Rashba自旋轨道耦合下square-octagon晶格的拓扑相变

本文研究了各向同性square-octagon晶格在内禀自旋轨道耦合、Rashba自旋轨道耦合和交换场作用下的拓扑相变,同时引入陈数和自旋陈数对系统进行拓扑分类.系统在自旋轨道耦合和交换场的影响下会出现许多拓扑非平庸态,包括时间反演对称破缺的量子自旋霍尔态和量子反常霍尔态.特别的是,在时间反演对称破缺的量子自旋霍尔效应中,无能隙螺旋边缘态依然能够完好存在.调节交换场或者填充因子的大小会导致系统发生从时间反演对称破缺的量子自旋霍尔态到自旋过滤的量子反常霍尔态的拓扑相变.边缘态能谱和自旋谱的性质与陈数和自旋陈数的拓扑刻画完全一致.这些研究成果为自旋量子操控提供了一个有趣的途径.     

Topological phase in one-dimensional Rashba wire

We study the possible topological phase in a one-dimensional(1D) quantum wire with an oscillating Rashba spin–orbital coupling in real space. It is shown that there are a pair of particle–hole symmetric gaps forming in the bulk energy band and fractional boundary states residing in the gap when the system has an inversion symmetry. These states are topologically nontrivial and can be characterized by a quantized Berry phase ±π or nonzero Chern number through dimensional extension. When the Rashba spin–orbital coupling varies slowly with time, the system can pump out 2 charges in a pumping cycle because of the spin flip effect. This quantized pumping is protected by topology and is robust against moderate disorders as long as the disorder strength does not exceed the opened energy gap.     

Effective spin dephasing mechanism in confined two-dimensional topological insulators

A Kramers pair of helical edge states in quantum spin Hall effect (QSHE) is robust against normal dephasing but not robust to spin dephasing. In our work, we provide an effective spin dephasing mechanism in the puddles of two-dimensional (2D) QSHE, which is simulated as quantum dots modeled by 2D massive Dirac Hamiltonian. We demonstrate that the spin dephasing effect can originate from the combination of the Rashba spin-orbit coupling and electron-phonon interaction, which gives rise to inelastic backscattering in edge states within the topological insulator quantum dots, although the time-reversal symmetry is preserved throughout. Finally, we discuss the tunneling between extended helical edge states and local edge states in the QSH quantum dots, which leads to backscattering in the extended edge states. These results can explain the more robust edge transport in InAs/GaSb QSH systems.     

The topological quantum phase transitions in Lieb lattice driven by the Rashba SOC and exchange field

The quantum spin Hall (QSH) effect and the quantum anomalous Hall (QAH) effect in Lieblattice are investigated in the presence of both Rashba spin-orbit coupling (SOC) anduniform exchange field. The Lieb lattice has a simple cubic symmetry, which ischaracterized by the single Dirac-cone per Brillouin zone and the middle flat band in theband structure. The intrinsic SOC is essentially needed to open the full energy gap in thebulk. The QSH effect could survive even in the presence of the exchange field. In terms ofthe first Chern number and the spin Chern number, we study the topological nature and thetopological phase transition from the time-reversal symmetry broken QSH effect to the QAHeffect. For Lieb lattice ribbons, the energy spectrum and the wave-function distributionsare obtained numerically, where the helical edge states and the chiral edge states revealthe non-trivial topological QSH and QAH properties, respectively.     

Time-reversal-symmetry-broken quantum spin Hall effect

The quantum spin Hall (QSH) state of matter is usually considered to be protected by time-reversal (TR) symmetry. We investigate the fate of the QSH effect in the presence of the Rashba spin-orbit coupling and an exchange field, which break both inversion and TR symmetries. It is found that the QSH state characterized by nonzero spin Chern numbers C(±) = ±1 persists when the TR symmetry is broken. A topological phase transition from the TR-symmetry-broken QSH phase to a quantum anomalous Hall phase occurs at a critical exchange field, where the bulk band gap just closes. It is also shown that the transition from the TR-symmetry-broken QSH phase to an ordinary insulator state cannot happen without closing the band gap.     

Persistence of Spin Edge Currents in Disordered Quantum Spin Hall Systems

For a disordered two-dimensional model of a topological insulator (such as a Kane-Mele model with disordered potential) with small coupling of spin invariance and time-reversal symmetry breaking terms (such as a Rashba spin-orbit coupling and a Zeeman term), it is proved that the spin edge currents persist provided there is a spectral gap and the spin Chern numbers are well-defined and non-trivial. These are sufficient conditions for being in the quantum spin Hall phase. The result materializes the general philosophy that topological insulators are topologically non-trivial bulk systems with persistent edge or surface currents.     

Topological phase transition in anisotropic square-octagon lattice with spin–orbit coupling and exchange field

We investigate the topological phase transitions in an anisotropic square-octagon lattice in the presence of spin–orbit coupling and exchange field. On the basis of the Chern number and spin Chern number, we find a number of topologically distinct phases with tuning the exchange field, including time-reversal-symmetry-broken quantum spin Hall phases, quantum anomalous Hall phases and a topologically trivial phase. Particularly, we observe a coexistent state of both the quantum spin Hall effect and quantum anomalous Hall effect. Besides, by adjusting the exchange filed, we find the phase transition from time-reversal-symmetry-broken quantum spin Hall phase to spin-imbalanced and spin-polarized quantum anomalous Hall phases, providing an opportunity for quantum spin manipulation. The bulk band gap closes when topological phase transitions occur between different topological phases. Furthermore, the energy and spin spectra of the edge states corresponding to different topological phases are consistent with the topological characterization based on the Chern and spin Chern numbers.     

Quantum anomalous Hall effect and related topological electronic states

Over a long period of exploration, the successful observation of quantized version of anomalous Hall effect (AHE) in thin film of magnetically doped topological insulator (TI) completed a quantum Hall trio—quantum Hall effect (QHE), quantum spin Hall effect (QSHE), and quantum anomalous Hall effect (QAHE). On the theoretical front, it was understood that the intrinsic AHE is related to Berry curvature and U(1) gauge field in momentum space. This understanding established connection between the QAHE and the topological properties of electronic structures characterized by the Chern number. With the time-reversal symmetry (TRS) broken by magnetization, a QAHE system carries dissipationless charge current at edges, similar to the QHE where an external magnetic field is necessary. The QAHE and corresponding Chern insulators are also closely related to other topological electronic states, such as TIs and topological semimetals, which have been extensively studied recently and have been known to exist in various compounds. First-principles electronic structure calculations play important roles not only for the understanding of fundamental physics in this field, but also towards the prediction and realization of realistic compounds. In this article, a theoretical review on the Berry phase mechanism and related topological electronic states in terms of various topological invariants will be given with focus on the QAHE and Chern insulators. We will introduce the Wilson loop method and the band inversion mechanism for the selection and design of topological materials, and discuss the predictive power of first-principles calculations. Finally, remaining issues, challenges and possible applications for future investigations in the field will be addressed.     

声子晶体中的多重拓扑相

研究了圆环型波导依照蜂窝结构排列的声子晶体系统中的拓扑相变.利用晶格结构的点群对称性实现赝自旋,并在圆环中引入旋转气流来打破时间反演对称性.通过紧束缚近似模型计算的解析结果表明,没有引入气流时,调节几何参数,系统存在普通绝缘体和量子自旋霍尔效应绝缘体两个相;引入气流后,可以实现新的时间反演对称性破缺的量子自旋霍尔效应相,而增大气流强度,则可以实现量子反常霍尔效应相.这三个拓扑相可以通过自旋陈数来分类.通过有限元软件模拟了多个系统中边界态的传播,发现不同于量子自旋霍尔效应相,量子反常霍尔相系统的表面只支持一种自旋的边界态,并且它无需时间反演对称性保护.     

Quantum spin Hall and quantum valley Hall effects in trilayer graphene and their topological structures

The present study pertains to the trilayer graphene in the presence of spin orbit coupling to probe the quantum spin/valley Hall effect. The spin Chern-number C_s for energy-bands of trilayer graphene having the essence of intrinsic spin–orbit coupling is analytically calculated. We find that for each valley and spin, C_s is three times larger in trilayer graphene as compared to single layer graphene. Since the spin Chern-number corresponds to the number of edge states,consequently the trilayer graphene has edge states, three times more in comparison to single layer graphene. We also study the trilayer graphene in the presence of both electric-field and intrinsic spin–orbit coupling and investigate that the trilayer graphene goes through a phase transition from a quantum spin Hall state to a quantum valley Hall state when the strength of the electric field exceeds the intrinsic spin coupling strength. The robustness of the associated topological bulk-state of the trilayer graphene is evaluated by adding various perturbations such as Rashba spin–orbit(RSO) interaction αR, and exchange-magnetization M. In addition, we consider a theoretical model, where only one of the outer layers in trilayer graphene has the essence of intrinsic spin–orbit coupling, while the other two layers have zero intrinsic spin–orbit coupling.Although the first Chern number is non-zero for individual valleys of trilayer graphene in this model, however, we find that the system cannot be regarded as a topological insulator because the system as a whole is not gaped.     

Floquet topological phase transition in two-dimensional quadratic band crossing system

We investigate the Hall effects of quadratic band crossing(QBC) fermions in a square optical lattice with spin–orbit coupling and orbital Zeeman term. We find that the orbital Zeeman term and shaking play critical roles in the systems,which can drive a topological transition from spin Hall phases to anomalous Hall phase with nonvanishing(spin) Chern numbers. Due to the interplay among the orbital Zeeman term, spin–orbit coupling, and the shaking, the phase diagram of the system exhibits rich phases, which are characterized by Chern number.     

The robustness of the quantum spin Hall effect to the thickness fluctuation in HgTe quantum wells

The quantum spin Hall effect(QSHE) was first realized in HgTe quantum wells(QWs),which remain the only known two-dimensional topological insulator so far.In this paper,we have systematically studied the effect of the thickness fluctuation of HgTe QWs on the QSHE.We start with the case of constant mass with random distributions,and reveal that the disordered system can be well described by a virtual uniform QW with an effective mass when the number of components is small.When the number is infinite and corresponds to the real fluctuation,we find that the QSHE is not only robust,but also can be generated by relatively strong fluctuation.Our results imply that the thickness fluctuation does not cause backscattering,and the QSHE is robust to it.     

Spin Accumulation in a Rashba Nanoribbon

We investigate theoretically the spin accumulation in a Rashba spin-orbit coupling (SOC) nanoribbon nonadiabatically connected to a normal conductor. Both the nanoribbon and conductor are described by a hard-wall confining potential. Using thescattering matrix approach within the effective free-electron approximation, we have calculated the out-of-plane spin accumulation in the nanoribbon. It is found that the spin accumulation shifts toward the two edges of nanoribbon with the increasing of propagation modes. Specifically, as the Rashba SOC strength increases the spin accumulation in the nanoribbon will be enhanced and this result may suggest us a simple method to control the spin accumulation of the system by Rashba SOC strength.     

High Chern number phase in topological insulator multilayer structures: A Dirac cone model study

We employ the Dirac cone model to explore the high Chern number (C) phases that are realized in the magnetic-doped topological insulator (TI) multilayer structures by Zhao et al. [Nature 588 419 (2020)]. The Chern number is calculated by capturing the evolution of the phase boundaries with the parameters, then the Chern number phase diagrams of the TI multilayer structures are obtained. The high-C behavior is attributed to the band inversion of the renormalized Dirac cones, along with which the spin polarization at the $\varGamma$ point will get increased. Moreover, another two TI multilayer structures as well as the TI superlattice structures are studied.     

Z2 topological order and the quantum spin Hall effect

The quantum spin Hall (QSH) phase is a time reversal invariant electronic state with a bulk electronic band gap that supports the transport of charge and spin in gapless edge states. We show that this phase is associated with a novel Z2 topological invariant, which distinguishes it from an ordinary insulator. The Z2 classification, which is defined for time reversal invariant Hamiltonians, is analogous to the Chern number classification of the quantum Hall effect. We establish the Z2 order of the QSH phase in the two band model of graphene and propose a generalization of the formalism applicable to multiband and interacting systems.     

Two-dimensional topological insulator state and topological phase transition in bilayer graphene

We show that gated bilayer graphene hosts a strong topological insulator (TI) phase in the presence of Rashba spin-orbit (SO) coupling. We find that gated bilayer graphene under preserved time-reversal symmetry is a quantum valley Hall insulator for small Rashba SO coupling λ(R), and transitions to a strong TI when λ(R)>√[U(2)+t(⊥)(2)], where U and t(⊥) are, respectively, the interlayer potential and tunneling energy. Different from a conventional quantum spin Hall state, the edge modes of our strong TI phase exhibit both spin and valley filtering, and thus share the properties of both quantum spin Hall and quantum valley Hall insulators. The strong TI phase remains robust in the presence of weak graphene intrinsic SO coupling.     

Anisotropic quantum transport in monolayer graphene in the presence of Rashba spin–orbit coupling

We have studied spin-dependent electron tunneling through the Rashba barrier in a monolayer graphene lattices. The transfer matrix method, have been employed to obtain the spin dependent transport properties of the chiral particles. It is shown that graphene sheets in the presence of Rashba spin–orbit barrier will act as an electron spin-inverter.     

Spin Polarization and Spin‐Flip Through Phosphorene Superlattice

The spin‐dependent transport properties, including spin polarization and spin‐flip for phosphorene superlattice in the presence of an extrinsic Rashba spin‐orbit interaction (RSOI) based on the transfer matrix method, are studied. The results show that the number of barriers in the superlattice structure plays a dominant role in output spin polarization, which can be used in designing optimized spintronic devices. In addition, by controlling on the Rashba strength, an incident spin‐up electron can be transmitted as a spin‐down electron. Also, it enables to convert the unpolarized incident electronic beam (with zero spin polarization) into an arbitrary output spin polarization, which plays a significant role in qubit circuits.     

Topological phases and phase transitions on the honeycomb lattice

We investigate possible phase transitions among the different topological insulators in a honeycomb lattice under the combined influence of spin-orbit couplings and staggered magnetic flux. We observe a series of topological phase transitions when tuning the flux amplitude, and find topologically nontrivial phases with high Chern number or spin-Chern number. Through tuning the exchange field, we also find a new quantum state which exhibits the electronic properties of both the quantum spin Hall state and quantum anomalous Hall state. The topological characterization based on the Chern number and the spin-Chern number are in good agreement with the edge-state picture of various topological phases.     

Third harmonic generation in quantum dot with Rashba spin orbit interaction

Here we have investigated the influence of magnetic field and confinement potential on nonlinear optical property, third harmonic generation (THG) of a parabolically confinement quantum dot in the presence of Rashba spin orbit interaction. We have used density matrix formulation for obtaining optical properties within the effective mass approximation. The results are presented as a function of confining potential, magnetic field, Rashba spin orbit interaction strength and photon energy. Our results indicate that an increase of Rashba spin orbit interaction coefficient produces strong effect on the peak positions of THG. The role of confinement strength and spin orbit interaction strength as control parameters on THG have been demonstrated.