φ-Factors for Function Seminorms

Let (, A, ) be a measure space, a function seminorm on M, the space of measurable functions on , and M the space {f M : (f) < }. Every Borel measurable function : [0, ) [0, ) induces a function : M M by (f)(x) = (|f(x)|). We introduce the concepts of -factor and -invariant space. If is a -subadditive seminorm function, we give, under suitable conditions over , necessary and sufficient conditions in order that M be invariant and prove the existence of -factors for . We also give a characterization of the best -factor for a -subadditive function seminorm when is -finite. All these results generalize those about multiplicativity factors for function seminorms proved earlier.     

Some homological properties of commutative semitrivial ring extensions

LetR be a commutative ring with 1 andM anR-module. If:M _R MR is anR-module homomorphism satisfying(mm)=(mm) and(mm)m=m(mm), the additive abelian groupRM becomes a commutative ring, if multiplication is defined by (r,m)(r,m)=(rr+(mm),rm+rm). This ring is called the semitrivial extension ofR byM and and it is denoted byR M. This generalizes the notion of a trivial extension and leads to a more interesting variety of examples. The purpose of this paper is to studyR M; in particular, we are interested in some homological properties ofR M as that of being Cohen-Macaulay, Gorenstein or regular. A sample result: Let (R,m) be a local Noetherian ring,M a finitely generatedR-module and Im() m. ThenR M is Gorenstein if and only if eitherRM is Gorenstein orR is Gorenstein,M is a maximal Cohen-Macaulay module andMM ^*, where the isomorphism is given by the adjoint of.     

Infinitesimal obstructions to weakly mixing

Let ^t be the flow (parametrized with respect to arc length) of a smooth unit vector field v on a closed Riemannian manifold M ⁿ , whose orbits are geodesics. Then the (n-1)-plane field normal to v, v, is invariant under d ^t and, for each x M, we define a smooth real function _x (t) : (1 + _i (t)), where the _i(t) are the eigenvalues of AA ^T, A being the matrix (with respect to orthonormal bases) of the non-singular linear map d^2t , restricted to v at the point _x ^-t M ⁿ.Among other things, we prove the Theorem (Theorem II, below). Assume v is also volume preserving and that _x ^' (t) 0 for all x M and real t; then, if _x ^t : M M is weakly missng for some t, it is necessary that vx 0 at all x M.     

A general minimax theorem

This paper is concerned with minimax theorems for two-person zero-sum games (X, Y, f) with payofff and as main result the minimax equality inf supf (x, y)=sup inff (x, y) is obtained under a new condition onf. This condition is based on the concept of averaging functions, i.e. real-valued functions defined on some subset of the plane with min {x, y}< (x, y)x, y} forx y and (x, x)=x. After establishing some simple facts on averaging functions, we prove a minimax theorem for payoffsf with the following property: Forf there exist averaging functions and such that for any x₁, x₂ X, > 0 there exists x₀ X withf (x₀, y) > f (x₁,y),f (x₂,y))– for ally Y, and for any y₁, y₂ Y, > 0 there exists y₀ Y withf (x, y₀) (f (x, y₁),f (x, y₂))+. This result contains as a special case the Fan-König result for concave-convex-like payoffs in a general version, when we take linear averaging with (x, y)=x+(1–)y, (x, y)=x+(1–)y, 0 <, < 1.Then a class of hide-and-seek games is introduced, and we derive conditions for applying the minimax result of this paper.

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Zusammenfassung In dieser Arbeit werden Minimaxsätze für Zwei-Personen-Nullsummenspiele (X, Y,f) mit Auszahlungsfunktionf behandelt, und als Hauptresultat wird die Gültigkeit der Minimaxgleichung inf supf (x, y)=sup inff (x, y) unter einer neuen Bedingung an f nachgewiesen. Diese Bedingung basiert auf dem Konzept mittelnder Funktionen, d.h. reellwertiger Funktionen, welche auf einer Teilmenge der Ebene definiert sind und dort der Eigenschaft min {x, y} < < (x, y)x, y} fürx y, (x, x)=x, genügen. Nach der Herleitung einiger einfacher Aussagen über mittelnde Funktionen beweisen wir einen Minimaxsatz für Auszahlungsfunktionenf mit folgender Eigenschaft: Zuf existieren mittelnde Funktionen und, so daß zu beliebigen x₁, x₂ X, > 0 mindestens ein x₀ X existiert mitf (x₀,y) (f (x ₁,y),f (x₂,y)) – für alley Y und zu beliebigen y₁, y₂ Y, > 0 mindestens ein y₀ Y existiert mitf (x, y₀) (f (x, y₁),f (x, y ₂))+ für allex X. Dieses Resultat enthält als Spezialfall den Fan-König'schen Minimaxsatz für konkav-konvev-ähnliche Auszahlungsfunktionen in einer allgemeinen Version, wenn wir lineare Mittelung mit (x, y)=x+(1–)y, (x, y)= x+(1–)y, 0 <, < 1, betrachten.Es wird eine Klasse von Suchspielen eingeführt, welche mit dem vorstehenden Resultat behandelt werden können.

     

Quadratically constrained quadratic programming: Some applications and a method for solution

The problem (QPQR) considered here is: minimizeQ ₁ (x) subject toQ _i (x) 0,i M ₁ {2,...,m},x P R ⁿ, whereQ _i (x), i M {1} M ₁ are quadratic forms with positive semi-definite matrices, andP a compact nonempty polyhedron of Rⁿ. Applications of (QPQR) and a new method to solve it are presented.Letu S={u R ^m;u 0, u _i= l}be fixed;then the problem:iM minimize u _iQ_i (x (u)) overP, always has an optimal solutionx (u), which is either feasible, iM i.e. u C₁ {u S;Q _i (x (u)) 0,i M ₁} or unfeasible, i.e. there exists ani M ₁ withu C {u S; Q_i(x(u)) 0}.Let us defineC _i C_i S _i withS _i {u S; u _i=0}, i M. A constructive method is used to prove that C _i is not empty and thatx (û) withiM û C _i characterizes an optimal solution to (QPQR). Quite attractive numerical results have been reached with this method.

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Zusammenfassung Die vorliegende Arbeit befaßt sich mit Anwendungen und einer neuen Lösungsmethode der folgenden Aufgabe (QPQR): man minimiere eine konvexe quadratische ZielfunktionQ _i (x) unter Berücksichtigung konvexer quadratischer RestriktionenQ _i (x) 0, iM ₁ {2,...,m}, und/oder linearer Restriktionen.·Für ein festesu S {u R ^m;u 0, u _i=1},M {1} M₁ besitzt das Problem:iM minimiere die konvexe quadratische Zielfunktion u _i Q_i (x (u)) über dem durch die lineareniM Restriktionen von (QPQR) erzeugten, kompakten und nicht leeren PolyederP R ⁿ, immer eine Optimallösungx (u), die entweder zulässig ist: u C₁ {u S;Q ₁ (x (u)) 0,i M ₁} oder unzulässig ist, d.h. es existiert eini M ₁ mitu C_i {u S;Q _i (x(u))0}.Es seien folgende MengenC _i C_i S _i definiert, mitS _i {u S;u _i=0}, i M. Es wird konstruktiv bewiesen, daß C _i 0 undx (û) mitû C _i eine Optimallösung voniM iM (QPQR) ist; damit ergibt sich eine Methode zur Lösung von (QPQR), die sich als sehr effizient erwiesen hat. Ein einfaches Beispiel ist angegeben, mit dem alle Schritte des Algorithmus und dessen Arbeitsweise graphisch dargestellt werden können.

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An earlier version of this paper was written during the author's stay at the Institute for Operations Research, Swiss Federal Institute of Technology, Zürich.     

Taut Distance-Regular Graphs of Odd Diameter

Let denote a bipartite distance-regular graph with diameter D 4, valency k 3, and distinct eigenvalues ₀ > ₁ > ··· > _D. Let M denote the Bose-Mesner algebra of . For 0 i D, let E _i denote the primitive idempotent of M associated with _i . We refer to E ₀ and E _D as the trivial idempotents of M. Let E, F denote primitive idempotents of M. We say the pair E, F is taut whenever (i) E, F are nontrivial, and (ii) the entry-wise product E F is a linear combination of two distinct primitive idempotents of M. We show the pair E, F is taut if and only if there exist real scalars , such that _{i + 1 i + 1} – _{i – 1 i – 1} = _i ( _{i + 1} – _{i – 1}) + _i ( _{i + 1} – _{i – 1}) + (1 i D – 1)where ₀, ₁, ..., _D and ₀, ₁, ..., _D denote the cosine sequences of E, F, respectively. We define to be taut whenever has at least one taut pair of primitive idempotents but is not 2-homogeneous in the sense of Nomura and Curtin. Assume is taut and D is odd, and assume the pair E, F is taut. We show

Ergodic properties of Poisson processes with almost periodic intensity

Summary We discuss in this paper a non-homogeneous Poisson process A driven by an almost periodic intensity function. We give the stationary version A ^* and the Palm version A ⁰ corresponding to A ^*. Let (T _i ,i) be the inter-point distance sequence in A and (T _i ⁰ ,i) in A ⁰. We prove that forj, the sequence (T _i+j,i) converges in distribution to (T _i ⁰ ,i). If the intensity function is periodic then the convergence is in variation.     

Some best possible bounds concerning the traces of finite sets II

LetX be ann-element set and be a family of its subsets. Consider the family _x = {F – {x} : F } for a givenx X. We write(m, n) (m – k, n – 1), when for all with || m, there exists an elementx ofX such that| _x| m – k. We show that (m, n) (m – 10,n – 1) for allm 5n and (m, n) (m – 13,n – 1) for allm 29n/5.     

Inequalities in Products of Minors of Totally Nonnegative Matrices

Let _I,I be the minor of a matrix which corresponds to row set I and column set I. We give a characterization of the inequalities of the form _{I,I K,K J,J L,L} which hold for all totally nonnegative matrices. This generalizes a recent result of Fallat, Gekhtman, and Johnson.     

Quantum Poisson processes and dilations of dynamical semigroups

Summary The notion of a quantum Poisson process over a quantum measure space is introduced. This process is used to construct new quantum Markov processes on the matrix algebraM _n with stationary faithful state . If (, ) is the quantum measure space in question ( a von Neumann algebra and a faithful normal weight), then the semigroupe ^tL of transition operators on (M _n , ) has generator whereu is an arbitrary unitary element of the centraliser of (M _n ,).Supported by the Netherlands Organization for Scientific Research NWO     

On the concentration of stresses due to a small elliptic inclusion on the neutral axis of a deep beam under constant bending moment

Zusammenfassung Es wird die Spannungsverteilung untersucht, die sich in einem breiten Balken mit konstanter Höhe unter einem konstanten Biegemoment ausbildet, wenn er eine kleine elliptische Einschliessung mit Zentrum auf der Neutralachse enthält. Insbesondere werden die Fälle eines sehr starren Einschlusses sowie eines elliptischen Loches im Detail diskutiert.

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Nomenclature x, y Cartesian coordinates - , elliptic coordinates - u, v (u ,u )=components of displacements - , unit elongations in -and -directions - shearing strain - , normal stress components in elliptical coordinates - shearing stress in elliptic coordinates - _x , _y normal stress in Cartesian coordinates - _xy shearing stress in Cartesian coordinates - E Young's modulus for the beam - v Poisson's ratio for the beam - 1/h ₁, 1/h ₂ stretch ratios - e _x + _y dilatation - 2 rotation - M bending moment     

Orthomodular lattices from 3-dimensional quadratic spaces

If E is a vector space over a field K, then any regular symmetric bilinear form on E induces a polarity on the lattice of all subspaces of E. In the particular case where E is 3-dimensional, the set of all subspaces M of E such that both M and are not N-subspaces (which, in most cases, is equivalent to saying that M is nonisotropic), ordered by inclusion and endowed with the restriction of the above polarity, is an orthomodular lattice T(E, ). We show that if K is a proper subfield of K, with K F₂, and E a 3-dimensional K -subspace of E such that the restriction of to E × E is, up to multiplicative constant, a bilinear form on the K -space E , then T(E , ) is isomorphic to an irreducible 3-homogeneous proper subalgebra of T(E, ). Our main result is a structure theorem stating that, when K is not of characteristic 3, the converse is true, i.e., any irreducible 3-homogeneous proper subalgebra of T(E, ) is of this form. As a corollary, we construct infinitely many finite orthomodular lattices which are minimal in the sense that all their proper subalgebras are modular. In fact, this last result was our initial aim in this paper.Received June 4, 2003; accepted in final form May 18, 2004.     

Stochastic processes with Gaussian interaction of components

Summary LetU(x), x ^d-|0}, be a nonnegative even function such that _x 0U(x)1. In this paper, we consider an infinite system of stochastic process _t (x); x ^d with the following mechanism: at each sitex, after mean 1 exponential waiting time, _t(x) is replaced by a Gaussian random variable with mean _{yx t} (y) U(y-x) and variance 1. It is understood here that all the interactions are independent of one another. The behavior of this system will be investigated and some ergodic theorems will be derived. The results strongly depend whether _{x 0} U(x)<1 or =1.     

A characterization of Thalesian orthogonality in Pappian planes of characteristic 2

In an affine plane over a field K, any Thalesian orthogonality relation is equivalent to _d for some dK{0}, where _d denotes the relation with constant of orthogonality d/it (i.e., after suitable coordinatization the slopes m, m*K{0} of orthogonal lines satisfy m·m*=d) (cf. [1], [5]). In the present paper we show that in a Pappian plane of characteristic two any orthogonality relation admitting the same group as ₁ is equivalent to ₁. This gives a characterization of Thalesian orthogonality over perfect fields of characteristic two.     

Asymptotics for Szegö polynomial zeros

The Wiener-Levinson method and algorithm, formulated here in terms of Szegö polynomials _n ( _N,I ;z) orthogonal on the unit circle, is used to find unknown frequencies _j from anN-sample of a discrete time signal consisting of the superposition of sinusoidal waves with frequencies ₁,...,₁. In a recent paper the authors (and W.J. Thron) have shown that zerosz(j, n, N, I) of _n ( _N,I ;z) converge asN to the critical points ,j=1, 2,...,I, providednn ₀ (I)=2I+L, whereL is 0 or 1. The present paper gives results on the convergence of zerosz(j, n, N, I) to some of the for the case in whichnn ₀ (I), wheren is the degree of _n ( _N,I ;z).Research supported in part by the United States Educational Foundation in Norway (Fulbright Grant), the Norwegian Research Council (NAVF) and the US National Science Foundation under Grant No. DMS-9103141.     

Convergence of epigraphs and of sublevel sets

Let LSC(X) be the set of the proper lower semicontinuous extended real-valued functions defined on a metric spaceX. Given a sequence f _n in LSC(X) and a functionf LSC(X), we show that convergence of f _n tof in several variational convergence modes implies that for each , the sublevel set at height off is the limit, in the same variational sense, of an appropriately chosen sequence of sublevel sets of thef _n, at height _n approaching . The converse holds true whenever a form of stability of the sublevel sets of the limit function is verified. The results are obtained by regarding a hyperspace topology as the weakest topology for which each member of an appropriate family of excess functionals is upper semicontinuous, and each member of an appropriate family of gap functionals is lower semicontinuous. General facts about the representation of hyperspace topologies in this manner are given.     

A structure theorem for sum form functional equations

Summary It is proved that, iff _ij:]0, 1[ C (i = 1, ,k;j = 1, ,l) are measurable, satisfy the equation (1) (with some functionsg _it, h_jt:]0, 1[ C), then eachf _ij is in a linear space (called Euler space) spanned by the functionsx x ^j(logx) ^k (x ]0, 1[;j = 1, ,M;k = 0, ,m _j – 1), where ₁, , _M are distinct complex numbers andm ₁, , m_M natural numbers. The dimension of this linear space is bounded by a linear function ofN.     

A symmetry problem in the calculus of variations

Let be a ball in ^N, centered at zero, and letu be a minimizer of the nonconvex functional over one of the classesC _M := {w W _loc ^1, () 0 w(x) M in,w concave} orE _M := {w W _loc ^1,2 () 0 w(x) M in,w 0 inL()}of admissible functions. Thenu is not radial and not unique. Therefore one can further reduce the resistance of Newton's rotational body of minimal resistance through symmetry breaking.     

Surfaces and the second homology of a group

LetG be a group andK(G, 1) an Eilenberg—MacLane space, i.e. ₁(K(G,1))G, _i (K(G,1))=0,i1. We give a purely algebraic proof that the second homology groupH ₂(G)=H ₂(G,)H ₂(K(G,1)) is isomorphic to the group of stable equivalence classes of continuous mapsFK(G,1) inducing surjections on fundamental groups (resp. surjections, whereF{F _g=closed orientable surface of genusg,g}. As a corollary we obtain an algebraic proof of the well-known isomorphismH ₂(G)₂(K(G,1)) (2-dimensional bordism group).     

Equivalent Characterization of Entire Functions of Exponential Type

In this paper, we show that a necessary and sufficient condition for the fulfillment of the relation s _m ^(k) (f) – f^(k) _p 0 as m , 1 < p < , k 0,1,2,..., is that f B _,p , where B _,p = B L _p (R), and B denotes the subset of all entire functions of exponential type which are bounded on R, B _,p is usually called Paley-Wiener class, and s _m (f) is the unique cardinal spline of degree m – 1 interpolating f at the integers. Moreover, we obtain three equivalent forms for the characterization of the class B _,p .