Rigorous Spectral Analysis of the Metal–Insulator Transition in a Limit-Periodic Potential

We consider the limit-periodic Jacobi matrices associated with the real Julia sets of f (z)=z ²– for which [2, ) can be seen as the strength of the limit-periodic coefficients. The typical local spectral exponent of their spectral measures is shown to be a harmonic function in decreasing logarithmically from 1 to 0.     

Mean-Field Critical Behavior for the Contact Process

The contact process is a model of spread of an infectious disease. Combining with the result of ref. 1, we prove that the critical exponents take on the mean-field values for sufficiently high dimensional nearest-neighbor models and for sufficiently spread-out models with d>4:()– _c as _c and ()( _c–)^–1 as _c, where () and () are the spread probability and the susceptibility of the infection respectively, and _c is the critical infection rate. Our results imply that the upper critical dimension for the contact process is at most 4.     

On the existence of invariant,absolutely continuous measures

Let (, , ) be a measure space with normalized measure,f: a nonsingular transformation. We prove: there exists anf-invariant normalized measure which is absolutely continuous with respect to if and only if there exist >0, and , 0<<1, such that (E)< implies (f ^–k(E))< for allk0.     

Energy level crossings in quantum mechanics

From the eigenvalue equationH \ _n () =E _n ()\ _n () withH H ₀ +V one can derive an autonomous system of first order differential equations for the eigenvaluesE _n () and the matrix elementsV _mn () where is the independent variable. To solve the dynamical system we need the initial valuesE _n ( = 0) and \ _n ( = 0). Thus one finds the motion of the energy levelsE _n (). We discuss the question of energy level crossing. Furthermore we describe the connection with the stationary state perturbation theory. The dependence of the survival probability as well as some thermodynamic quantities on is derived. This means we calculate the differential equations which these quantities obey. Finally we derive the equations of motion for the extended caseH =H ₀ +V ₁ + ² V ₂ and give an application to a supersymmetric Hamiltonian.     

Fixed points of Feigenbaum's type for the equationf p (λx)≡λf(x)

Existence and hyperbolicity of fixed points for the mapN _p :f(x) ^–1 f ^p (x), withf ^p p-fold iteration and =f ^p (0) are given forp large. These fixed points come close to being quadratic functions, and our proof consists in controlling perturbation theory about quadratic functions.Supported in part by the Swiss National Science Foundation     

Fractional noise

Fractional noiseN(t),t 0, is a stochastic process for every , and is defined as the fractional derivative or fractional integral of white noise. For = 1 we recover Brownian motion and for = 1/2 we findf ^–1-noise. For 1/2 1, a superposition of fractional noise is related to the fractional diffusion equation.     

The slow passage through a steady bifurcation: Delay and memory effects

We consider the following problem as a model for the slow passage through a steady bifurcation: dy/dt = (t) y – y³ +, where is a slowly increasing function oft given by= _i + t ( ⁱ,<0). Both and are small parameters. This problem is motivated by laser experiments as well as theoretical studies of laser problems. In addition, this equation is a typical amplitude equation for imperfect steady bifurcations with cubic nonlinearities. When=0, we have found that=0 is not the point where the bifurcation transition is observed. This transition appears at a value = ^j > 0. We call ^j the delay of the bifurcation transition. We study this delay as a function of ⁱ, the initial position of, and, the imperfection parameter. To this end, we propose an asymptotic study of this equation as 0, small but fixed. Our main objective is to describe this delay in terms of the relative magnitude of and. Since time-dependent imperfections are always present in experiments, we analyze in the second part of the paper the effect of a small-amplitude but time-periodic imperfection given by (t) = cos(t).     

Soliton mass and surface tension in the (λ|Ø|4)2 quantum field model

The spectrum of the mass operator on the soliton sectors of the anisotropic (|ø|⁴)₂—and the (ø⁴)₂—quantum field models in the two phase region is analyzed. It is proven that, for small enough >0, the mass gapm _s() on the soliton sector is positive, andm _s()=0(^–1). This involves estimatingm _s() from below by a quantity () analogous to the surface tension in the statistical mechanics of two dimensional, classical spin systems and then estimating () by methods of Euclidean field theory. In principle, our methods apply to any two dimensional quantum field model with a spontaneously broken, internal symmetry group.A Sloan Foundation Fellow; Research supported in part by the U.S. National Science Foundation under Grant No. MPS 75-11864.Supported in part by the National Science Foundation under Grant No. PHY 76-17191     

Singular measures without restrictive intervals

For the transformationT:[0,1][0,1] defined byT(x)=x(1–x) with 04, a is shown to exist for whichT has no restrictive intervals, hence is sensitive to initial conditions, but for which no finite absolutely continuous invariant measure exists forT.Supported by the U.S. Army Research Office through the Mathematical Sciences Institute of Cornell University     

The ground state energy of Sdhrödinger operators

We studye()=inf spec(-+V) and examine whene()<0 for all 0. We prove thatc ²e()–d ² for suitableV and all small ||.Research partially funded under NSF grant number DMS-9101716.     

Zero-Dimensional Spectral Measures for Quasi-Periodic Operators with Analytic Potential

We prove that for quasiperiodic operators with potential V(n)=f(+n), f analytic, the spectral measures are zero-dimensional for large, any irrational . It extends a result of Jitomirskaya and Last to the case of any analytic f.     

Power law growth for the resistance in the Fibonacci model

Many one-dimensional quasiperiodic systems based on the Fibonacci rule, such as the tight-binding HamiltonianH(n)=(n+1)+(n–1)+v(n) (n),n,l ²(),, wherev(n)=[(n+1)]–[n],[x] denoting the integer part ofx and the golden mean , give rise to the same recursion relation for the transfer matrices. It is proved that the wave functions and the norm of transfer matrices are polynomially bounded (critical regime) if and only if the energy is in the spectrum of the Hamiltonian. This solves a conjecture of Kohmoto and Sutherland on the power-law growth of the resistance in a one-dimensional quasicrystal.     

New proofs of the existence of the Feigenbaum functions

A new proof of the existence of analytic, unimodal solutions of the Cvitanovi-Feigenbaum functional equation g(x) = –g(g(–x)),g(x) 1 - const|x|^r at 0, valid for all in (0, 1), is given, and the existence of the Eckmann-Wittwer functions [8] is recovered. The method also provides the existence of solutions for certain given values ofr, and in particular, forr=2, a proof requiring no computer.     

Geometry and combinatorics of Julia sets of real quadratic maps

For real a correspondence is made between the Julia setB forz(z–)², in the hyperbolic case, and the set of-chains±(±(±..., with the aid of Cremer's theorem. It is shown how a number of features ofB can be understood in terms of-chains. The structure ofB is determined by certain equivalence classes of-chains, fixed by orders of visitation of certain real cycles; and the bifurcation history of a given cycle can be conveniently computed via the combinatorics of-chains. The functional equations obeyed by attractive cycles are investigated, and their relation to-chains is given. The first cascade of period-doubling bifurcations is described from the point of view of the associated Julia sets and-chains. Certain Julia sets associated with the Feigenbaum function and some theorems of Lanford are discussed.Supported by NSF grant No. MCS-8104862.Supported by NSF grant No. MCS-8203325.     

Spectral asymptotics for the Schrödinger operator with potential which steadies at infinity

We consider the discrete spectrum of the selfadjoint Schrödinger operatorA _h =–h ² +V defined inL ²(^m) with potentialV which steadies at infinity, i.e.V(x)=g+|x|^– f(1+o(1)) as |x| for>0 and some homogeneous functionsg andf of order zero. Let _h (),0, be the total multiplicity of the eigenvalues ofA _h smaller thanM–, M being the minimum value ofg over the unit sphereS ^m–1 (hence,M coincides with the lower bound of the essential spectrum ofA _h ). We study the asymptotic behaviour of ₁() as0, or of _h () ash0, the number0 being fixed. We find that these asymptotics depend essentially on the structure of the submanifold ofS ^m–1, where the functiong takes the valueM, and generically are nonclassical, i.e. even as a first approximation (2) ^m _h () differs from the volume of the set {(x, )^2m:h ²||²+V(x)<M–}.Partially supported by Contract No. 52 with the Ministry of Culture, Science and Education     

The vacuum energy forP(ø)2: Infinite volume limit and coupling constant dependence

LetE(g) be the vacuum energy for theP(ø)₂ Hamiltonian with space cutoffg(x)0 and coupling constant 0. For suitable families of cutoffsg1, the vacuum energy per unit volume converges; i.e., –E(g)/g(x)dx (). We obtain bounds on the dependence of () for large and small . These lead to estimates forE(g) as a functional ofg that permit a weakening of the standard regularity conditions forg. Typical of such estimates is the linear lower bound, –E(g)const g(x)² dx, valid for allg0 provided thatP is normalized so thatP(0)=0. Finally we show that the perturbation series for () is asymptotic to second order.Research partially supported by AFOSR under Contract No. F 44620-71-C-0108.Postal address after September 30, 1972: via A. Falcone 70, 80127, Napoli, Italy.     

Functional derivative for the distribution function of a Λ-nucleon pair in nuclear matter

An exact expression for the functional derivative of the distribution function of a -nucleon pair in nuclear matter is derived. An approximate expression is also derived by means of the Kirkwood superposition approximation. The latter expression is subsequently used to obtain the Euler equation for the correlation functionf(r1) of a -nucleon pair in nuclear matter.     

The asymmetric contact process at its second critical value

The asymmetric contact process onZ has two distinct critical values ₁ > ₂ (at least with sufficient asymmetry). One can consider the process on {0,...,N} and analyze the time (which we call _N ) till complete vacany starting from complete occupation. Its behavior has already been resolved for all regions of except for =₂. For this value, Schinazi proved that lim _N log _N /logN=2 in probability and conjectured that _N /N ² converges in distribution. It is that result that we prove in this paper. We rely heavily on the Brownian motion behavior of the edge particle, which comes from Galves and Presutti and Kuczek.     

Painlevé test and energy level motion

From the eigenvalue H|_n()=E_n() |_n(), where HH₀+V, one can derive an autonomous system of first-order differential equations for the eigenvaluesE _n() and the matrix elements V_mn(), where is the independent variable. We perform a Painlevé test for this system and discuss the connection with integrability. It turns out that the equations of motion do not pass the Painlevé test, but a weaker form. The first integrals are polynomials and can be related to the Kowalewski exponents.