Factorization of a selfadjoint nonanalytic operator function II. Single spectral zone

We consider a selfadjoint and smooth enough operator-valued functionL() on the segment [a, b]. LetL(a)0,L(b)0, and there exist two positive numbers and such that the inequality |(L()f, f)|< ([a, b] f=1) implies the inequality (L'()f, f)>. Then the functionL() admits a factorizationL()=M()(I-Z) whereM() is a continuous and invertible on [a, b] operator-valued function, and operatorZ is similar to a selfadjoint one. This result was obtained in the first part of the present paper [10] under a stronge conditionL()0 ( [a,b]). For analytic functionL() the result of this paper was obtained in [13].     

Shift invariant spaces inL 2

If is a complex, separable Hilbert space, letL ² () denote theL ²-space of functions defined on the unit circle and having values in . The bilateral shift onL ²() is the operator (U f)()=f(). A Hilbert spaceH iscontractively contained in the Hilbert spaceK ifHK and the inclusion mapH–K is a contraction. We describe the structure of those Hilbert spaces, contractively contained inL ²(), that are carried into themselves contractively byU . We also do this for the subcase of those spaces which are carried into themselves unitarily byU .     

Eigenvalues of integral operators onL 2(I) given by analytic kernels

Let {_n} _n=0 be the eigenvalue sequence of a symmetric Hilbert-Schmidt operator onL ₂(I). WhenI is an open interval, a necessary condition for {_n} _n=0 to be in the sequence space is obtained. WhenI is a closed bounded interval, sufficient conditions for {_n} _n=0 to be in the sequence space ^– are obtained.     

On extremal perturbations of semi-Fredholm operators

Given a bounded linear operatorA in an infinite dimensional Banach space and a compact subset of a connected component of its semi-Fredholm domain, we construct a finite rank operatorF such that –A+F is bounded below (or surjective) for each ,F ²=0 and rankF=max min{dimN(–A), codimR(–A)}, if ind(–A)0 (or ind(–A)0, respectively) for each .     

Reconstruction of a rational nonsquare matrix function from local data

In many problems the local zero-pole structure (i.e. locations of zeros and poles together with their orders) of a scalar rational functionw is a key piece of structure. Knowledge of the order of the pole or zero of the rational functionw at the point is equivalent to knowledge of the -module (where is the space of rational functions analytic at ). For the more intricate case of a rationalp×m matrix functionW, we consider the structure of the module as the appropriate analogue of zero-pole structure (location of zeros and poles together with directional information), where is the set of column vectors of heightm with entries equal to rational functions which are analytic at . Modules of the form in turn can be explicitly parametrized in terms of a collection of matrices (C ,A ,B ,B , ) together with a certain row-reduced(p–m)×m matrix polynomialP(z) (which is independent of ) which satisfy certain normalization and consistency conditions. We therefore define the collection (C ,A ,Z ,B , ,P(z)) to be the local spectral data set of the rational matrix functionW at . We discuss the direct problem of how to compute the local spectral data explicitly from a realizationW(z)=D+C(z–A) ^–1 B forW and solve the inverse problem of classifying which collections (C ,A ,Z ,B , ,P(z)) satisfying the local consistency and normalization conditions arise as the local spectral data sets of some rational matrix functionW. Earlier work in the literature handles the case whereW is square with nonzero determinant.     

Extremal feedback perturbations for families of closed operators

Let T- S, be a family of not necessarily bounded semi-Fredholm operators, where T and S are operators acting between Banach spaces X and Y, and where S is bounded with D(S) D(T). For compact sets , as well as for certain open sets , we investigate existence and minimal rank of bounded feedback perturbations of the form F=BE such that min.ind (T-S+F)=0 for all . Here B is a given operator from a linear space Z to Y and E is some operator from X to Z.We give a simple characterization of that situation, when such regularizing feedback perturbations exist and show that for compact sets the minimal rank never exceeds max { min.ind (T-S) }+1. Moreover, an example shows that the minimal rank, in fact, may increase from max {...} to max {...}+1, if the given B enforces a certain structure of the feedbachk perturbation F.However, the minimal rank is equal to max { min.ind (T-S) }, if is an open set such that min.ind (T-S) already vanishes for all but finitely many points . We illustrate this result by applying it to the stabilization of certain infinite-dimensional dynamical systems in Hilbert space.     

Principal part of resolvent and factorization of an increasing nonanalytic operator-function

Let a selfadjoint operator-valued functionL() be given on the interval [a,b] such thatL(a)0,L(b)0,L()0 (ab), andL() has a certain smoothness (for instance, it satisfies Hölder's condition). It turns out that the spectral theory of the operator-valued functionL() can be reduced to the spectral theory of one operatorZ, the spectrum of which lies on (a, b) and which is similar to a selfadjoint operator. In particular, the factorization takes place:L()=M()(I–Z), where the operator-valued functionM() is invertible on [a, b]. Earlier similar results were known only for analytic operator-valued functions. The authors had to use new methods for the proof of the described theorem. The key moment is the decomposition ofL ^–1() into the sume of its principal and regular parts.     

Some generalizations of the classical moment problem

The article is devoted to two generalizations of the classical power moment problem, namely: 1) instead of representing the moment sequence by ⁿ , a representation by polynomialsP _n (), ¹, connected with a Jacobi matrix, appears; 2) in the representation, instead of ⁿ , the expression ⁿ figures, where is a real generalized function (i.e., we investigate some infinite-dimensional moment problem).The work is partially supported by the DFG, Project 436 UKR 113/39/0 and by the CRDF, Project UM1-2090.     

Isolated point of spectrum ofP-hyponormal, log-hyponormal operators

LetT B(H) be a bounded linear operator on a complex Hilbert spaceH. Let ₀ (T) be an isolated point of (T) and let be the Riesz idempotent for ₀. In this paper, we prove that ifT isp-hyponormal or log-hyponormal, thenE is self-adjoint andE H=ker(H–₀)=ker(H–₀ ^*.This research was supported by Grant-in-Aid Research 1 No. 12640187.     

A shift-invariant algebra of singular integral operators with oscillating coefficients

LetB be the Banach algebra of all bounded linear operators on the weighted Lebesgue spaceL ^p (T, ) with an arbitrary Muckenhoupt weight on the unit circleT, and the Banach subalgebra ofB generated by the operators of multiplication by piecewise continuous coefficients and the operatorse _h,S _T e _h, ^–1 I (hR, T) whereS _T is the Cauchy singular integral operator ande _h,(t)=exp(h(t+)/(t–)),tT. The paper is devoted to a symbol calculus, Fredholm criteria and an index formula for the operators in the algebra and its matrix analogue . These shift-invariant algebras arise naturally in studying the algebras of singular integral operators with coefficients admitting semi-almost periodic discontinuities and shifts being diffeomorphisms ofT onto itself with second Taylor derivatives.Partially supported by CONACYT grant, Cátedra Patrimonial, No. 990017-EX and by CONACYT project 32726-E, México.     

Separation of roots of matrix and operator polynomials

In a complex Hilbert spaceX for an arbitrary operator polynomialL() ( C) of degreem the following theorem is proved. If the equation (L()x, x)=0 hasm distinct roots at every pointx X, x=1, then there existm pairwise disjoint connected sets in C such that each set contains a root at everyx. The minimal distance between the roots is separated from zero under the same assumption on the discriminant and the leading coefficient of that equation.     

J-pseudo-spectral andJ-inner-pseudo-outer factorizations for matrix polynomials

For a comonic polynomialL() and a selfadjoint invertible matrixJ the following two factorization problems are considered: firstly, we parametrize all comonic polynomialsR() such that . Secondly, if it exists, we give theJ-innerpseudo-outer factorizationL()=()R(), where () isJ-inner andR() is a comonic pseudo-outer polynomial. We shall also consider these problems with additional restrictions on the pole structure and/or zero structure ofR(). The analysis of these problems is based on the solution of a general inverse spectral problem for rational matrix functions, which consists of finding the set of rational matrix functions for which two given pairs are extensions of their pole and zero pair, respectively.The work of this author was supported by the USA-Israel Binational Science Foundation (BSF) Grant no. 9400271.     

On local oscillatory integrals with variable Calderón-Zygmund kernels

Letp(1, ). In this paper, the authors investigate the uniformL ^p ( ⁿ ) in of the oscillatory singular integral operatorT defined by

Remarks on the perturbation of analytic matrix functions III

As in [N], [LN] the Newton diagram is used in order to get information about the first terms of the Puiseux expansions of the eigenvalues () of the perturbed matrix pencilT(, )=A()+B(, ) in the neighbourhood of an unperturbed eigenvalue () ofA(). In fact sufficient conditions are given which assure that the orders of these first terms correspond to the partial multiplicities of the eigenvalue ₀ ofA().     

Vector measure range duality and factorizations of (<Emphasis Type="Italic">D,p</Emphasis>)-summing operators from Banach function spaces

We characterize the relationship between the space L₁() and the dual L₁() of the space L₁(), where (, ) is a dual pair of vector measures with associated spaces of integrable functions L₁() and L₁() respectively. Since the result is rather restrictive, we introduce the notion of range duality in order to obtain factorizations of operators from Banach function spaces that are dominated by the integration map associated to the vector measure . We obtain in this way a generalization of the Grothendieck-Pietsch Theorem for p-summing operators.*The research was partially supported by MCYT DGI project BFM 2001-2670.**The research was partially supported by MCYT DGI project BFM 2000-1111.     

Variational principles for real eigenvalues of self-adjoint operator pencils

Double variational principles are established for eigenvalues of a (norm) continuous self-adjoint operator valued functionL defined on a real interval [, [.L() is not required to be definite for any . Applications are made to linear, quadratic and rational functionsL.This author acknowledges support from NSERC of Canada and the I.W. Killam Foundation.This author was supported by the Fonds zur Förderung der wissenschaftlichen Forschung of Austria, Project P 12176-MAT.     

Derivatives of the Spectral Function and Sobolev Norms of Eigenfunctions on a Closed Riemannian Manifold

Let e(x, y, ) be the spectral function and the unit spectral projection operator, with respect to the Laplace–Beltrami operator on a closed Riemannian manifold M. We generalize the one-term asymptotic expansion of e(x, x, ) by Hörmander (Acta Math. 88 (1968), 341–370) to that of _{x y} e(x,y,)| _x=y for any multiindices , in a sufficiently small geodesic normal coordinate chart of M. Moreover, we extend the sharp (L ²,L ^p) (2 p) estimates of by Sogge (J. Funct. Anal. 77 (1988), 123–134; London Math. Soc. Lecture Note Ser. 137, Cambridge University Press, Cambridge, 1989; Vol. 1, pp. 416–422) to the sharp (L ², Sobolev L ^p) estimates of .     

Sensitivity analysis of the greatest eigenvalue of a symmetric matrix via the ɛ-subdifferential of the associated convex quadratic form

LetA(·) be ann × n symmetric affine matrix-valued function of a parameteruR ^m , and let (u) be the greatest eigenvalue ofA(u). Recently, there has been interest in calculating (u), the subdifferential of atu, which is useful for both the construction of efficient algorithms for the minimization of (u) and the sensitivity analysis of (u), namely, the perturbation theory of (u). In this paper, more generally, we investigate the Legendre-Fenchel conjugate function of (·) and the -subdifferential (u) of atu. Then, we discuss relations between the set (u) and some perturbation bounds for (u).The author is deeply indebted to Professor J. B. Hiriart-Urruty who suggested this study and provided helpful advice and constant encouragement. The author also thanks the referees and the editors for their substantial help in the improvement of this paper.     

Algebraic systems of quadratic forms of number fields and function fields

In this paper we examine for which Witt classes ,..., _n over a number field or a function fieldF there exist a finite extensionL/F and ₂,..., _n L^* such thatT _L/F ()=1 andTr _L/F (_i)=_i fori=2,...n.