Algorithms for sampling a quantum microcanonical ensemble of harmonic oscillators at potential minima and conical intersections

Algorithms are presented for sampling quantum microcanonical ensembles for a potential energy minimum and for the conical intersection at the minimum energy crossing point of two coupled electronic states. These ensembles may be used to initialize trajectories for chemical dynamics simulations. The unimolecular dynamics of a microcanonical ensemble about a potential energy minimum may be compared with the dynamics predicted by quantum Rice-Ramsperger-Kassel-Marcus (RRKM) theory. If the dynamics is non-RRKM, it will be of particular interest to determine which states have particularly long lifetimes. Initializing a microcanonical ensemble for the electronically excited state at a conical intersection is a model for electronic nonadiabatic dynamics. The trajectory surface-hopping approach may be used to study the ensuing chemical dynamics. A strength of the model is that zero-point energy conditions are included for the initial nonadiabatic dynamics at the conical intersection.     

Ab initio molecular dynamics of hydrogen dissociation on metal surfaces using neural networks and novelty sampling

We outline a hybrid multiscale approach for the construction of ab initio potential energy surfaces (PESs) useful for performing six-dimensional (6D) classical or quantum mechanical molecular dynamics (MD) simulations of diatomic molecules reacting at single crystal surfaces. The algorithm implements concepts from the corrugation reduction procedure, which reduces energetic variation in the PES, and uses neural networks for interpolation of smoothed ab initio data. A novelty sampling scheme is implemented and used to identify configurations that are most likely to be predicted inaccurately by the neural network. This hybrid multiscale approach, which couples PES construction at the electronic structure level to MD simulations at the atomistic scale, reduces the number of density functional theory (DFT) calculations needed to specify an accurate PES. Due to the iterative nature of the novelty sampling algorithm, it is possible to obtain a quantitative measure of the convergence of the PES with respect to the number of ab initio calculations used to train the neural network. We demonstrate the algorithm by first applying it to two analytic potentials, which model the H2/Pt(111) and H2/Cu(111) systems. These potentials are of the corrugated London-Eyring-Polanyi-Sato form, which are based on DFT calculations, but are not globally accurate. After demonstrating the convergence of the PES using these simple potentials, we use DFT calculations directly and obtain converged semiclassical trajectories for the H2/Pt(111) system at the PW91/generalized gradient approximation level. We obtain a converged PES for a 6D hydrogen-surface dissociation reaction using novelty sampling coupled directly to DFT. These results, in excellent agreement with experiments and previous theoretical work, are compared to previous simulations in order to explore the sensitivity of the PES (and therefore MD) to the choice of exchange and correlation functional. Despite having a lower energetic corrugation in our PES, we obtain a broader reaction probability curve than previous simulations, which is attributed to increased geometric corrugation in the PES and the effect of nonparallel dissociation pathways.     

Conical intersections and semiclassical trajectories: comparison to accurate quantum dynamics and analyses of the trajectories

Semiclassical trajectory methods are tested for electronically nonadiabatic systems with conical intersections. Five triatomic model systems are presented, and each system features two electronic states that intersect via a seam of conical intersections (CIs). Fully converged, full-dimensional quantum mechanical scattering calculations are carried out for all five systems at energies that allow for electronic de-excitation via the seam of CIs. Several semiclassical trajectory methods are tested against the accurate quantum mechanical results. For four of the five model systems, the diabatic representation is the preferred (most accurate) representation for semiclassical trajectories, as correctly predicted by the Calaveras County criterion. Four surface hopping methods are tested and have overall relative errors of 40%-60%. The semiclassical Ehrenfest method has an overall error of 66%, and the self-consistent decay of mixing (SCDM) and coherent switches with decay of mixing (CSDM) methods are the most accurate methods overall with relative errors of approximately 32%. Furthermore, the CSDM method is less representation dependent than both the SCDM and the surface hopping methods, making it the preferred semiclassical trajectory method. Finally, the behavior of semiclassical trajectories near conical intersections is discussed.     

Nonadiabatic quantum dynamics in O(3P)+H2→OH+H: a revisited study

To investigate the extent of nonadiabatic effects in the title reaction, quasi-classical trajectory and nonadiabatic quantum scattering as well as the nonadiabatic quantum-classical trajectory calculations were performed on the accurate ab initio benchmark potential energy surfaces of the lowest (3)A' and (3)A" electronic states [Rogers et al., J Phys Chem A 2000, 104, 2308], together with the spin-orbit coupling matrix [Maiti and Schatz, J Chem Phys 2003, 119, 12360] and the lowest singlet (1) A' potential energy surface [Dobby and Knowles, Faraday Discuss 1998, 110, 247]. Comparison of the calculated total cross sections from both adiabatic and nonadiabatic calculations has demonstrated that for adiabatic channels including (3)A'→(3)A' and (3)A"→(3)A", difference does exist between the two kinds of adiabatic and nonadiabatic calculations, showing nonadiabatic effects to some extent. Such nonadiabatic effects tend to become more conspicuous at high collision energies and are found to be more pronounced with trajectories/quantum wave packet initiated on (3)A' than on (3)A". Furthermore, the present study also showed that nonadiabatic effects can bring the component of forward-scattering in the product angular distributions.     

Trajectory-based solution of the nonadiabatic quantum dynamics equations: an on-the-fly approach for molecular dynamics simulations

The non-relativistic quantum dynamics of nuclei and electrons is solved within the framework of quantum hydrodynamics using the adiabatic representation of the electronic states. An on-the-fly trajectory-based nonadiabatic molecular dynamics algorithm is derived, which is also able to capture nuclear quantum effects that are missing in the traditional trajectory surface hopping approach based on the independent trajectory approximation. The use of correlated trajectories produces quantum dynamics, which is in principle exact and computationally very efficient. The method is first tested on a series of model potentials and then applied to study the molecular collision of H with H(2) using on-the-fly TDDFT potential energy surfaces and nonadiabatic coupling vectors.     

Quantum fluctuation of electronic wave-packet dynamics coupled with classical nuclear motions

An ab initio electronic wave-packet dynamics coupled with the simultaneous classical dynamics of nuclear motions in a molecule is studied. We first survey the dynamical equations of motion for the individual components. Reflecting the nonadiabatic dynamics that electrons can respond to nuclear motions only with a finite speed, the equations of motion for nuclei include a force arising from the kinematic (nuclear momentum) coupling from electron cloud. To materialize these quantum effects in the actual ab initio calculations, we study practical implementation of relevant electronic matrix elements that are related to the derivatives with respect to the nuclear coordinates. Applications of the present scheme are performed in terms of the configuration state functions (CSF) using the canonical molecular orbitals as basis functions without transformation to particular diabatic basis. In the CSF representation, the nonadiabatic interaction due to the kinematic coupling is anticipated to be rather small, and instead it should be well taken into account through the off-diagonal elements of the electronic Hamiltonian matrix. Therefore it is expected that the nonadiabatic dynamics based on this CSF basis neglecting the kinematic coupling may work. To verify this anticipation and to quantify the actual effects of the kinematic coupling, we compare the dynamics with and without the kinematic-coupling terms using the same CSF set. Applications up to the fifth electronically excited states in a nonadiabatic collision between H(2) and B(+) shows that the overall behaviors of these two calculations are surprisingly similar to each other in an average sense except for a fast fluctuation reflecting the electronic time scale. However, at the same time, qualitative differences in the collision events are sometimes observed. Therefore it turns out after all that the kinematic-coupling terms cannot be neglected in the CSF-basis representation. The present applications also demonstrate that the nonadiabatic electronic wave-packet dynamics within ab initio quantum chemical calculation is feasible.     

Dynamics of nonadiabatic chemical reactions

New methods are proposed to treat nonadiabatic chemical dynamics in realistic large molecular systems by using the Zhu-Nakamura (ZN) theory of curve-crossing problems. They include the incorporation of the ZN formulas into the Herman-Kluk type semiclassical wave packet propagation method and the trajectory surface hopping (TSH) method, formulation of the nonadiabatic transition state theory, and its application to the electron transfer problem. Because the nonadiabatic coupling is a vector in multidimensional space, the one-dimensional ZN theory works all right. Even the classically forbidden transitions can be correctly treated by the ZN formulas. In the case of electron transfer, a new formula that can improve the celebrated Marcus theory in the case of normal regime is obtained so that it can work nicely in the intermediate and strong electronic coupling regimes. All these formulations mentioned above are demonstrated to work well in comparison with the exact quantum mechanical numerical solutions and are expected to be applicable to large systems that cannot be treated quantum mechanically numerically exactly. To take into account another quantum mechanical effect, namely, the tunneling effect, an efficient method to detect caustics from which tunneling trajectories emanate is proposed. All the works reported here are the results of recent activities carried out in the author's research group. Finally, the whole set of ZN formulas is presented in Appendix.     

Real time quantum propagation on a Monte Carlo trajectory guided grids of coupled coherent states: 26D simulation of pyrazine absorption spectrum

In this work we apply the coupled coherent states technique of quantum molecular dynamics to simulation of the absorption spectrum of pyrazine. All 24 vibrational modes are taken into account. The nonadiabatic coupling obetween the S(1) and S(2) electronic states is treated by a mapping approach that adds two extra degrees of freedom to the effective vibronic Hamiltonian. The results are in a good agreement with experiment and with previous calculations by quantum multiconfigurational time dependent Hartree and semiclassical Herman-Kluk methods.     

利用基于直接动力学的轨线面跳跃方法处理非绝热过程

势能面交叉引起的非绝热过程广泛存在于光化学和光物理中。对这一过程进行描述是理论化学的重要挑战之一。非绝热过程涉及原子核与电子之间的耦合运动,因此量子化学的基本假设之一"玻恩-奥本海默"近似被打破,所以对其进行描述需要发展新的动力学理论方法。在这些方法中,Tully发展的最少轨线面跳跃方法凭借易于程序化、便于计算等优点已经发展成为处理非绝热问题的主要动力学方法之一。其中原子核以经典的方式在单一势能面上进行演化,电子以量子的方式沿着同一轨线进行演化。在整个演化过程中,非绝热跃迁通过轨线在不同势能面间的跃迁来描述,其中跳跃发生的几率与电子的演化有关。如果将该方法与从头算直接动力学相结合,可以在全原子水平上研究实际分子体系的非绝热动力学,给出其激发态寿命、非绝热动力学中分子的主要运动方式、反应通道以及分支比等重要信息。本文旨在讨论最少面跳跃直接动力学方法研究非绝热问题的一些进展,包括动力学基本理论,特别关注将最少面跳跃方法和直接动力学结合的数值实现细节,同时讨论该方法在研究实际体系当中的一些应用,并对轨线面跳跃方法下一步发展的一些方向进行合理的展望。     

多原子体系非绝热动力学的近似理论方法

非绝热动力学普遍存在于光物理和光化学过程中。描述非绝热跃迁需要处理电子-原子核间的相互耦合运动。由于计算量随体系尺度增大剧烈增长,准确的量子动力学计算目前只适用于描述小分子体系。为了研究多原子分子体系的非绝热过程,近年来发展了一些基于量子-经典动力学近似方法。本文将对典型的这类方法包括经典Ehrenfest方法、面跳跃方法、基于Wigner表示的混合量子-经典方法进行简要的介绍,并讨论如何将量子-经典动力学方法与电子结构从头算手段相结合,模拟非绝热过程。重点阐明各种方法的基本思想和优缺点,并对该领域的发展进行展望。     

Optimizing the sampling and staging for simulations of rare events via forward flux sampling schemes

In this work, we present an adaptive algorithm to optimize the phase space sampling for simulations of rare events in complex systems via forward flux sampling (FFS) schemes. In FFS, interfaces are used to partition the phase space along an order parameter lambda connecting the initial and final regions of interest. Since the kinetic "bottleneck" regions along the order parameter are not usually known beforehand, an adaptive procedure is used that first finds these regions by estimating the rate constants associated with reaching subsequent interfaces; thereafter, the FFS simulation is reset to concentrate the sampling on those bottlenecks. The approach can optimize for either the number and position of the interfaces (i.e., optimized lambda phase staging) or the number M of fired trial runs per interface (i.e., the {M(i)} set) to minimize the statistical error in the rate constant estimation per simulation period. For example, the optimization of the lambda staging leads to a net constant flux of partial trajectories between interfaces and hence a constant flux of connected paths throughout the region between the two end states. The method is demonstrated for several test systems, including the folding of a lattice protein. It is shown that the proposed approach leads to an optimized lambda staging and {M(i)} set which increase the computational efficiency of the sampling algorithm.     

On the properties of a primitive semiclassical surface hopping propagator for nonadiabatic quantum dynamics

A previously developed nonadiabatic semiclassical surface hopping propagator [M. F. Herman J. Chem. Phys. 103, 8081 (1995)] is further studied. The propagator has been shown to satisfy the time-dependent Schrodinger equation (TDSE) through order h, and the O(h2) terms are treated as small errors, consistent with standard semiclassical analysis. Energy is conserved at each hopping point and the change in momentum accompanying each hop is parallel to the direction of the nonadiabatic coupling vector resulting in both transmission and reflection types of hops. Quantum mechanical analysis and numerical calculations presented in this paper show that the h2 terms involving the interstate coupling functions have significant effects on the quantum transition probabilities. Motivated by these data, the h2 terms are analyzed for the nonadiabatic semiclassical propagator. It is shown that the propagator can satisfy the TDSE for multidimensional systems by including another type of nonclassical trajectories that reflect on the same surfaces. This h2 analysis gives three conditions for these three types of trajectories so that their coefficients are uniquely determined. Besides the nonadiabatic semiclassical propagator, a numerically useful quantum propagator in the adiabatic representation is developed to describe nonadiabatic transitions.     

LAND-map, a linearized approach to nonadiabatic dynamics using the mapping formalism

We present a new approach for calculating quantum time correlation functions for systems whose dynamics exhibits relevant nonadiabatic effects. The method involves partial linearization of the full quantum path-integral expression for the time correlation function written in the nonadiabatic mapping Hamiltonian formalism. Our analysis gives an algorithm which is both numerically efficient and accurate as we demonstrate in test calculations on the spin-boson model where we find results in good agreement with exact calculations. The accuracy of our new approach is comparable to that of calculations performed using other approximate methods over a relatively broad range of model parameters. However, our method converges relatively quickly when compared with most alternative schemes. These findings are very encouraging in view of the application of the new method for studying realistic nonadiabatic model problems in the condensed phase.     

The effect of spin-orbit coupling on fast neutral chemical reaction O(3P)+CH3-->CH3O

The effect of nonadiabatic transitions through the spin-orbit couplings has been investigated on the fast neutral reaction, O((3)P)+CH(3)-->CH(3)O. Adiabatic potential energies and the spin-orbit coupling terms have been evaluated for the four electronic states of CH(3)O ((2)E, (2)A(2), (4)E, and (4)A(2)) that correlate with the O((3)P)+CH(3) asymptote, as a function of CO distance and OCH angle under the C(3v) symmetry, by ab initio electronic structure calculations using multireference internally contracted single and double excitation configuration interaction method with the 6-311G(2df,2pd) basis sets. Multistate quantum reactive scattering calculations have been carried out with the use of thus obtained potential energies and spin-orbit coupling matrices, based on the generalized R-matrix propagation method. The calculated thermal rate constants show a slight positive dependence on temperature in a range between 50 and 2000 K, supporting the previous experimental results. It is shown that the spin-orbit coupled excited states give rise to reflections over the centrifugal barrier due to the quantum interference. Classical capture calculations yield larger rate constants due to the neglect of quantum reflections. It is concluded that the effect of nonadiabatic transitions is of minor importance on the overall reactivity in this reaction.     

On the (Emultiply sign in circlee)-Jahn-Teller conical intersections in the 3p(E') and 3d(E") Rydberg electronic states of triatomic hydrogen

The static and dynamic aspects of the Jahn-Teller (JT) interactions in the 3p(E') and 3d(E") Rydberg electronic states of H3 are analyzed theoretically. The static aspects are discussed based on recent ab initio quantum chemistry results, and the dynamic aspects are examined in terms of the vibronic spectra and nonradiative decay behavior of these states. The adiabatic potential-energy surfaces of these degenerate electronic states are derived from extensive ab initio calculations. The calculated adiabatic potential-energy surfaces are diabatized following our earlier study on this system in its 2p(E') ground electronic state. The nuclear dynamics on the resulting conically intersecting manifold of electronic states is studied by a time-dependent wave-packet approach. Calculations are performed both for the uncoupled and coupled state situations in order to understand the importance of nonadiabatic interactions due to the JT conical intersections in these excited Rydberg electronic states.     

Using semiclassical surface hopping for coupled partial wave calculations on systems with non-spherically symmetric potentials

It is shown that a semiclassical surface hopping (SH) approach provides a simple and efficient method for scattering calculations with non-spherically symmetric potentials. The calculations are performed by expanding the wave function in an angular momentum state basis. Since the potential is not spherically symmetric, the different angular states are coupled. The semiclassical SH method, which is typically used for problems with coupled electronic states, can, in principle, be employed for any coupled state problem. The particular SH method employed is known to provide highly accurate results for coupled electronic state problems. The method is tested on model two angular state problems using potential surfaces and couplings arising from a non-spherically symmetric scattering problem. The results for these model problems are in excellent agreement with exact quantum calculations. Full calculations, which are converged with regard to the number of angular basis states, are also performed for the non-spherically symmetric problem. It is shown that an approximation to the surface hopping amplitudes that simplifies the numerical implementation of the method provides results in excellent agreement with the full surface hopping calculation.     

A coherent state approach to semiclassical nonadiabatic dynamics

A semiclassical (SC) approximation to the quantum mechanical propagator for nonadiabatic systems is derived. Our derivation starts with an exact path integral expression that uses canonical coherent states for the nuclear degrees of freedom and spin coherent states for the electronic degrees of freedom. A stationary path approximation (SPA) is then applied to the path integral to obtain the SC approximation. The SPA results in complex classical trajectories of both nuclear and electronic degrees of freedom and a double ended boundary condition. The root search problem is solved using the previously proposed "real trajectory local search" algorithm. The SC approximation is tested on three simple one dimensional two-state systems proposed by Tully [J. Chem. Phys. 93, 1061 (1990)], and the SC results are compared to Ehrenfest and surface hopping predictions. Excellent agreement with quantum results is reached when the SC trajectory is far away from caustics. We discuss the origin of caustics in this SC formalism and the strengths and weaknesses of this approach.