Fractional Moment Estimates for Random Unitary Operators

We consider unitary analogs of d-dimensional Anderson models on l²( $$\mathbb(z)$$^d) defined by the product U=D S where S is a deterministic unitary and D is a diagonal matrix of i.i.d. random phases. The operator S is an absolutely continuous band matrix which depends on parameters controlling the size of its off-diagonal elements. We adapt the method of Aizenman–Molchanov to get exponential estimates on fractional moments of the matrix elements of U(U –z)^–1, provided the distribution of phases is absolutely continuous and the parameters correspond to small off-diagonal elements of S. Such estimates imply almost sure localization for U.     

Excited-state absorption and third-order optical nonlinearities in symmetric π-electron organic molecules

Excited-State Absorption (ESA), Two-Photon Absorption (TPA) and the third-order polarizability (;,, – ) have been investigated for a model dichloride derivative of a symmetrically substituted benzylidene analine (SBAC), using a multielectron configuration-interaction procedure. The calculations indicate that SBAC exhibits ESA across the visible region of the spectrum, but that it is not as extensive as for molecules such as the phthalocyanines. The magnitude of the third-order polarizability is dominated by resonance enhancement from a very strongA _g B _u one-photon absorption. The calculated off-resonance value for (;,, – ) suggests that SBAC is a potential candidate for ultrafast switching applications.     

The semiclassical limit for gauge theory onS 2

It is shown that the Yang-Mills measureZ _h ^–1 e^–S()/h[D], whereh>0, describing gauge fields on the two-sphere converges to a probability measure on the moduli space of Yang-Mills connections onS ², ash0.This work was partially supported by NSF Grants DMS-8922941, and PHY-8912067     

Spectral superbroadening of self-focused picosecond laser pulses in D2O

Intense picosecond light pulses of a mode-locked Nd: glass laser at _L =1054 nm (fundamental wavelength) and _SH =527 nm (second harmonic wavelength) are passed through a sample of D₂O under self-focusing conditions. Spectrally structured superbroadened, spatially bell-shaped emission in the forward direction is obtained. Primary generation processes are pump-pulse-degenerate stimulated parametric four-photon interaction (₁ + _{1 3} + ₄) and stimulated Raman scattering (_{1 R} + ), which occur concurrently (₁= _L or _SH angular pump frequency, #x03C9; _R first Stokes frequency, #x03C9; signal frequency, #x03C9;₃ signal frequency, #x03C9;₄ idler frequency). The parametric four-photon interaction occurs under collinear non-phase-matched conditions and under longitudinally phase-matched, transversally non-phase-matched (erenkov-like) conditions. Subsequent interaction processes are pump-pulse-nondegenerate four-photon interaction of the type ₁ + _{R 3} + ₄, coherent antiStokes Raman scattering (CARS, ₁ + ₁ – _{4 3}), inverse Raman scattering ( _A + ₁ + ), and cascading light up-conversion of the type ₁ + _(i) – _{R (i+1)}.     

Extensible Embeddings of Black-Hole Geometries

Removing a black hole conic singularity by means of Kruskal representation is equivalent to imposing extensibility on the Kasner–Fronsdal local isometric embedding of the corresponding black hole geometry. Allowing for globally non-trivial embeddings, living in Kaluza–Klein-like M ₅ × S ₁ (rather than in standard Minkowski M ₆ ) and parametrized by some wave number k, extensibility can be achieved for apparently forbidden frequencies in the range ₁ (k) ₂ (k). As k 0, _{1, 2} (0) _H (e.g., _H = 1/4M in the Schwarzschild case) such that the Hawking–Gibbons limit is fully recovered. The various Kruskal sheets are then viewed as slices of the Kaluza–Klein background. Euclidean k discreteness, dictated by imaginary time periodicity, is correlated with flux quantization of the underlying embedding gauge field.     

Special frequencies and Lifshitz singularities in binary random harmonic chains

We consider a one-dimensional chain of coupled harmonic oscillators; the mass of each atom is a random variable taking only two values (M or 1). We investigate the integrated density of statesH(²) near special frequencies: a given frequency _s with rational wavelength becomes special if the mass ratioM exceeds a certain critical valueM _c . We show thatH has essential singularities of the typesH _sg exp(–C ₁ ¦²– _s ² ¦^–1/2) or exp(–C ₂¦²– _s ² ¦^–1), according to the value ofM and the sign of (²– _s ² ). The Lifshitz singularity at the band edge is analyzed in the same way. In each case, the constantC ₁ orC ₂ is evaluated explicitly and compared with a vast amount of numerical work. All these exponential singularities are modulated by periodic amplitudes. The properties of the eigenfunctions with frequencies close to the special values are also discussed, and are illustrated by numerical data.     

A theory of 1/f noise

Letu() be an absolutely integrable function and define the random process where thet _i are Poisson arrivals and thes _i, are identically distributed nonnegative random variables. Under routine independence assumptions, one may then calculate a formula for the spectrum ofn(t), S _n(), in terms of the probability density ofs, p_s(). If any probability density p_s() having the property p_s() I for small is substituted into this formula, the calculated S_n() is such that S_n() 1 for small . However, this is not a spectrum of a well-defined random process; here, it is termed alimit spectrum. If a probability density having the property p_s() for small , where > 0, is substituted into the formula instead, a spectrum is calculated which is indeed the spectrum of a well-defined random process. Also, if the latter p_s is suitably close to the former p_s, then the spectrum in the second case approximates, to an arbitrary, degree of accuracy, the limit spectrum. It is shown how one may thereby have 1/f noise with low-frequency turnover, and also strict 1/f ^1– noise (the latter spectrum being integrable for > 0). Suitable examples are given. Actually, u() may be itself a random process, and the theory is developed on this basis.     

One-dimensional random walk with self-interaction

A standard random walk on a one-dimensional integer lattice is considered where the probability ofk self-intersections of a path =(0, (1),..., (n) is proportional toe ^–k . It is proven that for <0,n ^–1/3(n) converges to a certain continuous random variable. For >0 the formulas are given for the asymptotic Westerwater velocity of a generic path and for the variance of the fluctuations about the asymptotic motion.     

The proper formula for relative entropy and its asymptotics in quantum probability

Umegaki's relative entropyS(,)=TrD (logD –logD ) (of states and with density operatorsD andD , respectively) is shown to be an asymptotic exponent considered from the quantum hypothesis testing viewpoint. It is also proved that some other versions of the relative entropy give rise to the same asymptotics as Umegaki's one. As a byproduct, the inequality TrA logAB TrA(logA+logB) is obtained for positive definite matricesA andB.     

Some exact models for nonspherical collapse. III

The gravitational nonradiative collapse of dust configurations in the presence of electromagnetic field is analyzed in terms of exact dynamical solutions for a wide range of spacetime symmetries: cylindrical, pseudoplanar, toroidal, and also spherical, planar, and pseudospherical [when the anisotropy factor of the (x ²,x ³) surfaces,(R, T), is replaced by a massless scalar field]. The condition that the collapse is nonradiative leaves three possibilities for the coordinate dependence of(R,T) (i)=(a),a (R, T) being the scale factor of the (x ²,x ³) surfaces, (ii)=(T), and (iii)=(R). Almost all (in the meaning indicated in the text) solutions for charged dust with=(a) and for dust in the external electromagnetic field with=(T) and=(R) have been obtained and discussed. A wideranging discussion concerning the topics of papers I–III is given. Special attention is paid to the question of horizon existence and formation and also the perspective of extension of the techniques developed onto the more realistic case of axial symmetry.     

Ultrasound in spin glasses

The change of the sound velocity v(,T) and the damping of sound waves (,T) in spin glasses are calculated in the frame-work of an Ising model with a random distribution of exchange interactions. The calculation is based on linearized equations of motion for the spins and on an improved mean field approximation which includes the Onsager reaction field. Near to the freezing temperatureT _f and at high temperatures v(,T) and (,T) turn out to be approximately proportional to the real and the imaginary parts of the dynamical susceptibility. For the special case of infinite range interactions atT=T _f one has v(, T_f) ( )^1/2 and (, T_f) (/)^1/2 where is the relaxation time of independent spins. However, already slightly aboveT _f the frequency dependence of both quantities becomes rather small for RKKY spin glasses. At high temperatures both, v(,T) and (,T) vary asT ^–1.SFB 125 Aachen-Jülich-Köln     

On the Riemann theta function of a trigonal curve and solutions of the Boussinesq and KP equations

Recently, considerable progress has been made in understanding the nature of the algebro-geometrical superposition principles for the solutions of nonlinear completely integrable evolution equations, and mainly for the equations related to hyperelliptic Riemann surfaces. Here we find such a superposition formula for particular real solutions of the KP and Boussinesq equations related to the nonhyperelliptic curve ⁴ = ( – E ₁) ( – E ₂) ( – E ₃) ( – E ₄). It is shown that the associated Riemann theta function may be decomposed into a sum containing two terms, each term being the product of three one-dimensional theta functions. The space and time variables of the KP and Boussinesq equations enter into the arguments of these one-dimensional theta functions in a linear way.On leave from Leningrad State University and Leningrad Institute of Aviation Instrumentation.     

Possible use of a gas-discharge plasma in an oscillating field to modulate electromagnetic radiation

The conditions for resonance and signal cutoff are determined from the dispersion relation for the complex refractive index for a plane electromagnetic wave propagating in a gas-discharge plasma when a magnetic field H = H₀ + H₁e^jt is imposed on the plasma. The refractive index and absorption are calculated for circularly polarized waves as functions of the alternating magnetic field with _p, _b, andv as parameters. Possible observation of modulation of the transmitted signal is demonstrated.Translated from Izvestiya Vysshikh Uchebnykh Zavedenii, Fizika, No. 4, pp. 94–99, April, 1971.     

The modular group and super-KMS functionals

Every normal, faithful, self-adjoint functional on a von Neumann algebraA canonically determines a one-parameter-weakly continuous *-automorphism group (the analog of the modular group) and a canonical ₂ grading onA, commuting with . We show that the functional satisfies the weak super-KMS property with respect to and Furthermore, we prove that and are the unique pair of a-weakly continuous one-parameter *-automorphism group and a grading of the algebra, commuting with each other, with respect to which is weakly super-KMS. The above results thus provide a complete extension of the theory of Tomita and Takesaki to the nonpositive case.Supported in part by the National Science Foundation under Grant DMS-8922002.     

The Schrödinger equation and canonical perturbation theory

LetT ₀(, )+V be the Schrödinger operator corresponding to the classical HamiltonianH ₀()+V, whereH ₀() is thed-dimensional harmonic oscillator with non-resonant frequencies =(₁, ... , _d ) and the potentialV(q ₁, ... ,q _d) is an entire function of order (d+1)^–1. We prove that the algorithm of classical, canonical perturbation theory can be applied to the Schrödinger equation in the Bargmann representation. As a consequence, each term of the Rayleigh-Schrödinger series near any eigenvalue ofT ₀(, ) admits a convergent expansion in powers of of initial point the corresponding term of the classical Birkhoff expansion. Moreover ifV is an even polynomial, the above result and the KAM theorem show that all eigenvalues _n (, ) ofT ₀+V such thatn coincides with a KAM torus are given, up to order , by a quantization formula which reduces to the Bohr-Sommerfeld one up to first order terms in .     

Lagrangian constraints and gauge symmetries

Within the study of degenerate Lagrangian systems, a new intrinsic expression is proposed for the conditions under which the solutions of the dynamical equation i=dE do exist and are second-order vector fields. Such conditions are expressed in terms of generalized symmetries for the Lagrangian and constitute further progress in understanding the connection between constraints and gauge invariance within the Lagrange framework.     

Classical “freezing” of plane rotations: A proof of the Boltzmann-Jeans conjecture

Using simple known methods and results of classical perturbation theory, especially those due to Nekhoroshev and Neishtadt, we study the energy exchanges between the rotational and the translational degrees of freedom in a particular model representing the planar motion of a rigid body in a bounded analytic potential. We prove that, if the angular velocity is initially large, then the energy exchanges are small,O( ^–1), for times growing exponentially with, |t|exp. We also deduce that in a scattering process from a (smooth) potential barrier, the overall change in the rotational energy of the incoming body is exponentially small in, exp(–. The results are interpreted in the light of an old conjecture by Boltzmann and Jeans on the existence of very large time scales for equilibrium in statistical systems containing high-frequency degrees of freedom (purely classical freezing of the high-frequency degrees of freedom); the rotating object is, in this interpretation, a (classical) molecule, which moves in an external field, or collides with the wall of a container. Two different limits of large are considered, namely the limit of large rotational energy, and (as is interesting for the molecular interpretation) the limit of point mass, at finite rotational energy.     

CW coherent VUV radiation generated by resonant sum-frequency mixing in metal vapors

Resonant third-order sum-frequency mixing of continuous-wave visible and ultraviolet laser light is investigated in the metal vapors of Sr, Ca, Mg, and Zn. The laser radiation (with the frequencies ₁, ₂, and ₃) is generated by single-mode dye- and argonion lasers. The third-order nonlinear susceptibility is enhanced by tuning the laser frequencies 2₁ or ₁+₂ to a two-photon resonance. The wavelength of the generated coherent VUV radiation (with the frequency _VUV=3₁, _VUV=2₁+₂ or _VUV=₁+₂+₃) is tunable in spectral regions between 133 and 217 nm. For most conversion processes an additional enhancement of the nonlinearity is provided by an autoionizing level or by a highly excited state close to E=_VUV. With laser powers of 0.2–3 W the power of the generated sum frequencies is in the range of 5×10⁵–6×10¹⁰ photons s^–1 (0.5 pW–60 nW).     

Effect of Nonhomogeneous Broadening on the Free Induction Signal for a Double-Level Spin System

An investigation of the evolution of the free induction signal as a function of /₁ is made, where is the nonhomogeneous width of the magnetic resonance line of a double-level spin system and ₁ = B ₁, where is the gyromagnetic ratio and B ₁ is the amplitude of a radio-frequency field. It is shown that two stages can be distinguished in the evolution of the free induction signal on excitation of the spin system by a large-area pulse (₁ t ₁ >> 1) of length t ₁. In the first stage (t t ₁), reversible relaxation leads to an oscillatory and exponential dip. With a fixed ₁, an increase in practically does not change the frequency of oscillations and the signal amplitude decreases. In the second stage (t > t ₁), there is only an exponential decay of the signal at a rate equal to . It is demonstrated that, with nonresonant excitation, the coherent properties of the free induction signal manifest themselves in the formation of a single-pulse echo. The theoretical results are in good agreement with the experimental data obtained in nuclear magnetic resonance for protons in glycerin. The conclusion is drawn that the theorem of coherent transients in double-level systems with a finite nonhomogeneous width of the line is valid.     

830 nm emission in sodium vapor

We demonstrate that the intriguing 830 nm coherent emission, which is observed when sodium vapor is pumped with a high-power pulsed laser tuned near the 3S4D two-photon transition, is due to an axially phase-matched six-wave mixing process. This conclusion is based upon the observation of emission near 584 nm, which is coupled to the 830 nm emission in the six-wave mixing process: ₁+₂=2_L–_4D4P –_4P3D . In addition, we have observed coherent emission near 1.16 m, which is due to an analogous process involving cascade through the 4S (as opposed to the 3D) state. We calculate the wavelengths of all photons involved in these processes using the standard formulas of parametric wave-mixing theory, and show that they can be predicted to within experimental uncertainties. Finally we report observations of significant blue shifts of the 830 nm and 1.16 m emissions in a mixed sodium-potassium vapor. These shifts can be readily understood by considering the effect of the potassium on the frequency-dependent refractive index of the vapor. Due to these results, other recent interpretations of the 830 nm emission as stimulated excimer emission on the Na₂ 1³ _g ⁺ 1³ _u ⁺ band must now be rejected.