Quantum spin Hall and quantum valley Hall effects in trilayer graphene and their topological structures

The present study pertains to the trilayer graphene in the presence of spin orbit coupling to probe the quantum spin/valley Hall effect. The spin Chern-number C_s for energy-bands of trilayer graphene having the essence of intrinsic spin–orbit coupling is analytically calculated. We find that for each valley and spin, C_s is three times larger in trilayer graphene as compared to single layer graphene. Since the spin Chern-number corresponds to the number of edge states,consequently the trilayer graphene has edge states, three times more in comparison to single layer graphene. We also study the trilayer graphene in the presence of both electric-field and intrinsic spin–orbit coupling and investigate that the trilayer graphene goes through a phase transition from a quantum spin Hall state to a quantum valley Hall state when the strength of the electric field exceeds the intrinsic spin coupling strength. The robustness of the associated topological bulk-state of the trilayer graphene is evaluated by adding various perturbations such as Rashba spin–orbit(RSO) interaction αR, and exchange-magnetization M. In addition, we consider a theoretical model, where only one of the outer layers in trilayer graphene has the essence of intrinsic spin–orbit coupling, while the other two layers have zero intrinsic spin–orbit coupling.Although the first Chern number is non-zero for individual valleys of trilayer graphene in this model, however, we find that the system cannot be regarded as a topological insulator because the system as a whole is not gaped.     

Assessment of bilayer silicene to probe as quantum spin and valley Hall effect

Silicene takes precedence over graphene due to its buckling type structure and strong spin orbit coupling. Motivated by these properties, we study the silicene bilayer in the presence of applied perpendicular electric field and intrinsic spin orbit coupling to probe as quantum spin/valley Hall effect. Using analytical approach, we calculate the spin Chern-number of bilayer silicene and then compare it with monolayer silicene. We reveal that bilayer silicene hosts double spin Chern-number as compared to single layer silicene and therefore accordingly has twice as many edge states in contrast to single layer silicene. In addition, we investigate the combined effect of intrinsic spin orbit coupling and the external electric field, we find that bilayer silicene, likewise single layer silicene, goes through a phase transitions from a quantum spin Hall state to a quantum valley Hall state when the strength of the applied electric field exceeds the intrinsic spin orbit coupling strength. We believe that the results and outcomes obtained for bilayer silicene are experimentally more accessible as compared to bilayer graphene, because of strong SO coupling in bilayer silicene.     

Time-reversal-symmetry-broken quantum spin Hall effect

The quantum spin Hall (QSH) state of matter is usually considered to be protected by time-reversal (TR) symmetry. We investigate the fate of the QSH effect in the presence of the Rashba spin-orbit coupling and an exchange field, which break both inversion and TR symmetries. It is found that the QSH state characterized by nonzero spin Chern numbers C(±) = ±1 persists when the TR symmetry is broken. A topological phase transition from the TR-symmetry-broken QSH phase to a quantum anomalous Hall phase occurs at a critical exchange field, where the bulk band gap just closes. It is also shown that the transition from the TR-symmetry-broken QSH phase to an ordinary insulator state cannot happen without closing the band gap.     

Persistent currents in a graphene ring with armchair edges

A graphene nanoribbon with armchair edges is known to have no edge state. However, if the nanoribbon is in the quantum spin Hall state, then there must be helical edge states. By folding a graphene ribbon into a ring and threading it by a magnetic flux, we study the persistent charge and spin currents in the tight-binding limit. It is found that, for a broad ribbon, the edge spin current approaches a finite value independent of the radius of the ring. For a narrow ribbon, inter-edge coupling between the edge states could open the Dirac gap and reduce the overall persistent currents. Furthermore, by enhancing the Rashba coupling, we find that the persistent spin current gradually reduces to zero at a critical value beyond which the graphene is no longer a quantum spin Hall insulator.     

声子晶体中的多重拓扑相

研究了圆环型波导依照蜂窝结构排列的声子晶体系统中的拓扑相变.利用晶格结构的点群对称性实现赝自旋,并在圆环中引入旋转气流来打破时间反演对称性.通过紧束缚近似模型计算的解析结果表明,没有引入气流时,调节几何参数,系统存在普通绝缘体和量子自旋霍尔效应绝缘体两个相;引入气流后,可以实现新的时间反演对称性破缺的量子自旋霍尔效应相,而增大气流强度,则可以实现量子反常霍尔效应相.这三个拓扑相可以通过自旋陈数来分类.通过有限元软件模拟了多个系统中边界态的传播,发现不同于量子自旋霍尔效应相,量子反常霍尔相系统的表面只支持一种自旋的边界态,并且它无需时间反演对称性保护.     

Tunable valley filter efficiency by spin–orbit coupling in silicene nanoconstrictions

Valley filter is a promising device for producing valley polarized current in graphene-like two-dimensional honeycomb lattice materials. The relatively large spin–orbit coupling in silicene contributes to remarkable quantum spin Hall effect, which leads to distinctive valley-dependent transport properties compared with intrinsic graphene. In this paper,quantized conductance and valley polarization in silicene nanoconstrictions are theoretically investigated in quantum spinHall insulator phase. Nearly perfect valley filter effect is found by aligning the gate voltage in the central constriction region. However, the valley polarization plateaus are shifted with the increase of spin–orbit coupling strength, accompanied by smooth variation of polarization reversal. Our findings provide new strategies to control the valley polarization in valleytronic devices.     

Effective spin dephasing mechanism in confined two-dimensional topological insulators

A Kramers pair of helical edge states in quantum spin Hall effect (QSHE) is robust against normal dephasing but not robust to spin dephasing. In our work, we provide an effective spin dephasing mechanism in the puddles of two-dimensional (2D) QSHE, which is simulated as quantum dots modeled by 2D massive Dirac Hamiltonian. We demonstrate that the spin dephasing effect can originate from the combination of the Rashba spin-orbit coupling and electron-phonon interaction, which gives rise to inelastic backscattering in edge states within the topological insulator quantum dots, although the time-reversal symmetry is preserved throughout. Finally, we discuss the tunneling between extended helical edge states and local edge states in the QSH quantum dots, which leads to backscattering in the extended edge states. These results can explain the more robust edge transport in InAs/GaSb QSH systems.     

半导体中自旋轨道耦合及自旋霍尔效应

本文主要评述和介绍半导体微结构中自旋轨道耦合的研究和最近的研究进展。我们细致地讨论了半导体微结构中自旋轨道耦合的物理起源和窄带隙半导体量子阱中的自旋霍尔效应。我们发现目前国际上广泛采用的线性Rashba模型在较大的电子平面波矢处失效:即自旋轨道耦合导致的能带自旋劈裂不再随电子波矢的增加而增加,而是开始下降,即出现强烈的非线性行为。这种非线性的行为起源于导带和价带间耦合的减弱。这种非线性行为还会导致电子的D’yakonov-Perel’自旋弛豫速率在较高能量处下降,与线性模型的结果完全相反。在此基础上,我们构造统一描述电子和空穴自旋霍尔效应的理论框架。我们的方法可以非微扰地计入自旋轨道耦合对本征自旋霍尔效应的影响。我们将此方法应用于强自旋轨道耦合的情形,即窄带隙CdHgTe/CdTe半导体量子阱。我们发现调节外电场或量子阱的阱宽可以作为导致量子相变和本征自旋霍尔效应的开关。我们的工作可能会为区别和实验验证本征自旋霍尔效应提供物理基础。     

Z2 topological order and the quantum spin Hall effect

The quantum spin Hall (QSH) phase is a time reversal invariant electronic state with a bulk electronic band gap that supports the transport of charge and spin in gapless edge states. We show that this phase is associated with a novel Z2 topological invariant, which distinguishes it from an ordinary insulator. The Z2 classification, which is defined for time reversal invariant Hamiltonians, is analogous to the Chern number classification of the quantum Hall effect. We establish the Z2 order of the QSH phase in the two band model of graphene and propose a generalization of the formalism applicable to multiband and interacting systems.     

Persistence of Spin Edge Currents in Disordered Quantum Spin Hall Systems

For a disordered two-dimensional model of a topological insulator (such as a Kane-Mele model with disordered potential) with small coupling of spin invariance and time-reversal symmetry breaking terms (such as a Rashba spin-orbit coupling and a Zeeman term), it is proved that the spin edge currents persist provided there is a spectral gap and the spin Chern numbers are well-defined and non-trivial. These are sufficient conditions for being in the quantum spin Hall phase. The result materializes the general philosophy that topological insulators are topologically non-trivial bulk systems with persistent edge or surface currents.     

Quantum spin Hall effect in graphene

We study the effects of spin orbit interactions on the low energy electronic structure of a single plane of graphene. We find that in an experimentally accessible low temperature regime the symmetry allowed spin orbit potential converts graphene from an ideal two-dimensional semimetallic state to a quantum spin Hall insulator. This novel electronic state of matter is gapped in the bulk and supports the transport of spin and charge in gapless edge states that propagate at the sample boundaries. The edge states are nonchiral, but they are insensitive to disorder because their directionality is correlated with spin. The spin and charge conductances in these edge states are calculated and the effects of temperature, chemical potential, Rashba coupling, disorder, and symmetry breaking fields are discussed.     

Spin-filtered edge states in graphene

Spin–orbit coupling changes graphene, in principle, into a two-dimensional topological insulator, also known as quantum spin Hall insulator. One of the expected consequences is the existence of spin-filtered edge states that carry dissipationless spin currents and undergo no backscattering in the presence of non-magnetic disorder, leading to quantization of conductance. Whereas, due to the small size of spin–orbit coupling in graphene, the experimental observation of these remarkable predictions is unlikely, the theoretical understanding of these spin-filtered states is shedding light on the electronic properties of edge states in other two-dimensional quantum spin Hall insulators. Here we review the effect of a variety of perturbations, like curvature, disorder, edge reconstruction, edge crystallographic orientation, and Coulomb interactions on the electronic properties of these spin filtered states.     

Intrinsic contribution to spin Hall and spin Nernst effects in a bilayer graphene

We consider intrinsic contributions to the spin Hall and spin Nernst effects in a bilayer graphene. The relevant electronic spectrum is obtained from the tight binding Hamiltonian, which also includes the intrinsic spin-orbit interaction. The corresponding spin Hall and spin Nernst conductivities are compared with those obtained from effective low-energy k ?p and reduced Hamiltonians, which are appropriate for states in the vicinity of the Fermi level of a neutral bilayer graphene. Both conductivities are determined within the linear response theory and Green function formalism. The influence of an external voltage between the two atomic sheets is also considered. The results reveal a transition from the topological spin Hall insulator phase at low voltages to conventional insulator phase at larger voltages.     

Spin Hall conductivity in three-dimensional topological insulator/normal insulator heterostructures

In the framework of an effective functional approach based on the k · p method, we study the combined effect of an interface potential and a thickness of a three-dimensional (3D) topological insulator (TI) thin film on the spin Hall conductivity in layered heterostructures comprising TI and normal insulator (NI) materials. We derive an effective two-dimensional (2D) Hamiltonian of a 3D TI thin film sandwiched between two NI slabs and define the applicability limits of approximations used. The energy gap and mass dispersion in the 2D Hamiltonian, originated from the hybridization between TI/NI interfacial bound electron states at the opposite boundaries of a TI film, are demonstrated to change sign with the TI film thickness and the interface potential strength. Finally, we argue that the spin Hall conductivity can efficiently be tuned varying the interface potential characteristics and TI film thickness.     

Intrinsic spin Hall effect in silicene: transition from spin Hall to normal insulator

An intrinsic contribution to the spin Hall effect in two‐dimensional silicene is considered theoretically within the linear response theory and Green's function formalism. When an external voltage normal to the silicene plane is applied, the spin Hall conductivity is shown to reveal a transition from the spin Hall insulator phase at low bias to the conventional insulator phase at higher voltages. This transition resembles the recently reported phase transition in bilayer graphene. The spin–orbit interaction responsible for this transition in silicene is much stronger than in graphene, which should make the transition observable experimentally. (© 2012 WILEY‐VCH Verlag GmbH & Co. KGaA, Weinheim)     

The topological quantum phase transitions in Lieb lattice driven by the Rashba SOC and exchange field

The quantum spin Hall (QSH) effect and the quantum anomalous Hall (QAH) effect in Lieblattice are investigated in the presence of both Rashba spin-orbit coupling (SOC) anduniform exchange field. The Lieb lattice has a simple cubic symmetry, which ischaracterized by the single Dirac-cone per Brillouin zone and the middle flat band in theband structure. The intrinsic SOC is essentially needed to open the full energy gap in thebulk. The QSH effect could survive even in the presence of the exchange field. In terms ofthe first Chern number and the spin Chern number, we study the topological nature and thetopological phase transition from the time-reversal symmetry broken QSH effect to the QAHeffect. For Lieb lattice ribbons, the energy spectrum and the wave-function distributionsare obtained numerically, where the helical edge states and the chiral edge states revealthe non-trivial topological QSH and QAH properties, respectively.     

Band topology and the quantum spin Hall effect in bilayer graphene

We consider bilayer graphene in the presence of spin-orbit coupling, in order to assess its behavior as a topological insulator. The first Chern number n for the energy bands of single-layer graphene and that for the energy bands of bilayer graphene are computed and compared. It is shown that for a given valley and spin, n for a Bernal-stacked bilayer is doubled with respect to that for the monolayer. This implies that this form of bilayer graphene will have twice as many edge states as single-layer graphene, which we confirm with numerical calculations and analytically in the case of an armchair terminated surface. Bernal-stacked bilayer graphene is a weak topological insulator, whose surface spectrum is susceptible to gap opening under spin-mixing perturbations. We assess the stability of the associated topological bulk state of bilayer graphene under various perturbations. In contrast, we show that AA-stacked bilayer graphene is not a topological insulator unless the spin-orbit coupling is bigger than the interlayer hopping. Finally, we consider an intermediate situation in which only one of the two layers has spin-orbit coupling, and find that although individual valleys have non-trivial Chern numbers for the case of Bernal stacking, the spectrum as a whole is not gapped, so the system is not a topological insulator.     

石墨烯中新奇量子物态的研究

石墨烯特殊的晶格结构和能带结构赋予了它独特的电学性质. 近年来, 分数量子霍尔态、 魔角石墨烯中的 关联绝缘体态和超导态等现象的发现不断证明着石墨烯是一种理想的二维模型体系, 可用于实现一系列新奇的量子物态, 对石墨烯中新奇量子物态的探测和调控也一直是凝聚态物理领域的前沿研究热点之一. 本文将系统地介绍近年来石墨烯中对称性破缺量子物态的研究进展, 包括平带中强关联量子物态的研究以及谷赝自旋调控的研究, 并介绍一种在纳米尺度、 单电子精度上探测二维材料体系简并度及对称性破缺态的普适方法, 希望为相关领域的研究人员提供参考和借鉴.     

Topological nature of in‐gap bound states in disordered large‐gap monolayer transition metal dichalcogenides

We propose a physical model based on disordered (a hole punched inside a material) monolayer transition metal dichalcogenides (TMDs) to demonstrate a large‐gap quantum valley Hall insulator. We find an emergence of bound states lying inside the bulk gap of the TMDs. They are strongly affected by spin–valley coupling, rest‐ and kinetic‐mass terms and the hole size. In addition, in the whole range of the hole size, at least two in‐gap bound states with opposite angular momentum, circulating around the edge of the hole, exist.Their topological insulator (TI) feature is analyzed by the Chern number, characterized by spacial distribution of their probabilities and confirmed by energy dispersion curves (energy vs. angular momentum). It not only sheds light on overcoming low‐temperature operating limitation of existing narrow‐gap TIs, but also opens an opportunity to realize valley‐ and spin‐qubits. (© 2016 WILEY‐VCH Verlag GmbH &Co. KGaA, Weinheim)     

Interplay of Rashba spin orbit coupling and disorder in the conductance properties of a four terminal junction device

We report a thorough theoretical investigation on the quantum transport of a disordered four terminal device in the presence of Rashba spin orbit coupling (RSOC) in two dimensions. Specifically we compute the behaviour of the longitudinal (charge) conductance, spin Hall conductance and spin Hall conductance fluctuation as a function of the strength of disorder and Rashba spin orbit interaction using the Landauer Büttiker formalism via Green’s function technique. Our numerical calculations reveal that both the conductances diminish with disorder. At smaller values of the RSOC parameter, the longitudinal and spin Hall conductances increase, while both vanish in the strong RSOC limit. The spin current is more drastically affected by both disorder and RSOC than its charge counterpart. The spin Hall conductance fluctuation does not show any universality in terms of its value and it depends on both disorder as well as on the RSOC strength. Thus the spin Hall conductance fluctuation has a distinct character compared to the fluctuation in the longitudinal conductance. Further one parameter scaling theory is studied to assess the transition to a metallic regime as claimed in literature and we find no confirmation about the emergence of a metallic state induced by RSOC.