Band-gap structure of the spectrum of periodic Maxwell operators

We investigate the band-gap structure of some second-order differential operators associated with the propagation of waves in periodic two-component media. Particularly, the operator associated with the Maxwell equations with position-dependent dielectric constant (x),xR ³, is considered. The medium is assumed to consist of two components: the background, where (x) = _b , and the embedded component composed of periodically positioned disjoint cubes, where (x) = _a . We show that the spectrum of the relevant operator has gaps provided some reasonable conditions are imposed on the parameters of the medium. Particularly, we show that one can open up at least one gap in the spectrum at any preassigned point provided that the size of cubesL, the distancel=L betwen them, and the contrast = _b / _a are chosen in such a way thatL ^–2, and quantities ^-1-3/2 and ² are small enough. If these conditions are satisfied, the spectrum is located in a vicinity of widthw(^3/2)^-1 of the set {² L ^-2 k ²:kZ³}. This means, in particular, that any finite number of gaps between the elements of this discrete set can be opened simultaneously, and the corresponding bands of the spectrum can be made arbitrarily narrow. The method developed shows that if the embedded component consists of periodically positioned balls or other domains which cannot pack the space without overlapping, one should expect pseudogaps rather than real gaps in the spectrum.     

Random shearing direction models for isotropic turbulent diffusion

Recently, a rigorous renormalization theory for various scalar statistics has been developed for special modes of random advection diffusion involving random shear layer velocity fields with long-range spatiotemporal correlations. New random shearing direction models for isotropic turbulent diffusion are introduced here. In these models the velocity field has the spatial second-order statistics of an arbitrary prescribed stationary incompressible isotropic random field including long-range spatial correlations with infrared divergence, but the temporal correlations have finite range. The explicit theory of renormalization for the mean and second-order statistics is developed here. With the spectral parameter, for –<<4 and measuring the strength of the infrared divergence of the spatial spectrum, the scalar mean statistics rigorously exhibit a phase transition from mean-field behavior for <2 to anomalous behavior for with 2<<4 as conjectured earlier by Avellaneda and the author. The universal inertial range renormalization for the second-order scalar statistics exhibits a phase transition from a covariance with a Gaussian functional form for with <2 to an explicit family with a non-Gaussian covariance for with 2<<4. These non-Gaussian distributions have tails that are broader than Gaussian as varies with 2<<4 and behave for large values like exp(–C _c |x|^4–), withC _c an explicit constant. Also, here the attractive general principle is formulated and proved that every steady, stationary, zero-mean, isotropic, incompressible Gaussian random velocity field is well approximated by a suitable superposition of random shear layers.     

On the Hamiltonian interpolation of near-to-the identity symplectic mappings with application to symplectic integration algorithms

We reconsider the problem of the Hamiltonian interpolation of symplectic mappings. Following Moser's scheme, we prove that for any mapping , analytic and -close to the identity, there exists an analytic autonomous Hamiltonian system, H such that its time-one mapping _H differs from by a quantity exponentially small in 1/. This result is applied, in particular, to the problem of numerical integration of Hamiltonian systems by symplectic algorithms; it turns out that, when using an analytic symplectic algorithm of orders to integrate a Hamiltonian systemK, one actually follows exactly, namely within the computer roundoff error, the trajectories of the interpolating Hamiltonian H, or equivalently of the rescaled Hamiltonian K=^-1H, which differs fromK, but turns out to be ⁵ close to it. Special attention is devoted to numerical integration for scattering problems.     

Characteristics analysis of metal-clad and absorptive dielectric waveguides by a simple and accurate perturbation method

We present a simple and accurate method for characteristic analysis of metal-clad dielectric waveguides and absorptive waveguides. The real partN of the complex modal indexN=N + iN is obtained by solving the corresponding real eigenvalue equation, and the imaginary partN is given by (n/), where= + i is the complex dielectric constant of the absorptive layer, and N/ is obtained by numerical differentiation. The method is straightforward, and the cumbersome solution of complex transcendental equations is completely eliminated. Results for simple structures are in good agreement with those obtained by exact analysis.     

Colored noise in activated rate processes

We consider bistable systems driven by stationary wideband Gaussian colored noise. We construct uniform asymptotic expansions of the stationary probability density function and of the activation rate, for small intensity and short correlation time of the noise. We find that for different values of the total power output / of the noise, different terms in the asymptotic expansions become dominant. For we recover previously derived results, while for =O() and new results are obtained.     

Geometric expansion of the boundary free energy of a dilute gas

We consider a dilute classical gas in a volume ^–1 which tends to ^d by dilation as 0. We prove that the pressurep(^–1) isC ^q in at =0 (thermodynamic limit), for anyq, provided the boundary isC ^q and provided the Ursell functionsu _n (x ₁, ...,x _n) admit moments of degreeq and have nice derivatives.     

Correlation tensors of the blackbody radiation in rectangular cavities

Electromagnetic equilibrium fluctuations in finite cavities filled with a dissipative medium (dielectric function ()=+i) and bounded by walls of infinite conductivity are considered. Expanding the fields in terms of a complete and orthonormal set of functions and solving the Maxwell equations the response of the EM field to external forces (polarization and magnetization) is obtained. With the aid of the fluctuation dissipation theorem and the linear response functions the 2nd order correlation tensors of the EM field are derived.For rectangular cavities explicit considerations are made. In the case of transparent media (=0) the spectral energy density of the EM radiation is calculated.     

A derivation of the Broadwell equation

We consider a stochastic system of particles in a two dimensional lattice and prove that, under a suitable limit (i.e.N, 0,N²const, whereN is the number of particles and is the mesh of the lattice) the one-particle distribution function converges to a solution of the two-dimensional Broadwell equation for all times for which the solution (of this equation) exists. Propagation of chaos is also proven.Research partially supported by CNR-PS-MMAIT     

Dielectric constant characterization of large-area substrates in millimeter wave band

A possibility of the dielectric constant measurement for substrates with permittivity=+i without an essential restriction on their area has been shown experimentally. The method uses frequency measurement of quasioptical dielectric resonator (QDR) with two slots oriented along the QDR radius with a dielectric substrate in one of them. Taking QDR of teflon in 8mm waveband as an example it is found that measurable values of can ran up 15 _q , where _q is the QDR material permittivity. Absolute error of the measurements is determined by an accuracy with which the permittivity of calibrated (standard) samples is known. The relative measuring error is determined by the accuracy of the QDR frequency measurement and can be quite a small. As an example the method is demonstrated forLaAlO ₃ single crystals.     

Theory of inelastic atom-surface scattering: Average energy loss and energy distribution

Theoretical results for the energy distributionP() of atoms scattered by solid surfaces are presented. An exact expression for the first moment (the average energy loss) ofP() is derived involving the force-force correlation of the scattering particle and the susceptibility of the lattice. An approximate result forP() is derived in which the same two quantities occur. The forces are treated statically (i.e. neglecting the response of the lattice) and semiclassically (i.e. neglecting their noncommutativity). Quantum effects of the lattice are taken into account properly. No approximations are made concerning the number of excited phonons. An expression for the reduction of elastic scattering due to inelastic processes (generalized Debye-Waller factor) is found containing the dynamic and finite size effects discussed in the literature.     

Automatic measurement of the complex permittivity at millimeter wavelengths

A measuring system including an oversized cavity resonator operating in the TE₀₁ mode for the determination of the complex permittivity - j of low-loss liquids at frequencies of about 36 GHz is described. While is obtained by wavelength measurements in the filled and the empty resonator, is determined from the variation of the Q factor of the filled resonator with the length of the dielectric sample. The Q factors of values of about 2·10⁴ to 10⁵ can be measured automatically by means of a desk calculator which controls the frequency and collects the digitized values of the detector output voltage. By means of the calculator, the Q factors of the resonator are determined by fitting analytical (Lorentzian) resonance curves to the measurement data. and the Q factor for zero sample length are calculated according to Göttmann's methods.     

A stochastic theory of adiabatic invariance

LetI be a set of invariants for a system of differential equations with an ordero() vector field. When order perturbations of zero mean are added to the system we show that, under suitable regularity and ergodicity conditions,I becomes an adiabatic invariant with maximal variations of order one on time scales of order 1/². In the stochastically perturbed case,I behaves asymptotically (for small ) like a diffusion process on 1/² time scales. The results also apply to an interesting class of deterministic perturbations. This study extends the results of Khas'minskii on stochastically averaged systems, as well as some of the deterministic methods of averaging, to such invariants.Supported by NSF grant DMR-8704348     

Optical Spectra of Zinc Oxide in the Wide Energy Range 0–30 eV

A full set of spectra of the optical functions of a zinc oxide crystal in the range 0–30 eV has been calculated on the basis of the experimental spectrum of characteristic losses –Im ^–1. The ₂, ₁ and Im ^–1, Re ^–1 spectra were decomposed into elementary components. The most intense transverse and longitudinal components of transitions and their parameters have been determined. The data obtained were compared with theoretical calculations of the bands.     

A stochastic particle system modeling the Carleman equation

Two species of Brownian particles on the unit circle are considered; both have diffusion coefficient >0 but different velocities (drift), 1 for one species and –1 for the other. During the evolution the particles randomly change their velocity: if two particles have the same velocity and are at distance ( being a positive parameter), they both may simultaneously flip their velocity according to a Poisson process of a given intensity. The analogue of the Boltzmann-Grad limit is studied when goes to zero and the total number of particles increases like ^–1. In such a limit propagation of chaos and convergence to a limiting kinetic equation are proven globally in time, under suitable assumptions on the initial state. If, furthermore, depends on and suitably vanishes when goes to zero, then the limiting kinetic equation (for the density of the two species of particles) is the Carleman equation.Dedicated to the memory of Paola Calderoni.     

Photonic pseudogaps for periodic dielectric structures

We consider the problems of existence and structure of gaps (pseudogaps) in the spectra associated with Maxwell equations and equations that govern the propagation of acoustic waves in periodic two-component media. The dielectric constant is assumed to be real and positive, and the value of = _b on the background is supposed to be essentially larger than the value of = _a on the embedded component. We prove the existence of pseudogaps in the spectra of the relevant operators. In particular, we give an accurate treatment of the term pseudogap. We also show that if the contrast _b / _a approaches infinity, then the bands of the spectrum shrink to a discrete set which can be identified with the set of eigenvalues of a Neumann-type boundary value problem and thus can be effectively calculated.     

Electron velocity and momentum density

A null 4-vector ^°, based on Dirac's relativistic electron equation, is shown explicitly for a plane wave and various Coulomb states. This 4-vector constitutes a mechanical model for the electron in those states, and expresses the important spinor quantities represented conventionally byn, f, g, m, j, ,1, ands. The model for a plane wave agrees precisely with the relation between velocity and phase gradient customarily used in quantum theory, but the models for Coulomb states contradict that relation.     

Power law scaling of the top Lyapunov exponent of a Product of Random Matrices

A sequence of i.i.d. matrix-valued random variables with probabilityp and with probability 1–p is considered. Leta() = a ₀ + O(), c() = c ₀ + O() lim ₀ b() = Oa ₀,c ₀, >0, andb()>0 for all >0. It is shown show that the top Lyapunov exponent of the matrix productX _n X _n-1...X ₁, = lim_n (1/n) n X _n X _n-1...X ₁ satisfies a power law with an exponent 1/2. That is, lim ₀(ln /ln ) = 1/2.     

Intersection properties of simple random walks: A renormalization group approach

We study estimates for the intersection probability,g(m), of two simple random walks on lattices of dimensiond=4, 4– as a problem in Euclidean field theory. We rigorously establish a renormalization group flow equation forg(m) and bounds on the -function which show that, ind=4,g(m) tends to zero logarithmically as the killing rate (mass)m tends to zero, and that the fixed point,g*, ind=4– is bounded by const' g*const. Our methods also yield estimates on the intersection probability of three random walks ind=3, 3–. For =0, these results were first obtained by Lawler [1].     

First order phase transitions studied in the dynamical ensemble

A knowledge of the density of states () of a many particle system ( is the energy per particle) contains the complete information about its thermal behaviour. In this paper it will be demonstrated that () can very efficiently and precisely be determined by a Monte Carlo calculation in an ensemble where the system of interest is coupled to another system of comparable size. This is in contrast to the canonical approach where the system of interest is coupled to an infinite bath at a temperatureT. The usefulness of the approach will be demonstrated for theq-states Potts model withq=4, 5, and 8 where the numerical data can be compared with exact results. In our numerical data we can clearly identify a first order phase transition forq5 and a second order transition forq=4.     

A generalized representation for dielectric dispersion

The generalized formulation for dielectric dispersion is extended for dielectrics exhibiting strongly overlapping arcs in the- complex plane. Subsequently, a novel network representation is developed whereby Negative Impedance Converters (NICs) are employed along with passive R-C elements. Satisfactory agreement is obtained in comparing the experimental results with those calculated using the new formulation.