Stability of Black Holes and Black Branes

We establish a new criterion for the dynamical stability of black holes in D ≥ 4 spacetime dimensions in general relativity with respect to axisymmetric perturbations: Dynamical stability is equivalent to the positivity of the canonical energy, ${\mathcal{E}}$ , on a subspace, ${\mathcal{T}}$ , of linearized solutions that have vanishing linearized ADM mass, momentum, and angular momentum at infinity and satisfy certain gauge conditions at the horizon. This is shown by proving that—apart from pure gauge perturbations and perturbations towards other stationary black holes— ${\mathcal{E}}$ is nondegenerate on ${\mathcal{T}}$ and that, for axisymmetric perturbations, ${\mathcal{E}}$ has positive flux properties at both infinity and the horizon. We further show that ${\mathcal{E}}$ is related to the second order variations of mass, angular momentum, and horizon area by ${\mathcal{E} = \delta^2 M -\sum_A \Omega_A \delta^2 J_A - \frac{\kappa}{8\pi}\delta^2 A}$ , thereby establishing a close connection between dynamical stability and thermodynamic stability. Thermodynamic instability of a family of black holes need not imply dynamical instability because the perturbations towards other members of the family will not, in general, have vanishing linearized ADM mass and/or angular momentum. However, we prove that for any black brane corresponding to a thermodynamically unstable black hole, sufficiently long wavelength perturbations can be found with ${\mathcal{E} < 0}$ and vanishing linearized ADM quantities. Thus, all black branes corresponding to thermodynmically unstable black holes are dynamically unstable, as conjectured by Gubser and Mitra. We also prove that positivity of ${\mathcal{E}}$ on ${\mathcal{T}}$ is equivalent to the satisfaction of a “ local Penrose inequality,” thus showing that satisfaction of this local Penrose inequality is necessary and sufficient for dynamical stability. Although we restrict our considerations in this paper to vacuum general relativity, most of the results of this paper are derived using general Lagrangian and Hamiltonian methods and therefore can be straightforwardly generalized to allow for the presence of matter fields and/or to the case of an arbitrary diffeomorphism covariant gravitational action.     

Finite W-Superalgebras and Truncated Super Yangians

Let ${Y_{m|n}^{\ell}}$ be the super Yangian of general linear Lie superalgebra for ${\mathfrak{gl}_{m|n}}$ . Let ${e \in \mathfrak{gl}_{m\ell|n\ell}}$ be a “rectangular” nilpotent element and ${\mathcal{W}_e}$ be the finite W-superalgebra associated to e. We show that ${Y_{m|n}^{\ell}}$ is isomorphic to ${\mathcal{W}_e}$ .     

Extensions of Ordering Sets of States from Effect Algebras onto Their MacNeille Completions

In (Rie?anová and Zajac in Rep. Math. Phys. 70(2):283–290, 2012) it was shown that an effect algebra E with an ordering set $\mathcal{M}$ of states can by embedded into a Hilbert space effect algebra $\mathcal{E}(l_{2}(\mathcal{M}))$ . We consider the problem when its effect algebraic MacNeille completion $\hat{E}$ can be also embedded into the same Hilbert space effect algebra $\mathcal {E}(l_{2}(\mathcal{M}))$ . That is when the ordering set $\mathcal{M}$ of states on E can be extended to an ordering set of states on $\hat{E}$ . We give an answer for all Archimedean MV-effect algebras and Archimedean atomic lattice effect algebras.     

Fomenko–Mischenko Theory, Hessenberg Varieties, and Polarizations

The symmetric algebra ${S(\mathfrak{g})}$ over a Lie algebra ${\mathfrak{g}}$ has the structure of a Poisson algebra. Assume ${\mathfrak{g}}$ is complex semisimple. Then results of Fomenko–Mischenko (translation of invariants) and Tarasov construct a polynomial subalgebra ${{\mathcal {H}} = {\mathbb C}[q_1,\ldots,q_b]}$ of ${S(\mathfrak{g})}$ which is maximally Poisson commutative. Here b is the dimension of a Borel subalgebra of ${\mathfrak{g}}$ . Let G be the adjoint group of ${\mathfrak{g}}$ and let ? = rank ${\mathfrak{g}}$ . Using the Killing form, identify ${\mathfrak{g}}$ with its dual so that any G-orbit O in ${\mathfrak{g}}$ has the structure (KKS) of a symplectic manifold and ${S(\mathfrak{g})}$ can be identified with the affine algebra of ${\mathfrak{g}}$ . An element ${x\in \mathfrak{g}}$ will be called strongly regular if ${\{({\rm d}q_i)_x\},\,i=1,\ldots,b}$ , are linearly independent. Then the set ${\mathfrak{g}^{\rm{sreg}}}$ of all strongly regular elements is Zariski open and dense in ${\mathfrak{g}}$ and also ${\mathfrak{g}^{\rm{sreg}}\subset \mathfrak{g}^{\rm{ reg}}}$ where ${\mathfrak{g}^{\rm{reg}}}$ is the set of all regular elements in ${\mathfrak{g}}$ . A Hessenberg variety is the b-dimensional affine plane in ${\mathfrak{g}}$ , obtained by translating a Borel subalgebra by a suitable principal nilpotent element. Such a variety was introduced in Kostant (Am J Math 85:327–404, 1963). Defining Hess to be a particular Hessenberg variety, Tarasov has shown that ${{\rm{Hess}}\subset \mathfrak{g}^{\rm{sreg}}}$ . Let R be the set of all regular G-orbits in ${\mathfrak{g}}$ . Thus if ${O\in R}$ , then O is a symplectic manifold of dimension 2n where n = b ? ?. For any ${O\in R}$ let ${O^{\rm{sreg}} = \mathfrak{g}^{\rm{sreg}} \cap O}$ . One shows that O ^sreg is Zariski open and dense in O so that O ^sreg is again a symplectic manifold of dimension 2n. For any ${O\in R}$ let ${{\rm{Hess}}(O) = {\rm{Hess}}\cap O}$ . One proves that Hess(O) is a Lagrangian submanifold of O ^sreg and that $${\rm{Hess}} = \sqcup_{O\in R}{\rm{Hess}}(O).$$ The main result of this paper is to show that there exists simultaneously over all ${O\in R}$ , an explicit polarization (i.e., a “fibration” by Lagrangian submanifolds) of O ^sreg which makes O ^sreg simulate, in some sense, the cotangent bundle of Hess(O).     

Joint System Quantum Descriptions Arising from Local Quantumness

We study the entropy flux in the stationary state of a finite one-dimensional sample ${\mathcal{S}}$ connected at its left and right ends to two infinitely extended reservoirs ${\mathcal{R}_{l/r}}$ at distinct (inverse) temperatures ${\beta_{l/r}}$ and chemical potentials ${\mu_{l/r}}$ . The sample is a free lattice Fermi gas confined to a box [0, L] with energy operator ${h_{\mathcal{S}, L}= - \Delta + v}$ . The Landauer-Büttiker formula expresses the steady state entropy flux in the coupled system ${\mathcal{R}_l + \mathcal{S} + \mathcal{R}_r}$ in terms of scattering data. We study the behaviour of this steady state entropy flux in the limit ${L \to \infty}$ and relate persistence of transport to norm bounds on the transfer matrices of the limiting half-line Schrödinger operator ${h_\mathcal{S}}$ .     

Charmonium and Meson–Molecule Hybrid Tetraquarks

In the X (3872) decay, both of the ${{J/{\psi\pi\pi}}}$ and ${{J/{\psi\pi\pi\pi}}}$ branching fractions are observed experimentally, and their sizes are comparable to each other. In order to clarify the mechanism to cause such a large isospin violation, we investigate X(3872) employing a model of coupled-channel two-meson scattering with a ${{\rm c}\bar{c}}$ core. The two-meson states consist of ${{D^0\overline{D}^{*0}}}$ , D ⁺ D ^*?, ${{J/{\psi\rho}}}$ , and ${{J/{\psi\omega}}}$ . The effects of the ρ and ω meson width are also taken into account. We calculate the transfer strength from the ${{{\rm c}\bar{c}}}$ core to the final two-meson states. It is found that very narrow ${{J/{\psi\rho}}}$ and ${{J/{\psi\omega}}}$ peaks appear very close to the ${{D^0\overline{D}^{*0}}}$ threshold for a wide range of variation in the parameter sets. The size of the ${{J/{\psi\rho}}}$ peak is almost the same as that of ${{J/{\psi\omega}}}$ , which is consistent with the experiments. The large width of the ρ meson makes the originally small isospin violation by about five times larger.     

The Weil Algebra of a Hopf Algebra I: A Noncommutative Framework

We generalize the notion, introduced by Henri Cartan, of an operation of a Lie algebra ${\mathfrak{g}}$ in a graded differential algebra Ω. We define the notion of an operation of a Hopf algebra ${\mathcal{H}}$ in a graded differential algebra Ω which is referred to as a ${\mathcal{H}}$ -operation. We then generalize for such an operation the notion of algebraic connection. Finally we discuss the corresponding noncommutative version of the Weil algebra: The Weil algebra ${W(\mathcal{H})}$ of the Hopf algebra ${\mathcal{H}}$ is the universal initial object of the category of ${\mathcal{H}}$ -operations with connections.     

Large N approach to Kaon decays and mixing 28 years later: \Delta I=1/2 rule, \hat{B}_K,and \Delta M_K

We review and update our results for $K\rightarrow \pi \pi $ decays and $K^0$ – $\bar{K}^0$ mixing obtained by us in the 1980s within an analytic approximate approach based on the dual representation of QCD as a theory of weakly interacting mesons for large $N$ , where $N$ is the number of colors. In our analytic approach the Standard Model dynamics behind the enhancement of $\hbox {Re}A_0$ and suppression of $\hbox {Re}A_2$ , the so-called $\Delta I=1/2$ rule for $K\rightarrow \pi \pi $ decays, has a simple structure: the usual octet enhancement through the long but slow quark–gluon renormalization group evolution down to the scales $\mathcal{O}(1\, {\hbox { GeV}})$ is continued as a short but fast meson evolution down to zero momentum scales at which the factorization of hadronic matrix elements is at work. The inclusion of lowest-lying vector meson contributions in addition to the pseudoscalar ones and of Wilson coefficients in a momentum scheme improves significantly the matching between quark–gluon and meson evolutions. In particular, the anomalous dimension matrix governing the meson evolution exhibits the structure of the known anomalous dimension matrix in the quark–gluon evolution. While this physical picture did not yet emerge from lattice simulations, the recent results on $\hbox {Re}A_2$ and $\hbox {Re}A_0$ from the RBC-UKQCD collaboration give support for its correctness. In particular, the signs of the two main contractions found numerically by these authors follow uniquely from our analytic approach. Though the current–current operators dominate the $\Delta I=1/2$ rule, working with matching scales $\mathcal{O}(1 \, {\hbox { GeV}})$ we find that the presence of QCD-penguin operator $Q_6$ is required to obtain satisfactory result for $\hbox {Re}A_0$ . At NLO in $1/N$ we obtain $R=\hbox {Re}A_0/\hbox {Re}A_2= 16.0\pm 1.5$ which amounts to an order of magnitude enhancement over the strict large $N$ limit value $\sqrt{2}$ . We also update our results for the parameter $\hat{B}_K$ , finding $\hat{B}_K=0.73\pm 0.02$ . The smallness of $1/N$ corrections to the large $N$ value $\hat{B}_K=3/4$ results within our approach from an approximate cancelation between pseudoscalar and vector meson one-loop contributions. We also summarize the status of $\Delta M_K$ in this approach.     

Study of Light Hypernuclei by the (e,e′K +) Reaction

We have been performing Λ hypernuclear spectroscopic experiments by the (e,e′K ⁺) reaction since 2000 at Thomas Jefferson National Accelerator Facility (JLab). The (e,e′K ⁺) experiment can achieve a few 100 keV (FWHM) energy resolution compared to a few MeV (FWHM) by the (K ^?, π ^?) and (π ⁺, K ⁺) experiments. Therefore, more precise Λ hypernuclear structures can be investigated by the (e,e′K ⁺) experiment. ${^{7}_{\Lambda}{\rm He}}$ , ${^{9}_{\Lambda}{\rm Li}}$ , ${^{10}_{\Lambda}{\rm Be}}$ , ${^{12}_{\Lambda}{\rm B}}$ , ${^{28}_{\Lambda}{\rm Al}}$ , and ${^{52}_{\Lambda}{\rm V}}$ were measured in the experiment at JLab Hall-C. In addition, ${^{9}_{\Lambda}{\rm Li}}$ , ${^{12}_{\Lambda}{\rm B}}$ , and ${^{16}_{\Lambda}{\rm N}}$ were measured in the experiment at JLab Hall-A.     

Equivariant GW Theory of Stacky Curves

We extend Okounkov and Pandharipande’s work on the equivariant Gromov–Witten theory of ${\mathbb{P}^1}$ to a class of stacky curves ${\mathcal{X}}$ . Our main result uses virtual localization and the orbifold ELSV formula to express the tau function ${\tau_\mathcal{X}}$ as a vacuum expectation on a Fock space. As corollaries, we prove the decomposition conjecture for these ${\mathcal{X}}$ , and prove that ${\tau_\mathcal{X}}$ satisfies a version of the 2-Toda hierarchy. Coupled with degeneration techniques, the result should lead to treatment of general orbifold curves.     

Haag Duality and the Distal Split Property for Cones in the Toric Code

We prove that Haag duality holds for cones in the toric code model. That is, for a cone ??, the algebra ${\mathcal{R}_{\Lambda}}$ of observables localized in ?? and the algebra ${\mathcal{R}_{\Lambda^c}}$ of observables localized in the complement ?? ^c generate each other??s commutant as von Neumann algebras. Moreover, we show that the distal split property holds: if ${\Lambda_1 \subset \Lambda_2}$ are two cones whose boundaries are well separated, there is a Type I factor ${\mathcal{N}}$ such that ${\mathcal{R}_{\Lambda_1} \subset \mathcal{N} \subset \mathcal{R}_{\Lambda_2}}$ . We demonstrate this by explicitly constructing ${\mathcal{N}}$ .     

Optimal Paths for Symmetric Actions in the Unitary Group

Given a positive and unitarily invariant Lagrangian ${\mathcal{L}}$ defined in the algebra of matrices, and a fixed time interval ${[0,t_0]\subset\mathbb R}$ , we study the action defined in the Lie group of ${n\times n}$ unitary matrices ${\mathcal{U}(n)}$ by $$\mathcal{S}(\alpha)=\int_0^{t_0} \mathcal{L}(\dot\alpha(t))\,dt, $$ where ${\alpha:[0,t_0]\to\mathcal{U}(n)}$ is a rectifiable curve. We prove that the one-parameter subgroups of ${\mathcal{U}(n)}$ are the optimal paths, provided the spectrum of the exponent is bounded by π. Moreover, if ${\mathcal{L}}$ is strictly convex, we prove that one-parameter subgroups are the unique optimal curves joining given endpoints. Finally, we also study the connection of these results with unitarily invariant metrics in ${\mathcal{U}(n)}$ as well as angular metrics in the Grassmann manifold.     

The Charmonium-Molecule Hybrid Structure of the X(3872)

In order to understand the structure of the X(3872) the effects of the ${{\rm c\overline{c}}}$ charmonium core state coupling to the ${D^0\overline{D}^{*0}}$ and D ⁺ D ^*? molecule states are studied. The obtained structure of the X(3872) is about 9 % of ${{\rm c}\overline{{\rm c}}}$ charmonium, 75 % of the isoscalar ${D\overline{D}}$ molecule and 16 % of the isovector ${D\overline{D}}$ molecule which explains observed properties of the X(3872) well.     

Smooth Crossed Products of Rieffel’s Deformations

Assume ${\mathcal{A}}$ is a Fréchet algebra equipped with a smooth isometric action of a vector group V, and consider Rieffel’s deformation ${\mathcal{A}_J}$ of ${\mathcal{A}}$ . We construct an explicit isomorphism between the smooth crossed products ${V\ltimes\mathcal{A}_J}$ and ${V\ltimes\mathcal{A}}$ . When combined with the Elliott–Natsume–Nest isomorphism, this immediately implies that the periodic cyclic cohomology is invariant under deformation. Specializing to the case of smooth subalgebras of C^*-algebras, we also get a simple proof of equivalence of Rieffel’s and Kasprzak’s approaches to deformation.     

Self-Avoiding Walk is Sub-Ballistic

We prove that self-avoiding walk on ${\mathbb{Z}^d}$ is sub-ballistic in any dimension d ≥ 2. That is, writing ${\| u \|}$ for the Euclidean norm of ${u \in \mathbb{Z}^d}$ , and ${\mathsf{P_{SAW}}_n}$ for the uniform measure on self-avoiding walks ${\gamma : \{0, \ldots, n\} \to \mathbb{Z}^d}$ for which γ ₀ = 0, we show that, for each v > 0, there exists ${\varepsilon > 0}$ such that, for each ${n \in \mathbb{N}, \mathsf{P_{SAW}}_n \big( {\rm max}\big\{\| \gamma_k \| : 0 \leq k \leq n\big\} \geq vn \big) \leq e^{-\varepsilon n}}$ .     

How to Add a Boundary Condition

Given a conformal QFT local net of von Neumann algebras ${\mathcal {B}_2}$ on the two-dimensional Minkowski spacetime with irreducible subnet ${\mathcal {A} \otimes \mathcal {A}}$ , where ${\mathcal {A}}$ is a completely rational net on the left/right light-ray, we show how to consistently add a boundary to ${\mathcal {B}_2}$ : we provide a procedure to construct a Boundary CFT net ${\mathcal {B}}$ of von Neumann algebras on the half-plane x >  0, associated with ${\mathcal {A}}$ , and locally isomorphic to ${\mathcal {B}_2}$ . All such locally isomorphic Boundary CFT nets arise in this way. There are only finitely many locally isomorphic Boundary CFT nets and we get them all together. In essence, we show how to directly redefine the C* representation of the restriction of ${\mathcal {B}_2}$ to the half-plane by means of subfactors and local conformal nets of von Neumann algebras on S ¹.     

On Dirichlet-to-Neumann Maps, Nonlocal Interactions, and Some Applications to Fredholm Determinants

We consider Dirichlet-to-Neumann maps associated with (not necessarily self-adjoint) Schrödinger operators describing nonlocal interactions in ${L^2(\Omega; d^n x)}$ , where ${\Omega \subset \mathbb{R}^n}$ , ${n\in\mathbb{N}}$ , ${n\geq 2}$ , are open sets with a compact, nonempty boundary ${\partial\Omega}$ satisfying certain regularity conditions. As an application we describe a reduction of a certain ratio of Fredholm perturbation determinants associated with operators in ${L^2(\Omega; d^{n} x)}$ to Fredholm perturbation determinants associated with operators in ${L^2(\partial\Omega; d^{n-1} \sigma)}$ , ${n\in\mathbb{N}}$ , ${n\geq 2}$ . This leads to an extension of a variant of a celebrated formula due to Jost and Pais, which reduces the Fredholm perturbation determinant associated with a Schrödinger operator on the half-line ${(0,\infty)}$ , in the case of local interactions, to a simple Wronski determinant of appropriate distributional solutions of the underlying Schrödinger equation.     

Structure of Neutron-Rich Be Hyper Isotopes

The deformation change of ${^{9}_\Lambda}$ Be and the low-lying states of ${^{12}_{\Lambda}}$ Be are studied by using the antisymmetrized molecular dynamics for hypernuclei (HyperAMD). In ${^{9}_{\Lambda}}$ Be, the Λ hyperon in p orbit enhances nuclear quadrupole deformation, while the Λ hyperon in s orbit reduces it. In ${^{12}_{\Lambda}}$ Be, the ground state parity inverted in ¹¹Be is reverted in ${^{12}_{\Lambda}}$ Be by adding a Λ hyperon as an impurity (impurity effect).     

On the Quasi-linear Elliptic PDE {-\nabla \cdot ( \nabla{u}/ \sqrt{1-| \nabla{u} |^2}) = 4 \pi \sum_k a_k \delta_{s_k}} in Physics and Geometry

It is shown that for each finite number N of Dirac measures ${\delta_{s_n}}$ supported at points ${s_n \in {\mathbb R}^3}$ with given amplitudes ${a_n \in {\mathbb R} \backslash\{0\}}$ there exists a unique real-valued function ${u \in C^{0, 1}({\mathbb R}^3)}$ , vanishing at infinity, which distributionally solves the quasi-linear elliptic partial differential equation of divergence form ${-\nabla \cdot ( \nabla{u}/ \sqrt{1-| \nabla{u} |^2}) = 4 \pi \sum_{n=1}^N a_n \delta_{s_n}}$ . Moreover, ${u \in C^{\omega}({\mathbb R}^3\backslash \{s_n\}_{n=1}^N)}$ . The result can be interpreted in at least two ways: (a) for any number N of point charges of arbitrary magnitude and sign at prescribed locations s _n in three-dimensional Euclidean space there exists a unique electrostatic field which satisfies the Maxwell-Born-Infeld field equations smoothly away from the point charges and vanishes as |s| ?? ??; (b) for any number N of integral mean curvatures assigned to locations ${s_n \in {\mathbb R}^3 \subset{\mathbb R}^{1, 3}}$ there exists a unique asymptotically flat, almost everywhere space-like maximal slice with point defects of Minkowski spacetime ${{\mathbb R}^{1, 3}}$ , having lightcone singularities over the s _n but being smooth otherwise, and whose height function vanishes as |s| ?? ??. No struts between the point singularities ever occur.     

A DFG-based cavity ring-down spectrometer for trace gas sensing in the mid-infrared

Continuing studies into an all-diode laser-based 3.3 μm difference frequency generation cavity ring-down spectroscopy system are presented. Light from a 1,560 nm diode laser, amplified by an erbium-doped fibre amplifier, was mixed with 1,064 nm diode laser radiation in a bulk periodically poled lithium niobate crystal to generate 16 μW of mid-IR light at 3,346 nm with a conversion efficiency of $0.05\,\%\,{\text{W}}^{-1}\,{\text{cm}}^{-1}$ . This radiation was coupled into a 77 cm long linear cavity with average mirror reflectivities of 0.9996, and a measured baseline ring-down time of $6.07\pm 0.03\,\upmu{\rm s}$ . The potential of such a spectrometer was illustrated by investigating the $P(3)$ transition in the fundamental $\nu_{3}(F_{2})$ band of ${\text{CH}}_4$ both in a 7.5 ppmv calibrated mixture of ${\text{CH}}_4$ in air and in breath samples from methane and non-methane producers under conditions where the minimum detectable absorption coefficient ( $\alpha_{\rm min}$ ) was $2.8 \times 10^{-8}\,{\rm cm}^{-1}$ over 6 s using a ring-down time acquisition rate of 20 Hz. Allan variance measurements indicated an optimum $\alpha_{\rm min}$ of $2.9\times 10^{-9}\,{\rm cm}^{-1}$ over 44 s.