Single-dot spectroscopy via elastic single-electron tunneling through a pair of coupled quantum dots

We study the electronic structure of a single self-assembled InAs quantum dot by probing elastic single-electron tunneling through a single pair of weakly coupled dots. In the region below pinch-off voltage, the nonlinear threshold voltage behavior provides electronic addition energies exactly as the linear, Coulomb blockade oscillation does. By analyzing it, we identify the s and the p shell addition spectrum for up to six electrons in the single InAs dot, i.e., one of the coupled dots. The evolution of the shell addition spectrum with magnetic field provides Fock-Darwin spectra of the s and p shells.     

Transport properties of quantum dots

Linear and nonlinear transport through a quantum dot that is weakly coupled to ideal quantum leads is investigated in the parameter regime where charging and geometrical quantization effects coexist. The exact eigenstates and spins of a finite number of correlated electrons confined within the dot are combined with a rate equation. The current is calculated in the regime of sequential tunneling. The analytic solution for an Anderson impurity is given. The phenomenological charging model is compared with the quantum mechanical model for interacting electrons. The current-voltage characteristics show Coulomb blockade. The excited states lead to additional fine-structure in the current voltage characteristics. Asymmetry in the coupling between the quantum dot and the leads causes asymmetry in the conductance peaks which is reversed with the bias voltage. The spin selection rules can cause a ‘spin blockade’ which decreases the current when certain excited states become involved in the transport. In two-dimensional dots, peaks in the linear conductance can be suppressed at low temperatures, when the total spins of the corresponding ground states differ by more than 1/2. In a magnetic field, an electron number parity effect due to the different spins of the many-electron ground states is predicted in addition to the vanishing of the spin blockade effect. All of the predicted features are consistent with recent experiments.     

Magnetic field and symmetry effects in small quantum dots

Shell phenomena in small quantum dots with a few electrons under a perpendicular magnetic field are discussed within a simple model. It is shown that various kinds of shell structures, which occur at specific values for the magnetic field lead to a disappearance of the orbital magnetization for particular magic numbers for noninteracting electrons in small quantum dots. Including the Coulomb interaction between two electrons, we found that the magnetic field gives rise to dynamical symmetries of a three-dimensional axially symmetric two-electron quantum dot with a parabolic confinement. These symmetries manifest themselves as near-degeneracy in the quantum spectrum at specific values of the magnetic field and are robust at any strength of the electron-electron interaction. A remarkable agreement between experimental data and calculations exhibits the important role of the thickness for the two-electron quantum dot for analysis of ground state transitions in a perpendicular magnetic field. The text was submitted by the author in English.     

Two-electron states in a double quantum dot in a constant electric field

The wave functions of stationary states and the spectrum of two-electron system are analytically determined in a symmetric double quantum dot. It is shown that in the ground state when the external electric field is absent, electrons cannot reside in the same quantum dot due to the Coulomb blockade. This situation changes in an external electric field. At a critical field strength, the probability of finding both electrons in the same quantum dot jumpwise increases from zero to unity.     

Vertical magneto-tunneling through a quantum dot and the density of states of small electronic systems

One-electron tunneling through a quantum dot with a strong magnetic field in the direction of the current is studied. The linear magneto-conductance is computed for a model parabolic dot with seven electrons in the intermediate states and for different values of the magnetic field. It is shown that the dot density of states at low excitation energies can be extracted from a precise measurement of the conductance at the upper edge of the Coulomb blockade diamond. We parametrized the density of states with a single “temperature” parameter (in the so called “constant temperature approximation”), and found that this parameter depends very weakly on the magnetic field.     

Thermoelectric current and Coulomb-blockade plateaus in a quantum dot

A Generalized Master Equation (GME) is used to study the thermoelectric currents through a quantum dot in both the transient and steady-state regime. The two semi-infinite leads are kept at the same chemical potential but at different temperatures to produce a thermoelectric current which has a varying sign depending on the chemical potential. The Coulomb interaction between the electrons in the sample is included via the exact diagonalization method. We observe a saw-teeth like profile of the current alternating with plateaus of almost zero current. Our calculations go beyond the linear response with respect to the temperature gradient, but are compatible with known results for the thermopower in the linear response regime.     

Effect of Intra-Dot Coulomb Interaction on Andreev Reflection in Normal-Metal/Quantum-Dot/Superconductor System

We investigate the effect of intra-dot Coulomb interaction on the Andreev reflection in a normal-metal/quantum-dot/superconductor (N-QD-S) system with multiple levels in the quantum dot, in the regime where the intra-dot interacting constant is comparable to the energy gap of superconducting lead. By using nonequilibrium Green function method, the averaged occupation of electrons in the quantum dot and the Andreev reflection (AR) current are studied. Comparing to the case of non-interacting quantum dot, the system shows significant changes for the averaged occupation of electrons in QD (〈n〉) and the AR current (I). (i) In the linear response regime, 〈n〉-V_g exhibits a two-step-like behavior; and the I-V_g shows two groups of peaks, separated by U and with equal heights, where V_g is the gate voltage and U denotes the intra-dot Coulomb interaction constant. (ii) For finite bias voltage, dips, superposed on the step-like 〈n〉-V_g curve, and the current peaks appear simultaneously, both originate from the AR processes. For V≥U/2, extra AR current peaks occur between the two groups of the peaks. Besides, the properties of the heights of the AR current peaks are more complicated.     

Signature of symmetry of laterally coupled quantum dots in far-infrared spectrum

We study the effect of structure asymmetry on the energy spectrum and the far-infrared spectrum (FIR) of a lateral coupled quantum dot. The calculated spectrum shows that the parity break of coupled quantum dot results in more coherent superpositions in the low-lying states and exhibits unique anti-crossing in the two-electron FIR spectrum modulated by a magnetic field. We also find that the Coulomb correlation effect can make the FIR spectrum of coupled quantum dot without strict parity deviate greatly from Kohn theorem, which is just contrary to the symmetric case. Our results therefore suggest that FIR spectrum may be used to determine the symmetry of coupled quantum dot and to evaluate the degree of Coulomb interaction.     

Electron cotunneling in a semiconductor quantum dot

We report transport measurements on a semiconductor quantum dot with a small number of confined electrons. In the Coulomb blockade regime, conduction is dominated by cotunneling processes. These can be either elastic or inelastic, depending on whether they leave the dot in its ground state or drive it into an excited state, respectively. We are able to discriminate between these two contributions and show that inelastic events can occur only if the applied bias exceeds the lowest excitation energy. Implications to energy-level spectroscopy are discussed.     

库仑场对量子点中强耦合束缚极化子激发态性质的影响

采用线性组合算符和幺正变换方法研究量子点中强耦合束缚极化子的振动频率、第一内部激发态能量、激发能量和共振频率的性质。讨论了这些量随量子点的有效受限长度、电子-声子耦合强度和库仑束缚势的变化关系。通过数值计算结果表明:量子点中强耦合束缚极化子的振动频率、第一内部激发态能量、激发能量和共振频率随量子点的有效受限长度的减小而迅速增大,随库仑束缚势和电子-声子的耦合强度的增加而增大。     

Role of dynamic depolarization for the intersubband resonance in the localization regime

We investigate the electronic intraband absorption in quantum wells with a strong lateral random potential, realized for example by modulation doping with a thin spacer layer. In such systems, electrons become in-plane localized in isolated potential minima and behave like an inhomogeneous array of natural quantum dots. When excited with a coherent light field, the dots respond as individual oscillators, which are however coupled by dynamic dipole–dipole interactions. The absorption spectrum is then determined by the interplay of the single dot properties (related to the disorder potential) and the many-particle Coulomb interactions. Using a simple model for the single-particle states, we calculate the absorption spectrum as a function of the electron density. In the case of light polarized perpendicular to the layer, we find with increasing density a dramatic line narrowing (associated with a collective excitation of the electrons) and a depolarization blue shift. For in-plane polarized light, the peak is shifted to the red. Our theory also applies to far-infrared absorption experiments in artificial quantum dot arrays.     

Spin-polarized current through a lateral double quantum dot with spin–orbit interaction

We study the spin-polarized current through a vertical double quantum dot scheme. Both the Rashba spin–orbit (RSO) interaction inside one of the quantum dots and the strong intradot Coulomb interactions on the two dots are taken into account by using the second-quantized form of the Hamiltonian. Due to the existence of the RSO interaction, spin-up and spin-down electrons couple to the external leads with different strengths, and then a spin polarized current can be driven out of the middle lead by controlling a set of structure parameters and the external bias voltage. Moreover, by properly adjusting the dot levels and the external bias voltages, a pure spin current with no accompanying charge current can be generated in the weak coupling regime. We show that the difference between the intradot Coulomb interactions strongly influences the spin-polarized currents flowing through the middle lead and is undesirable in the generation of the net spin current. Based on the RSO interaction, the structure we propose can efficiently polarize the electron spin without the usage of any magnetic field or ferromagnetic material. This device can be used as a spin-battery and is realizable using the present available technologies.     

Dynamic localization of two electrons in AC-driven triple quantum dots and quantum dot shuttles

We analyze the dynamic localization of two interacting electrons induced by alternating current electric fields in triple quantum dots and triple quantum dot shuttles. The calculation of the long-time averaged occupation probability shows that both the intra-and inter-dot Coulomb interaction can increase the localization of electrons even when the AC field is not very large. The mechanical oscillation of the quantum dot shuttles may keep the localization of electrons at a high level within a range if its frequency is quite a bit smaller than the AC field. However, the localization may be depressed if the frequency of the mechanical oscillation is the integer times of the frequency of the AC field. We also derive the analytical condition of two-electron localization both for triple quantum dots and quantum dot shuttles within the Floquet formalism.     

Intra- and inter-shell Kondo effects in carbon nanotube quantum dots

The linear response transport properties of carbon nanotube quantum dot in the strongly correlated regime are discussed. The finite-U mean field slave boson approach is used to study many-body effects. Magnetic field can rebuilt Kondo correlations, which are destroyed by the effect of spin-orbit interaction or valley mixing. Apart from the field induced revivals of SU(2) Kondo effects of different types: spin, valley or spin-valley, also more exotic phenomena appear, such as SU(3) Kondo effect. Threefold degeneracy occurs due to the effective intervalley exchange induced by short-range part of Coulomb interaction or due to the intershell mixing. In narrow gap nanotubes the full spin-orbital degeneracy might be recovered in the absence of magnetic field opening the condition for a formation of SU(4) Kondo resonance.     

Spin fractionalization of an even number of electrons in a quantum Dot

We find that Kondo resonant conductance can occur in a quantum dot in the Coulomb blockade regime with an even number of electrons N. The contacts are attached to the dot in a pillar configuration, and a magnetic field B( perpendicular) along the axis is applied. B( perpendicular) lifts the spin degeneracy of the dot energies. Usually, this prevents the system from developing the Kondo effect. Tuning B( perpendicular) to the value B(*) where levels with different total spin cross restores both the degeneracy and the Kondo effect. We analyze a dot charged with N = 2 electrons. Coupling to the contacts is antiferromagnetic due to a spin selection rule and, in the Kondo state, the charge is unchanged while the total spin on the dot is S = 1/2.     

Cavity‐Photon‐Induced High‐Order Transitions between Ground States of Quantum Dots

It is shown that quantum electromagnetic transitions to high orders are essential to describe the time‐dependent path of a nanoscale electron system in a Coulomb blockade regime when coupled to external leads and placed in a 3D rectangular photon cavity. The electronic system consists of two quantum dots embedded asymmetrically in a short quantum wire. The two lowest in energy spin degenerate electron states are mostly localized in each dot with only a tiny probability in the other dot. In the presence of the leads, a slow high‐order transition between the ground states of the two quantum dots is identified. The Fourier power spectrum for photon–photon correlations in the steady state shows a Fano type of resonance for the frequency of the slow transition. Full account is taken of the geometry of the multilevel electronic system, and the electron–electron Coulomb interactions together with the para‐ and diamagnetic electron–photon interactions are treated with step‐wise exact numerical diagonalization and truncation of appropriate many‐body Fock spaces. The matrix elements for all interactions are computed analytically or numerically exactly.     

Interacting bosons in an optical lattice

A strongly interacting Bose gas in an optical lattice is studied using a hard‐core interaction. Two different approaches are introduced, one is based on a spin‐1/2 Fermi gas with attractive interaction, the other one on a functional integral with an additional constraint (slave‐boson approach). The relation between fermions and hard‐core bosons is briefly discussed for the case of a one‐dimensional Bose gas. For a three‐dimensional gas we identify the order parameter of the Bose‐Einstein condensate through a Hubbard‐Stratonovich transformation and treat the corresponding theories within a mean‐field approximation and with Gaussian fluctuations. This allows us to evaluate the phase diagram, including the Bose‐Einstein condensate and the Mott insulator, the density‐density correlation function, the static structure factor, and the quasiparticle excitation spectrum. The role of quantum and thermal fluctuations are studied in detail for both approaches, where we find good agreement with the Gross‐Pitaevskii equation and with the Bogoliubov approach in the dilute regime. In the dense regime, which is characterized by the phase transition between the Bose‐Einstein condensate and the Mott insulator, we discuss a renormalized Gross‐Pitaevskii equation. This equation can describe the macroscopic wave function of the Bose‐Einstein condensate in the dilute regime as well as close to the transition to the Mott insulator. Finally, we compare the results of the attractive spin‐1/2 Fermi gas and those of the slave‐boson approach and find good agreement for all physical quantities.     

Probe‐assisted spin manipulation in one‐dimensional quantum dots

We study a spin structure that arises in a one‐dimensional quantum dot with zero total spin under the action of a charged tip of a scanning probe microscope in the presence of a weak magnetic field. The evolution of spin structure with changing the probe position is traced to show that the movable probe can be an effective tool to manipulate the spin. The spin structures are formed when the probe is located in certain regions along the dot due to Coulomb interaction of electrons as they are redistributed between the two sections in which the quantum dot is divided by the potential barrier created by the probe. There are two main states: spin‐polarized and non‐polarized ones. The transition between them is accompanied by a spin precession governed by the Rashba spin–orbit interaction induced by the electric field of the probe. In the transition region the spin density changes strongly while charge distribution remains nearly unchanged. (© 2015 WILEY‐VCH Verlag GmbH &Co. KGaA, Weinheim)     

Nonlinear transport properties of quantum dots

The influence of excited levels on nonlinear transport properties of a quantum dot weakly coupled to leads is studied using a master-equation approach. A charging model for the dot is compared with a quantum mechanical model for interacting electrons. The currentvoltage curve shows Coulomb lockade and additional finestructure that is related to the excited states of the correlated electrons. Unequal coupling to the leads causes asymmetric conductance peaks. Negative differential conductances are predicted due to the existence of excited states with different spins.     

Interplay between the mesoscopic Stoner and Kondo effects in quantum dots

We consider electrons confined to a quantum dot interacting antiferromagnetically with a spin-1 / 2 Kondo impurity. The electrons also interact among themselves ferromagnetically with a dimensionless coupling J , where J =1 denotes the bulk Stoner transition. We show that as J approaches 1 there is a regime with enhanced Kondo correlations, followed by one where the Kondo effect is destroyed and impurity is spin polarized opposite to the dot electrons. The most striking signature of the first, Stoner-enhanced Kondo regime is that a Zeeman field increases the Kondo scale, in contrast to the case for noninteracting dot electrons. Implications for experiments are discussed.