原子簇La8-xBaxCuO6的原子磁矩和自旋极化的电子结构研究

利用MS-Xα方法研究了化合物La_2-yBa_yCuO₄的原子磁矩和自旋极化的电子结构.理论计算得到母相氧化物La₂CuO₄的Cu原子磁矩为0.37μ_B，与实验值0.48±0.15μ_B基本一致. 研究结果显示, 由于Ba原子对部分La的替代，使构成化合物的基本原子簇La_8-xBa_xCuO₆的 关键词： 电子结构 自旋极化 磁矩 态密度 超导电性     

Ni(111)表面C原子吸附的密度泛函研究

基于密度泛函理论的第一性原理计算,对过渡金属Ni晶体与Ni (111)表面的结构和电子性质进行了研究, 并探讨了单个C原子在过渡金属Ni (111)表面的吸附以及两个C原子在Ni(111)表面的共吸附. 能带和态密度计算表明, Ni晶体及Ni (111)表面在费米面处均存在显著的电子自旋极化. 通过比较Ni (111)表面各位点的吸附能,发现单个C原子在该表面最稳定的吸附位置为第二层Ni原子上方所在的六角密排洞位, 吸附的第二个C原子与它形成碳二聚物时最稳定吸附位为第三层Ni原子上方所在的面心立方洞位. 电荷分析表明,共吸附时从每个C原子上各有1.566e电荷转移至相邻的Ni原子, 与单个C原子吸附时C与Ni原子间的电荷转移量(1.68e)相当. 计算发现两个C原子共吸附时在六角密排洞位和面心立方洞位的磁矩分别为0.059μ_B和 0.060μ_B,其值略大于单个C原子吸附时所具有的磁矩(0.017μ_B).     

The electronic structures of the core and valence ion states of metal oxides

SCF-Xα SW MO calculations on metal core ion hole states and X-ray emission (XES) and X-ray photoelectron (XPS) transition states of the non- transition metal oxidic clusters MgO₆^10?, AlO₄^5? and SiO₄^4? show relative valence orbital energies to be virtually unaffected by the creation of valence orbital or metal core orbital holes. Accordingly, valence orbital energies derived from XPS and XES are directly comparable and may be correlated to generate empirical MO diagrams. In addition, charge relaxation about the metal core hole is small and valence orbital compositions are little changed in the core hole state. On the other hand, for the transition metal oxidic clusters FeO₆^10?, CrO₆^9? and TiO₆^8? relative valence orbital energies are sharply changed by a metal core orbital or crystal field orbital hole, the energy lowering of an orbital increasing with its degree of metal character. Consequently O 2p nonbonding → M 3d-O 2p antibonding (crystal field) energies are reduced, while M 3d bonding → O 2p nonbonding and M 3d-O 2p antibonding → M 4s,p-O 2p antibonding (conduction band) energies increase. Charge relaxation about the core hole is virtually complete in the transition metal oxides and substantial changes are observed in the composition of those valence orbitals with appreciable M 3d character. This change in composition is greater for e _g than for t_2g orbitals and increases as the separation of the e_g crystal field (CF) orbitals and the O 2p nonbonding orbital set decreases. Based on the hole state MO diagrams the higher energy XPS satellite in TiO₂ (at about 13 eV) is assigned to a valence → conduction band transition. The UV PES satellites at 8.2 eV in Cr₂O₃ and 9.3 eV in FeO are tentatively assigned to similar transitions to conduction band orbitals, although the closeness in energy of the crystal field and O 2p nonbonding orbitals in the valence orbital hole state prevents a definite assignment on energy criteria alone. However the calculations do clearly show that charge transfer transitions of the e_g bonding → e_g crystal field orbital type would generally occur at lower energy than is consistent with observed satellite structure.A core electron hole has little effect upon relative orbital energies and is only slightly neutralized by valence electron redistribution for MgO and SiO₂. For the transition metal oxides a core hole lowers the relative energies of M3d containing orbitals by large amounts, reducing O → M charge transfer and increasing M 3d crystal field → conduction band energies. Large and sometimes overcomplete neutralization of the core hole is observed, increasing from CrO₆^9? to FeO₆^10? to TiO₆^8?. as the O → M charge transfer energy declines.High energy XPS satellites in TiO₂ may be assigned to O 2p nonbonding → conduction band transitions while lower energy UV PES satellites in FeO and Cr₂O₃ arise from crystal field or O 2p nonbonding → conduction band excitations. Our “shake-up” assignment for FeO₆^10?, CrO₆^9? and TiO₆^8? are less than definitive because no procedure has yet been developed to calculate “shake-up” intensities resulting from transitions of the type described. However the results do allow a critical evaluation of earlier qualitative predictions of core and valence hole effects. First, we find that the comparison of hole or valence state ionic systems with equilibrium distance systems of higher nuclear and/or cation charge (e.g. the comparison of the FeO₆^10? Fe 2p core hole state to Co₃O₄) is dangerous. For example, larger MO distances in the ion states substantially reduce crystal field splittings. Second, core and CF orbital holes sharply reduce O → M charge transfer energies, giving 2e_g → 3e_g energy separations which are generally too small to match observed satellite energies. Third, highest occupied CF-conduction band energies are only about 4–5 eV in the ground states, but increase to about 7–11 eV in the core and valence hole states of the transition metal oxides studied. The energetic arguments presented thus support the idea of CF and/or O 2p nonbonding → conduction band excitations as assignments for “shake-up” satellites, at least in oxides of metals near the beginning of the transition series.     

Charge transfer transitions in the transition metal oxides ABO4:Ln and APO4:ln (A=La, Gd, Y, Lu, Sc; B=V, Nb, Ta; Ln=lanthanide)

We have compiled and analyzed optical and structural properties of lanthanide doped non-metal oxides of the form APO₄:Ln³⁺ with A a rare earth and of transition metal oxides with formula ABO₄:Ln³⁺ with B a transition metal. The main objective is to understand better the interrelationships between the band gap energy, the O²⁻→Ln³⁺ charge transfer energy, and the Ln³⁺→B⁵⁺ inter-valence charge transfer energy. Various models exist for each of these three types of electron transitions in inorganic compounds that appear highly related to each other. When properly interpreted, these optically excited transitions provide the locations of the lanthanide electron donating and electron accepting states relative to the conduction band and the valence band of the hosting compound. These locations in turn determine the luminescent properties and charge carrier trapping properties of that host. Hence, understanding the relationship between the different types of charge transfer processes and its implication for lanthanide level location in the band gap is of technological interest.     

Ab initio study of Os0.5W0.5B2, Re0.5W0.5B2, and Os0.5Re0.5B2 with high shear modulus

By using first‐principles calculations, the authors investigate the structural, mechanical, and electronic properties of experimentally synthesized Os_0.5W_0.5B₂. The calculated structural parameters and elastic properties are in good agreement with the experimental results. In addition, two new 5d transition‐metal diborides (Re_0.5W_0.5B₂ and Os_0.5Re_0.5B₂) are predicted to have promising large shear moduli. The latter mainly come from the non‐uniform distribution of valence charge density, which raises the value of the shear moduli. We discuss potentially high hardness in these materials. (© 2009 WILEY‐VCH Verlag GmbH & Co. KGaA, Weinheim)     

YFe2B2电子结构的第一性原理计算

基于密度泛函理论,从头计算了具有ThCr₂Si₂型四方晶系的稀土金属化合物Yfe₂B₂体相的物理特性.能量计算结果表明Yfe₂B₂体相处于顺磁金属态;而能带结构、态密度、布居数以及差分电荷　分布的计算结果表明Y原子的5s,5p电子具有很强的局域性;Fe原子的3d电子和B的1s,2s和2p电子强烈耦合,使得最近邻Fe原子与B原子形成了Fe—B共价键;最近邻的两个Fe原子之间由于 关键词： 稀土金属化合物 第一性原理计算 能带结构 态密度     

Calculated electronic structure of metallic multilayers formed by noble and transition metals

Full-potential Linearized Augmented Plane Wave calculations are performed to investigate the properties of the electronic charge of metallic multilayers formed by non-magnetic and magnetic elements (i.e. Ag, Cu and Fe). The multilayer structure is of the type A_n, A _n B _n or (AB)_n where A, B indicate Ag, Cu and Fe and n is the number of layers of the element A or B. The problem addressed by this study is the transition from the 2D behavior of the isolated monolayer to the 3D bulklike character. Therefore the calculations, carried out at paramagnetic level, illustrate the dependence of the density of states on the multilayer thickness and composition. For the three elements the main feature of the inter-layer coupling is the absence of charge intermixing and hybridization. For structures with a number of layers n? 5 the density of states bandwidth has a decrease, with respect to the bulk value, approximately proportional to the reduced coordination. At the critical thickness n = 5 and above, a noticeable difference exists between the charge in the outer layers, with reduced coordination and bandwidth, and the central layers with a bulklike density of states. Averaging between these contributions leads to the re-installment of bulklike properties. These results are in essential agreement with analytical band theories and quantum mechanical calculations for similar systems and with experiments. Received 3 October 2001     

过渡金属化合物OsB2与OsO2低压缩性的第一性原理计算研究

利用基于密度泛函理论平面波赝势法的第一性原理计算, 研究了过渡金属化合物OsB₂和OsO₂的金红石相、黄铁矿相与萤石相三种结构在高压下的状态方程和结构特性以及OsO₂可能的高压相变.理论计算结果支持OsB₂与OsO₂的萤石相是潜在超低可压缩性的硬性材料.同时，也分析了它们的电子结构，力求理解大体变模量和高硬度的微观机制.结果表明，可以利用过渡金属高的价电子浓度，掺入硼、氧、碳、氮等轻的元素形成强的 关键词： 过渡金属化合物 密度泛函理论 低压缩性 高压     

高压下BeP2N4结构相变和电子结构的第一性原理计算

 基于密度泛函理论的第一性原理方法,计算了硅铍石型和尖晶石型结构BeP₂N₄的总能量随体积的变化关系。利用Brich-Murnaghan状态方程,通过能量和体积拟合,得到了2种结构的体变模量及其对压强的一阶导数。在压力作用下,BeP₂N₄的相变是从硅铍石型结构（空间群R-3,No.148）转变到尖晶石型结构（空间群Fd-3m,No.227）,计算出的相变点与其它理论值符合得非常好。同时计算了BeP₂N₄的相对晶格常数a/a₀和相对体积V/V₀的压缩率,在低压下发现,尖晶石结构BeP₂N₄的压缩率接近金刚石,进一步计算了不同压力下的体弹模量B_H、剪切模量G_H、B_H/G_H和杨氏模量E。此外,对两种结构的BeP₂N₄的电子态密度和带隙随压强的变化关系进行了计算和分析。结果表明：在压力作用下,上价带顶向费米能级移动,并有一定的展宽。Be—N、P—N键缩短,电子转移增加,导致电荷发生重新分布。     

Photoemission and electronic structure of crystalline Co3B and amorphous Co - P - B

We present an XPS and UPS study of crystalline Co, Co₃B and Co₇₈P₁₄B₈ glassy metal. For Co₃B the electronic distribution curves (EDC) of the valence band and the previous specific heat and magnetic results are interpreted in a qualitative model where : i) the s-p cobalt-boron bonding states lie in the low part of the band, the upper levels being mainly cobalt d states and ii) a large density of states of the majority spin band is present at the Fermi level. For amorphous Co₇₈P₁₄B₈ the EDC shows that E_F is located in a high density of states region, it is suggested that the phosphorus p states ae centred at 7.5 eV. The photoemission and the magnetic results can be also interpreted in the framework of the previous model.     

Band structure of the quasi two-dimensional purple molybdenum bronze

The molybdenum purple bronze KMo₆O₁₇ is quasi two-dimensional (2D) metallic oxide that shows a Peierls transition towards a metallic charge density wave state. Since this specific transition is directly related to the electron properties of the normal state, we have investigated the electronic structure of this bronze at room temperature. The shape of the Mo_K1s absorption edge reveals the presence of distorted MoO₆ octahedra in the crystallographic structure. Photoemission experiments evidence a large conduction band, with a bandwidth of 800 meV and confirm the metallic character of this bronze. A wide depleted zone separates the conduction band from the valence band that exhibits a fourfold structure, directly connected to the octahedral symmetry of the Mo sites. The band structure is determined by ARUPS in two main directions of the (0 0 1) Brillouin zone. It exhibits some unpredicted features but corroborates the earlier theoretical band structure and Fermi surface. It confirms the hidden one-dimensionality of KMo₆O₁₇ that has been proposed to explain the origin of the Peierls transition in this 2D compound.     

A DLTS study of the effects of boron counterdoping on the gap states in n-type hydrogenated amorphous silicon

The technique of Deep Level Transient Spectroscopy (DLTS) and related space charge measurement techniques have been applied to a series of 300 vppm phosphine (PH₃) doped, 0–44 vppm diborane (B₂H₆) counterdoped samples of hydrogenated amorphous silicon (a-Si:H). The trends in the resulting density of states, g(E), show: (1) A large increase of g(E) at ≈0.4 to 0.6 eV from the valence band, comparable in magnitude to the total number of B atoms introduced; (2) A smaller decrease in the midgap dangling bond states on the order of ≈2.5% of the added B; (3) A drop in the number of occupied shallow states ≈0.5%; and (4) A quantitative assessment of the degree of autocompensation which shows roughly five compensating midgap states removed for every six shallow acceptor states introduced by B.     

碲镉汞异质结能带结构的优化设计

分别对带隙较宽(较窄)的p型材料在带隙较窄(较宽)的n型材料之上的碲镉汞(MCT)异质结的能带结构进行了理论分析.在应用的理论模型中提出了一个简单的载流子浓度近似模型用于计入载流子简并效应和导带非抛物线性，同时还考虑到了价带失配的影响.就p-n结位置(z_B)和界面电荷密度(Q)两个参数对MCT异质结能带结构的影响进行了系统分析，发现这些影响是不可忽略的.根据这些影响特征，进一步得出了z_B和Q参数之间的优化设计规律. 关键词： 碲镉汞(MCT) 异质结 载流子浓度近似     

The electronic structure of ZrSe32

The energy bands of the semiconductor ZrSe₃ have been evaluated using the KKR method. The general features of the electronic structure are expected to pertain to other transition metal trichalcogenides which have similar trigonal prismatic coordination. The calculated density of states agrees well with X-ray photoemission spectra for the valence band. The joint density of states has been evaluated and is discussed in terms of optical measurements.     

Electronic structure of CdTe probed by Cd and Te M4,5 X-ray emission spectra

We have investigated the bulk electronic structure of CdTe focusing on the Cd 5p and Te 5p valence states by X-ray emission spectroscopy (XES). Despite the very low fluorescence yields the Cd and Te M_4,5 (5p → 3d_3/2,5/2) spectra have been recorded successfully. A good correspondence has been found between the valence band XES and X-ray photoelectron spectra (XPS) by comparison on a common binding energy scale. We also performed a density functional theory calculation of the CdTe valence band, obtaining the Cd 4d, 5s, 5p and Te 5s, 5p local partial densities of states. The experimental Cd 5p and Te 5p derived from the X-ray emission spectra are in good agreement with the calculation. The intensity ratio of the Cd M_4,5 to the Te M_4,5 spectrum is obtained to be 0.25, in agreement with the ratio of the calculated Cd 5p to the Te 5p density of states in the CdTe upper valence band (0.22).     

Charge density wave instability in the quasi two-dimensional metal γ-Mo4011

Transport and specific heat properties have been studied on the orthorhombic molybdenum oxide γ-Mo₄0₁₁. The anisotropy of the electrical resistivity establishes that this compound is a quasi two-dimensional metal, as expected from crystal structure data. Both the resistivity and the thermopower show that an electronic transition, probably due to a charge density wave instability takes place at T_c = 100 K. Low temperature specific heat data provide an estimation of the Debye temperature and of the electronic density of states in the low temperature metallic phase.     

Understanding the Effects of Point Defects on the Electronic Properties of Titania Nanoparticles: An Ab Initio Study

First-principles calculations are used to study the electronic structure of the TiO₂(101) surface. The effect of oxygen vacancies and interstitial titanium ions on the electronic structure is investigated, and models for optical single-electron charge transfer transitions in the structure are proposed. We found that the addition of an uncharged oxygen vacancy leads to a shift of the total density of states toward lower energy, and the bandgap increases. Therefore, interstitial titanium ion incorporation induces donor states above the valence band and increases the bandgap. These results can be used to explain the observed blueshift in nanoscale TiO_2.     

Band structure calculations on the layered compounds FeGa2S4 and NiGa2S4

For the compounds FeGa₂S₄ and NiGa₂S₄ band structure calculations have been performed by the ab initio plane wave pseudo-potential method. The valence charge density distribution points to an ionic type of chemical bonding between the transition metal atoms and the ligand atoms. Two models for the pseudo-potentials are used to calculate the band structures: (a) only s and p electrons and (b) also the d-shells of the transition metal atoms are included in the pseudo-potentials. The differences between these two cases of band structures are discussed. Energy gap formation peculiarities are analysed for both crystals. Zak's elementary energy band concept is demonstrated for the energy spectra of the considered crystals.     

The effect of a silica support: a density functional theory study of the C–H bond activation of ethane on a nickel oxide cluster

The support effect is an important issue in heterogeneous catalysis. A systematic density functional theory computational study is reported here to better understand the C–H bond activation steps in the reaction between C₂H₆ and a model silica‐supported Ni₃O₃ cluster, as well as that between C₂H₆ and an unsupported Ni₃O₃ cluster. Two mechanisms, namely, a radical mechanism (denoted as mechanism A) and a concerted mechanism (denoted as mechanism B) were examined. Both of these mechanisms contain two steps. For the C–H bond activation taking place via mechanism A, the involvement of the model silica support does not change the most favorable pathway significantly; however, it does result in a modest increase in the reaction barrier and the overall Gibbs energy change. For the C–H bond activation taking place via mechanism B, the involvement of the model silica support leads to an increase in the reaction barrier in the first step. The product of this step has a noticeable difference in the structures for the Ni₃O₃ moiety in the unsupported and model silica‐supported systems. The result of charge analysis shows that there is no noticeable charge transfer between the silica support and Ni₃O₃ when they are in the starting reactants, while there is an electron withdrawal from Ni₃O₃ by the silica support when they are in transition states, intermediates, or products. The results here provide deeper insights into the support effect on the C–H bond activation of lower alkanes on supported transition metal catalysts. Copyright © 2015 John Wiley & Sons, Ltd.     

High pressure behavior and structural properties of transition metal carbides

A pressure induced structural phase transition from NaCl-type (B₁) to CsCl-type (B₂) structure has been predicted in transition metal carbides, namely TiC, ZrC, NbC, HfC, and TaC by using an interionic potential theory with modified ionic charge (Z_m ), which includes Coulomb screening effect due to d-electron. The phase transition pressure (P_T ) relies on large volume discontinuity in pressure–volume relationship, and identifies the structural phase transition from B₁ phase to B₂ phase. The variation of second-order elastic constants with pressure follows a systematic trend identical to that observed in other compounds of NaCl-type structure. The Born criterion for stability is found to be valid in transition metal carbides.