f⁷(⁸S_7/2) and 4f⁶5d → 4f⁷ transitions, and the 4f⁷-4f⁶5d excitation spectrum of Ce³⁺ in YPO⁴. The 4f electrons are weakly coupled to lattice vibration modes so that only weak one- and two-phonon sidebands are observable in the 4f-4f optical transitions, whereas the electron-phonon coupling is significantly stronger for a 5d electron. Accordingly, intensive multiphonon vibronic transitions overwhelmingly dominate the 4f⁶5d → 4f⁷ spectrum. It is shown that the extended Judd-Ofelt theory for weak vibronic coupling in the framework of the M-process is equivalent to the Huang-Rhys theory for the δ-process. In the analysis of experimental data, contributions from local ligand modes and lattice acoustic modes are separated, and the coupling strength is evaluated, in terms of the Huang-Rhys parameter S, for the 4f-4f and 5d-4f vibronic transitions.     

Optical and intervalley scattering in quantized inversion layers in semiconductors

The momentum relaxation time for scattering of electrons in quantized levels of an inversion layer on a semiconductor surface is calculated for interactions via optical and intervalley phonons. A selection rule is found which prohibits transitions between subbands belonging to the same valley or set of valleys, at least in the zero order to which these scattering processes may occur. Relaxation times for the zero-order interaction and the first-order interaction are obtained for intervalley phonons. The results are applied to the case of a (100)-silicon surface, with electrons in the three lowest subbands (with energy levels E₀, E₁, E'₀) of the two sets of valleys. Agreement with the experimental data of Fang and Fowler is good when the combined effects of intervalley and acoustic scattering are considered.     

Phonon linewidths in YNi<Subscript>2</Subscript>B<Subscript>2</Subscript>C

Phonons in a metal interact with conduction electrons which give rise to a finite linewidth. In the normal state, this leads to a Lorentzian shape of the phonon line. Density functional theory is able to predict the phonon linewidths as a function of wave vector for each branch of the phonon dispersion. An experimental verification of such predictions is feasible only for compounds with very strong electron-phonon coupling. YN₂B₂C was chosen as a test example because it is a conventional superconductor with a fairly high T _c (15.2 K). Inelastic neutron scattering experiments did largely confirm the theoretical predictions. Moreover, they revealed a strong temperature dependence of the linewidths of some phonons with particularly strong electron-phonon coupling which can as yet only qualitatively be accounted for by theory. For such phonons, marked changes of the phonon frequencies and linewidths were observed from room temperature down to 15 K. Further changes were observed on entering into the superconducting state. These changes can, however, not be described simply by a change of the phonon linewidth.