A heuristic model approximation for scattering from perfectly conducting one-dimensional random rough surfaces

We propose a model for scattering from one-dimensional, perfectly conducting, slightly rough surfaces. A possible method for solving the scattering equations is examined which, with some assumptions, suggests the final result. The approximation is relatively simple and is comparable in computational effort with most first-order theories. We compare the bistatic scattering cross section for TE waves predicted by the present model for Gaussian randomly rough surfaces with numerical simulations and with some first-order theories. The comparison shows that the model is remarkably accurate for slightly rough surfaces and TE polarization.     

Multiple scattering of plasmons at rough surfaces

We investigated the polarization and angle dependence of the scattered light intensity of surface plasma oscillations (SPO) propagating along rough silver surfaces. The rough silver films were prepared using the methods of pre-evaporating CaF₂ and silver on heated substrates. The scattered light intensity of both systems is explained by surface scattering effects. Differences of the light intensities between the rough silver films prepared by the two methods mainly were observed in “restlight intensities”, which cannot be described by first-order scattering theories. We explain these differences by higher order scattering effects.     

Wave diffraction by rough interfaces in an arbitrary plane-layered medium

Abstract

The problem of electromagnetic wave scattering by a slightly rough interface in an arbitrarily layered medium is solved by a small-perturbation method. The bistatic amplitude of scattering as well as the scattering cross sections for statistically rough surfaces are calculated for linear polarized waves. Along with scattering into up-going waves in a homogeneous medium and scattering cross sections in down-going waves into a layered medium, scattering amplitudes from a rough interface in the arbitrarily layered medium are obtained.     

Manifestation of near-surface localized excitons in spectra of diffuse reflection of light

The interaction of excitons with rough surfaces and its effect on light scattering spectra were investigated theoretically. We have employed a model for the excitonic surface potential based upon the generalized Morse potential, taking into account its random fluctuations produced by the surface roughness. Applying first-order perturbation theory, we calculate the cross section of light scattering from a rough GaAs surface and analyze its frequency dependence in the presence of an extrinsic surface-potential well with excitonic bound states. Fiz. Tverd. Tela (St. Petersburg) 40, 865–866 (May 1998) Published in English in the original Russian journal. Reproduced here with stylistic changes by the Translation Editor.     

Pulse broadening of enhanced backscattering from rough surfaces

Abstract

Recently, we presented a study of pulse scattering by rough surfaces based on the first-order Kirchhoff approximation which is applicable to rough surfaces with RMS slope less than 0.5 and correlation distance l?λ. However, there has been an increased interest in enhanced backscattering from rough surfaces, study of which requires inclusion of the second-order Kirchhoff approximation with shadowing corrections. This paper presents a theory for the two-frequency mutual coherence function in this region and shows that the multiple scattering on the surface gives rise to an additional pulse tail in the direction of enhanced backscattering. The theory predicts pulse broadening approximately 20% greater than that caused by single scattering alone for a delta-function incident pulse and typical surface parameters. Analytical results are compared with Monte Carlo simulations and millimetre-wave experiments for the one-dimensional rough surface with RMS height 1λ and correlation distance 1λ, showing good agreement.     

Polarization characteristics of an electromagnetic wave scattered from a slightly random surface: +45° polarized incidence

Abstract

The present paper deals with the scattering of an obliquely polarized electromagnetic (EM) wave from a slightly rough surface, which is assumed to be a two-dimensional (2D), homogeneous and isotropic Gaussian random field. In contrast to the cases of TE(s) and TM(p) polarized incidence, the scattering profile for an obliquely polarized incidence is not symmetric with respect to the incident plane, despite the fact that the random surface is statistically isotropic.     

Numerical,analytical, and experimental studies of scattering from very rough surfaces and backscattering enhancement

Abstract

This paper Presents numerical simulations, theoretical analysis, and millimeter wave experiments for scattering from one-dimensional very rough surfaces. First, numerical simulations are used to investigate the effects of roughness spectrum, height variation, interface medium, polarization, and incident angle on the backscattering enhancement. The enhanced backscattering due to rough surface scattering is divided into two cases; the RMS height close to a wavelength and RMS slope close to unity, and RMS height much smaller than a wavelength with surface wave contributions. Results also show that the enhancement is sensitive to the roughness spectrum. Next, a theory based on the first- and second-order Kirchhoff approximation modified with angular and propagation shadowing is developed. The theoretical solutions provide a physical explanation of backscattering enhancement and agree well with the numerical results. In addition to the scattering of a monochromatic wave, the analytical results of the broadening and lateral spreading of a pulsed beam wave scattering from rough surfaces are also discussed. Finally, the existence of backscattering enhancement from one-dimensional very rough conducting surfaces with exact Gaussian statistics and Gaussian roughness spectrum is verified by a millimeter-wave experiment. Experimental results which show enhanced backscattering for both TE and TM polarizations for different angles of incidence are presented.     

Bistatic scattering and depolarization by randomly rough surfaces: application to the natural rough surfaces in X-band

Abstract

The scattering of waves by random rough surfaces has important applications in the remote sensing of oceans and land. The problem of developing a model for rough surfaces is very difficult since, at best, the scattering coefficient σ⁰ is dependent upon (at least) the radar frequency, geometrical and physical parameters, incident and observation angles, and polarization. The problem of electromagnetic scattering from a randomly rough surface is analysed using the Kirchhoff approximation (stationary phase, scalar approximation), the small-perturbation model and the two-scale models. A first major new consideration in this paper is the polarimetric signature calculations as a function of the transmitter location and receiver location for a bistatic radio-link. We calculate the like- and cross-polarized received power directly using the scattering coefficients, without calculating the Mueller matrix. Next, a study of the regions of validity of the Kirchhoff and small-perturbation rough surface scattering models (in the bistatic case) is presented. Comparisons between the numerical calculations and the models are made for various surface rms heights and correlation lengths both normalized to the incident wavenumber (denoted by σ and L, respectively). By using these two parameters to form a two-dimensional space, the approximate regions of validity are then established. The second major new consideration is the development of a theoretical two-scale model describing bistatic reflectivity as well as the numerical results computed for the bistatic radar cross section from rough surfaces especially from the sea and snow-covered surfaces. The results are used to show the Brewster angle effect on near-grazing angle scattering.     

Extension of the local curvature approximation to third order and improved tilt invariance

The second-order local curvature approximation (LCA2) is a theory of rough surface scattering that reproduces fundamental low and high frequency limits in a tilted frame of reference. Although the existing LCA2 model provides agreement with the first order small perturbation method up to the first order in surface tilt, results reported in this paper produce a new formulation of the model that achieves consistency with perturbation theory to first order in surface height and arbitrary order in surface tilt. In addition, extension of the modified LCA to third order is presented, and allows the theory to match the second-order small perturbation method to arbitrary order in surface tilt. Crucial to the development of the theory are a set of identities involving relationships among the small perturbation method (i.e. low frequency) and Kirchhoff approximation (i.e. high frequency) kernels; a set of new identities obtained in our derivations is also presented. Sample results involving 3D electromagnetic scattering from penetrable rough surfaces, as well as 2D scattering from Dirichlet sinusoidal gratings, are provided to compare the new results with the existing LCA2 model and with other rough surface scattering theories.     

Scattering and diffraction of a plane wave by a randomly rough half-plane*

Abstract

The scattering and diffraction of a TE (transverse electric) plane wave by a randomly rough half-plane are studied by a combination of three techniques: the Wiener-Hopf technique, the small perturbation method and a probabilistic method based on the shift-invariance of a homogeneous random function. By use of the D^a-Fourier transformation based on the shift-invariance, it is shown that the scattered wave is written by an inverse Fourier transformation of a homogeneous random function with a complex parameter. For a small rough case, such a random function with a complex parameter is expanded in a perturbation series and then the first-order solution is obtained exactly in an integral form. The first-order solution involves two physical processes such that the edge-diffracted wave is scattered by the randomly rough plane and the scattered wave, due to roughness, is diffracted by the half-plane. The solution is transformed into a sum of the Fresnel integrals with complex arguments, an integral along the steepest descent path and a branch-cut integral, which are evaluated numerically. Then, intensities of the coherently scattered wave and incoherent wave are calculated in the region near the edge and illustrated in figures.     

Theoretical and computational aspects of scattering from rough surfaces: one-dimensional perfectly reflecting surfaces

Abstract

We discuss the scattering of acoustic or electromagnetic waves from one-dimensional rough surfaces. We restrict the discussion in this report to perfectly reflecting Dirichlet surfaces (TE polarization). The theoretical development is for both infinite and periodic surfaces, the latter equations being derived from the former. We include both derivations for completeness of notation. Several theoretical developments are presented. They are characterized by integral equation solutions for the surface current or normal derivative of the total field. All the equations are discretized to a matrix system and further characterized by the sampling of the rows and columns of the matrix which is accomplished in either coordinate space (C) or spectral space (S). The standard equations are referred to here as CC equations of either the first (CC1) or second kind (CC2). Mixed representation, or SC-type, equations are solved as well as SS equations fully in spectral space.

Computational results are presented for scattering from various periodic surfaces. The results include examples with grazing incidence, a very rough surface and a highly oscillatory surface. The examples vary over a parameter set which includes the geometrical optics regime, physical optics or resonance regime, and a renormalization regime.

The objective of this study was to determine the best computational method for these problems. Briefly, the SC method was the fastest, but it did not converge for large slopes or very rough surfaces for reasons we explain. The SS method was slower and had the same convergence difficulties as SC. The CC methods were extremely slow but always converged. The simplest approach is to try the SC method first. Convergence, when the method works, is very fast. If convergence does not occur with SC, then SS should be used, and failing that CC.     

The region of validity of perturbation theory

Abstract

We present a study of the region of validity of perturbation theory applied to rough surface scattering. We solve numerically the case of a periodic surface or grating varying in one dimension. For a statistical ensemble of gratings with a sufficiently long period one may obtain a good approximation of rough surface scattering. We use this to test the validity of perturbation theory.

Only the perfect conductor case was considered. We find that as the grazing angle becomes small the perturbation result for the TE (E horizontal) polarization remains valid, while for the TM (E vertical) polarization it breaks down. The results show that the perturbation results should be used carefully when being compared with experimental data at grazing angles.     

Enhanced backscattering and blazing effect from gratings,quasi-gratings and randomly rough surfaces

Abstract

The blazing effect is probably the most important property of diffraction gratings used for spectroscopic purposes. On the other hand, the enhanced backscattering phenomenon has been generally studied in the framework of scattering from randomly rough surfaces. Using numerical results from rigorous theories, it will be shown that these phenomena, which have very different origins, should have more precise definitions. In a special case of a randomly rough surface formed by random corners, it will be shown that the effects of these phenomena are sometimes very difficult to distinguish.     

On the high-frequency limit of the second-order small-slope approximation

Abstract

Small-slope approximation (SSA) is a scattering theory that is supposed to unify both the small-perturbation model and the Kirchhoff approximation (KA). We study and compute the second-order small-slope approximation (SSA2) in a high-frequency approximation (SSA2-hf) that makes it proportional to the first-order term, with a roughness-independent factor. For the 3D electromagnetic problem we show analytically that SSA2-hf actually meets KA in the case of perfectly conducting surfaces. This no longer holds in the dielectric case but we give numerical evidence that the two methods remain extremely close to each other for moderate scattering angles. We discuss the potential applications of SSA2-hf and give some 2D numerical comparison with rigorous computations.     

Characteristics of far-field scattering by means of surface roughness and variations in subsurface permittivity

Abstract

Using a first-order vector perturbation theory, we calculate some scattering characteristics of surfaces which have both surface roughness and subsurface permittivity variations. These variations are treated as random variables where the roughness yields phase perturbations and the permittivity variations yield reflectance perturbations. Numerical results are given for both types of scattering.     

Numerical simulation methods for rough surface scattering

Abstract

Numerical methods are of great importance in the study of electromagnetic scattering from random rough surfaces. This review provides an overview of rough surface scattering and application areas of current interest, and surveys research in numerical simulation methods for both one- and two-dimensional surfaces. Approaches considered include numerical methods based on analytical scattering approximations, differential equation methods and surface integral equation methods. Emphasis is placed on recent advances such as rapidly converging iterative solvers for rough surface problems and fast methods for increasing the computational efficiency of integral equation solvers.     

A coordinate–spectral method for rough surface scattering

Abstract

In this paper, we deal with the time-harmonic scattering by one-dimensional rough surfaces separating two homogeneous and isotropic media. The method is based on a rigorous integral formalism. The unknown of the integral equation is projected onto a Fourier basis while the equation itself is sampled as in a classical method of moments. The accuracy is tested against both other methods and experimental results. One of the main interests in choosing a Fourier basis lies in the ability to solve rigorously the scattering of a p polarized incident beam by a shallow metallic rough surface. The role of the surface waves is accurately taken into account and phenomena such as enhanced backscattering are well described. With this method, one can consider that the gap between the domain of validity of perturbation theories and the domain of practical use of rigorous methods is filled.     

A numerical evaluation of Rayleigh's theory applied to scattering by randomly rough dielectric surfaces

Abstract

We present a numerical simulation of scattering by one-dimensional randomly rough surfaces. It is based on the use of plane-wave expansions to describe the Melds on the surface (i.e. Rayleigh hypothesis). Accuracy and convergence properties of two different numerical implementations are studied. Some examples of results for a dielectric and a metallic Gaussian rough surface are shown to be in good agreement with calculations by a rigorous numerical method. The Rayleigh method appears to be a fast computation tool for dielectric surfaces with slopes of less than 0.2.