Advanced chemistry of dioxetane-based chemiluminescent substrates originating from bioluminescence

A class of high-energy molecules, the 1,2-dioxetanes, have received a great deal of attention because of their unique ability to decompose thermally into electronically excited carbonyl products. Their chemistry originates from studies on molecular mechanisms of bioluminescence and has a history of over 30 years. However, the luminescent efficiency of the dioxetanes could hardly be compared with that for bioluminescence until a dioxetane bearing an easily oxidized aryl group was found to afford efficient chemiluminescence by the intramolecular chemically initiated electron exchange luminescence (CIEEL) mechanism. Nowadays, the CIEEL-type dioxetanes are being applied to modern biochemical and biomedical analyses. In this review, the advanced chemistry of the CIEEL-type dioxetanes as highly efficient chemiluminescent substrates is described, focusing on their molecular design and synthesis. Singlet chemiexcitation processes for the intramolecular CIEEL decay of dioxetanes and triplet chemiexcitation processes for the thermolysis of dioxetanes are also discussed.     

ENERGY TRANSFER-ENHANCED CHEMILUMINESCENCE OF ADAMANTANONE (n,π*) AND ESTER (π,π*) SINGLET AND TRIPLET EXCITED STATES IN THE THERMOLYSIS OF SILYLOXYARYL-SUBSTITUTED SPIROADAMANTYL DIOXETANES†

Abstract— The thermal generation of singlet and triplet excited states from silyloxyaryl-substituted spiroadamantyl dioxetanes lab and the adamantylidineadamantane dioxetane (1c) was investigated by direct and enhanced chemiluminescence (CL). 9,10-Diphenylanthracene (DPA) and 9-fluorenone were used as energy acceptors in the singlet-singlet (S-S), naphthalene and europium chelate Eu(TTA)₃Phen (TTA = thenoyltrifluoroacetone, Phen = 1,10-phenanthroline) in the triplet-triplet (T-T) and 9,10-di-bromoanthracene (DBA) in triplet-singlet (T-S) energy transfer experiments. The direct chemiluminescence observed in the thermolysis of dioxetanes lab consisted of fluorescence derived from the singlet-excited adamantanones 2a,b. In the presence of naphthalene, selective T-S energy transfer with DBA (napthalene as quencher) displayed the adamantanone triplets 2a,b and with Eu(TTA)₃Phen (naphthalene as mediator) also the silyloxyaryl ester 3 triplets. From the Stern-Volmer constants (k_TNT_T⁰) the triplet lifetimes t⁰_t of these triplet state products were assessed. By using the Hastings-Weber standard, the total triplet excitation yield (φ^t) was estimated to be ca 20%. The energies of the first excited singlet and triplet states of the adamantanones 2a,b and the silyloxyaryl ester 3, the products of the thermally induced decomposition of dioxetanes la-c , were determined by semiempirical calculations (AMI-based configuration interaction), which included explicitly solvent effects on the excitation energies in terms of a self-consistent reaction field approach. The calculations revealed that the first excited singlet and triplet states of the adamantanones 2a,b are expectedly n,π*-type excitations while the silyloxyaryl ester 3 possesses π,π* character. The semiempirical computations suggest that excitation of the adamantanones 2a,b as well as the silyloxyaryl ester 3 is feasible in the thermolysis of the spiroadamantyl dioxetanes lab , which has been confirmed by the experimental energy transfer studies.     

INTERACTION OF ENZYME-GENERATED SPECIES WITH CHLOROPHYLL-a AND PROBES BOUND TO SERUM ALBUMINS

Abstract— The interaction of serum albumin-bound acceptors with enzyme-generated and protected triplet species was studied in two types of systems. Chlorophyll-a bound to bovine and human serum albumins is efficiently excited by enzymatically generated triplet acetone and acetaldehyde. When the Chl-a concentration is much lower than that of the albumin the interaction occurs with chlorophyll in an aggregate in which one Chl-a is surrounded by several protein molecules. When the Chl-a concentration is higher than that of the protein, the aggregate contains the proteins and fluorescent chlorophylls in a 1:1 ratio. The excess chlorophylls, although able to interact with the donors, are not fluorescent.
In another study, probes bound to various specific sites of serum albumins were used as quenchers of the enzymatically generated triplet acetone. The efficiency of quenching by all the bound probes is equal and in one case even stronger than for the free probes.
A model for the interaction of the excited species contained in the enzyme with the acceptor(s) located in the protein is proposed.
The present results provide further evidence that enzyme-generated and protected triplet carbonyl species can interact through a collisional process with acceptors bound to or constituents of macromolecules.     

Stereochemistry as a probe for photochemical reaction mechanisms

In this publication we have reviewed examples derived from our photochemical investigations where stereochemistry provides information allowing elucidation of the mechanistic details of electronically excited state transformations. The reactions discussed include unimolecular rearrangements of both singlet and triplet excited state species.     

ASSESSMENT OF GENOTOXICITY AND MUTAGENICITY OF 1,2-DIOXETANES IN HUMAN CELLS USING A PLASMID SHUTTLE VECTOR

Abstract— 1,2-Dioxetanes are efficient sources of triplet excited carbonyl compounds on thermal decomposition. They cause photochemical and photobiological transformations in the dark. In order to study the genotoxicity and mutagenicity of 1,2-dioxetanes, the replicating shuttle vector pZ189 was damaged with 3,3,4-trimethyl-l,2-dioxetane(TrMD) or 3-hydroxymethyl-3,4,4-trimethyl-l,2-dioxetane (HTMD) in vitro and subsequently transfected into normal human lymphoblasts. We found a dose-dependent increase of genotoxicity (decrease of plasmid survival) and increase of mutation frequency with both dioxetanes. However, TrMD was less mutagenic than HTMD at similar genotoxicity. Sequence analysis of the supF gene revealed more point mutations than deletions. Single base substitutions occurred exclusively at G:C sites: 94.6% of point mutations with TrMD and 100% with HTMD were G:C to T:A and G:C to C:G transversions. These are the typical mutations following 7,8-dihydro-8-oxoguanine (8-oxo-G) formation, the main DNA lesion induced by TrMD and HTMD. Only with TrMD we found 5.4% G:C to A:T transitions, probably reflecting the more pronounced ability of TrMD to form some pyrimidine dimers. Our results indicate that 8-oxo-G is also the most relevant modification in in vivo mutagenesis.     

Chemically Initiated Electron Exchange Luminescence of Silyloxyaryl-Substituted Spiroadamantyl Dioxetanes: Kinetics and Excited State Yields

Abstract— The kinetics of the fluoride-induced decomposition of the thermally stable silyloxyaryl-substituted spiroadamantyl dioxetanes 1a,b and the excited state formation of this chemically initiated electron exchange luminescence (CIEEL) have been investigated. Two limiting kinetic regimes flash and glow have been identified, which depend on the fluoride concentration, the first at high, the second at low [F^-] triggering, whose detailed kinetic analysis affords the rate constants for the deprotected dioxetanes 2a,b cleavage in acetonitrile and dimethyl sulfoxide and chemiluminescence measurements the CIEEL and phen-olate 4 (CIEEL emitter) excitation yields. Chloro-substi-tution in the spiroadamantyl dioxetane does not affect the deprotection step k ₂ but leads to a ca five-fold faster cleavage of the deprotected dioxetane 2, while the chemiexcitation yield is the same for both dioxetanes. The energies of the first excited singlet and triplet states of the emitting phenolate 4 were estimated by AM1 configuration interaction calculations with explicit consideration of acetonitrile as solvent (self-consistent reaction field approach). The first excited singlet and triplet state of the CIEEL emitter phenolate 4 possess π,π* character, as suggested by the π-type molecular orbitals and the large singlet-triplet energy gap. The chemiexcitation of both singlet and triplet states of the excited phenolate 4 is feasible during the dioxetanes 1a,b cleavage, but the experimentally determined high singlet excitation yields suggest that preferentially the phenolate 4 singlet state is populated in the fluoride ion-triggered CIEEL process.     

CHEMIENERGIZED SPECIES IN PEROXIDASE SYSTEMS

Abstract— Several hemeprotein-catalyzed reactions generate products of the type expected from the cleavage of a high energy intermediate. For some systems, the formation, in high yield, of a carbonyl compound in its excited triplet state has been firmly established on the basis of (i) equivalence of the chemiluminescence and phosphorescence spectra of the expected products; (ii) energy transfer to sensitizers containing heavy atoms and (iii) occurrence of photoproducts. The excited species appears to be generated within the enzyme and shielded from quenching by oxygen. It may be quenched, however, via long-range triplet-singlet energy transfer.
This work strongly supports our hypothesis that excited electronic states are also formed in biological systems which are not necessarily bioluminescent. One of the functions which peroxidases may thus fulfill might be the utilization of the potential of photochemistry in the absence of light.     

The photolysis of n-butyraldehyde in isooctane at 313 nm

The effects of aldehyde concentration, incident light intensity, and temperature on the quantum yields of reaction products were studied. Mechanisms for primary and secondary photochemical processes were suggested, and primary quantum yields as well as rate constant ratios were derived. Reversibility of intramolecular γ-hydrogen transfer and disproportionation of the radical pair formed in the reaction of an excited triplet and ground state molecule were shown to provide important pathways for radiationless decay of the triplet state.     

Intramolecular interactions in the triplet excited states of benzophenone-thymine dyads

Time-resolved and product studies on the synthesized dyads 1 and 2 have provided evidence that the benzophenone-to-thymine orientation strongly influences intramolecular photophysical and photochemical processes. The prevailing reaction mechanism has been established as a Paterno-Büchi cycloaddition to give oxetanes 3-6; however, the ability of benzophenone to achieve a formal hydrogen abstraction from the methyl group of thymidine has also been evidenced by the formation of photoproducts 7 and 8. These processes have been observed only in the case of the cisoid dyad 1. Adiabatic photochemical cycloreversion of the oxetane ring is achieved upon direct photolysis to give the starting dyad 1 in its excited triplet state. The photobiological implications of the above results are discussed with respect to benzophenone-photosensitized damage of thymidine.     

Horseradish Peroxidase-Catalyzed Generation of Acetophenone and Benzophenone in the Triplet State*

Horseradish peroxidase catalyzes the aerobic oxidation of 2-phenylpropanal and diphenylacetaldehyde at physiological pH to yield acetophenone and benzophenone partly in the triplet state, respectively. These excited products plus formic acid are expected from the thermolysis of dioxetane intermediates. The presence of acetophenone was demonstrated spectrophotometr-ically and the chemiluminescence spectrum (δ_max - 430 nm) was consistent with its triplet state. Energy transfer to 9,10-dibromoanthracene-2-sulfonate ion, a triplet carbonyl counter, but not to anthracene-2-sulfonate ion, a singlet carbonyl acceptor, occurred, confirming the triplet nature of the main emitter. In the case of the diphenylacetaldehydelperoxidase system, benzophenone could also be detected spectrophotometrically but the corresponding chemiluminescence spectrum showed only red emission (δ_max - 630 nm), which was tentatively attributed to singlet oxygen formed by triplet-triplet energy transfer to ground state oxygen. Horseradish peroxidase can be replaced by other he-meproteins such as myoglobin, hemoglobin and micro-peroxidase as catalyst of the chemiluminescent reaction. The distinct emission spectra achieved with different hemeproteins suggest a role of the microenvi-ronment in totally or partly protecting the excited species from oxygen collisions, resulting in emission maxima around 430 nm, 630 nm or both.     

Polymer-initiated photogeneration of silver nanoparticles in SPEEK/PVA films: direct metal photopatterning

Cross-linking of sulfonated poly(ether-ether)ketone-poly(vinyl alcohol) (SPEEK-PVA) materials yields flexible polymer films, possessing high light-sensitivity and ion-exchange capabilities. Adsorbed Ag+ ions are photoreduced in the film under illumination (lambda = 350 nm), leading to metal nanoparticle formation in places where the film has been exposed to the light. Nanoparticles form via reduction of Ag+ by the polymeric alcohol radicals, generated in the system as a result of photochemical H-abstraction from PVA molecules by the excited carbonyl triplet state of SPEEK. Use of the films for direct metal photopatterning is demonstrated.     

THE ENERGETICS OF ELECTRON-TRANSFER REACTIONS OF CHLOROPHYLL AND OTHER COMPOUNDS*

Abstract— Quite often the primary photochemical reaction of an excited state molecule is transfer of an electron to or from another molecule in its ground state. Rates of such reactions are closely dependent on differences between ground and excited state redox potentials of the reagents. The solvent also plays an important role in stabilizing ion pairs formed by the electron transfer. This Review discusses experimental data relating rates to electrochemical energy parameters in the context of a scheme which portrays the energy and electron transactions in a unified manner. Three consequences of reaction of a singlet excited state are distinguished: (S1) quenching without detectable products, (S2) exciplex fluorescence, (S3) transient radical ion production, and energetically necessary conditions are derived for each. Similarly, four kinds of reactions involving the triplet state are distinguished, which depend on the relation between the energy of the triplet state and that of the ion pair states: (TI) rapid quenching, (T2) slow quenching, (T3) accelerated intersystem crossing and (T4) generation by reaction between radical ions of like spin. The last may be followed by electrochemiluminescence. Classes of compounds for which data are available include chlorophylls, porphyrins and a few other molecules of biological interest, aromatic hydrocarbons and their derivatives, heterocyclic systems, carbonyl compounds, dyes, and complexes of Ru and U. A Table compiling median or selected values of ground and excited state electrochemical potentials of chlorophylls, some porphyrins, and a few other compounds is presented.     

ENERGY TRANSFER FROM ENZYMICALLY-GENERATED TRIPLET SPECIES TO ACCEPTORS IN MICELLES

Abstract— Electronically excited triplet species generated during the peroxidase catalyzed aerobic oxidation of appropriate substrates efficiently elicit fluorescence from acceptors in micelles, as shown with 9, 10-dibromoanthracene and chlorophyll solubilized by various surfactants. In the case of 9, 10-dibromoanthracene excited by triplet acetone, phosphorescence also can be detected near O₂ depletion.
The significant implications of this study are that micelle-solubilized chlorophyll is an excellent detector of enzyme-generated triplet carbonyl species, as confirmed with several systems, and that the use of micelles make it possible to extend 'photobiochemistry without light' to other photobiologically important, yet water insoluble acceptors.     

Photochemistry of 2,6-D'ichlorodiphenylamine and 1-Chlorocarbazole, the Photoactive Chromophores of Diclofenac, Meclofenamic Acid and Their Major Photoproducts

Diclofenac and meclofenamic acid are two structurally related nonsteroidal anti-inflammatory drugs with some photosensitizing potential. Their photochemistry involves cyclization to monohalogenated carbazoles. In principle, photocyclization could occur by photodehalogenation, followed by intramolecular radical addition, or by 6TT electrocyclization and subsequent dehydrohalogenation of the intermediate dihydrocarbazoles. Previously, it has been assumed that the reaction follows the first pathway and that the key species associated with phototoxicity are the resulting aryl radicals. In the present work, we have performed photophysical and photochemical studies on 2,6-dichlorodiphenylamine (la). This is a suitable model compound because since it contains the active chromo-phore present in diclofenac and meclofenamic acid, and its photoreactivity should be relevant to the understanding of the photobiological properties of both drugs. Our results clearly show that the first photochemical reaction is a very rapid 6iT-electrocyclization, and hence no radicals are formed at this stage. Instead, cleavage of the carbon-halogen bond occurs in the 1-chlorocarbazole photoproduct 2a. The reduced lifetime of the 2a triplet (as compared with the unsubstituted carbazole) and the observed reaction quenching by oxygen are in agreement with the reaction occurring from the excited triplet state. Overall, the above results suggest that the potential phototoxicity of diclofenac and meclofenamic acid is due to a photobiologically active photoproduct that is able to generate radicals upon photolysis, rather than to the parent drug.     

THE MECHANISM OF PHOTOCHEMICAL ADDITION OF CYSTEINE TO URACIL AND FORMATION OF DIHYDROURACIL

Abstract— A proposed mechanism for the photochemical addition of L -cysteine to uracil with the concurrent formation of dihydrouracil is shown to proceed through the triplet excited state of uracil which can abstract hydrogen atoms from cysteine to form dihydrouracil. This triplet state is the same one as that leading to photodimerization. The thiyl radicals generated add to ground state uracil molecules. The data permit a re-evaluation of the quantum yield for intersystem crossing of uracil in water which shows dimerization in aqueous solution to have a maximum efficiency of 56 per cent. The formation of the cross-adduct and dihydrouracil may be sensitized but the efficiency of the reaction is related to the ability of the sensitizer to be photoreduced and not to its triplet energy.     

Theoretical study of ibuprofen phototoxicity

The photochemical properties and degradation of the common nonsteroid anti-inflammatory drug ibuprofen is studied by means of hybrid density functional theory. Computed energies and properties of various species show that the deprotonated form dominates at physiological pH, and that the species will not be able to decarboxylate from a singlet excited state. Instead, decarboxylation will occur, with very high efficiency, provided the deprotonated compound can undergo intersystem crossing from an excited singlet to its excited triplet state. In the triplet state, the C-C bond connecting the carboxyl group is elongated, and the CO2 moiety detaches with a free energy barrier of less than 0.5 kcal/mol. Depending on the local environment, the decarboxylated product can then either be quenched through intersystem crossing (involving the possible formation of singlet oxygen) and protonation, or serve as an efficient source for superoxide anions and the formation of a peroxyl radical that will initiate lipid peroxidation.     

On the radical mechanism for photoinduced nucleation of alkane vapors

The addition of 10^?5 — 2 Torr of NO, a radical scavenger, is found to significantly quench the rate of photonucleation of nonane by NO₂ or CH₃I in a diffusion cloud chamber. This confirms a recently proposed radical mechanism for the photoinduced nucleation of these systems. The photonucleation rate of nonane induced by o-tolualdehyde (a system whose mechanism is not known) is similarly quenched by the addition of small amounts of NO, suggesting a radical mechanism. A mechanism for this system, based upon the formation of nonane radicals (resulting from hydrogen abstraction from nonane by the carbonyl molecules in the n,π* singlet or triplet state) followed by further reaction of the radicals to form low vapor pressure species, is discussed. Acetone, a system known to dissociate into radicals, is found to photoinduce nucleation of nonane when excited to the lowest singlet or triplet excited states. This adds further support to the proposed radical mechanism and suggests that acetone dissociates in its lowest singlet as well as its lowest triplet state. A theoretical model is outlined in which the production of large involatile alkanes (dimers and higher polymers) are formed from an initially produced nonane radical. These results are combined with binary nucleation theory in order to calculate the effect of these species on the rate of nucleation. These calculations indicate that low concentrations of these involatile species can indeed induce nucleation. The ability of small, photochemically produced polymers to induce nucleation is also examined and the time dependent space distribution of polymers (e.g., vinyl polymers) generated by chain transfer from a single free radical is derived. The small polymers formed in this process are analogous to the species formed in the photoinduced nucleation of alkane vapors.     

Fast processes and intermediates in photochemistry of 7-dimethyl-germanorbornadiene

Laser pulse photolysis experiments have shown that the triplet excited-state of 1,2,3,4-tetraphenylnaphthalene (TPN) is one of the primary intermediates of the photochemical transformation of 7,7'-dimethylgerma-1,4,5,6-tetraphenyl-2,3-benzo-norbornadiene (GNB) in hexane solution. The molar absorption of T-T absorption and the quantum yield of the intersystem crossing of TPN were determined from the triplet-triplet energy transfer. The scheme of GNB photocleavage has been suggested where the triplet excited TPN originated from the triplet state of biradical through cleavage of the second C-Ge bond, the latter being generated from the excited singlet state of the initial GNB after the cleavage of the first C-Ge bond and the intersystem crossing. Other channels of GNB's chemical transformation have been discussed.     

Effect of the excitation wavelength and the structure of nitrated 1,2-dyhydroquinolines on dynamics of primary photophysical and photochemical processes

Dynamics of transformations of excited states and active transient species generated in the photolysis of nitrated 1,2-dihydroquinolines (N-DHQ) has been studied by femto- and nanosecond laser pulse photolysis. Spectral and kinetic parameters of primary photophysical and photochemical processes have been determined, and their dependence on the substituent position at the aromatic ring of 1,2-dihydroquinoline (DHQ) and on the wavelength of excitation light has been established. The lifetime of the excited singlet state S₁ in N-DHQ is ca. 100 and 500 fs for 8- and 6-nitro-substituted DHQ, respectively, which is shorter in comparison with DHQ without the nitro group by a factor of 10⁴ and more. The major decay channel of the S₁ state is the successive formation of three transient species with lifetimes of 0.5 to 16 ps. A triplet state is generated only upon excitation of the short-wavelength band by UV light. The quantum yield of the triplet state depends on the structure of N-DHQ.     

Study of acyl group migration by femtosecond transient absorption spectroscopy and computational chemistry

The primary photophysical and photochemical processes in the photochemistry of 1-acetoxy-2-methoxyanthraquinone (1a) were studied using femtosecond transient absorption spectroscopy. Excitation of 1a at 270 nm results in the population of a set of highly excited singlet states. Internal conversion to the lowest singlet npi* excited state, followed by an intramolecular vibrational energy redistribution (IVR) process, proceeds with a time constant of 150 +/- 90 fs. The 1npi* excited state undergoes very fast intersystem crossing (ISC, 11 +/- 1 ps) to form the lowest triplet pipi* excited state which contains excess vibrational energy. The vibrational cooling occurs somewhat faster (4 +/- 1 ps) than ISC. The primary photochemical process, migration of acetoxy group, proceeds on the triplet potential energy surface with a time constant of 220 +/- 30 ps. The transient absorption spectra of the lowest singlet and triplet excited states of 1a, as well as the triplet excited state of the product, 9-acetoxy-2-methoxy-1,10-anthraquinone (2a), were detected. The assignments of the transient absorption spectra were supported by time-dependent DFT calculations of the UV-vis spectra of the proposed intermediates. All of the stationary points for acyl group migration on the triplet and ground state singlet potential energy surfaces were localized, and the influence of the acyl group substitution on the rate constants of the photochemical and thermal processes was analyzed.