Flow equations for the one-dimensional Kondo lattice model: static and dynamic ground state properties

The one-dimensional Kondo lattice model is investigated by means of Wegner's flow equation method. The renormalization procedure leads to an effective Hamiltonian which describes a free one-dimensional electron gas and a Heisenberg chain. The localised spins of the effective model are coupled by the well-known RKKY interaction. They are treated within a Schwinger boson mean field theory which permits the calculation of static and dynamic correlation functions. In the regime of small interaction strength static expectation values agree well with the expected Luttinger liquid behaviour. The parameter K_ρ of the Luttinger liquid theory is estimated and compared to recent results from density matrix renormalization group studies.     

Commensurate-incommensurate transition in two-coupled chains of nearly half-filled electrons

We investigate the physical properties of two coupled chains of electrons, with a nearly half-filled band, as a function of the interchain hopping t _⊥ and the doping. We show that upon doping, the system undergoes a metal-insulator transition well described by a commensurate-incommensurate transition. By using bosonization and renormalization we determine the full phase diagram of the system, and the physical quantities such as the charge gap. In the commensurate phase two different regions, for which the interchain hopping is relevant and irrelevant exist, leading to a confinement-deconfinement crossover in this phase. A minimum of the charge gap is observed for values of t _⊥ close to this crossover. At large t _⊥ the region of the commensurate phase is enhanced, compared to a single chain. At the metal-insulator transition the Luttinger parameter takes the universal value K _ρ ^* = 1, in agreement with previous results on special limits of this model. Received 31 July 2000     

Charge fractionalization in nonchiral Luttinger systems

One-dimensional metals, such as quantum wires or carbon nanotubes, can carry charge in arbitrary units, smaller or larger than a single electron charge. However, according to Luttinger theory, which describes the low-energy excitations of such systems, when a single electron is injected by tunneling into the middle of such a wire, it will tend to break up into separate charge pulses, moving in opposite directions, which carry definite fractions f and (1-f) of the electron charge, determined by a parameter g that measures the strength of charge interactions in the wire. (The injected electron will also produce a spin excitation, which will travel at a different velocity than the charge excitations.) Observing charge fractionalization physics in an experiment is a challenge in those (nonchiral) low-dimensional systems which are adiabatically coupled to Fermi liquid leads. We theoretically discuss a first important step towards the observation of charge fractionalization in quantum wires based on momentum-resolved tunneling and multi-terminal geometries, and explain the recent experimental results of Steinberg et al. [H. Steinberg, G. Barak, A. Yacoby, L.N. Pfeiffer, K.W. West, B.I. Halperin, K. Le Hur, Nature Physics 4 (2008) 116].     

Analytic theory of correlation energy and spin polarization in the 2D electron gas

We present an analytic theory of the pair distribution function and the ground-state energy in a two-dimensional (2D) electron gas with an arbitrary degree of spin polarization. Our approach involves the solution of a zero-energy scattering Schrödinger equation with an effective potential which includes a Fermi term from exchange and kinetic energy and a Bose-like term from Jastrow-Feenberg correlations. The form of the latter is assessed from an analysis of data on a 2D gas of charged bosons. We obtain excellent agreement with data from quantum Monte Carlo studies of the 2D electron gas. In particular, our results for the correlation energy show a quantum phase transition occurring at coupling strength r_s≈24 from the paramagnetic to the fully spin-polarized fluid.     

Integrable correlated electron model with next-nearest-neighbour interactions

The exactly solvable model of supersymmetric t - J chains (STJC) of correlated electrons with next-nearest-neighbour (NNN) interactions is proposed and studied. The model with interactions between nearest neighbours and NNN interactions in one chain can also be considered as a two-chain model with zigzag-like coupling between the chains. The NNN interaction (coupling between chains) causes the onset of additional Dirac seas for low-lying charge and/or spin excitations. These Dirac seas change the low-energy (conformal) behavior of the model. The filling of those seas depends on the values of the NNN coupling (interactions between chains), external magnetic field and applied voltage. We identify the new ground state phases which appear due to the NNN as incommensurate ones. The NNN coupling in the incommensurate phases induces spontaneous magnetization and/or spontaneous filling of the Dirac sea for charge excitations (“spontaneous charge ordering”). The onset of this order implies a first order quantum phase transition driven by the field with hysteresis phenomena. Received 13 September 2000     

Ground-state properties of the one dimensional electron liquid

We present a theory of the pair distribution function g(z) and many-body effective electron-electron interaction for the one dimensional (1D) electron liquid. Our approach involves the solution of a zero-energy scattering Schrödinger equation for where we implemented the Fermi hypernetted-chain approximation including the elementary diagram corrections. We present numerical results for g(z) and the static structure factor S(k) and obtain good agreement with data from diffusion Monte Carlo studies of the 1D system. We calculate the correlation energy and charge excitation spectrum over an extensive range of electron density. Furthermore, we obtain the static correlations in good qualitative agreement with those calculated for the Luttinger liquid model with long-range interactions.     

Electronic instabilities in 3D arrays of small-diameter (3, 3) carbon nanotubes

We investigate the electronic instabilities of the small-diameter (3, 3) carbon nanotubes by studying the low-energy perturbations of the normal Luttinger liquid regime. The bosonization approach is adopted to deal exactly with the interactions in the forward-scattering channels, while renormalization group methods are used to analyze the low-energy instabilities. In this respect, we take into account the competition between the effective e–e interaction mediated by phonons and the Coulomb interaction in backscattering and Umklapp channels. Moreover, we apply our analysis to relevant experimental conditions where the nanotubes are assembled into large three-dimensional arrays, which leads to an efficient screening of the Coulomb potential at small momentum-transfer. We find that the destabilization of the normal metallic behavior takes place through the onset of critical behavior in some of the two charge stiffnesses that characterize the Luttinger liquid state. From a physical point of view, this results in either a divergent compressibility or a vanishing renormalized velocity for current excitations at the point of the transition. We observe anyhow that this kind of critical behavior occurs without the development of any appreciable sign of superconducting correlations.     

Transport through a double barrier in Large Radius Carbon Nanotubes with a transverse magnetic field

We discuss the Luttinger Liquid behaviour of Large Radius Carbon Nanotube e.g. the Multi Wall ones (MWNT), under the action of a transverse magnetic field B. Our results imply a reduction with B in the value of the bulk critical exponent, α_bulk, for the tunneling density of states, which is in agreement with that observed in transport experiments. Then, the problem of transport through a Quantum Dot formed by two intramolecular tunneling barriers along the MWNT, weakly coupled to Tomonaga-Luttinger liquids is studied, including the action of a strong transverse magnetic field B. We predict the presence of some peaks in the conductance G versus B, related to the magnetic flux quantization in the ballistic regime, at a very low temperature T, and also at higher values of T, where the Luttinger behaviour dominates. The temperature dependence of the maximum G_max of the conductance peak according to the Sequential Tunneling follows a power law, G ∝T^γe-1 with γ_e linearly dependent on the critical exponent, α_end, strongly reduced by B.     

to -12pt [-12pt]to 16ptRapid Note Wavefunctions for the Luttinger liquid

Standard bosonization techniques lead to phonon-like excitations in a Luttinger liquid (LL), reflecting the absence of Landau quasiparticles in these systems. Yet in addition to the above excitations some LL are known to possess solitonic states carrying fractional quantum numbers (e.g. the spin 1/2 Heisenberg chain). We have reconsidered the zero modes in the low-energy spectrum of the Gaussian boson LL Hamiltonian both for fermionic and bosonic LL: in the spinless case we find that two elementary excitations carrying fractional quantum numbers allow to generate all the charge and current excited states of the LL. We explicitly compute the wavefunctions of these two objects and show that one of them can be identified with the 1D version of the Laughlin quasiparticle introduced in the context of the Fractional Quantum Hall effect. For bosons, the other quasiparticle corresponds to a spinon excitation. The eigenfunctions of Wen's chiral LL Hamiltonian are also derived: they are quite simply the one dimensional restrictions of the 2D bulk Laughlin wavefunctions. Received 26 January 1999 and Received in final form 21 April 1999     

Breakdown of Luttinger's theorem in two-orbital Mott insulators

An analysis of Luttinger's theorem shows that – contrary to recent claims – it is not valid for a generic Mott insulator. For a two-orbital Hubbard model with two electrons per site the crossover from a non-magnetic correlated insulating phase (Mott or Kondo insulator) to a band insulator is investigated. Mott insulating phases are characterized by poles of the self-energy and corresponding zeros in the Greens functions defining a “Luttinger surface” which is absent for band insulators. Nevertheless, the ground states of such insulators with two electrons per unit cell are adiabatically connected.     

d = 3 anisotropic and d = 2 tJ models: phase diagrams, thermodynamic properties, and chemical potential shift

The anisotropic d=3 tJ model is studied by renormalization-group theory, yielding the evolution of the system as interplane coupling is varied from the isotropic three-dimensional to quasi-two-dimensional regimes. Finite-temperature phase diagrams, chemical potential shifts, and in-plane and interplane kinetic energies and antiferromagnetic correlations are calculated for the entire range of electron densities. We find that the novel τ phase, seen in earlier studies of the isotropic d=3 tJ model, persists even for strong anisotropy. While the τ phase appears at low temperatures at 30–35% hole doping away from 〈 n_i〉=1, at smaller hole dopings we see a complex lamellar structure of antiferromagnetic and disordered regions, with a suppressed chemical potential shift, a possible marker of incommensurate ordering in the form of microscopic stripes. An investigation of the renormalization-group flows for the isotropic two-dimensional tJ model also shows a clear pre-signature of the τ phase, which in fact appears with finite transition temperatures upon addition of the smallest interplane coupling.     

Electron energy state spin-splitting in 3D cylindrical semiconductor quantum dots

In this article we study the impact of the spin-orbit interaction on the electron quantum confinement for narrow gap semiconductor quantum dots. The model formulation includes: (1) the effective one-band Hamiltonian approximation; (2) the position- and energy-dependent quasi-particle effective mass approximation; (3) the finite hard wall confinement potential; and (4) the spin-dependent Ben Daniel-Duke boundary conditions. The Hartree-Fock approximation is also utilized for evaluating the characteristics of a two-electron quantum dot system. In our calculation, we describe the spin-orbit interaction which comes from both the spin-dependent boundary conditions and the Rashba term (for two-electron quantum dot system). It can significantly modify the electron energy spectrum for InAs semiconductor quantum dots built in the GaAs matrix. The energy state spin-splitting is strongly dependent on the dot size and reaches an experimentally measurable magnitude for relatively small dots. In addition, we have found the Coulomb interaction and the spin-splitting are suppressed in quantum dots with small height. Received 15 May 2001 / Received in final form 14 May 2002 Published online 13 August 2002     

Microscopic interactions in CuGeO 3 and organic Spin-Peierls systems deduced from their pretransitional lattice fluctuations

CuGeO₃ exhibits a Spin-Peierls (SP) transition, at T _SP = 14.3 K, which is announced above 19 K by an important regime of one-dimensional (1D) pretransitional lattice fluctuations which can be detected until about 40 K using X-ray diffuse scattering investigations. A quantitative analysis of this scattering shows that in this 1D direction the correlation length follows the “universal” behaviour expected for the thermal fluctuations of a real order parameter which characterizes the lattice dimerization. This allows to define a 1D mean-field temperature, T _SP ^MF , of about 60 K and invalidates any mean field scenario for the SP transition of CuGeO₃. As T _SP ^MF is as high as 4 T _SP we propose that the 3D-SP order is achieved by the interchain coupling between 1D solitons which form below about 16-20 K. CuGeO₃ being in the non-adiabatic regime, it is also suggested that the observed pretransitional fluctuations of CuGeO₃ originate from the X-ray scattering on a very broad damped critical response of lower frequency than the “critical” phonon modes. From the quantitative analysis of the 1D fluctuations we also estimate the microscopic parameters of the SP chain. These parameters allow to locate CuGeO₃ close to the quantum critical boundary separating the gapped SP ground state to the ungapped anti-ferromagnetic ground state. The vicinity of a quantum critical point emphasizes the role of the quantum and non-adiabatic fluctuations and the importance of the interchain coupling in the physics of CuGeO₃. Finally we compare these findings with those obtained for the organic SP systems (BCPTTF)₂PF₆, (TMTTF)₂PF₆ and MEM(TCNQ)₂. From a similar analysis of the pretransitional lattice fluctuations it is found that (BCPTTF)₂PF₆ and (TMTTF)₂PF₆ are located on the SP gapped classical-quantum boundary and are in the adiabatic regime where the fluctuations lead to the formation of a pseudo-gap in the spin degrees of freedom. Differently, we place MEM(TCNQ)₂ inside the SP quantum phase around the crossover line between the adiabatic and non-adiabatic regimes. Received 13 September 2000 and Received in final form 6 February 2001     

Universal correlations of one-dimensional interacting electrons in the gas phase

We consider dynamical correlation functions of short range interacting electrons in one dimension at finite temperature. Below a critical value of the chemical potential there is no Fermi surface anymore, and the system can no longer be described as a Luttinger liquid. Its low temperature thermodynamics is that of an ideal gas. We identify the impenetrable electron gas model as a universal model for the gas phase and present exact and explicit expressions for the asymptotics of correlation functions at small temperatures, in the presence of a magnetic field.     

Tails of the dynamical structure factor of 1D spinless fermions beyond the Tomonaga approximation

We consider one-dimensional (1D) interacting spinless fermions with a non-linear spectrum in a clean quantum wire (non-linear bosonization). We compute diagrammatically the 1D dynamical structure factor, S(ω,q), beyond the Tomonaga approximation focusing on it's tails, |ω| ≫vq, i.e. the 2-pair excitation continuum due to forward scattering. Our methodology reveals three classes of diagrams: two “chiral” classes which bring divergent contributions in the limits ω→±vq, i.e. near the single-pair excitation continuum, and a “mixed” class (so-called Aslamasov-Larkin or Altshuler-Shklovskii type diagrams) which is crucial for the f-sum rule to be satisfied. We relate our approach to the T=0 ones present in the literature. We also consider the case and show that the 2-pair excitation continuum dominates the single-pair one in the range: |q|T/k_F ≪ω±vq ≪T (substantial for q ≪k_F). As applications we first derive the small-momentum optical conductivity due to forward scattering: σ∼1/ω for T ≪ω and σ∼T/ω² for T ≫ω. Next, within the 2-pair excitation continuum, we show that the attenuation rate of a coherent mode of dispersion Ω_q crosses over from , e.g. γ_q ∼|q|³ for an acoustic mode, to , independent of Ω_q, as temperature increases. Finally, we show that the 2-pair excitation continuum yields subleading curvature corrections to the electron-electron scattering rate: , where V is the dimensionless strength of the interaction.     

Localized plasmons in quantum plasmas

We consider the nonlinear interactions between finite amplitude electron and ion plasma oscillations in a fermionic quantum plasma. Accounting for the quantum statistical electron pressure and the quantum Bohm potential, we derive a set of coupled nonlinear equations that govern the dynamics of modulated electron plasma oscillations (EPOs) in the presence of the nonlinear ion oscillations (NLIOs). We numerically study stationary solutions of our coupled nonlinear equations. We find that the quantum parameter H (equal to the ratio between the plasmonic and electron Fermi energy densities) introduces new features to the electron density and electric potential humps of localized NLIOs in the absence of EPOs. Furthermore, the nonlinear coupling between the EPOs and NLIOs gives rise to a new class of envelope solitons composed of bell shaped electric field envelope of the EPOs, which are trapped in the electron density hole (and an associated negative oscillatory electric potential) that is produced by the ponderomotive force of the EPOs. The knowledge of the localized plasmonic structures is of immense value for interpreting experimental observations in dense quantum plasmas.     

Spin fluctuations and ferromagnetic order in two-dimensional itinerant systems with Van Hove singularities

The quasistatic approach is used to analyze the criterion of ferromagnetism for two-dimensional (2D) systems with the Fermi level near Van Hove (VH) singularities of the electron spectrum. It is shown that the spectrum of spin excitations (paramagnons) is positively defined when the interaction between electrons and paramagnons, determined by the Hubbard on-site repulsion U, is sufficiently large. Due to incommensurate spin fluctuations near the ferromagnetic quantum phase transition, the critical interaction U_c remains finite at VH filling and exceeds considerably its value obtained from the Stoner criterion. A comparison with the functional renormalization group results and mean-field approximation which yields a phase separation is also performed.     

First and second order ferromagnetic transition at in a 1D itinerant system

We consider a modified version of the one-dimensional Hubbard model, the t ₁ - t ₂ Hubbard chain, which includes an additional next-nearest-neighbor hopping. It has been shown that at weak coupling this model has a Luttinger liquid phase or a spin liquid phase depending upon the ratio of t₂ to t₁. Additionally if the on-site interaction U is large enough, the ground state is fully polarized. Using exact diagonalization and the density-matrix renormalization group, we show that the transition to the ferromagnetic phase is either of first or second order depending on whether the Luttinger liquid or spin liquid is being destabilized. Since we work at T =0, the second order transition is a quantum magnetic critical point. Received 21 July 1999