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基于多方参与的“碳核查”业务权利寻租行为监管及控制研究
引用本文:王丹丹,菅利荣,付帅帅.基于多方参与的“碳核查”业务权利寻租行为监管及控制研究[J].运筹与管理,2022,31(9):225-231.
作者姓名:王丹丹  菅利荣  付帅帅
作者单位:1.南京航空航天大学 经济与管理学院,江苏 南京 210016; 2.东南大学 经济管理学院,江苏 南京 211189
基金项目:江苏高校哲学社会科学研究重大项目(2019SJZDA036); 国家自然科学青年基金资助项目(72101109)
摘    要:针对“碳核查”业务权利寻租问题,考虑政府、控排企业及第三方核查企业对其治理的影响,运用演化博弈理论分析各参与主体在“碳核查”业务权利寻租问题治理过程中的决策行为。研究结果表明:碳核查”业务权利寻租行为的发生受各主体不同决策行为的共同作用,如何约束控排企业的行为是解决“碳核查”业务权利寻租问题的关键;中低强度的复查抽检率无法有效约束控排企业的寻租行为,而高复查抽检率则可有效约束控排企业的寻租行为;因寻租成本不同,控排企业及第三方核查企业对政府惩罚力度的敏感性不同;中高强度的复查率及惩罚力度,有助于降低控排企业及第三方核查企业权力寻租行为的发生。

关 键 词:碳核查  多方博弈  权利寻租  监管控制  
收稿时间:2020-09-14

The Supervision and Control of Rent-Seeking Behavior of Carbon Verification Business Rights Based on Multi-Party Participation
WANG Dan-dan,JIAN Li-rong,FU Shuai-shuai.The Supervision and Control of Rent-Seeking Behavior of Carbon Verification Business Rights Based on Multi-Party Participation[J].Operations Research and Management Science,2022,31(9):225-231.
Authors:WANG Dan-dan  JIAN Li-rong  FU Shuai-shuai
Affiliation:1. College of Economics and Management, Nanjing University of Aeronautics and Astronautics, Nanjing 211106, China; 2. School of Economics and management, Southeast University, Nanjing 211189, China
Abstract:For the rent-seeking problem of “carbon verification” business rights, we consider the supervision and influence of the government, emission control companies, and third-party verification companies. An evolutionary game model is established to explore the evolutionary equilibrium of the governance of “carbon verification” business rights rent-seeking behavior in different situations strategies. The results show that the rent-seeking behavior of carbon verification business rights is affected by the different decision-making behaviors of various entities. How to restrain and control the behavior of enterprises is the key to solving the problem of “carbon verification” business rights rent-seeking. The recheck and random inspection rate cannot effectively restrict the rent-seeking behavior of the emission control companies, while the high re-check random inspection rate can effectively restrict the rent-seeking behavior of the emission control companies. Due to the different rent-seeking costs, the sensitivity of the emission control enterprises, and the third-party verification enterprises to the government's punishment is different. Medium and high-intensity review rates and punishment intensity are helpful to reduce the possibility of power rent-seeking by emission control enterprises and third-party verification enterprises.
Keywords:carbon verification  multi-party game  right rent-seeking  regulatory control  
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