On the pullback of an arithmetic theta function

In this paper, we describe a relationship between the simplest examples of arithmetic theta series. The first of these are the weight 1 theta series ${\widehat{\phi}_{\mathcal C}(\tau)}$ defined using arithmetic 0-cycles on the moduli space ${\mathcal C}$ of elliptic curves with CM by the ring of integers ${O_{\kappa}}$ of an imaginary quadratic field. The second such series ${\widehat{\phi}_{\mathcal M}(\tau)}$ has weight 3/2 and takes values in the arithmetic Chow group ${\widehat{{\rm CH}}^1(\mathcal{M})}$ of the arithmetic surface associated to an indefinite quaternion algebra ${B/\mathbb{Q}}$ . For an embedding ${O_\kappa \rightarrow O_B}$ , a maximal order in B, and a two sided O _B -ideal Λ, there is a morphism ${j_\Lambda:{\mathcal C} \rightarrow {\mathcal M}}$ and a pullback ${j_\Lambda^*: \widehat{{\rm CH}}^1(\mathcal{M}) \rightarrow \widehat{{\rm CH}}^1(\mathcal C)}$ . Our main result is an expression for the pullback ${j^*_\Lambda \widehat{\phi}_{\mathcal M}(\tau)}$ as a linear combination of products of ${\widehat{\phi}_{\mathcal C}(\tau)}$ ’s and classical weight ${\frac{1}{2}}$ theta series.     

Euclidean hypersurfaces with genuine deformations in codimension two

We classify hypersurfaces of rank two of Euclidean space ${\mathbb{R}^{n+1}}$ that admit genuine isometric deformations in ${\mathbb{R}^{n+2}}$ . That an isometric immersion ${\hat{f}\colon M^n \to \mathbb{R}^{n+2}}$ is a genuine isometric deformation of a hypersurface ${f\colon M^n\to\mathbb{R}^{n+1}}$ means that ${\hat f}$ is nowhere a composition ${\hat f=\hat F\circ f}$ , where ${\hat{F} \colon V\subset \mathbb{R}^{n+1} \to\mathbb{R}^{n+2}}$ is an isometric immersion of an open subset V containing the hypersurface.     

Embeddings of Müntz Spaces: Composition Operators

Given a strictly increasing sequence ${\Lambda = (\lambda_n)}$ of nonnegative real numbers, with ${\sum_{n=1}^\infty \frac{1}{\lambda_n}<\infty}$ , the Müntz spaces ${M_\Lambda^p}$ are defined as the closure in L ^p ([0, 1]) of the monomials ${x^{\lambda_n}}$ . We discuss how properties of the embedding ${M_\Lambda^2\subset L^2(\mu)}$ , where?μ is a finite positive Borel measure on the interval [0, 1], have immediate consequences for composition operators on ${M^2_\Lambda}$ . We give criteria for composition operators to be bounded, compact, or to belong to the Schatten–von Neumann ideals.     

Boundedness of Generalized Riesz Transforms on Orlicz–Hardy Spaces Associated to Operators

Let ${\Phi}$ be a continuous, strictly increasing and concave function on (0, ∞) of critical lower type index ${p_\Phi^- \in(0,\,1]}$ . Let L be an injective operator of type ω having a bounded H _∞ functional calculus and satisfying the k-Davies–Gaffney estimates with ${k \in {\mathbb Z}_+}$ . In this paper, the authors first introduce an Orlicz–Hardy space ${H^{\Phi}_{L}(\mathbb{R}^n)}$ in terms of the non-tangential L-adapted square function and then establish its molecular characterization. As applications, the authors prove that the generalized Riesz transform ${D_{\gamma}L^{-\delta/(2k)}}$ is bounded from the Orlicz–Hardy space ${H^{\Phi}_{L}(\mathbb{R}^n)}$ to the Orlicz space ${L^{\widetilde{\Phi}}(\mathbb{R}^n)}$ when ${p_\Phi^- \in (0, \frac{n}{n+ \delta - \gamma}]}$ , ${0 < \gamma \le \delta < \infty}$ and ${\delta- \gamma < n (\frac{1}{p_-(L)}-\frac{1}{p_+(L)})}$ , or from ${H^{\Phi}_{L}(\mathbb{R}^n)}$ to the Orlicz–Hardy space ${H^{\widetilde \Phi}(\mathbb{R}^n)}$ when ${p_\Phi^-\in (\frac{n}{n + \delta+ \lfloor \gamma \rfloor- \gamma},\,\frac{n}{n+ \delta- \gamma}]}$ , ${1\le \gamma \le \delta < \infty}$ and ${\delta- \gamma < n (\frac{1}{p_-(L)}-\frac{1}{p_+(L)})}$ , or from ${H^{\Phi}_{L}(\mathbb{R}^n)}$ to the weak Orlicz–Hardy space ${WH^\Phi(\mathbb{R}^n)}$ when ${\gamma = \delta}$ and ${p_\Phi=n/(n + \lfloor \gamma \rfloor)}$ or ${p_\Phi^-=n/(n + \lfloor \gamma \rfloor)}$ with ${p_\Phi^-}$ attainable, where ${\widetilde{\Phi}}$ is an Orlicz function whose inverse function ${\widetilde{\Phi}^{-1}}$ is defined by ${\widetilde{\Phi}^{-1}(t):=\Phi^{-1}(t)t^{\frac{1}{n}(\gamma- \delta)}}$ for all ${t \in (0,\,\infty)}$ , ${p_\Phi}$ denotes the strictly critical lower type index of ${\Phi}$ , ${\lfloor \gamma \rfloor}$ the maximal integer not more than ${\gamma}$ and ${(p_-(L),\,p_+(L))}$ the range of exponents ${p \in[1,\, \infty]}$ for which the semigroup ${\{e^{-tL}\}_{t >0 }}$ is bounded on ${L^p(\mathbb{R}^n)}$ .     

On the topology of semi-algebraic functions on closed semi-algebraic sets

We consider a closed semi-algebraic set ${X \subset \mathbb{R}^n}$ and a C ² semi-algebraic function ${f : \mathbb{R}^n \rightarrow\mathbb{R}}$ such that ${f_{\vert X}}$ has a finite number of critical points. We relate the topology of X to the topology of the sets ${X \cap \{ f * \alpha \}}$ , where ${* \in \{\le,=,\ge \}}$ and ${\alpha \in \mathbb{R}}$ , and the indices of the critical points of ${f_{\vert X}}$ and ${-f_{\vert X}}$ . We also relate the topology of X to the topology of the links at infinity of the sets ${X \cap \{ f * \alpha\}}$ and the indices of these critical points. We give applications when ${X=\mathbb{R}^n}$ and when f is a generic linear function.     

Irregular and Singular Loci of Commuting Varieties

Let $ {\user1{\mathcal{C}}} $ be the commuting variety of the Lie algebra $ \mathfrak{g} $ of a connected noncommutative reductive algebraic group G over an algebraically closed field of characteristic zero. Let $ {\user1{\mathcal{C}}}^{{{\text{sing}}}} $ be the singular locus of $ {\user1{\mathcal{C}}} $ and let $ {\user1{\mathcal{C}}}^{{{\text{irr}}}} $ be the locus of points whose G-stabilizers have dimension > rk G. We prove that: (a) $ {\user1{\mathcal{C}}}^{{{\text{sing}}}} $ is a nonempty subset of $ {\user1{\mathcal{C}}}^{{{\text{irr}}}} $ ; (b) $ {\text{codim}}_{{\user1{\mathcal{C}}}} \,{\user1{\mathcal{C}}}^{{{\text{irr}}}} = 5 - {\text{max}}\,l{\left( \mathfrak{a} \right)} $ where the maximum is taken over all simple ideals $ \mathfrak{a} $ of $ \mathfrak{g} $ and $ l{\left( \mathfrak{a} \right)} $ is the “lacety” of $ \mathfrak{a} $ ; and (c) if $ \mathfrak{t} $ is a Cartan subalgebra of $ \mathfrak{g} $ and $ \alpha \in \mathfrak{t}^{*} $ root of $ \mathfrak{g} $ with respect to $ \mathfrak{t} $ , then $ \overline{{G{\left( {{\text{Ker}}\,\alpha \times {\text{Ker }}\alpha } \right)}}} $ is an irreducible component of $ {\user1{\mathcal{C}}}^{{{\text{irr}}}} $ of codimension 4 in $ {\user1{\mathcal{C}}} $ . This yields the bound $ {\text{codim}}_{{\user1{\mathcal{C}}}} \,{\user1{\mathcal{C}}}^{{{\text{sing}}}} \geqslant 5 - {\text{max}}\,l{\left( \mathfrak{a} \right)} $ and, in particular, $ {\text{codim}}_{{\user1{\mathcal{C}}}} \,{\user1{\mathcal{C}}}^{{{\text{sing}}}} \geqslant 2 $ . The latter may be regarded as an evidence in favor of the known longstanding conjecture that $ {\user1{\mathcal{C}}} $ is always normal. We also prove that the algebraic variety $ {\user1{\mathcal{C}}} $ is rational.     

Generalized Complex Spherical Harmonics, Frame Functions, and Gleason Theorem

Consider a finite dimensional complex Hilbert space ${\mathcal{H}}$ , with ${dim(\mathcal{H}) \geq 3}$ , define ${\mathbb{S}(\mathcal{H}):= \{x\in \mathcal{H} \:|\: \|x\|=1\}}$ , and let ${\nu_\mathcal{H}}$ be the unique regular Borel positive measure invariant under the action of the unitary operators in ${\mathcal{H}}$ , with ${\nu_\mathcal{H}(\mathbb{S}(\mathcal{H}))=1}$ . We prove that if a complex frame function ${f : \mathbb{S}(\mathcal{H})\to \mathbb{C}}$ satisfies ${f \in \mathbb{L}^2(\mathbb{S}(\mathcal{H}), \nu_\mathcal{H})}$ , then it verifies Gleason’s statement: there is a unique linear operator ${A: \mathcal{H} \to \mathcal{H}}$ such that ${f(u) = \langle u| A u\rangle}$ for every ${u \in \mathbb{S}(\mathcal{H}).\,A}$ is Hermitean when f is real. No boundedness requirement is thus assumed on f a priori.     

Linear recurring sequences and subfield subcodes of cyclic codes

Linear recurring sequences over finite fields play an important role in coding theory and cryptography. It is known that subfield subcodes of linear codes yield some good codes. In this paper, we study linear recurring sequences and subfield subcodes. Let Mqm(f(x)) denote the set of all linear recurring sequences over Fqm with characteristic polynomial f(x) over Fqm . Denote the restriction of Mqm(f(x)) to sequences over Fq and the set after applying trace function to each sequence in Mqm(f(x)) by Mqm(f(x)) | Fq and Tr( Mqm(f(x))), respectively. It is shown that these two sets are both complete sets of linear recurring sequences over Fq with some characteristic polynomials over Fq. In this paper, we firstly determine the characteristic polynomials for these two sets. Then, using these results, we determine the generator polynomials of subfield subcodes and trace codes of cyclic codes over Fqm .     

Nikodym Maximal Functions Associated with Variable Planes in {\mathbb{R}^{3}}

Given a vector field ${\mathfrak{a}}$ on ${\mathbb{R}^3}$ , we consider a mapping ${x\mapsto \Pi_{\mathfrak{a}}(x)}$ that assigns to each ${x\in\mathbb{R}^3}$ , a plane ${\Pi_{\mathfrak{a}}(x)}$ containing x, whose normal vector is ${\mathfrak{a}(x)}$ . Associated with this mapping, we define a maximal operator ${\mathcal{M}^{\mathfrak{a}}_N}$ on ${L^1_{loc}(\mathbb{R}^3)}$ for each ${N\gg 1}$ by $$\mathcal{M}^{\mathfrak{a}}_Nf(x)=\sup_{x\in\tau} \frac{1}{|\tau|} \int_{\tau}|f(y)|\,dy$$ where the supremum is taken over all 1/N ×? 1/N?× 1 tubes τ whose axis is embedded in the plane ${\Pi_\mathfrak{a}(x)}$ . We study the behavior of ${\mathcal{M}^{\mathfrak{a}}_N}$ according to various vector fields ${\mathfrak{a}}$ . In particular, we classify the operator norms of ${\mathcal{M}^{\mathfrak{a}}_N}$ on ${L^2(\mathbb{R}^3)}$ when ${\mathfrak{a}(x)}$ is the linear function of the form (a ₁₁ x ₁?+?a ₂₁ x ₂, a ₁₂ x ₁?+?a ₂₂ x ₂, 1). The operator norm of ${\mathcal{M}^\mathfrak{a}_N}$ on ${L^2(\mathbb{R}^3)}$ is related with the number given by $$D=(a_{12}+a_{21})^2-4a_{11}a_{22}.$$      

A Note on Classical and p-adic Fréchet Functional Equations with Restrictions

Given X,Y two ${\mathbb{Q}}$ -vector spaces, and f : X → Y, we study under which conditions on the sets ${B_{k} \subseteq X, k=1,\ldots,s}$ , if ${\Delta_{h_1h_2 \cdots h_s}f(x) = 0}$ for all ${x \in X}$ and ${h_k \in B_k, k = 1,2,\ldots,s}$ , then ${\Delta_{h_1h_2\cdots h_{s}}f(x) = 0}$ for all ${(x,h_{1},\ldots,h_{s}) \in X^{s+1}}$ .     

Donsker-type theorems for nonparametric maximum likelihood estimators

Let ${\mathcal{P}}$ be a nonparametric probability model consisting of smooth probability densities and let ${\hat{p}_{n}}$ be the corresponding maximum likelihood estimator based on n independent observations each distributed according to the law ${\mathbb{P}}$ . With $\hat{\mathbb{P}}_{n}$ denoting the measure induced by the density ${\hat{p}_{n}}$ , define the stochastic process ${\hat{\nu}}_{n}: f\longmapsto \sqrt{n} \int fd({\hat{\mathbb{P}}}_{n} -\mathbb{P})$ where f ranges over some function class ${\mathcal{F}}$ . We give a general condition for Donsker classes ${\mathcal{F}}$ implying that the stochastic process $\hat{\nu}_{n}$ is asymptotically equivalent to the empirical process in the space ${\ell ^{\infty }(\mathcal{F})}$ of bounded functions on ${ \mathcal{F}}$ . This implies in particular that $\hat{\nu}_{n}$ converges in law in ${\ell ^{\infty }(\mathcal{F})}$ to a mean zero Gaussian process. We verify the general condition for a large family of Donsker classes ${\mathcal{ F}}$ . We give a number of applications: convergence of the probability measure ${\hat{\mathbb{P}}_{n}}$ to ${\mathbb{P}}$ at rate ${\sqrt{n}}$ in certain metrics metrizing the topology of weak(-star) convergence; a unified treatment of convergence rates of the MLE in a continuous scale of Sobolev-norms; ${\sqrt{n}}$ -efficient estimation of nonlinear functionals defined on ${\mathcal{P}}$ ; limit theorems at rate ${\sqrt{n}}$ for the maximum likelihood estimator of the convolution product ${\mathbb{P\ast P}}$ .     

On uniformly bounded spherical functions in Hilbert space

Let G be a commutative group, written additively, with a neutral element 0, and let K be a finite group. Suppose that K acts on G via group automorphisms ${G \ni a \mapsto ka \in G}$ , ${k \in K}$ . Let ${{\mathfrak{H}}}$ be a complex Hilbert space and let ${{\mathcal L}({\mathfrak{H}})}$ be the algebra of all bounded linear operators on ${{\mathfrak{H}}}$ . A mapping ${u \colon G \to {\mathcal L}({\mathfrak{H}})}$ is termed a K-spherical function if it satisfies (1) ${|K|^{-1} \sum_{k\in K} u (a+kb)=u (a) u (b)}$ for any ${a,b\in G}$ , where |K| denotes the cardinality of K, and (2) ${u (0) = {\rm id}_{\mathfrak {H}},}$ where ${{\rm id}_{\mathfrak {H}}}$ designates the identity operator on ${{\mathfrak{H}}}$ . The main result of the paper is that for each K-spherical function ${u \colon G \to {\mathcal {L}}({\mathfrak {H}})}$ such that ${\| u \|_{\infty} = \sup_{a\in G} \| u (a)\|_{{\mathcal L}({\mathfrak{H}})} < \infty,}$ there is an invertible operator S in ${{\mathcal L}({\mathfrak{H}})}$ with ${\| S \| \, \| S^{-1}\| \leq |K| \, \| u \|_{\infty}^2}$ such that the K-spherical function ${{\tilde{u}} \colon G \to {\mathcal L}({\mathfrak{H}})}$ defined by ${{\tilde{u}}(a) = S u (a) S^{-1},\,a \in G,}$ satisfies ${{\tilde{u}}(-a) = {\tilde{u}}(a)^*}$ for each ${a \in G}$ . It is shown that this last condition is equivalent to insisting that ${{\tilde{u}}(a)}$ be normal for each ${a \in G}$ .     

Existence and multiplicity results for Pucci’s operators involving nonlinearities with zeros

We study the problem $$ \left\{\begin{array}{ll} {-\varepsilon^{2}\mathcal{M}^+_{\lambda,\Lambda}(D^{2}u) = f (x, u)} \quad\; {\rm in} \; \Omega,\\ {u = 0} \quad\quad\quad\quad\quad\quad\quad\quad\quad\quad {\rm on} \; \partial{\Omega}, \end{array} \right.$$ where Ω is a smooth bounded domain in ${\mathbb{R}^{N},N > 2,}$ and show it possesses nontrivial solutions for small values of ε provided f is a nonnegative continuous function which has a positive zero. The multiplicity result is based on degree theory together with a new Liouville type theorem for ${-{M}^+_{\lambda,\Lambda}(D^{2}u) = f(u)}$ in ${\mathbb{R}^{N}}$ for nonnegative nonlinearities with zeros.     

Howe correspondence and Springer correspondence for real reductive dual pairs

We consider a real reductive dual pair (G′, G) of type I, with rank ${({\rm G}^{\prime}) \leq {\rm rank(G)}}$ . Given a nilpotent coadjoint orbit ${\mathcal{O}^{\prime} \subseteq \mathfrak{g}^{{\prime}{*}}}$ , let ${\mathcal{O}^{\prime}_\mathbb{C} \subseteq \mathfrak{g}^{{\prime}{*}}_\mathbb{C}}$ denote the complex orbit containing ${\mathcal{O}^{\prime}}$ . Under some condition on the partition λ′ parametrizing ${\mathcal{O}^{\prime}}$ , we prove that, if λ is the partition obtained from λ by adding a column on the very left, and ${\mathcal{O}}$ is the nilpotent coadjoint orbit parametrized by λ, then ${\mathcal{O}_\mathbb{C}= \tau (\tau^{\prime -1}(\mathcal{O}_\mathbb{C}^{\prime}))}$ , where ${\tau, \tau^{\prime}}$ are the moment maps. Moreover, if ${chc(\hat\mu_{\mathcal{O}^{\prime}}) \neq 0}$ , where chc is the infinitesimal version of the Cauchy-Harish-Chandra integral, then the Weyl group representation attached by Wallach to ${\mu_{\mathcal{O}^{\prime}}}$ with corresponds to ${\mathcal{O}_\mathbb{C}}$ via the Springer correspondence.     

Characterization of (generalized) Lie derivations on {\mathcal{J}}-subspace lattice algebras by local action

Let ${\mathcal{L}}$ be a ${\mathcal{J}}$ -subspace lattice on a Banach space X over the real or complex field ${\mathbb{F}}$ with dim X ≥ 2 and Alg ${\mathcal{L}}$ be the associated ${\mathcal{J}}$ -subspace lattice algebra. For any scalar ${\xi \in \mathbb{F}}$ , there is a characterization of any linear map L : Alg ${\mathcal{L} \rightarrow {\rm Alg} {\mathcal{L}}}$ satisfying ${L([A,B]_\xi) = [L(A),B]_\xi + [A,L(B)]_\xi}$ for any ${A, B \in{\rm Alg} {\mathcal{L}}}$ with AB = 0 (rep. ${[A,B]_ \xi = AB - \xi BA = 0}$ ) given. Based on these results, a complete characterization of (generalized) ξ-Lie derivations for all possible ξ on Alg ${\mathcal{L}}$ is obtained.     

Composition Operators on Spaces of Fractional Cauchy Transforms

For ?? > 0, the Banach space ${\mathcal{F}_{\alpha}}$ is defined as the collection of functions f which can be represented as integral transforms of an appropriate kernel against a Borel measure defined on the unit circle T. Let ?? be an analytic self-map of the unit disc D. The map ?? induces a composition operator on ${\mathcal{F}_{\alpha}}$ if ${C_{\Phi}(f) = f \circ \Phi \in \mathcal{F}_{\alpha}}$ for any function ${f \in \mathcal{F}_{\alpha}}$ . Various conditions on ?? are given, sufficient to imply that C _?? is bounded on ${\mathcal{F}_{\alpha}}$ , in the case 0 < ?? < 1. Several of the conditions involve ???? and the theory of multipliers of the space ${\mathcal{F}_{\alpha}}$ . Relations are found between the behavior of C _?? and the membership of ?? in the Dirichlet spaces. Conditions given in terms of the generalized Nevanlinna counting function are shown to imply that ?? induces a bounded composition operator on ${\mathcal{F}_{\alpha}}$ , in the case 1/2 ?? ?? < 1. For such ??, examples are constructed such that ${\| \Phi \|_{\infty} = 1}$ and ${C_{\Phi}: \mathcal{F}_{\alpha} \rightarrow \mathcal{F}_{\alpha}}$ is bounded.     

1D Schrödinger Operators with Short Range Interactions: Two-Scale Regularization of Distributional Potentials

For real ${L_\infty(\mathbb{R})}$ -functions ${\Phi}$ and ${\Psi}$ of compact support, we prove the norm resolvent convergence, as ${\varepsilon}$ and ${\nu}$ tend to 0, of a family ${S_{\varepsilon \nu}}$ of one-dimensional Schrödinger operators on the line of the form $$S_{\varepsilon \nu} = -\frac{d^2}{dx^2} + \frac{\alpha}{\varepsilon^2} \Phi \left( \frac{x}{\varepsilon} \right) + \frac{\beta}{\nu} \Psi \left(\frac{x}{\nu} \right),$$ provided the ratio ${\nu/\varepsilon}$ has a finite or infinite limit. The limit operator S ₀ depends on the shape of ${\Phi}$ and ${\Psi}$ as well as on the limit of ratio ${\nu/\varepsilon}$ . If the potential ${\alpha\Phi}$ possesses a zero-energy resonance, then S ₀ describes a non trivial point interaction at the origin. Otherwise S ₀ is the direct sum of the Dirichlet half-line Schrödinger operators.     

On additive decompositions of the set of primitive roots modulo p

It is conjectured that the set ${\mathcal {G}}$ of the primitive roots modulo p has no decomposition (modulo p) of the form ${\mathcal {G}= \mathcal {A} +\mathcal {B}}$ with ${|\mathcal {A}|\ge 2}$ , ${|\mathcal {B} |\ge 2}$ . This conjecture seems to be beyond reach but it is shown that if such a decomposition of ${\mathcal {G}}$ exists at all, then ${|\mathcal {A} |}$ , ${|\mathcal {B} |}$ must be around p ^1/2, and then this result is applied to show that ${\mathcal {G}}$ has no decomposition of the form ${\mathcal {G} =\mathcal {A} + \mathcal {B} + \mathcal {C}}$ with ${|\mathcal {A} |\ge 2}$ , ${|\mathcal {B} |\ge 2}$ , ${|\mathcal {C} |\ge 2}$ .     

A Construction of Generalized Harish-Chandra Modules for Locally Reductive Lie Algebras

We study cohomological induction for a pair $ {\left( {\mathfrak{g},\mathfrak{k}} \right)} $ , $ \mathfrak{g} $ being an infinitedimensional locally reductive Lie algebra and $ \mathfrak{k} \subset \mathfrak{g} $ being of the form $ \mathfrak{k}_{0} \subset C_{\mathfrak{g}} {\left( {\mathfrak{k}_{0} } \right)} $ , where $ \mathfrak{k}_{0} \subset \mathfrak{g} $ is a finite-dimensional reductive in $ \mathfrak{g} $ subalgebra and $ C_{\mathfrak{g}} {\left( {\mathfrak{k}_{0} } \right)} $ is the centralizer of $ \mathfrak{k}_{0} $ in $ \mathfrak{g} $ . We prove a general nonvanishing and $ \mathfrak{k} $ -finiteness theorem for the output. This yields, in particular, simple $ {\left( {\mathfrak{g},\mathfrak{k}} \right)} $ -modules of finite type over k which are analogs of the fundamental series of generalized Harish-Chandra modules constructed in [PZ1] and [PZ2]. We study explicit versions of the construction when $ \mathfrak{g} $ is a root-reductive or diagonal locally simple Lie algebra.